-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WSV0Vr2LUgVSdpacElNV9Nr1m0siHL8c4PBJR3yplxOltfBZo+MdzLKd5Edz4fxr buSzrbVF0zW4O92IFUmatA== 0001193125-10-108204.txt : 20100505 0001193125-10-108204.hdr.sgml : 20100505 20100505115926 ACCESSION NUMBER: 0001193125-10-108204 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100505 DATE AS OF CHANGE: 20100505 EFFECTIVENESS DATE: 20100505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ENGEMANN ASSET MANAGEMENT CENTRAL INDEX KEY: 0000032931 IRS NUMBER: 952955531 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01208 FILM NUMBER: 10800378 BUSINESS ADDRESS: STREET 1: 600 NORTH ROSEMEAD BLVD CITY: PASADENA STATE: CA ZIP: 91107 BUSINESS PHONE: 6263519686 MAIL ADDRESS: STREET 1: 600 NORTH ROSEMEAD BLVD CITY: PASADENA STATE: CA ZIP: 91107 FORMER COMPANY: FORMER CONFORMED NAME: ENGEMANN ROGER & ASSOCIATES INC DATE OF NAME CHANGE: 19940126 13F-HR 1 d13fhr.txt ENGEMANN ASSET MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [_] Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Engemann Asset Management ------------------------------------------- Address: 909 Montgomery Street, Suite 500 San Francisco, CA 94133 ------------------------------------------- Form 13F File Number: 028-01208 ----------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David C. Martin ------------------------------------------- Title: Vice President and Chief Compliance Officer ------------------------------------------- Phone: (860) 263-4736 ------------------------------------------- Signature, Place and Date of Signing: /s/ David C. Martin Hartford, CT May 6, 2010 - ------------------ -------------------------- ---------------------- (Signature) (City, State) (Date) Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting Manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Form 13F Information Table Entry Total: 191 Form 13F Information Table Value Total: $89,696,844.86 FORM 13F REPORTING MANAGER: ENGEMANN ASSET MANAGEMENT FOR THE QUARTER ENDED MARCH 31, 2010
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - -------------------------------- ------------- --------- ------------- --------- ---------- -------- ------------------- VOTING AUTHORITY ------------------- FAIR SHARES OR TITLE OF CUSIP MARKET PRINCIPAL SH/ PUT/ INVESTMENT SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE X $1000 AMOUNT PRN CALL DISCRETION MANAGERS (A) (B) (C) - -------------------------------- ------------- --------- ------------- --------- --- ---- ---------- -------- ------- ------ ---- APPLE INC COMMON STOCKS 037833100 1,068.545000 4,547 SH 4,547 1 4,547 ATLAS AIR WORLDWIDE HOLDINGS INC COMMON STOCKS 049164205 972.353450 18,329 SH 18,329 1 18,329 ABB LIMITED SPONSORED ADR COMMON STOCKS 000375204 448.724640 20,546 SH 20,546 1 20,546 ABBOTT LABS COMMON STOCKS 002824100 431.396520 8,189 SH 8,189 1 8,189 BARRICK GOLD CORPORATION COMMON STOCKS 067901108 13.112280 342 SH 342 1 342 ALCON INC COMMON STOCKS H01301102 24.718680 153 SH 153 1 153 ADOBE SYS INC COMMON STOCKS 00724F101 465.504570 13,161 SH 13,161 1 13,161 ADVANCED ENERGY INDUSTRIES INC COMMON STOCKS 