0000908834-12-000131.txt : 20120322 0000908834-12-000131.hdr.sgml : 20120322 20120322160542 ACCESSION NUMBER: 0000908834-12-000131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120320 FILED AS OF DATE: 20120322 DATE AS OF CHANGE: 20120322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cook Benton Lowell CENTRAL INDEX KEY: 0001531469 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07099 FILM NUMBER: 12709378 MAIL ADDRESS: STREET 1: 4625 RED BANK ROAD, SUITE 200 CITY: CINCINNATI STATE: OH ZIP: 45227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CECO ENVIRONMENTAL CORP CENTRAL INDEX KEY: 0000003197 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 132566064 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4625 RED BANK ROAD, SUITE 200 CITY: CINCINNATI STATE: OH ZIP: 45227 BUSINESS PHONE: 4165936543 MAIL ADDRESS: STREET 1: 2300 YONGE STREET, P.O. BOX 2408 STREET 2: SUITE 1710 CITY: TORONTO STATE: A6 ZIP: M4P 1E4 FORMER COMPANY: FORMER CONFORMED NAME: API ENTERPRISES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ALARM PRODUCTS INTERNATIONAL INC DATE OF NAME CHANGE: 19851210 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2012-03-20 0000003197 CECO ENVIRONMENTAL CORP CECE 0001531469 Cook Benton Lowell 4625 RED BANK ROAD SUITE 200 CINCINNATI OH 45227 0 1 0 0 Interim CFO Common Stock 2012-03-20 4 M 0 1000 1.98 A 1000 D Common Stock 2012-03-20 4 M 0 2000 5.26 A 3000 D Common Stock 2012-03-20 4 S 0 200 8.41 D 2800 D Common Stock 2012-03-20 4 S 0 100 8.37 D 2700 D Common Stock 2012-03-20 4 S 0 200 8.36 D 2500 D Common Stock 2012-03-20 4 S 0 1500 8.35 D 1000 D Common Stock 2012-03-20 4 S 0 800 8.35 D 200 D Common Stock 2012-03-20 4 S 0 75 8.33 D 125 D Common Stock 2012-03-20 4 S 0 125 8.32 D 0 D Employee Stock Option (right to buy) 5.26 2012-03-20 4 M 0 2000 0 D 2020-04-29 Common Stock 2000 4000 D Employee Stock Option (right to buy) 1.98 2012-03-20 4 M 0 1000 0 D 2018-12-01 Common Stock 1000 2000 D Shares are from an option for 6,000 shares, 2,000 of which vested on April 29, 2011, and 2,000 of which vest on each of April 29, 2012 and April 29, 2013. Shares are from an option for 3,000 shares, 1,000 of which vested on December 1, 2011, and 1,000 of which vest on each of December 1, 2012 and December 1, 2013. /s/ Benton Cook 2012-03-22