0001179110-20-006054.txt : 20200514
0001179110-20-006054.hdr.sgml : 20200514
20200514192236
ACCESSION NUMBER: 0001179110-20-006054
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200513
FILED AS OF DATE: 20200514
DATE AS OF CHANGE: 20200514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GRIFFIN ROBERT E
CENTRAL INDEX KEY: 0000901806
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-06966
FILM NUMBER: 20879930
MAIL ADDRESS:
STREET 1: 817 MAXWELL AVENUE
CITY: EVANSVILLE
STATE: IN
ZIP: 47717
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ESCALADE INC
CENTRAL INDEX KEY: 0000033488
STANDARD INDUSTRIAL CLASSIFICATION: [3949]
IRS NUMBER: 132739290
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1228
BUSINESS ADDRESS:
STREET 1: 817 MAXWELL AVE.
CITY: EVANSVILLE
STATE: IN
ZIP: 47711
BUSINESS PHONE: 812-467-4449
MAIL ADDRESS:
STREET 1: 817 MAXWELL AVE.
CITY: EVANSVILLE
STATE: IN
ZIP: 47711
FORMER COMPANY:
FORMER CONFORMED NAME: MARTIN YALE BUSINESS MACHINES CORP
DATE OF NAME CHANGE: 19820310
FORMER COMPANY:
FORMER CONFORMED NAME: MARTIN YALE INDUSTRIES INC
DATE OF NAME CHANGE: 19720306
FORMER COMPANY:
FORMER CONFORMED NAME: WILLIAMS MANUFACTURING CO
DATE OF NAME CHANGE: 19710504
4
1
edgar.xml
FORM 4 -
X0306
4
2020-05-13
0
0000033488
ESCALADE INC
ESCA
0000901806
GRIFFIN ROBERT E
817 MAXWELL AVENUE
EVANSVILLE
IN
47711
0
0
1
0
Common Stock
2020-05-13
4
P
0
8747
8.48
A
1301853
I
Family Limited Partnership
Common Stock
2020-05-14
4
P
0
4557
8.50
A
1306410
I
Family Limited Partnership
Common Stock
300000
I
Spouse's Trust
Common Stock
644672.629
D
The price reported in column 4 is a weighted average price. These shares were purchased in multiple open market transactions on May 13, 2020 at prices ranging from $8.48 to $8.50 per share.
The reporting person undertakes to provide to Escalade, Incorporated, any Escalade security holder, or the SEC Staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the above footnotes.
Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be beneficially owned by Mr. Patrick Griffin, his son, which shares are also included by Mr. Patrick Griffin on his Section 16 reports.
Mr. Griffin disclaims beneficial ownership in shares held by his spouse's trust, except to the extent of his pecuniary interest therein.
/s/ROBERT E. GRIFFIN
2020-05-14