0001225208-21-013254.txt : 20211025 0001225208-21-013254.hdr.sgml : 20211025 20211025195527 ACCESSION NUMBER: 0001225208-21-013254 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211025 FILED AS OF DATE: 20211025 DATE AS OF CHANGE: 20211025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clark Bernard J. CENTRAL INDEX KEY: 0001564429 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 211345431 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 doc4.xml X0306 4 2021-10-25 0000316709 SCHWAB CHARLES CORP SCHW 0001564429 Clark Bernard J. 3000 SCHWAB WAY WESTLAKE TX 76262 1 EVP - Advisor Services Common Stock 2021-10-25 4 M 0 300.0000 42.9900 A 72568.8091 I by Trust Common Stock 2021-10-25 4 S 0 300.0000 84.0000 D 72268.8091 I by Trust Common Stock 3600.0990 I by 401(k) Common Stock 645.0090 I by ESOP Nonqualified Stock Option (right to buy) 42.9900 2021-10-25 4 M 0 300.0000 0.0000 D 2018-03-01 2027-03-01 Common Stock 300.0000 57040.0000 I by Trust The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2021. Jamal Modir, Attorney-in-fact 2021-10-25