0001628280-17-001020.txt : 20170208 0001628280-17-001020.hdr.sgml : 20170208 20170208182003 ACCESSION NUMBER: 0001628280-17-001020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170206 FILED AS OF DATE: 20170208 DATE AS OF CHANGE: 20170208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KLA TENCOR CORP CENTRAL INDEX KEY: 0000319201 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 042564110 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4088756000 MAIL ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 FORMER COMPANY: FORMER CONFORMED NAME: KLA INSTRUMENTS CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trafas Brian M. CENTRAL INDEX KEY: 0001642421 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09992 FILM NUMBER: 17583846 MAIL ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 4 1 wf-form4_148659599025785.xml FORM 4 X0306 4 2017-02-06 0 0000319201 KLA TENCOR CORP KLAC 0001642421 Trafas Brian M. C/O KLA-TENCOR CORPORATION ONE TECHNOLOGY DRIVE MILPITAS CA 95035 0 1 0 0 Senior Vice President Common Stock 2017-02-06 4 M 0 5000 0 A 5000 D Common Stock 2017-02-06 4 F 0 1936 87 D 3064 D Common Stock 2017-02-07 4 S 0 3064 86.89 D 0 D Common Stock - Restricted Stock Units 42783 D On February 6, 2013, the Reporting Person received a grant of RSUs covering 20,000 shares of KLA-Tencor common stock. On February 6, 2017, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Pursuant to such terms of the February 6, 2013 RSU grant, 1,936 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the vesting date. Sold under a Rule 10b5-1 sales plan adopted as of November 29, 2016. Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. /s/ Teri Little as Attorney-in-Fact for Brian M. Trafas 2017-02-08