0001437749-16-043395.txt : 20161215
0001437749-16-043395.hdr.sgml : 20161215
20161215111834
ACCESSION NUMBER: 0001437749-16-043395
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161213
FILED AS OF DATE: 20161215
DATE AS OF CHANGE: 20161215
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Enservco Corp
CENTRAL INDEX KEY: 0000319458
STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389]
IRS NUMBER: 840811316
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 501 SOUTH CHERRY STREET
STREET 2: SUITE 320
CITY: DENVER
STATE: CO
ZIP: 80246
BUSINESS PHONE: 303-333-3678
MAIL ADDRESS:
STREET 1: 501 SOUTH CHERRY STREET
STREET 2: SUITE 320
CITY: DENVER
STATE: CO
ZIP: 80246
FORMER COMPANY:
FORMER CONFORMED NAME: ASPEN EXPLORATION CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kasch Rick D
CENTRAL INDEX KEY: 0001494696
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36335
FILM NUMBER: 162052895
MAIL ADDRESS:
STREET 1: 830 TENDERFOOT HILL ROAD
STREET 2: P.O. BOX 60460
CITY: COLORADO SPRINGS
STATE: CO
ZIP: 80960
4
1
rdgdoc.xml
FORM 4
X0306
4
2016-12-13
0000319458
Enservco Corp
ENSV
0001494696
Kasch Rick D
501 S. CHERRY STREET, SUITE 1000
DENVER
CO
80246
1
1
President and CEO
Common Stock
2016-12-13
4
P
0
50000
0.60
A
1899324
D
Stock Option
0.4600
2017-06-05
Common Stock
100000
100000
D
Stock Option
1.7400
2020-04-08
Common Stock
100000
100000
D
Stock Option
0.6000
2021-05-05
Common Stock
100000
100000
D
Stock Option
0.6500
2017-12-05
Common Stock
325000
325000
D
Stock Option
1.7400
2020-04-08
Common Stock
110000
110000
D
Stock Option
0.6500
2021-05-05
Common Stock
400000
400000
D
Stock Option
0.6500
2021-05-05
Common Stock
350000
350000
D
Warrants
0.5500
2012-11-02
2017-11-30
Common Stock
37000
37000
D
Fully vested as of the date hereof.
Options to acquire 70,000 shares vested on 1/1/16, the remaining options to acquire 30,000 shares will vest on 1/1/17 if the conditions to vesting exist on such date.
Options to acquire 100,000 shares will vest on 12/31/16 if the conditions to vesting exist on such date.
Fully vested as of the date hereof.
Options to acquire 40,000 shares will vest on 1/1/17, and the remaining options to acquire 70,000 shares will vest on 1/1/18, in both cases if the conditions to vesting exist on such date.
Options to acquire 150,000 shares will vest on 12/31/16, and the remaining options to acquire 250,000 shares will vest on 12/31/17, in both cases if the conditions to vesting exist on such date.
Options to acquire 116,667 shares will vest on 12/31/16, 116,667 shares will vest on 12/31/17 and the remaining options to acquire 116,666 will vest on 12/31/18, in all cases if the conditions to vesting exist on such date.
/s/ Rick Kasch
2016-12-14