007973100 1,172.348640 70,794 SH 70,794 1 70,794 AMERICAN EAGLE OUTFITTERS INC COMMON STOCKS 02553E106 344.897960 18,623 SH 18,623 1 18,623 AFFYMAX INC COM COMMON STOCKS 00826A109 3.936240 168 SH 168 1 168 AGL RESOURCES INC COMMON STOCKS 001204106 19.711500 510 SH 510 1 510 ALLERGAN INC COMMON STOCKS 018490102 499.632680 7,649 SH 7,649 1 7,649 AGRIUM INC COMMON STOCKS 008916108 363.461980 5,146 SH 5,146 1 5,146 ALTRA HOLDINGS INC COM COMMON STOCKS 02208R106 690.715110 50,307 SH 50,307 1 50,307 ALEXION PHARMACEUTICALS INC COMMON STOCKS 015351109 1,307.815980 24,054 SH 24,054 1 24,054 APPLIED MATERIALS INC COMMON STOCKS 038222105 363.222738 26,970 SH 26,970 1 26,970 AMGEN INC COMMON STOCKS 031162100 399.715593 6,680 SH 6,680 1 6,680 AMERICAN SUPERCONDUCTOR CORPORATION COMMON STOCKS 030111108 886.709800 30,682 SH 30,682 1 30,682 AMERICAN TOWER CORP CL A COMMON STOCKS 029912201 265.758570 6,237 SH 6,237 1 6,237 AMAZON INC COMMON STOCKS 023135106 276.970800 2,040 SH 2,040 1 2,040 APACHE CORP COMMON STOCKS 037411105 16.138500 159 SH 159 1 159 ARCSIGHT INC COM COMMON STOCKS 039666102 687.394850 24,419 SH 24,419 1 24,419 ASIAINFO HOLDINGS INC COMMON STOCKS 04518A104 907.813840 34,283 SH 34,283 1 34,283 ASTEC INDS INC COM COMMON STOCKS 046224101 618.151200 21,345 SH 21,345 1 21,345 ATHEROS COMMUNICATIONS INC COMMON STOCKS 04743P108 971.311320 25,092 SH 25,092 1 25,092 FRANKLIN RESOURCES INC COMMON STOCKS 354613101 22.180000 200 SH 200 1 200 BRIGHAM EXPLORATION CO COMMON STOCKS 109178103 979.664950 61,421 SH 61,421 1 61,421 BANK OF NEW YORK MELLON CORPORATION COMMON STOCKS 064058100 26.556800 860 SH 860 1 860 BLACKROCK INC CL A COMMON STOCKS 09247X101 323.591360 1,486 SH 1,486 1 1,486 BIOMARIN PHARMACEUTICAL INC COMMON STOCKS 09061G101 939.100080 40,184 SH 40,184 1 40,184 BRISTOL-MYERS SQUIBB CO COMMON STOCKS 110122108 442.232100 16,563 SH 16,563 1 16,563 BP ADR COMMON STOCKS 055622104 29.619330 519 SH 519 1 519 BROADCOM CORP COMMON STOCKS 111320107 472.834400 14,242 SH 14,242 1 14,242 BIOSPECIFICS TECHNOLOGIES COCOM COMMON STOCKS 090931106 3.607500 130 SH 130 1 130 BUCYRUS INTERNATIONAL INC-CL A COMMON STOCKS 118759109 966.819490 14,651 SH 14,651 1 14,651 CAVIUM NETWORKS INC COMMON STOCKS 14965A101 882.891680 35,486 SH 35,486 1 35,486 CELGENE CORP COMMON STOCKS 151020104 491.528680 7,933 SH 7,933 1 7,933 CHICOS FAS INC COMMON STOCKS 168615102 1,206.406040 83,662 SH 83,662 1 83,662 COLGATE-PALMOLIVE COMPANY COMMON STOCKS 194162103 550.523820 6,457 SH 6,457 1 6,457 CLINICAL DATA INC COMMON STOCKS 18725U109 605.357600 31,204 SH 31,204 1 31,204 CLOROX COMPANY COMMON STOCKS 189054109 20.460660 319 SH 319 1 319 CONCEPTUS INC COMMON STOCKS 206016107 3.912160 196 SH 196 1 196 CISCO SYSTEMS INC COMMON STOCKS 17275R102 711.321810 27,327 SH 27,327 1 27,327 COMMSCOPE INC COMMON STOCKS 203372107 980.167620 34,981 SH 34,981 1 34,981 COMMVAULT SYSTEMS INC COM COMMON STOCKS 204166102 831.561150 38,949 SH 38,949 1 38,949 CVS CAREMARK CORP COMMON STOCKS 126650100 483.688800 13,230 SH 13,230 1 13,230
