0001209191-12-007962.txt : 20120206
0001209191-12-007962.hdr.sgml : 20120206
20120206213939
ACCESSION NUMBER: 0001209191-12-007962
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120203
FILED AS OF DATE: 20120206
DATE AS OF CHANGE: 20120206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EXCO RESOURCES INC
CENTRAL INDEX KEY: 0000316300
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 741492779
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12377 MERIT DR
STREET 2: SUITE 1700
CITY: DALLAS
STATE: TX
ZIP: 75251
BUSINESS PHONE: 2143682084
MAIL ADDRESS:
STREET 1: 12377 MERIT DR
STREET 2: SUITE 1700
CITY: DALLAS
STATE: TX
ZIP: 75251
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Invesco Private Capital, Inc.
CENTRAL INDEX KEY: 0001128452
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32743
FILM NUMBER: 12575173
BUSINESS ADDRESS:
STREET 1: 1555 PEACHTREE STREET NE
STREET 2: SUITE 1800
CITY: ATLANTA
STATE: GA
ZIP: 30309
BUSINESS PHONE: 404-439-3217
MAIL ADDRESS:
STREET 1: 1555 PEACHTREE STREET NE
STREET 2: SUITE 1800
CITY: ATLANTA
STATE: GA
ZIP: 30309
FORMER NAME:
FORMER CONFORMED NAME: INVESCO PRIVATE CAPITAL INC
DATE OF NAME CHANGE: 20001116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WL ROSS & CO LLC
CENTRAL INDEX KEY: 0001202045
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32743
FILM NUMBER: 12575176
BUSINESS ADDRESS:
STREET 1: 600 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2128261100
MAIL ADDRESS:
STREET 1: 600 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WLR IV PARALLEL ESC LP
CENTRAL INDEX KEY: 0001422834
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32743
FILM NUMBER: 12575171
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
STREET 2: 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-826-1100
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
STREET 2: 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: INVESCO WLR IV Associates LLC
CENTRAL INDEX KEY: 0001429294
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32743
FILM NUMBER: 12575174
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: (212) 826-1100
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WLR Master Co-Investment GP LLC
CENTRAL INDEX KEY: 0001431793
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32743
FILM NUMBER: 12575175
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: (212) 826-1100
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WLR/GS Master Co-Investment XCO AIV, L.P.
CENTRAL INDEX KEY: 0001527462
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32743
FILM NUMBER: 12575172
BUSINESS ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: (212)826-1100
MAIL ADDRESS:
STREET 1: 1166 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2012-02-03
0
0000316300
EXCO RESOURCES INC
XCO
0001202045
WL ROSS & CO LLC
C/O WL ROSS GROUP, L.P.
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001431793
WLR Master Co-Investment GP LLC
C/O WL ROSS GROUP, L.P.
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001429294
INVESCO WLR IV Associates LLC
C/O WL ROSS GROUP, L.P.
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001128452
Invesco Private Capital, Inc.
C/O WL ROSS GROUP, L.P.
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001527462
WLR/GS Master Co-Investment XCO AIV, L.P.
C/O WL ROSS GROUP, L.P.
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
0001422834
WLR IV PARALLEL ESC LP
C/O WL ROSS GROUP, L.P.
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
0
0
1
0
Common Stock, par value $0.001 per share
2012-02-03
4
P
0
234127
6.95
A
7523749
I
See Footnotes
Common Stock, par value $0.001 per share
2012-02-06
4
P
0
1166
7.00
A
7524915
I
See Footnotes
Common Stock, par value $0.001 per share
2012-02-03
4
P
0
208090
6.95
A
6784575
I
See Footnotes
Common Stock, par value $0.001 per share
2012-02-06
4
P
0
1037
7.00
A
6785612
I
See Footnotes
Common Stock, par value $0.001 per share
2012-02-03
4
P
0
208038
6.95
A
6782865
I
See Footnotes
Common Stock, par value $0.001 per share
2012-02-06
4
P
0
1036
7.00
A
6783901
I
See Footnotes
Common Stock, par value $0.001 per share
2012-02-03
4
P
0
208083
6.95
A
6784341
I
See Footnotes
Common Stock, par value $0.001 per share
2012-02-06
4
P
0
1037
7.00
A
6785378
I
See Footnotes
Common Stock, par value $0.001 per share
2012-02-03
4
P
0
2374
6.95
A
77222
I
See Footnotes
Common Stock, par value $0.001 per share
2012-02-06
4
P
0
12
7.00
A
77234
I
See Footnotes
Common Stock, par value $0.001 per share
1547037
I
See Footnotes
This price represents the approximate weighted average price per share of common stock of EXCO Resources, Inc. (the "Issuer"), par value $0.001 per share (each a "Share") of purchases that were executed at prices ranging from $6.83 to $7.05 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares purchased at each price.
