0001181431-14-028859.txt : 20140812 0001181431-14-028859.hdr.sgml : 20140812 20140811190105 ACCESSION NUMBER: 0001181431-14-028859 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140807 FILED AS OF DATE: 20140811 DATE AS OF CHANGE: 20140811 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KLA TENCOR CORP CENTRAL INDEX KEY: 0000319201 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 042564110 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4088756000 MAIL ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 FORMER COMPANY: FORMER CONFORMED NAME: KLA INSTRUMENTS CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kirk Michael CENTRAL INDEX KEY: 0001582625 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09992 FILM NUMBER: 141032138 MAIL ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 4 1 rrd414294.xml 10B5-1 PLAN SALE - 8/7/14 X0306 4 2014-08-07 0 0000319201 KLA TENCOR CORP KLAC 0001582625 Kirk Michael ONE TECHNOLOGY DRIVE MILPITAS CA 95035 0 1 0 0 Executive Vice President Common Stock 2014-08-07 4 S 0 1596 72.30 D 416 D Common Stock - Restricted Stock Units 2014-08-07 4 A 0 14650 0 A 74062 D This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2013. Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. Represents a grant of RSUs subject only to service-vesting requirements. The Reporting Person will vest in twenty-five percent (25%) of the RSUs on the one-year anniversary of the grant date (August 7, 2014) and an additional twenty-five percent (25%) on each annual anniversary of the grant date thereafter through August 7, 2018, in each case subject to the Reporting Person continuing as a service provider to KLA-Tencor through the applicable vesting date. The shares of common stock will be issued as the RSUs vest. Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on Form 4 within two business days of the date such assessment is made. Jeffrey S. Eisenberg as Attorney-In-Fact for Michael D. Kirk 2014-08-11