0001096906-20-000004.txt : 20200106
0001096906-20-000004.hdr.sgml : 20200106
20200106182730
ACCESSION NUMBER: 0001096906-20-000004
CONFORMED SUBMISSION TYPE: 5/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200106
DATE AS OF CHANGE: 20200106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: QUIST SCOTT M
CENTRAL INDEX KEY: 0001268844
FILING VALUES:
FORM TYPE: 5/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-09341
FILM NUMBER: 20511535
MAIL ADDRESS:
STREET 1: 7 WANDERWOOD WAY
CITY: SANDY
STATE: UT
ZIP: 84092
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP
CENTRAL INDEX KEY: 0000318673
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 870345941
STATE OF INCORPORATION: UT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
BUSINESS PHONE: 8012641060
MAIL ADDRESS:
STREET 1: PO BOX 57220
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84157
FORMER COMPANY:
FORMER CONFORMED NAME: SNL FINANCIAL CORP
DATE OF NAME CHANGE: 19910401
5/A
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
5/A
2019-12-31
2020-01-06
0
0
0
0000318673
SECURITY NATIONAL FINANCIAL CORP
snfca
0001268844
QUIST SCOTT M
7 WANDERWOOD WAY
SANDY
UT
84092
1
1
1
0
Chairman of the Board,Pres,CEO
Class C Common Stock
2019-12-03
5
M
0
127629
4.27
A
1249357
D
Class A Common Stock
2019-12-03
5
F
0
104201
5.23
D
0
D
Class C Common Stock
2019-12-03
5
S
0
6560
5.23
D
1242797
D
Employee Stock Option (right to buy)
4.27
2014-12-05
5
M
0
127629
4.27
D
2015-03-05
2019-12-05
Class C Common Stock
127629
0
D
Employee Stock Option (right to buy)
6.02
2015-12-04
5
A
0
121551
6.02
A
2016-03-04
2020-12-04
Class C Common Stock
121551
121551
D
Employee Stock Option (right to buy)
6.62
2016-12-02
5
A
0
92610
6.62
A
2017-03-02
2021-12-02
Class C Common Stock
92610
92610
D
Employee Stock Option (right to buy)
5.02
2017-12-01
5
A
0
82688
5.02
A
2018-03-01
2022-12-01
Class A Common Stock
82688
82688
D
Employee Stock Option (right to buy)
5.77
2018-11-30
5
A
0
73500
5.77
A
2019-02-28
2023-11-30
Class A Common Stock
73500
73500
D
Employee Stock Option (right to buy)
5.75
2019-12-06
5
A
0
50000
5.75
A
2020-03-06
2024-12-06
Class A Common Stock
50000
50000
D
Owned jointly by the reporting person and his wife. Does not include a total of 68,020 shares of Class C Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP).
Does not include a total of 336,206 shares of Class A Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), the 401(k) Retirement Savings Plan, and the Deferred Compensation Plan.
Includes 6,560 shares of Class C Common Stock that the reporting person sold to the Company on December 3, 2019 under the Company's Stock Purchase Plan.
This option was granted on December 5, 2014 as an option for either 100,000 shares of Class A Common Stock at an exercise price of $5.52 per share or 100,000 shares of Class C Common Stock at an exercise price of $5.52 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 100,000 shares of Class C Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019.
This option was granted on December 4, 2015 as an option for either 100,000 shares of Class A Common Stock at an exercise price of $7.39 per share or 100,000 shares of Class C Common Stock at an exercise price of $7.39 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 100,000 shares of Class C Common Stock at an exercise price of $7.39 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019.
This option was granted on December 2, 2016 as an option for either 80,000 shares of Class A Common Stock at an exercise price of $7.73 per share or 80,000 shares of Class C Common Stock at an exercise price of $7.73 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 80,000 shares of Class C Common Stock at an exercise price of $7.73 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, and February 1, 2019.
This option was granted on December 1, 2017 as an option for 75,000 shares of Class A Common Stock at an exercise price of $5.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018 and February 1, 2019.
This option was granted on November 30, 2018 as an option for 70,000 shares of Class A Common Stock at an exercise price of $6.07 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 1, 2019.
This option was granted on December 1, 2019 as an option for either 50,000 shares of Class A Common Stock at an exercise price of $6.01 per share or 50,000 shares of Class C Common Stock at an exercise price of $6.01 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 50,000 shares of Class C Common Stock at an exercise price of $6.01 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on March 6, 2020, until such shares are fully vested.
/s/Scott M. Quist
2020-01-06