0001225208-15-013742.txt : 20150612 0001225208-15-013742.hdr.sgml : 20150612 20150612104551 ACCESSION NUMBER: 0001225208-15-013742 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150611 FILED AS OF DATE: 20150612 DATE AS OF CHANGE: 20150612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Allen Jay L CENTRAL INDEX KEY: 0001416062 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 15927617 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4 1 doc4.xml X0306 4 2015-06-11 0000316709 SCHWAB CHARLES CORP SCHW 0001416062 Allen Jay L 211 MAIN STREET SAN FRANCISCO CA 94105 1 EVP and Chief Admin Officer Common Stock 2015-06-11 4 M 0 6004.0000 23.1200 A 11657.5645 I by Trust Common Stock 2015-06-11 4 S 0 6004.0000 33.6155 D 5653.5645 I by Trust Common Stock 1874.0000 I by ESPP Nonqualified Stock Option (right to buy) 23.1200 2015-06-11 4 M 0 6004.0000 0.0000 D 2014-11-01 2023-11-01 Common Stock 6004.0000 18012.0000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2014. This transaction was executed in multiple trades at prices ranging from $33.58 to $33.65. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jane E. Fry, Attorney-in-fact 2015-06-12