0000315498-19-000001.txt : 20190115 0000315498-19-000001.hdr.sgml : 20190115 20190115094924 ACCESSION NUMBER: 0000315498-19-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190115 DATE AS OF CHANGE: 20190115 EFFECTIVENESS DATE: 20190115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOFEN & GLOSSBERG LLC /IL/ CENTRAL INDEX KEY: 0000315498 IRS NUMBER: 364143109 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01240 FILM NUMBER: 19526346 BUSINESS ADDRESS: STREET 1: 455 CITYFRONT PLAZA STE 3000 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3128281100 MAIL ADDRESS: STREET 1: 455 CITYFRONT STE 3000 CITY: CHICAGO STATE: IL ZIP: 60611 FORMER COMPANY: FORMER CONFORMED NAME: GOFEN & GLOSSBERG INC /IL/ DATE OF NAME CHANGE: 19970206 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000315498 XXXXXXXX 12-31-2018 12-31-2018 GOFEN & GLOSSBERG LLC /IL/

455 CITYFRONT STE 3000 CHICAGO IL 60611

13F HOLDINGS REPORT 028-01240 N Alex Wang 312-832-1521 Alex Wang Chicago IL 01-15-2019 0 438 2528420 false INFORMATION TABLE 2 Dec18.xml 3M Company COM 88579Y101 30960 162487 SH SOLE 2040 0 160447 Abbott Laboratories COM 002824100 35084 485058 SH SOLE 9349 0 475709 AbbVie COM 00287Y109 16133 175002 SH SOLE 1300 0 173702 Acadia Pharmaceuticals COM 004225108 164 10155 SH SOLE 1500 0 8655 Activision Blizzard COM 00507V109 3114 66867 SH SOLE 2500 0 64367 Actuant Cl A COM 00508X203 231 10984 SH SOLE 0 0 10984 Adobe COM 00724F101 5109 22583 SH SOLE 200 0 22383 Alliant Energy COM 018802108 351 8300 SH SOLE 4750 0 3550 Allstate COM 020002101 15849 191806 SH SOLE 6890 0 184917 Alphabet Cl A COM 02079K305 19420 18584 SH SOLE 542 0 18042 Alphabet Cl C COM 02079K107 47272 45646 SH SOLE 905 0 44741 Altria Group COM 02209S103 6949 140699 SH SOLE 700 0 139999 Amazon.com COM 023135106 29041 19335 SH SOLE 430 0 18905 American Airlines Group COM 02376R102 3214 100102 SH SOLE 4600 0 95502 American Electric Power COM 025537101 214 2870 SH SOLE 0 0 2870 American Express COM 025816109 39311 412412 SH SOLE 7752 0 404660 Ameriprise Financial COM 03076C106 551 5278 SH SOLE 0 0 5278 AMETEK COM 031100100 1178 17397 SH SOLE 0 0 17397 Amgen COM 031162100 3709 19053 SH SOLE 200 0 18853 Analog Devices COM 032654105 3928 45770 SH SOLE 760 0 45010 ANSYS COM 03662Q105 282 1970 SH SOLE 0 0 1970 Anthem COM 036752103 595 2265 SH SOLE 0 0 2265 Apple COM 037833100 61188 387905 SH SOLE 6085 0 381820 AptarGroup COM 038336103 3385 35988 SH SOLE 850 0 35138 AT&T COM 00206R102 8695 304649 SH SOLE 1425 0 303224 Autodesk COM 052769106 332 2585 SH SOLE 0 0 2585 Automatic Data Processing COM 053015103 2629 20050 SH SOLE 0 0 20050 Bank of America COM 060505104 850 34478 SH SOLE 0 0 34478 Bank of New York Mellon Corp COM 064058100 2736 58134 SH SOLE 555 0 57579 Baxter International COM 071813109 1020 15493 SH SOLE 2000 0 13493 BB&T COM 054937107 11125 256813 SH SOLE 7485 0 249329 Becton Dickinson COM 075887109 9740 43228 SH SOLE 775 0 42453 Bed Bath & Beyond COM 075896100 128 11331 SH SOLE 0 0 11331 Benefitfocus COM 08180D106 326 7120 SH SOLE 0 0 7120 Berkshire Hathaway Cl A COM 084670108 9486 31 SH SOLE 0 0 31 Berkshire Hathaway Cl B COM 084670702 23163 113442 SH SOLE 3100 0 110342 BlackRock COM 09247X101 2291 5833 SH SOLE 21 0 5812 Blackstone Group LP COM 09253U108 232 7790 SH SOLE 0 0 7790 Boeing COM 