0001144204-13-000137.txt : 20130102 0001144204-13-000137.hdr.sgml : 20130101 20130102163238 ACCESSION NUMBER: 0001144204-13-000137 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121228 FILED AS OF DATE: 20130102 DATE AS OF CHANGE: 20130102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILCOX GLENN W SR CENTRAL INDEX KEY: 0001221668 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-02363 FILM NUMBER: 13502380 MAIL ADDRESS: STREET 1: ONE WEST PACK SQUARE SUITE 1700 CITY: ASHEVILLE STATE: NC ZIP: 28801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNERSTONE TOTAL RETURN FUND INC CENTRAL INDEX KEY: 0000033934 IRS NUMBER: 132727013 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O ULTIMUS FUND SOLUTIONS, LLC STREET 2: 350 JERICHO TURNPIKE, SUITE 206 CITY: JERICHO STATE: NY ZIP: 11753 BUSINESS PHONE: (646) 881-4985 MAIL ADDRESS: STREET 1: C/O ULTIMUS FUND SOLUTIONS, LLC STREET 2: 350 JERICHO TURNPIKE, SUITE 206 CITY: JERICHO STATE: NY ZIP: 11753 FORMER COMPANY: FORMER CONFORMED NAME: EIS FUND INC DATE OF NAME CHANGE: 20020109 FORMER COMPANY: FORMER CONFORMED NAME: EXCELSIOR INCOME SHARES INC DATE OF NAME CHANGE: 19920703 4 1 v798032-1_4.xml OWNERSHIP DOCUMENT X0306 4 2012-12-28 0 0000033934 CORNERSTONE TOTAL RETURN FUND INC CRF 0001221668 WILCOX GLENN W SR ONE WEST PACK SQUARE SUITE 1700 ASHEVILLE NC 28801 1 0 0 0 Common Stock 2012-12-28 4 P 0 1043 5.33 A 4170 D /s/ Glenn W. Wilcox, Sr. 2013-01-02