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - -------------------------------- ------------- --------- ------------- --------- ---------- -------- ------------------- VOTING AUTHORITY ------------------- FAIR SHARES OR TITLE OF CUSIP MARKET PRINCIPAL SH/ PUT/ INVESTMENT SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE X $1000 AMOUNT PRN CALL DISCRETION MANAGERS (A) (B) (C) - -------------------------------- ------------- --------- ------------- --------- --- ---- ---------- -------- ------- ------ ---- CYBERSOURCE CORPORATION COMMON STOCKS 23251J106 1,015.308720 57,492 SH 57,492 1 57,492 DOLBY LABORATORIES INC CL A COMMON STOCKS 25659T107 1,084.514950 18,485 SH 18,485 1 18,485 DRIL-QUIP INC COMMON STOCKS 262037104 927.444960 15,244 SH 15,244 1 15,244 DREAMWORKS ANIMATION SKG INC - A COMMON STOCKS 26153C103 278.952000 7,080 SH 7,080 1 7,080 EBAY INC COMMON STOCKS 278642103 0.593285 22 SH 22 1 22 EMULEX CORP COMMON STOCKS 292475209 918.976000 69,200 SH 69,200 1 69,200 EMC CORPORATION COMMON STOCKS 268648102 416.561640 23,091 SH 23,091 1 23,091 EPIQ SYSTEMS INC COMMON STOCKS 26882D109 2.361700 190 SH 190 1 190 EV3 INC COMMON STOCKS 26928A200 890.697600 56,160 SH 56,160 1 56,160 FREEPORT MCMORAN COPPER & GOLD CL B COMMON STOCKS 35671D857 362.145900 4,335 SH 4,335 1 4,335 SOURCEFIRE INC COMMON STOCKS 83616T108 759.277800 33,084 SH 33,084 1 33,084 FMC CORP COMMON STOCKS 302491303 1,283.508540 21,201 SH 21,201 1 21,201 FUEL SYS SOLUTIONS INC COM COMMON STOCKS 35952W103 2.299680 72 SH 72 1 72 GAIAM INC CL A COMMON STOCKS 36268Q103 4.216400 508 SH 508 1 508 GENESCO INC COMMON STOCKS 371532102 1,021.252330 32,933 SH 32,933 1 32,933 GENZYME CORP COMMON STOCKS 372917104 0.414640 8 SH 8 1 8 GUESS INC COMMON STOCKS 401617105 958.016160 20,392 SH 20,392 1 20,392 GRAHAM CORP COMMON STOCKS 384556106 598.599260 33,274 SH 33,274 1 33,274 GULF IS FABRICATION INC COM COMMON STOCKS 402307102 2.392500 110 SH 110 1 110 GILEAD SCIENCES INC COMMON STOCKS 375558103 241.536640 5,312 SH 5,312 1 5,312 GENERAL MILLS INC COMMON STOCKS 370334104 344.747300 4,870 SH 4,870 1 4,870 GOOGLE INC CL A COMMON STOCKS 38259P508 757.105200 1,335 SH 1,335 1 1,335 GENUINE PARTS CO COMMON STOCKS 372460105 34.425600 815 SH 815 1 815 GOLDMAN SACHS GROUP INC COMMON STOCKS 38141G104 405.587510 2,377 SH 2,377 1 2,377 GSI COMMERCE INC COMMON STOCKS 36238G102 1,184.891400 42,745 SH 42,745 1 42,745 HALLIBURTON CO COMMON STOCKS 406216101 477.681020 15,854 SH 15,854 1 15,854 HERBALIFE LTD COMMON STOCKS G4412G101 1,577.350120 34,201 SH 34,201 1 34,201 HELIX ENERGY SOLUTIONS GROUP COMMON STOCKS 42330P107 938.160000 72,000 SH 72,000 1 72,000 HMS HOLDINGS CORPORATION COMMON STOCKS 40425J101 1,188.729870 23,313 SH 23,313 1 23,313 HEINZ H J COMPANY COMMON STOCKS 423074103 19.064980 418 SH 418 1 418 HONEYWELL INTERNATIONAL INC COMMON STOCKS 438516106 29.606580 654 SH 654 1 654 HEWLETT PACKARD CO COMMON STOCKS 428236103 682.977500 12,850 SH 12,850 1 12,850 HARSCO CORP COMMON STOCKS 415864107 650.841380 20,377 SH 20,377 1 20,377 INTERNATIONAL BUSINESS MACHINES CO COMMON STOCKS 459200101 529.287750 4,127 SH 4,127 1 4,127 II-VI INC COMMON STOCKS 902104108 1,013.169600 29,940 SH 29,940 1 29,940 INTERNAP NETWORK SVCS CORP COM PAR $.001 COMMON STOCKS 