0000317771-05-000006.txt : 20120705
0000317771-05-000006.hdr.sgml : 20120704
20050203152041
ACCESSION NUMBER: 0000317771-05-000006
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20050203
DATE AS OF CHANGE: 20050203
GROUP MEMBERS: MICHAEL J. BIRCK
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: TELLABS INC
CENTRAL INDEX KEY: 0000317771
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 363831568
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-33102
FILM NUMBER: 05573091
BUSINESS ADDRESS:
STREET 1: ONE TELLABS CENTER
STREET 2: 1415 WEST DIEHL ROAD
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
BUSINESS PHONE: 630-378-8800
MAIL ADDRESS:
STREET 1: ONE TELLABS CENTER
STREET 2: 1415 WEST DIEHL ROAD
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: TELLABS INC
CENTRAL INDEX KEY: 0000317771
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 363831568
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: ONE TELLABS CENTER
STREET 2: 1415 WEST DIEHL ROAD
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
BUSINESS PHONE: 630-378-8800
MAIL ADDRESS:
STREET 1: ONE TELLABS CENTER
STREET 2: 1415 WEST DIEHL ROAD
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
SC 13G
1
tlab13g.txt
TELLABS SCHEDULE 13G 2/3/2005
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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Schedule 13 G
Under the Securities Exchange Act of 1934
(Amendment No. 10)
Tellabs, Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
879664100
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(CUSIP Number)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
X Rule 13 d1(b)
Rule 13 d1(c)
Rule 13 d1(d)
The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all provisions of the Act (however, see the
Notes).
CUSIP NO. 879664100 13G
1 NAME OF REPORTING PERSONS
S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Michael J. Birck, ###-##-####
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ( ) (b) ( )
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
5 SOLE VOTING POWER
NUMBER 13,256,859
OF SHARES
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY
REPORTING 25,073,000
PERSON
WITH 7 SOLE DISPOSITIVE POWER
13,255,697
8 SHARED DISPOSITIVE POWER
25,074,162
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
37,161,859
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
(x)
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.01%
12 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP NO. 879664100 13G
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Katherine R. Birck, ###-##-####
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ( ) (b) ( )
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
5 SOLE VOTING POWER
NUMBER 1,168,000
OF SHARES
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY
REPORTING 37,161,859
PERSON
WITH 7 SOLE DISPOSITIVE POWER
1,168,000
8 SHARED DISPOSITIVE POWER
37,161,859
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,168,000
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
(x)
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
.25%
12 TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP NO. 879664100 13G
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Oak Street Investments, L.P., a Delaware limited partnership
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ( ) (b) ( )
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
A Delaware limited partnership
5 SOLE VOTING POWER
NUMBER 0
OF SHARES
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY
REPORTING 23,905,000
PERSON
WITH 7 SOLE DISPOSITIVE POWER
0
8 SHARED DISPOSITIVE POWER
23,905,000
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,905,000
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
( )
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.16%
12 TYPE OF REPORTING PERSON*
PN
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Item 1(a) Name of Issuer:
Tellabs, Inc.
Item 1(b) Address of Issuer's Principal Executive Offices:
One Tellabs Center
1415 W. Diehl Road
Naperville, Illinois 60563
Item 2(a)-(c) Name, Principal Business Address and Citizenship of Persons
Filing:
This statement is being filed by Michael J. Birck. Mr. Birck's
principal place of business is One Tellabs Center, 1415 W. Diehl
Road, Naperville, IL 60563. Mr. Birck is a United States
citizen.
Katherine R. Birck is the spouse of Michael J. Birck. Mrs.
Birck's residence is 744 South Oak Street, Hinsdale, Illinois
60521. Mrs. Birck is a United States citizen.
Oak Street Investments, L.P. is a Delaware limited partnership
whose principal place of business is 744 South Oak Street,
Hinsdale, Illinois 60521. Mr. and Mrs. Birck are both general
partners of Oak Street Investments, L.P.
With respect to Mr. Birck, this statement relates only to Mr.
Birck's indirect ownership of shares of Common Stock of Tellabs,
Inc. owned directly by Oak Street Investments, L.P. and the
Tellabs Advantage Program, and certain shares of Common Stock of
Tellabs, Inc. owned directly by Mr. Birck. Mr. Birck disclaims
beneficial ownership of 1,168,000 shares owned by his spouse,
Katherine R. Birck.
With respect to Mrs. Birck this statement relates only to
1,168,000 shares of Common Stock of Tellabs, Inc. owned directly
by Mrs. Birck. Mrs. Birck disclaims beneficial ownership of
shares of Common Stock of Tellabs, Inc. owned directly by Mr.
