0001437749-16-043395.txt : 20161215 0001437749-16-043395.hdr.sgml : 20161215 20161215111834 ACCESSION NUMBER: 0001437749-16-043395 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161213 FILED AS OF DATE: 20161215 DATE AS OF CHANGE: 20161215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Enservco Corp CENTRAL INDEX KEY: 0000319458 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 840811316 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 501 SOUTH CHERRY STREET STREET 2: SUITE 320 CITY: DENVER STATE: CO ZIP: 80246 BUSINESS PHONE: 303-333-3678 MAIL ADDRESS: STREET 1: 501 SOUTH CHERRY STREET STREET 2: SUITE 320 CITY: DENVER STATE: CO ZIP: 80246 FORMER COMPANY: FORMER CONFORMED NAME: ASPEN EXPLORATION CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kasch Rick D CENTRAL INDEX KEY: 0001494696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36335 FILM NUMBER: 162052895 MAIL ADDRESS: STREET 1: 830 TENDERFOOT HILL ROAD STREET 2: P.O. BOX 60460 CITY: COLORADO SPRINGS STATE: CO ZIP: 80960 4 1 rdgdoc.xml FORM 4 X0306 4 2016-12-13 0000319458 Enservco Corp ENSV 0001494696 Kasch Rick D 501 S. CHERRY STREET, SUITE 1000 DENVER CO 80246 1 1 President and CEO Common Stock 2016-12-13 4 P 0 50000 0.60 A 1899324 D Stock Option 0.4600 2017-06-05 Common Stock 100000 100000 D Stock Option 1.7400 2020-04-08 Common Stock 100000 100000 D Stock Option 0.6000 2021-05-05 Common Stock 100000 100000 D Stock Option 0.6500 2017-12-05 Common Stock 325000 325000 D Stock Option 1.7400 2020-04-08 Common Stock 110000 110000 D Stock Option 0.6500 2021-05-05 Common Stock 400000 400000 D Stock Option 0.6500 2021-05-05 Common Stock 350000 350000 D Warrants 0.5500 2012-11-02 2017-11-30 Common Stock 37000 37000 D Fully vested as of the date hereof. Options to acquire 70,000 shares vested on 1/1/16, the remaining options to acquire 30,000 shares will vest on 1/1/17 if the conditions to vesting exist on such date. Options to acquire 100,000 shares will vest on 12/31/16 if the conditions to vesting exist on such date. Fully vested as of the date hereof. Options to acquire 40,000 shares will vest on 1/1/17, and the remaining options to acquire 70,000 shares will vest on 1/1/18, in both cases if the conditions to vesting exist on such date. Options to acquire 150,000 shares will vest on 12/31/16, and the remaining options to acquire 250,000 shares will vest on 12/31/17, in both cases if the conditions to vesting exist on such date. Options to acquire 116,667 shares will vest on 12/31/16, 116,667 shares will vest on 12/31/17 and the remaining options to acquire 116,666 will vest on 12/31/18, in all cases if the conditions to vesting exist on such date. /s/ Rick Kasch 2016-12-14