45885A300 4.233600 756 SH 756 1 756 INFOSPACE INC COMMON STOCKS 45678T300 2.718300 246 SH 246 1 246 INNOPHOS HOLDINGS INC COM COMMON STOCKS 45774N108 4.519800 162 SH 162 1 162 INTREPID POTASH INC COM COMMON STOCKS 46121Y102 595.559880 19,636 SH 19,636 1 19,636 IMPAX LABORATORIES INC COM COMMON STOCKS 45256B101 664.098960 37,142 SH 37,142 1 37,142 ISILON SYSTEMS INC COMMON STOCKS 46432L104 1,151.755000 133,925 SH 133,925 1 133,925 ILLINOIS TOOL WORKS INC COMMON STOCKS 452308109 341.276160 7,206 SH 7,206 1 7,206 INVESCO LTD COMMON STOCKS G491BT108 368.635750 16,825 SH 16,825 1 16,825 JACK IN THE BOX INC COMMON STOCKS 466367109 1,041.828450 44,239 SH 44,239 1 44,239 JOHNSON & JOHNSON COMMON STOCKS 478160104 19.299200 296 SH 296 1 296 JUNIPER NETWORKS INC COMMON STOCKS 48203R104 302.167320 9,849 SH 9,849 1 9,849 JOY GLOBAL INC COMMON STOCKS 481165108 407.165050 7,195 SH 7,195 1 7,195 JPMORGAN CHASE & CO COMMON STOCKS 46625H100 32.488500 726 SH 726 1 726 KIMBERLY CLARK CORPORATION COMMON STOCKS 494368103 23.894400 380 SH 380 1 380 COCA-COLA CO COMMON STOCKS 191216100 19.690000 358 SH 358 1 358 KROGER CO COMMON STOCKS 501044101 0.931380 43 SH 43 1 43 KVH INDS INC COM COMMON STOCKS 482738101 2.532480 192 SH 192 1 192 LAZARD LTD-CL A COMMON STOCKS G54050102 1,008.667800 28,254 SH 28,254 1 28,254 LKQ CORP COMMON STOCKS 501889208 908.019000 44,730 SH 44,730 1 44,730 LUMINEX CORPORATION COMMON STOCKS 55027E102 1,226.020540 72,934 SH 72,934 1 72,934 LOWES COMPANIES INC COMMON STOCKS 548661107 359.115600 14,815 SH 14,815 1 14,815 MCDONALDS CORP COMMON STOCKS 580135101 413.063520 6,191 SH 6,191 1 6,191
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - -------------------------------- ------------- --------- ------------- --------- ---------- -------- ------------------- VOTING AUTHORITY ------------------- FAIR SHARES OR TITLE OF CUSIP MARKET PRINCIPAL SH/ PUT/ INVESTMENT SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE X $1000 AMOUNT PRN CALL DISCRETION MANAGERS (A) (B) (C) - -------------------------------- ------------- --------- ------------- --------- --- ---- ---------- -------- ------- ------ ---- MICROCHIP TECHNOLOGY INC COMMON STOCKS 595017104 15.741440 559 SH 559 1 559 METALICO INC COM COMMON STOCKS 591176102 2.755400 460 SH 460 1 460 MASSEY ENERGY COMPANY COMMON STOCKS 576206106 19.242720 368 SH 368 1 368 MERCADOLIBRE INC COM COMMON STOCKS 58733R102 985.364190 20,439 SH 20,439 1 20,439 MF GLOBAL HOLDINGS LTD COMMON STOCKS 55277J108 1,012.179750 125,425 SH 125,425 1 125,425 MAIDENFORM BRANDS INC COMMON STOCKS 560305104 3.408600 156 SH 156 1 156 MCAFEE INC COMMON STOCKS 579064106 260.243050 6,485 SH 6,485 1 6,485 3M COMPANY COMMON STOCKS 88579Y101 27.995950 335 SH 335 1 335 MONSANTO CO COMMON STOCKS 61166W101 257.683360 3,608 SH 3,608 1 3,608 MARVELL TECHNOLOGY GROUP COMMON STOCKS G5876H105 537.556500 26,325 SH 26,325 1 26,325 MICROSOFT CORP COMMON STOCKS 594918104 777.265038 26,539 SH 26,539 1 26,539 MYRIAD GENETICS INC COMMON STOCKS 62855J104 1,244.779900 51,758 SH 51,758 1 51,758 MYLAN LABS INC COMMON STOCKS 628530107 309.378330 13,623 SH 13,623 1 13,623 NOBLE CORPORATION COMMON