0001104659-17-075239.txt : 20171227 0001104659-17-075239.hdr.sgml : 20171227 20171227172532 ACCESSION NUMBER: 0001104659-17-075239 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171222 FILED AS OF DATE: 20171227 DATE AS OF CHANGE: 20171227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WLR/GS Master Co-Investment XCO AIV, L.P. CENTRAL INDEX KEY: 0001527462 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32743 FILM NUMBER: 171276700 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (212)826-1100 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WLR IV PARALLEL ESC LP CENTRAL INDEX KEY: 0001422834 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32743 FILM NUMBER: 171276699 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-826-1100 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Invesco Private Capital, Inc. CENTRAL INDEX KEY: 0001128452 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32743 FILM NUMBER: 171276701 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 404-439-3217 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER NAME: FORMER CONFORMED NAME: INVESCO PRIVATE CAPITAL INC DATE OF NAME CHANGE: 20001116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WLR Select Co-Investment XCO AIV, L.P. CENTRAL INDEX KEY: 0001527463 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32743 FILM NUMBER: 171276703 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (212) 826-1100 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WLR Select Associates LLC CENTRAL INDEX KEY: 0001527461 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32743 FILM NUMBER: 171276704 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-826-1100 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WL ROSS & CO LLC CENTRAL INDEX KEY: 0001202045 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32743 FILM NUMBER: 171276705 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2128261100 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: INVESCO WLR IV Associates LLC CENTRAL INDEX KEY: 0001429294 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32743 FILM NUMBER: 171276698 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (212) 826-1100 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WLR Master Co-Investment GP LLC CENTRAL INDEX KEY: 0001431793 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32743 FILM NUMBER: 171276702 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (212) 826-1100 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXCO RESOURCES INC CENTRAL INDEX KEY: 0000316300 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 741492779 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12377 MERIT DR STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 BUSINESS PHONE: 2143682084 MAIL ADDRESS: STREET 1: 12377 MERIT DR STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 4 1 a4.xml 4 X0306 4 2017-12-22 0 0000316300 EXCO RESOURCES INC XCO 0001202045 WL ROSS & CO LLC 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001527461 WLR Select Associates LLC 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001527463 WLR Select Co-Investment XCO AIV, L.P. 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001431793 WLR Master Co-Investment GP LLC 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001128452 Invesco Private Capital, Inc. 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001527462 WLR/GS Master Co-Investment XCO AIV, L.P. 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001422834 WLR IV PARALLEL ESC LP 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 0001429294 INVESCO WLR IV Associates LLC 1166 AVENUE OF THE AMERICAS NEW YORK NY 10036 0 0 1 0 Common Stock, par value $0.001 per share 2017-12-22 4 S 0 2732 0.6241 D 420079 I See Footnotes Common Stock, par value $0.001 per share 2017-12-22 4 S 0 2734 0.6241 D 420408 I See Footnotes Common Stock, par value $0.001 per share 2017-12-22 4 S 0 2732 0.6241 D 420176 I See Footnotes Common Stock, par value $0.001 per share 2017-12-22 4 S 0 2732 0.6241 D 420101 I See Footnotes Common Stock, par value $0.001 per share 2017-12-22 4 S 0 2733 0.6241 D 420251 I See Footnotes Common Stock, par value $0.001 per share 2017-12-22 4 S 0 2732 0.6241 D 420207 I See Footnotes Common Stock, par value $0.001 per share 2017-12-22 4 S 0 62 0.6241 D 9608 I See Footnotes Common Stock, par value $0.001 per share 2017-12-22 4 S 0 4051 0.6241 D 623027 I See Footnotes Common Stock, par value $0.001 per share 2017-12-22 4 S 0 1503 0.6241 D 231078 I See Footnotes Represents shares disposed of through open-market transactions. WL Ross & Co. LLC ("WLR LLC") is the investment manager of Fund IV AIV One, Fund IV AIV Two, Fund IV AIV Three, Fund IV AIV Four, Fund IV AIV Five, Fund IV AIV Six, Parallel Fund, Co-Invest Fund AIV and WLR/GS Fund AIV. WLR Recovery Associates IV LLC ("Fund IV") is the general partner of Fund IV AIV One, Fund IV AIV Two, Fund IV AIV Three, Fund IV AIV Four, Fund IV AIV Five and Fund IV AIV Six. Invesco Private Capital, Inc. is the managing member of INVESCO WLR IV Associates LLC, which is in turn the general partner of Parallel Fund. WLR Select Associates LLC is the general partner of Co-Invest Fund AIV. WLR Master Co-Investment GP, LLC is the general partner of WLR/GS Fund AIV. These shares are held by WLR IV Exco AIV One, L.P. ("Fund IV AIV One"). These shares are held by WLR IV Exco AIV Two, L.P. ("Fund IV AIV Two"). These shares are held by WLR IV Exco AIV Three, L.P. ("Fund IV AIV Three"). These shares are held by WLR IV Exco AIV Four, L.P. ("Fund IV AIV Four"). These shares are held by WLR IV Exco AIV Five, L.P. ("Fund IV AIV Five"). These shares are held by WLR IV Exco AIV Six, L.P. ("Fund IV AIV Six"). These shares are held by WLR IV Parallel ESC, L.P. ("Parallel Fund"). These shares are held by WLR Select Co-Investment XCO AIV, L.P. ("Co-Invest Fund AIV"). These shares are held by WLR/GS Master Co-Investment XCO AIV, L.P. ("WLR/GS Fund AIV"). This Form 4 is being filed in two parts due to the large number of Reporting Persons. Please reference the Form 4 filing filed on the date hereof separately by WLR LLC, Fund IV, Fund IV AIV One, Fund IV AIV Two, Fund IV AIV Three, Fund IV AIV Four, Fund IV AIV Five, and Fund IV AIV Six. Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Securities Exchange Act of 1934, as amended (the ''Act''), each Reporting Person may be deemed to be the beneficial owner of the securities reported herein only to the extent of his pecuniary interest therein. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that each Reporting Person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. WL ROSS & CO. LLC By: /s/ Benjamin Gruder, authorized person 2017-12-27 WLR SELECT ASSOCIATES LLC By: WL Ross & Co. LLC, its Managing Member By: /s/ Benjamin Gruder, authorized person 2017-12-27 WLR SELECT CO-INVESTMENT XCO AIV, L.P. By: WLR Select Associates LLC, its General Partner By: WL Ross & Co. LLC, its Managing Member By: /s/ Benjamin Gruder, authorized person 2017-12-27 WLR MASTER CO-INVESTMENT GP, LLC By: WL Ross & Co. LLC, its Managing Member By: /s/ Benjamin Gruder, authorized person 2017-12-27 INVESCO WLR IV ASSOCIATES LLC By: INVESCO Private Capital, Inc., its Managing Member By: /s/ Benjamin Gruder, authorized person 2017-12-27 INVESCO PRIVATE CAPITAL, INC. By: /s/ Benjamin Gruder, authorized person 2017-12-27 WLR/GS MASTER CO-INVESTMENT XCO AIV, L.P. By: WLR Master Co-Investment GP, LLC, its General Partner By: WL Ross & Co. LLC, its Managing Member By: /s/ Benjamin Gruder, authorized person 2017-12-27 WLR IV PARALLEL ESC, L.P. By: INVESCO WLR IV ASSOCIATES LLC, its General Partner By: INVESCO Private Capital, Inc., its Managing Member By: /s/ Benjamin Gruder, authorized person 2017-12-27