097023105 67525 209379 SH SOLE 5260 0 204119 Bristol-Myers Squibb COM 110122108 2171 41758 SH SOLE 0 0 41758 Broadcom Ltd COM 11135F101 29189 114790 SH SOLE 3562 0 111228 Cable One COM 12685J105 390 475 SH SOLE 0 0 475 Cardinal Health COM 14149Y108 592 13278 SH SOLE 0 0 13278 Castle Brands COM 148435100 9 10000 SH SOLE 0 0 10000 Caterpillar COM 149123101 8681 68319 SH SOLE 50 0 68269 CBOE Holdings COM 12503M108 768 7847 SH SOLE 0 0 7847 Celgene COM 151020104 25218 393480 SH SOLE 10370 0 383110 Charles Schwab COM 808513105 10763 259169 SH SOLE 6200 0 252969 Charter Communications A COM 16119P108 372 1304 SH SOLE 0 0 1304 Chevron COM 166764100 35913 330111 SH SOLE 5557 0 324554 Cigna COM 125523100 2371 12484 SH SOLE 0 0 12484 Cisco Systems COM 17275R102 10934 252343 SH SOLE 1675 0 250668 Citigroup COM 172967424 14898 286166 SH SOLE 1475 0 284691 Clorox COM 189054109 791 5129 SH SOLE 0 0 5129 CME Group COM 12572Q105 698 3713 SH SOLE 0 0 3713 CMG Holdings Group COM 125749101 0 10100 SH SOLE 0 0 10100 Coca-Cola COM 191216100 22505 475294 SH SOLE 4700 0 470594 Cognizant Tech Solutions COM 192446102 374 5896 SH SOLE 0 0 5896 Colgate-Palmolive COM 194162103 8917 149823 SH SOLE 1300 0 148523 Comcast Cl A COM 20030N101 43977 1291527 SH SOLE 25674 0 1265853 ConocoPhillips COM 20825C104 1129 18102 SH SOLE 0 0 18102 Consolidated Edison COM 209115104 676 8841 SH SOLE 0 0 8841 Copart COM 217204106 900 18840 SH SOLE 0 0 18840 Costco Wholesale COM 22160K105 16218 79615 SH SOLE 3184 0 76431 Crown Castle International COM 22822V101 260 2398 SH SOLE 100 0 2298 CSX COM 126408103 210 3378 SH SOLE 0 0 3378 Cummins COM 231021106 1970 14742 SH SOLE 0 0 14742 CVS Health Corp COM 126650100 2877 43918 SH SOLE 3125 0 40793 Danaher COM 235851102 27671 268339 SH SOLE 6350 0 261989 Deere & Co COM 244199105 12380 82995 SH SOLE 2600 0 80395 Defentect Group COM 244639100 0 23000 SH SOLE 0 0 23000 Delta Airlines COM 247361702 585 11725 SH SOLE 0 0 11725 Disney Walt COM 254687106 41016 374059 SH SOLE 6372 0 367687 Dominion Energy COM 25746U109 3233 45237 SH SOLE 0 0 45237 Dover COM 260003108 603 8500 SH SOLE 0 0 8500 DowDuPont COM 26078J100 26996 504789 SH SOLE 11742 0 493047 DTE Energy COM 233331107 406 3678 SH SOLE 0 0 3678 Duke Energy COM 26441C204 957 11091 SH SOLE 0 0 11091 Dun & Bradstreet COM 26483E100 815 5710 SH SOLE 0 0 5710 Ecolab COM 278865100 29675 201388 SH SOLE 4478 0 196910 ECOtality COM 27922Y202 0 100000 SH SOLE 0 0 100000 Edwards Lifesciences COM 28176E108 372 2429 SH SOLE 0 0 2429 Electronic Arts COM 285512109 207 2620 SH SOLE 0 0 2620 Emerson Electric COM 291011104 4573 76539 SH SOLE 0 0 76539 Energy Transfer LP COM 29273V100 162 12295 SH SOLE 0 0 12295 Entergy COM 29364G103 580 6735 SH SOLE 0 0 6735 EOG Resources COM 26875P101 648 7425 SH SOLE 0 0 7425 Estee Lauder Cl A COM 518439104 4334 33315 SH SOLE 120 0 33195 Everest Re Group Ltd COM G3223R108 338 1550 SH SOLE 0 0 1550 Evergy COM 30034W106 480 8447 SH SOLE 0 0 8447 Eversource Energy COM 30040W108 294 4515 SH SOLE 0 0 4515 Exact Sciences COM 30063P105 519 8225 SH SOLE 0 0 8225 Exelon COM 30161N101 216 4788 SH SOLE 0 0 4788 Exxon Mobil COM 30231G102 36930 541577 SH SOLE 6932 0 534645 Facebook COM 30303M102 20734 158163 SH SOLE 5810 0 152353 Fedex COM 31428X106 295 1830 SH SOLE 100 0 1730 First Horizon National Corp