Birck, the Tellabs Advantage Program and Oak Street Investments,
L.P.
Item 2(d) Title of Class of Securities
Common Stock
Item 2(e) CUSIP Number:
879664100
Item 3. Not applicable.
Item 4. Ownership.
A. Michael J. Birck
-----------------
(a) Amount Beneficially Owned: 37,161,859 Shares (excludes 1,168,000 shares
of which the reporting person disclaims beneficial ownership) (1)
(b) Percent of Class: 8.01%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 13,256,859 (includes 1,162
shares held by the Tellabs Advantage Program on behalf of Mr. Birck and
excludes 23,905,000 shares held by Oak Street Investments, L.P. and
1,168,000 shares held by Mrs. Birck)(1)
(ii) shared power to vote or to direct the vote: 25,073,000 (1) (includes
23,905,000 held by Oak Street Investments, L.P. and 1,168,000 shares
held by Mrs. Birck)
(iii) sole power to dispose or to direct the disposition of : 13,255,697
(excludes 1,162 shares held by the Tellabs Advantage Program, 23,905,000
shares held by Oak Street Investments, L.P. and 1,168,000 shares held by
Mrs. Birck)
(iv) shared power to dispose or to direct the disposition of: 25,074,162 (1)
(includes 1,162 shares held by the Tellabs Advantage Program, 23,905,000
shares held by Oak Street Investments, L.P. and 1,168,000 shares held by
Mrs. Birck)
B. Katherine R. Birck
-----------------
(a) Amount Beneficially Owned: 1,168,000 Shares (excludes 37,161,859 shares
of which the reporting person disclaims beneficial ownership)(1)
(b) Percent of Class: .25%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 1,168,000 (excludes 23,905,000
shares held by Oak Street Investments, L.P. and 13,256,859 shares held
by or on behalf of Mr. Birck)
(ii) shared power to vote or to direct the vote: 37,161,859 (1) (includes
23,905,000 shares held by Oak Street Investments, L.P. and 13,256,859
shares held by or on behalf of Mr. Birck)
(iii) sole power to dispose or to direct the disposition of: 1,168,000
(excludes 23,905,000 shares held by Oak Street Investments, L.P. and
13,256,859 shares held by or on behalf of Mr. Birck)
(iv) shared power to dispose or to direct the disposition of: 37,161,859 (1)
(includes 23,905,000 shares held by Oak Street Investments, L.P. and
13,256,859 shares held by or on behalf of Mr. Birck)
C. Oak Street Investments, L.P.
---------------------------
(a) Amount Beneficially Owned: 23,905,000
(b) Percent of Class: 5.16%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: 23,905,000
(iii) sole power to dispose or to direct the disposition of: 0
(iv) shared power to dispose or to direct the disposition of: 23,905,000
(1) The filing of this statement shall not be construed as an admission that the
reporting person is, for purposes of Section 13(d)or 13(g) of the Act, the
beneficial owner of these securities.
Item 5. Ownership of Five Percent or Less of a Class.
Not Applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another person.
Not Applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on by the Parent Holding Company.
Not Applicable.
Item 8. Identification and Classification of Members of the Group.
Not Applicable.
Item 9. Notice of Dissolution of Group.
Not Applicable.
Item 10. Certification.
Not Applicable.
SIGNATURE
-----------
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 3, 2005
MICHAEL J. BIRCK
/s/ Michael J. Birck
-------------------------------
KATHERINE R. BIRCK
/s/ Katherine R. Birck
-------------------------------
OAK STREET INVESTMENTS, L.P.
By: /s/ Michael J. Birck
-------------------------------
MICHAEL J. BIRCK
Exhibit Index
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Exhibit Found on
-------- Sequentially
Numbered Page
----------------
Exhibit A: Agreement of Joint filing 10
Exhibit A
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Agreement of Joint Filing
-------------------------
The undersigned hereby agree that they are filing jointly pursuant to Rule
13d-1 of the Act the statement dated February 3, 2005, containing the
information required by Schedule 13G, for the 13,256,859 Shares of the Common
Stock of Tellabs, Inc., held by or on behalf of Michael J. Birck the 1,168,000
shares of the Common Stock of Tellabs, Inc. held by Katherine R. Birck and the
23,905,000 shares of the Common Stock of Tellabs, Inc. held by Oak Street
Investments, L.P.
Dated: February 3, 2005
MICHAEL J. BIRCK
/s/ Michael J. Birck
-------------------------------
KATHERINE R. BIRCK
/s/ Katherine R. Birck
-------------------------------
OAK STREET INVESTMENTS, L.P.
By: /s/ Michael J. Birck
-------------------------------
MICHAEL J. BIRCK