STOCKS H5833N103 243.977880 5,834 SH 5,834 1 5,834 NEOGEN CORP COMMON STOCKS 640491106 1,225.758500 48,835 SH 48,835 1 48,835 KNIGHT CAPITAL GROUP INC CL A COMMON STOCKS 499005106 1,059.905970 69,411 SH 69,411 1 69,411 NEKTAR THERAPEUTICS COMMON STOCKS 640268108 2.950740 194 SH 194 1 194 NATIONAL-OILWELL VARCO INC COMMON STOCKS 637071101 15.339240 378 SH 378 1 378 NPS PHARMACEUTICALS INC COMMON STOCKS 62936P103 4.465440 886 SH 886 1 886 NORFOLK SOUTHERN CORP COMMON STOCKS 655844108 416.939400 7,460 SH 7,460 1 7,460 NUCOR CORP COMMON STOCKS 670346105 17.607440 388 SH 388 1 388 NUVASIVE INC COMMON STOCKS 670704105 1,178.544800 26,074 SH 26,074 1 26,074 NETEZZA CORPORATION COMMON STOCKS 64111N101 1,190.544360 93,084 SH 93,084 1 93,084 OWENS CORNING NEW COMMON STOCKS 690742101 635.440320 24,978 SH 24,978 1 24,978 OBAGI MEDICAL PRODUCTS INC COMMON STOCKS 67423R108 4.068120 334 SH 334 1 334 ON SEMICONDUCTOR CORP COMMON STOCKS 682189105 721.976000 90,247 SH 90,247 1 90,247 ONYX PHARMACEUTICALS COMMON STOCKS 683399109 927.597520 30,634 SH 30,634 1 30,634 OCEAN PWR TECHNOLOGIES INC COM NEW COMMON STOCKS 674870308 2.007880 284 SH 284 1 284 ORACLE CORP COMMON STOCKS 68389X105 606.987390 23,609 SH 23,609 1 23,609 OYO GEOSPACE CORP COMMON STOCKS 671074102 2.008020 42 SH 42 1 42 PAYCHEX INC COMMON STOCKS 704326107 20.428800 665 SH 665 1 665 PEP BOYS MANNY MOE & JACK COMMON STOCKS 713278109 1,233.155100 122,702 SH 122,702 1 122,702 PRIDE INTERNATIONAL INC COMMON STOCKS 74153Q102 0.301100 10 SH 10 1 10 PEPSICO INC COMMON STOCKS 713448108 506.454800 7,655 SH 7,655 1 7,655 PARKER HANNIFIN CORP COMMON STOCKS 701094104 285.438660 4,409 SH 4,409 1 4,409 CHILDRENS PLACE RETAIL STORES INC COMMON STOCKS 168905107 1,010.304900 22,678 SH 22,678 1 22,678 PLANTRONICS INC COMMON STOCKS 727493108 761.761840 24,353 SH 24,353 1 24,353 PHILIP MORRIS INTERNATIONAL INC COMMON STOCKS 718172109 322.348800 6,180 SH 6,180 1 6,180 PMC-SIERRA INC COMMON STOCKS 69344F106 752.027360 84,308 SH 84,308 1 84,308 PNC FINANCIAL CORP COMMON STOCKS 693475105 33.372300 559 SH 559 1 559 PANERA BREAD CO CL A COMMON STOCKS 69840W108 333.037460 4,354 SH 4,354 1 4,354 PETROQUEST ENERGY INC COMMON STOCKS 716748108 2.152840 428 SH 428 1 428 PERRIGO COMPANY COMMON STOCKS 714290103 0.117440 2 SH 2 1 2 PIONEER NAT RES CO COM COMMON STOCKS 723787107 569.169920 10,106 SH 10,106 1 10,106 QUALCOMM INC COMMON STOCKS 747525103 379.108600 9,035 SH 9,035 1 9,035 TRANSOCEAN LTD COMMON STOCKS H8817H100 502.126940 5,813 SH 5,813 1 5,813 RESEARCH IN MOTION LTD COMMON STOCKS 760975102 283.009220 3,826 SH 3,826 1 3,826 ROSETTA RESOURCES INC COM COMMON STOCKS 777779307 699.152400 29,688 SH 29,688 1 29,688 ROVI CORP COMMON STOCKS 779376102 810.622160 21,832 SH 21,832 1 21,832 RANGE RESOURCES CORPORATION COMMON STOCKS 75281A109 0.703050 15 SH 15 1 15 SWITCH & DATA INC COMMON STOCKS 871043105 1.136640 64 SH 64 1 64 SUCCESSFACTORS INC COMMON STOCKS 864596101 1,016.831200 53,405 SH 53,405 1 53,405 SWIFT ENERGY CO COMMON STOCKS 870738101 1,052.230200 34,230 SH 34,230 1 34,230 STEVE MADDEN LTD COMMON STOCKS 556269108 4.294400 88 SH 88 1 88 SILICON LABORATORIES INC COMMON STOCKS 826919102 1,260.728490 26,447 SH 26,447 1 26,447 SCHLUMBERGER LIMITED COMMON STOCKS 806857108 21.639860 341 SH 341 1 341 SALIX PHARMACEUTICALS LTD COMMON STOCKS 795435106 2.756500 74 SH 74 1 74