COM 320517105 216 16441 SH SOLE 0 0 16441 First Midwest Bancorp IL COM 320867104 208 10514 SH SOLE 0 0 10514 First Republic Bank COM 33616C100 247 2845 SH SOLE 0 0 2845 Fiserv COM 337738108 11583 157610 SH SOLE 260 0 157350 Ford Motor COM 345370860 87 11405 SH SOLE 0 0 11405 Fortive COM 34959J108 1988 29382 SH SOLE 0 0 29382 General Dynamics COM 369550108 533 3391 SH SOLE 0 0 3391 General Electric COM 369604103 4262 563025 SH SOLE 5200 0 557825 General Mills COM 370334104 387 9929 SH SOLE 0 0 9929 Genuine Parts COM 372460105 288 3000 SH SOLE 0 0 3000 Gilead Sciences COM 375558103 12342 197316 SH SOLE 2200 0 195116 Globus Medical COM 379577208 3131 72348 SH SOLE 0 0 72348 Goldman Sachs Group COM 38141G104 1073 6424 SH SOLE 0 0 6424 Graham Holdings COM 384637104 208 325 SH SOLE 0 0 325 Grainger W W COM 384802104 5754 20377 SH SOLE 0 0 20377 Hanesbrands COM 410345102 459 36668 SH SOLE 0 0 36668 Helix TCS COM 42333M101 9 10000 SH SOLE 0 0 10000 Hershey Company COM 427866108 1322 12334 SH SOLE 0 0 12334 Home Depot COM 437076102 13833 80508 SH SOLE 2763 0 77745 Honeywell International COM 438516106 24651 186577 SH SOLE 5107 0 181470 IDEX COM 45167R104 6350 50290 SH SOLE 0 0 50290 Illinois Tool Works COM 452308109 3359 26514 SH SOLE 0 0 26514 Illumina COM 452327109 212 707 SH SOLE 0 0 707 Intel COM 458140100 6215 132423 SH SOLE 1255 0 131168 IntercontinentalExchange Grp COM 45866F104 5998 79620 SH SOLE 4000 0 75620 International Business Machine COM 459200101 18939 166611 SH SOLE 35 0 166576 International Paper COM 460146103 202 4993 SH SOLE 0 0 4993 Intuit COM 461202103 377 1915 SH SOLE 0 0 1915 Intuitive Surgical COM 46120E602 941 1965 SH SOLE 0 0 1965 Johnson & Johnson COM 478160104 72860 564586 SH SOLE 8650 0 555936 JPMorgan Chase & Co COM 46625H100 78444 803569 SH SOLE 11838 0 791731 Kansas City Southern COM 485170302 12110 126878 SH SOLE 1075 0 125803 Kimberly Clark COM 494368103 8084 70954 SH SOLE 1100 0 69854 Kraft Heinz Co. COM 500754106 9475 220141 SH SOLE 2309 0 217832 Kroger COM 501044101 269 9798 SH SOLE 0 0 9798 Liberty Global-C COM G5480U120 230 11167 SH SOLE 0 0 11167 Liberty SiriusXM Cl C COM 531229607 305 8254 SH SOLE 0 0 8254 Lilly Eli COM 532457108 2806 24248 SH SOLE 0 0 24248 Littelfuse COM 537008104 386 2250 SH SOLE 0 0 2250 Lockheed Martin COM 539830109 15640 59731 SH SOLE 775 0 58956 Lowe's Companies COM 548661107 1981 21451 SH SOLE 0 0 21451 Macy's COM 55616P104 232 7800 SH SOLE 0 0 7800 Markel COM 570535104 1534 1478 SH SOLE 0 0 1478 Marriott International Cl A COM 571903202 296 2723 SH SOLE 0 0 2723 Mastercard Cl A COM 57636Q104 29522 156489 SH SOLE 1235 0 155254 MB Financial COM 55264U108 2313 58374 SH SOLE 0 0 58374 McCormick Non-Voting COM 579780206 21150 151899 SH SOLE 600 0 151299 McDonalds COM 580135101 48566 273506 SH SOLE 1677 0 271829 Medtronic Plc COM G5960L103 610 6706 SH SOLE 0 0 6706 Merck COM 58933Y105 28428 372040 SH SOLE 5990 0 366050 MetLife COM 59156R108 10400 253296 SH SOLE 1775 0 251521 Micron Technology COM 595112103 246 7750 SH SOLE 0 0 7750 Microsoft COM 594918104 96895 953969 SH SOLE 14107 0 939862 Mondelez Intl COM 609207105 22851 570842 SH SOLE 12483 0 558359 Moody's COM 615369105 224 1596 SH SOLE 0 0 1596 MSCI COM 55354G100 968 6565 SH SOLE 0 0 6565 National-Oilwell Varco COM 637071101 509 19815 SH SOLE 250 0 