8-K 1 f8kesbanoticeofreitformation.htm FORM 8K Converted by EDGARwiz



Washington, D.C. 20549


Form 8-K


Current Report

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported):  November 29, 2011


Empire State Building Associates L.L.C.

(Exact name of registrant as specified in its charter)


Commission File Number:  0-827


A New York Limited Liability Company



(State or other jurisdiction of


(IRS Employer



Identification No.)


One Grand Central Place, 60 East 42nd Street, New York, New York 10165

(Address of principal executive offices, including zip code)


(212) 687-8700

(Registrant’s telephone number, including area code)



(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[  ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[  ]   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[  ]   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR


[  ]   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR




Item 8.01

Other Events

Malkin Holdings LLC, the supervisor of the Company, has embarked on a course of action that could result in the Company becoming part of a newly formed public REIT. The Company for legal reasons is not in a position to disclose more information until documents are filed with the Securities and Exchange Commission, which the Company anticipates could occur in approximately three months.



Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.





Empire State Building Associates L.L.C.







Date:  November 29, 2011



  /s/ Mark Labell






Mark Labell





Senior Vice President – Finance





 Malkin Holdings LLC, Supervisor*


*Registrant is a limited liability

company supervised by Malkin

Holdings LLC.  Accordingly, this

Form 8-K is being signed by a

senior executive of Registrant’s