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - -------------------------------- ------------- --------- ------------- --------- ---------- -------- ------------------- VOTING AUTHORITY ------------------- FAIR SHARES OR TITLE OF CUSIP MARKET PRINCIPAL SH/ PUT/ INVESTMENT SOLE SHARED NONE NAME OF ISSUER CLASS NUMBER VALUE X $1000 AMOUNT PRN CALL DISCRETION MANAGERS (A) (B) (C) - -------------------------------- ------------- --------- ------------- --------- --- ---- ---------- -------- ------- ------ ---- SMART BALANCE INC COM COMMON STOCKS 83169Y108 3.278880 506 SH 506 1 506 SONICWALL INC COMMON STOCKS 835470105 939.380310 108,099 SH 108,099 1 108,099 SONOSITE INC COMMON STOCKS 83568G104 3.532100 110 SH 110 1 110 STERICYCLE INC COMMON STOCKS 858912108 0.599500 11 SH 11 1 11 SAFEWAY INC COMMON STOCKS 786514208 406.858760 16,366 SH 16,366 1 16,366 SXC HEALTH SOLUTIONS CORP COM COMMON STOCKS 78505P100 1,134.609920 16,864 SH 16,864 1 16,864 SYBASE INC COM COMMON STOCKS 871130100 339.160500 7,275 SH 7,275 1 7,275 SYMANTEC CORP COMMON STOCKS 871503108 0.541680 32 SH 32 1 32 SYNOVIS LIFE TECHNOLOGIES INCOM COMMON STOCKS 87162G105 3.106000 200 SH 200 1 200 SYSCO CORP COMMON STOCKS 871829107 14.986000 508 SH 508 1 508 AT&T INC COMMON STOCKS 00206R102 13.436800 520 SH 520 1 520 MOLSON COORS BREWING CO CLASS B COMMON STOCKS 60871R209 257.365140 6,119 SH 6,119 1 6,119 THORATEC LABS CORP COMMON STOCKS 885175307 1,059.729450 31,681 SH 31,681 1 31,681 THE TJX COMPANIES INC COMMON STOCKS 872540109 20.919840 492 SH 492 1 492 TIMKEN CO COMMON STOCKS 887389104 1,031.683780 34,378 SH 34,378 1 34,378 NEUTRAL TANDEM INC COMMON STOCKS 64128B108 116.494200 7,290 SH 7,290 1 7,290 TNS INC COMMON STOCKS 872960109 3.835600 172 SH 172 1 172 THE TRAVELERS COMPANIES INC COMMON STOCKS 89417E109 29.289420 543 SH 543 1 543 TRACTOR SUPPLY CO COMMON STOCKS 892356106 915.564600 15,772 SH 15,772 1 15,772 UNION PACIFIC CORPORATION COMMON STOCKS 907818108 20.963800 286 SH 286 1 286 UNITED THERAPEUTICS CORP COMMON STOCKS 91307C102 769.252990 13,903 SH 13,903 1 13,903 UNITED TECHNOLOGIES CORP COMMON STOCKS 913017109 347.365590 4,719 SH 4,719 1 4,719 VF CORPORATION COMMON STOCKS 918204108 18.674950 233 SH 233 1 233 VOLTERRA SEMICONDUCTOR CORP COMMON STOCKS 928708106 3.363400 134 SH 134 1 134 VIVUS INC COMMON STOCKS 928551100 542.744100 62,170 SH 62,170 1 62,170 WESTERN UNION COMPANY COMMON STOCKS 959802109 31.325120 1,847 SH 1,847 1 1,847 UNITED STATES STEEL CORP COMMON STOCKS 912909108 360.158400 5,670 SH 5,670 1 5,670 EXXON MOBIL CORPORATION COMMON STOCKS 30231G102 14.333720 214 SH 214 1 214 YINGLI GREEN ENERGY HLDG CO ADR COMMON STOCKS 98584B103 872.690000 68,500 SH 68,500 1 68,500 YUM BRANDS INC COMMON STOCKS 988498101 431.480810 11,257 SH 11,257 1 11,257 ZEBRA TECHNOLOGIES CORP CL A COMMON STOCKS 989207105 721.529600 24,376 SH 24,376 1 24,376 89,696.844863
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