These Shares are held by WLR Select Co-Investment XCO AIV, L.P. ("Co-Invest Fund AIV").
Wilbur L. Ross, Jr. is the Chairman and Chief Executive Officer of WL Ross & Co. LLC ("WLR LLC") and the managing member of El Vedado, LLC, the general partner of WL Ross Group, L.P. ("WLR LP"), which in turn is the managing member of WLR Recovery Associates IV LLC ("Fund IV"), WLR Select Associates LLC ("WLR Select") and WLR Master Co-Investment GP, LLC ("WLR Master"). Fund IV is the general partner of Fund IV AIV I, Fund IV AIV II and Fund IV AIV III. Invesco Private Capital, Inc. is the managing member of INVESCO WLR IV Associates LLC, which is in turn the general partner of Parallel Fund. WLR Select is the general partner of Co-Invest Fund AIV. WLR Master is the general partner of WLR/GS Fund AIV. WLR LLC is the investment manager of WLR/GS Fund AIV. WLR LLC is the investment manager of Fund IV AIV I, Fund IV AIV II, Fund IV AIV III, Parallel Fund, Co-Invest Fund AIV and WLR/GS Fund AIV.
This price represents the approximate weighted average price per Share of purchases that were executed at prices ranging from $6.99 to $7.00 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares purchased at each price.
These Shares are held by WLR Recovery Fund IV XCO AIV I, L.P. ("Fund IV AIV I").
These Shares are held by WLR Recovery Fund IV XCO AIV II, L.P. ("Fund IV AIV II").
These Shares are held by WLR Recovery Fund IV XCO AIV III, L.P. ("Fund IV AIV III").
These Shares are held by WLR IV Parallel ESC, L.P. ("Parallel Fund").
These Shares are held by WLR/GS Master Co-Investment XCO AIV, L.P. ("WLR/GS Fund AIV").
This Form 4 is being filed in two parts due to the large number of Reporting Persons. Please reference the Form 4 filing filed on the date hereof separately by WLR LLC, Fund IV AIV I, Fund IV AIV II, Fund IV AIV III, Co-Invest Fund AIV, Mr. Ross, El Vedado, LLC, WLR LP, Fund IV and WLR Select.
Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein only to the extent of his or its pecuniary interest therein. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.
WL ROSS & CO. LLC
By: Wilbur L. Ross, Jr., its Chairman and Chief Executive Officer
/s/ Wilbur L. Ross, Jr.
2012-02-06
WLR MASTER CO-INVESTMENT GP, LLC, By: By: WL Ross Group, L.P., its Managing Member, By: El Vedado, LLC, its General Partner, By: /s/ Wilbur L. Ross, Jr., its Managing Member
2012-02-06
INVESCO WLR IV ASSOCIATES LLC, By: Invesco Private Capital, Inc., its Managing Member, By: /s/ Wilbur L. Ross, Jr., its Chief Executive Officer
2012-02-06
INVESCO PRIVATE CAPITAL, INC., By: /s/ Wilbur L. Ross, Jr., its Chief Executive Officer
2012-02-06
WLR/GS MASTER CO-INVESTMENT XCO AIV, L.P. , By: WLR Master Co-Investment GP, LLC, its General Partner, By: WL Ross Group, L.P., its Managing Member, By: El Vedado, LLC, its General Partner, By: /s/ Wilbur L. Ross, Jr., its Managing Member
2012-02-06
WLR IV PARALLEL ESC, L.P., By: INVESCO WLR IV ASSOCIATES LLC, its General Partner, By: Invesco Private Capital, Inc., its Managing Member, By: /s/ Wilbur L. Ross, Jr., its Chief Executive Officer
2012-02-06