0000914317-12-000004.txt : 20120103 0000914317-12-000004.hdr.sgml : 20120102 20120103112936 ACCESSION NUMBER: 0000914317-12-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111229 FILED AS OF DATE: 20120103 DATE AS OF CHANGE: 20120103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESPEY MFG & ELECTRONICS CORP CENTRAL INDEX KEY: 0000033533 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 141387171 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 BALLSTON AVE STREET 2: COR. CONGRESS & BALLSTON AVES. CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 BUSINESS PHONE: 5185844100 MAIL ADDRESS: STREET 1: 233 BALLSTON AVE CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 FORMER COMPANY: FORMER CONFORMED NAME: ESPEY MANUFACTURING & ELECTRONICS CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELMETAG CARL CENTRAL INDEX KEY: 0001200033 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04383 FILM NUMBER: 12500671 MAIL ADDRESS: STREET 1: 330 SEA VIEW CITY: RIVERSIDE STATE: RI ZIP: 02915 FORMER NAME: FORMER CONFORMED NAME: HELMETAG CARL DATE OF NAME CHANGE: 20021021 4 1 form4-119601_ch.xml X0304 4 2011-12-29 0 0000033533 ESPEY MFG & ELECTRONICS CORP ESP 0001200033 HELMETAG CARL 330 SEA VIEW RIVERSIDE RI 02915 1 0 0 0 Common Stock- $.33 1/3 par value 2011-12-29 4 P 0 250 23.4 A 15750 D Common Stock- $.33 1/3 par value 1504 D Stock Option 18.29 2009-02-21 2017-02-21 Common Stock 1400 0 D Stock Option 21.54 2010-05-23 2018-05-23 Common Stock 1400 0 D Stock Option 17.09 2011-02-20 2019-02-20 Common Stock 1400 0 D Stock Option 19.20 2012-08-19 2020-08-19 Common Stock 1600 0 D Stock Option 25.10 2013-08-26 2021-08-26 Common Stock 1600 7400 D SEP IRA account /s/ Carl Helmetag 2012-01-03