0001225208-16-040687.txt : 20161021
0001225208-16-040687.hdr.sgml : 20161021
20161021173717
ACCESSION NUMBER: 0001225208-16-040687
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161020
FILED AS OF DATE: 20161021
DATE AS OF CHANGE: 20161021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bettinger Walter W
CENTRAL INDEX KEY: 0001296479
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 161946929
MAIL ADDRESS:
STREET 1: 120 KEARNY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
4
1
doc4.xml
X0306
4
2016-10-20
0000316709
SCHWAB CHARLES CORP
SCHW
0001296479
Bettinger Walter W
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
1
President and CEO
Common Stock
2016-10-20
4
M
0
281909.0000
15.0000
A
626367.8859
D
Common Stock
2016-10-20
4
M
0
243446.0000
18.2500
A
869813.8859
D
Common Stock
2016-10-20
4
M
0
73241.0000
17.3800
A
943054.8859
D
Common Stock
2016-10-20
4
S
0
73241.0000
32.3367
D
869813.8859
D
Common Stock
2016-10-20
4
S
0
243446.0000
32.3367
D
626367.8859
D
Common Stock
2016-10-20
4
S
0
281909.0000
32.3367
D
344458.8859
D
Common Stock
5946.6130
I
by ESOP
Common Stock
1277.0000
I
by ESPP
Common Stock
2277.2253
I
By Spouse
Nonqualified Stock Option (right to buy)
18.2500
2016-10-20
4
M
0
243446.0000
0.0000
D
2011-03-01
2020-03-01
Common Stock
243446.0000
0.0000
D
Nonqualified Stock Option (right to buy)
15.0000
2016-10-20
4
M
0
281909.0000
0.0000
D
2011-08-02
2020-08-02
Common Stock
281909.0000
0.0000
D
Nonqualified Stock Option (right to buy)
17.3800
2016-10-20
4
M
0
73241.0000
0.0000
D
2010-11-02
2019-11-02
Common Stock
73241.0000
0.0000
D
This transaction was executed in multiple trades at prices ranging from $32.2 to $32.56. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
R. Scott McMillen, Attorney-in-fact
2016-10-21