0001649599-24-000006.txt : 20240325 0001649599-24-000006.hdr.sgml : 20240325 20240325210548 ACCESSION NUMBER: 0001649599-24-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240321 FILED AS OF DATE: 20240325 DATE AS OF CHANGE: 20240325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Murtagh Nigel J CENTRAL INDEX KEY: 0001649599 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 24780750 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 wk-form4_1711415138.xml FORM 4 X0508 4 2024-03-21 0 0000316709 SCHWAB CHARLES CORP SCHW 0001649599 Murtagh Nigel J 3000 SCHWAB WAY WESTLAKE TX 76262 0 1 0 0 Chief Risk Officer 1 Common Stock 2024-03-21 4 M 0 12948 26.39 A 94394.2244 D Common Stock 2024-03-21 4 S 0 12948 70.0252 D 81446.2244 D Common Stock 1800 I by ESPP Nonqualified Stock Option (right to buy) 26.39 2024-03-21 4 M 0 12948 0 D 2026-03-01 Common Stock 12948 0 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 24, 2023. The transaction was executed in multiple trades at prices ranging from $70.00 to $70.125. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected. This option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on March 1, 2017. /s/ P. Blake Allen, Attorney-in-fact 2024-03-25