0001225208-16-040687.txt : 20161021 0001225208-16-040687.hdr.sgml : 20161021 20161021173717 ACCESSION NUMBER: 0001225208-16-040687 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161020 FILED AS OF DATE: 20161021 DATE AS OF CHANGE: 20161021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bettinger Walter W CENTRAL INDEX KEY: 0001296479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 161946929 MAIL ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4 1 doc4.xml X0306 4 2016-10-20 0000316709 SCHWAB CHARLES CORP SCHW 0001296479 Bettinger Walter W 211 MAIN STREET SAN FRANCISCO CA 94105 1 1 President and CEO Common Stock 2016-10-20 4 M 0 281909.0000 15.0000 A 626367.8859 D Common Stock 2016-10-20 4 M 0 243446.0000 18.2500 A 869813.8859 D Common Stock 2016-10-20 4 M 0 73241.0000 17.3800 A 943054.8859 D Common Stock 2016-10-20 4 S 0 73241.0000 32.3367 D 869813.8859 D Common Stock 2016-10-20 4 S 0 243446.0000 32.3367 D 626367.8859 D Common Stock 2016-10-20 4 S 0 281909.0000 32.3367 D 344458.8859 D Common Stock 5946.6130 I by ESOP Common Stock 1277.0000 I by ESPP Common Stock 2277.2253 I By Spouse Nonqualified Stock Option (right to buy) 18.2500 2016-10-20 4 M 0 243446.0000 0.0000 D 2011-03-01 2020-03-01 Common Stock 243446.0000 0.0000 D Nonqualified Stock Option (right to buy) 15.0000 2016-10-20 4 M 0 281909.0000 0.0000 D 2011-08-02 2020-08-02 Common Stock 281909.0000 0.0000 D Nonqualified Stock Option (right to buy) 17.3800 2016-10-20 4 M 0 73241.0000 0.0000 D 2010-11-02 2019-11-02 Common Stock 73241.0000 0.0000 D This transaction was executed in multiple trades at prices ranging from $32.2 to $32.56. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. R. Scott McMillen, Attorney-in-fact 2016-10-21