0000899243-15-002736.txt : 20150810 0000899243-15-002736.hdr.sgml : 20150810 20150810174416 ACCESSION NUMBER: 0000899243-15-002736 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150810 FILED AS OF DATE: 20150810 DATE AS OF CHANGE: 20150810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CECO ENVIRONMENTAL CORP CENTRAL INDEX KEY: 0000003197 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 132566064 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4625 RED BANK ROAD, SUITE 200 CITY: CINCINNATI STATE: OH ZIP: 45227 BUSINESS PHONE: 4165936543 MAIL ADDRESS: STREET 1: 2300 YONGE STREET, P.O. BOX 2408 STREET 2: SUITE 1710 CITY: TORONTO STATE: A6 ZIP: M4P 1E4 FORMER COMPANY: FORMER CONFORMED NAME: API ENTERPRISES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ALARM PRODUCTS INTERNATIONAL INC DATE OF NAME CHANGE: 19851210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEZWIREK JASON CENTRAL INDEX KEY: 0000946589 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07099 FILM NUMBER: 151041955 MAIL ADDRESS: STREET 1: 2300 YONGE STREET, SUITE 1710 CITY: TORONTO STATE: A6 ZIP: M4P 1E4 FORMER NAME: FORMER CONFORMED NAME: DEZWIREK JASON LOUIS DATE OF NAME CHANGE: 19950613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ICARUS INVESTMENT CORP CENTRAL INDEX KEY: 0000946590 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07099 FILM NUMBER: 151041956 BUSINESS ADDRESS: STREET 1: 2300 YONGE STREET STREET 2: SUITE 1710 CITY: TORONTO STATE: A6 ZIP: M4P 1E4 BUSINESS PHONE: 416-593-6543 MAIL ADDRESS: STREET 1: 2300 YONGE STREET STREET 2: SUITE 1710 CITY: TORONTO STATE: A6 ZIP: M4P 1E4 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-08-10 0 0000003197 CECO ENVIRONMENTAL CORP CECE 0000946590 ICARUS INVESTMENT CORP 2300 YONGE STREET, SUITE 1710 TORONTO A6 M4P 1E4 ONTARIO, CANADA 0 0 1 0 0000946589 DEZWIREK JASON 2300 YONGE STREET, SUITE 1710 TORONTO A6 M4P 1E4 ONTARIO, CANADA 1 0 1 0 Common Stock 2015-08-10 4 P 0 35170 8.95 A 2609906 D Common Stock 2015-08-10 4 P 0 35170 8.95 A 2609906 I By Icarus Investment Corp. Price reflects a weighted average price for multiple transactions that ranged from $8.65 to $9.31 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. These shares are owned directly by Icarus Investment Corp. ("Icarus") These shares are owned directly by Icarus, and indirectly by Jason DeZwirek, the Chairman of the Board and a Director and 10% or greater owner of the Issuer. Jason DeZwirek is deemed to control Icarus because he has sole voting and dispositive power of the shares of common stock of the Issuer owned directly by Icarus. /s/ Jason DeZwirek, on behalf of himself and as President of Icarus Investment Corp. 2015-08-10