485BPOS 1 d30484.htm 485BPOS As filed with the Securities and Exchange Commission on May 31, 2013


As filed with the Securities and Exchange Commission on May 31, 2013


File Nos. 002-67052 and 811-03023


SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549


FORM N-1A


REGISTRATION STATEMENT UNDER THE

SECURITIES ACT OF 1933


Post-Effective Amendment No. 415


AND


REGISTRATION STATEMENT UNDER THE

INVESTMENT COMPANY ACT OF 1940


Amendment No. 416


FORUM FUNDS

Three Canal Plaza, Suite 600

Portland, Maine 04101

207-347-2090


Stacy Fuller, Esq.

K&L Gates LLP

1601 K Street, N.W.

Washington, D.C.  20006


Copies to:

Lina Bhatnagar

Atlantic Fund Services

Three Canal Plaza

Portland, ME 04101



It is proposed that this filing will become effective:


[X]      immediately upon filing pursuant to Rule 485, paragraph (b)(1)

[   ]     on _____________, pursuant to Rule 485, paragraph (b)(1)

[   ]     60 days after filing pursuant to Rule 485, paragraph (a)(1)  

[   ]     on _____________, pursuant to Rule 485, paragraph (a)(1)

[   ]     75 days after filing pursuant to Rule 485, paragraph (a)(2)

[   ]     on _____________, pursuant to Rule 485, paragraph (a)(2)

[   ]     this post-effective amendment designates a new effective date for a previously filed post-effective amendment.


This PEA No. 415 is filed for the sole purpose of submitting XBRL exhibit for the risk/return summary first provided in PEA No. 410 to the Trust’s Registration Statement.






SIGNATURES



Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant certifies that it has met all of the requirements for effectiveness of this registration statement under Rule 485(b) of the Securities Act of 1933 and has duly caused this amendment to its registration statement on Form N-1A to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Portland, and State of Maine on May 31, 2013.

 

Forum Funds

 

  

 

/s/ Stacey E. Hong

 

Stacey E. Hong, President

 


Pursuant to the requirements of the Securities Act of 1933, as amended, this registration statement has been signed below by the following persons in the capacities indicated on May 31, 2013.

 

(a)

Principal Executive Officer

  

  

  

  

/s/ Stacey E. Hong

  

  

Stacey E. Hong

  

  

Principal Executive Officer

 

(b)

Principal Financial Officer

 

  

/s/ Karen Shaw

  

  

Karen Shaw

  

  

Principal Financial Officer

 

(c)

A majority of the Trustees

  

  

  

John Y. Keffer, Trustee*

  

James C. Cheng, Trustee*

  

J. Michael Parish, Trustee*

  

Costas Azariadis, Trustee*

 

David Tucker, Trustee*

 

By:

/s/ Lina Bhatnagar

  

  

Lina Bhatnagar

  

  

As Attorney-in-fact

  

 

* Pursuant to powers of attorney previously filed.

 







EXHIBIT INDEX

 

 

Index No.

  

 

Description of Exhibit

  

  

EX-101.INS

XBRL Instance Document

EX-101.SCH

XBRL Taxonomy Extension Schema Document

EX-101.DEF

XBRL Taxonomy Extension Definition Linkbase

EX-101.LAB

XBRL Taxonomy Extension Label Linkbase

EX-101.PRE

XBRL Taxonomy Extension Presentation Linkbase