0001096906-20-000004.txt : 20200106 0001096906-20-000004.hdr.sgml : 20200106 20200106182730 ACCESSION NUMBER: 0001096906-20-000004 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200106 DATE AS OF CHANGE: 20200106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: QUIST SCOTT M CENTRAL INDEX KEY: 0001268844 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-09341 FILM NUMBER: 20511535 MAIL ADDRESS: STREET 1: 7 WANDERWOOD WAY CITY: SANDY STATE: UT ZIP: 84092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SECURITY NATIONAL FINANCIAL CORP CENTRAL INDEX KEY: 0000318673 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 870345941 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 BUSINESS PHONE: 8012641060 MAIL ADDRESS: STREET 1: PO BOX 57220 CITY: SALT LAKE CITY STATE: UT ZIP: 84157 FORMER COMPANY: FORMER CONFORMED NAME: SNL FINANCIAL CORP DATE OF NAME CHANGE: 19910401 5/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 5/A 2019-12-31 2020-01-06 0 0 0 0000318673 SECURITY NATIONAL FINANCIAL CORP snfca 0001268844 QUIST SCOTT M 7 WANDERWOOD WAY SANDY UT 84092 1 1 1 0 Chairman of the Board,Pres,CEO Class C Common Stock 2019-12-03 5 M 0 127629 4.27 A 1249357 D Class A Common Stock 2019-12-03 5 F 0 104201 5.23 D 0 D Class C Common Stock 2019-12-03 5 S 0 6560 5.23 D 1242797 D Employee Stock Option (right to buy) 4.27 2014-12-05 5 M 0 127629 4.27 D 2015-03-05 2019-12-05 Class C Common Stock 127629 0 D Employee Stock Option (right to buy) 6.02 2015-12-04 5 A 0 121551 6.02 A 2016-03-04 2020-12-04 Class C Common Stock 121551 121551 D Employee Stock Option (right to buy) 6.62 2016-12-02 5 A 0 92610 6.62 A 2017-03-02 2021-12-02 Class C Common Stock 92610 92610 D Employee Stock Option (right to buy) 5.02 2017-12-01 5 A 0 82688 5.02 A 2018-03-01 2022-12-01 Class A Common Stock 82688 82688 D Employee Stock Option (right to buy) 5.77 2018-11-30 5 A 0 73500 5.77 A 2019-02-28 2023-11-30 Class A Common Stock 73500 73500 D Employee Stock Option (right to buy) 5.75 2019-12-06 5 A 0 50000 5.75 A 2020-03-06 2024-12-06 Class A Common Stock 50000 50000 D Owned jointly by the reporting person and his wife. Does not include a total of 68,020 shares of Class C Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP). Does not include a total of 336,206 shares of Class A Common Stock owned indirectly by the reporting person in the Employee Stock Ownership Plan (ESOP), the 401(k) Retirement Savings Plan, and the Deferred Compensation Plan. Includes 6,560 shares of Class C Common Stock that the reporting person sold to the Company on December 3, 2019 under the Company's Stock Purchase Plan. This option was granted on December 5, 2014 as an option for either 100,000 shares of Class A Common Stock at an exercise price of $5.52 per share or 100,000 shares of Class C Common Stock at an exercise price of $5.52 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 100,000 shares of Class C Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on December 4, 2015 as an option for either 100,000 shares of Class A Common Stock at an exercise price of $7.39 per share or 100,000 shares of Class C Common Stock at an exercise price of $7.39 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 100,000 shares of Class C Common Stock at an exercise price of $7.39 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on December 2, 2016 as an option for either 80,000 shares of Class A Common Stock at an exercise price of $7.73 per share or 80,000 shares of Class C Common Stock at an exercise price of $7.73 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 80,000 shares of Class C Common Stock at an exercise price of $7.73 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, and February 1, 2019. This option was granted on December 1, 2017 as an option for 75,000 shares of Class A Common Stock at an exercise price of $5.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018 and February 1, 2019. This option was granted on November 30, 2018 as an option for 70,000 shares of Class A Common Stock at an exercise price of $6.07 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 1, 2019. This option was granted on December 1, 2019 as an option for either 50,000 shares of Class A Common Stock at an exercise price of $6.01 per share or 50,000 shares of Class C Common Stock at an exercise price of $6.01 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 50,000 shares of Class C Common Stock at an exercise price of $6.01 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on March 6, 2020, until such shares are fully vested. /s/Scott M. Quist 2020-01-06