0001225208-15-013742.txt : 20150612
0001225208-15-013742.hdr.sgml : 20150612
20150612104551
ACCESSION NUMBER: 0001225208-15-013742
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150611
FILED AS OF DATE: 20150612
DATE AS OF CHANGE: 20150612
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-667-7000
MAIL ADDRESS:
STREET 1: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Allen Jay L
CENTRAL INDEX KEY: 0001416062
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 15927617
MAIL ADDRESS:
STREET 1: C/O THE CHARLES SCHWAB CORPORATION
STREET 2: 120 KEARNY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
4
1
doc4.xml
X0306
4
2015-06-11
0000316709
SCHWAB CHARLES CORP
SCHW
0001416062
Allen Jay L
211 MAIN STREET
SAN FRANCISCO
CA
94105
1
EVP and Chief Admin Officer
Common Stock
2015-06-11
4
M
0
6004.0000
23.1200
A
11657.5645
I
by Trust
Common Stock
2015-06-11
4
S
0
6004.0000
33.6155
D
5653.5645
I
by Trust
Common Stock
1874.0000
I
by ESPP
Nonqualified Stock Option (right to buy)
23.1200
2015-06-11
4
M
0
6004.0000
0.0000
D
2014-11-01
2023-11-01
Common Stock
6004.0000
18012.0000
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2014.
This transaction was executed in multiple trades at prices ranging from $33.58 to $33.65. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Jane E. Fry, Attorney-in-fact
2015-06-12