19565 NetFlix COM 64110L106 2849 10644 SH SOLE 0 0 10644 NextEra Energy COM 65339F101 2003 11522 SH SOLE 0 0 11522 Nike Cl B COM 654106103 25263 340745 SH SOLE 6980 0 333765 Norfolk Southern COM 655844108 1110 7423 SH SOLE 0 0 7423 Northern Trust COM 665859104 13916 166477 SH SOLE 1700 0 164777 Northrop Grumman COM 666807102 2040 8329 SH SOLE 200 0 8129 Nvidia COM 67066G104 2304 17261 SH SOLE 0 0 17261 Nymox Pharmaceutical COM P73398102 33 25000 SH SOLE 0 0 25000 Occidental Petroleum COM 674599105 11728 191076 SH SOLE 4879 0 186198 ONEOK COM 682680103 1144 21197 SH SOLE 0 0 21197 Oracle COM 68389X105 2147 47548 SH SOLE 0 0 47548 Paychex COM 704326107 2528 38810 SH SOLE 0 0 38810 PayPal Hldgs COM 70450Y103 8233 97907 SH SOLE 4646 0 93261 PepsiCo COM 713448108 46429 420249 SH SOLE 6331 0 413918 Pfizer COM 717081103 20622 472451 SH SOLE 6821 0 465631 Philip Morris International COM 718172109 9467 141810 SH SOLE 250 0 141560 Phillips 66 COM 718546104 367 4265 SH SOLE 0 0 4265 PNC Financial Services Group COM 693475105 1885 16127 SH SOLE 0 0 16127 PPG Industries COM 693506107 302 2952 SH SOLE 0 0 2952 PPL COM 69351T106 4794 169211 SH SOLE 5586 0 163626 Procter & Gamble COM 742718109 68137 741265 SH SOLE 6923 0 734342 Prudential Financial COM 744320102 992 12167 SH SOLE 1825 0 10342 Public Service Enterprise Grou COM 744573106 260 5000 SH SOLE 0 0 5000 QUALCOMM COM 747525103 10185 178966 SH SOLE 3820 0 175146 QuickLogic Corp COM 74837P108 7 10000 SH SOLE 0 0 10000 Qurate Retail Group COM 74915M100 308 15801 SH SOLE 0 0 15801 RBC Bearings COM 75524B104 461 3520 SH SOLE 0 0 3520 Red Hat COM 756577102 7930 45148 SH SOLE 800 0 44348 Ross Stores COM 778296103 691 8300 SH SOLE 0 0 8300 S&P Global COM 78409V104 344 2025 SH SOLE 0 0 2025 Salesforce.com COM 79466L302 16861 123099 SH SOLE 3670 0 119429 Sempra Energy COM 816851109 297 2741 SH SOLE 0 0 2741 Sherwin Williams COM 824348106 2577 6550 SH SOLE 0 0 6550 Skyworks Solutions COM 83088M102 236 3528 SH SOLE 0 0 3528 Southern Company COM 842587107 557 12672 SH SOLE 0 0 12672 Southwest Airlines COM 844741108 490 10548 SH SOLE 1442 0 9106 Splunk COM 848637104 2659 25356 SH SOLE 395 0 24961 Square A COM 852234103 217 3873 SH SOLE 1120 0 2753 Starbucks COM 855244109 28120 436651 SH SOLE 8953 0 427698 Stryker COM 863667101 1081 6899 SH SOLE 0 0 6899 SVB Financial Group COM 78486Q101 4026 21196 SH SOLE 0 0 21196 Target COM 87612E106 1198 18131 SH SOLE 600 0 17531 Tesla COM 88160R101 242 728 SH SOLE 0 0 728 Texas Instruments COM 882508104 480 5075 SH SOLE 0 0 5075 Texas Pacific Land Trust COM 882610108 480 886 SH SOLE 0 0 886 Thermo Fisher Scientific COM 883556102 70749 316138 SH SOLE 6825 0 309313 Tiffany COM 886547108 4835 60054 SH SOLE 0 0 60054 TJX Companies COM 872540109 4880 109072 SH SOLE 8310 0 100762 Travelers Companies COM 89417E109 8391 70068 SH SOLE 2631 0 67437 Trustmark COM 898402102 343 12048 SH SOLE 0 0 12048 U S Bancorp COM 902973304 6379 139595 SH SOLE 2000 0 137595 Union Pacific COM 907818108 13798 99822 SH SOLE 1050 0 98772 United Parcel Service Cl B COM 911312106 1802 18472 SH SOLE 0 0 18472 United Technologies COM 913017109 36650 344193 SH SOLE 7345 0 336848 UnitedHealth Group COM 91324P102 1071 4298 SH SOLE 51 0 4247 Verizon Communications COM 92343V104 22710 403956 SH SOLE 4250 0 399706 Vertex Pharmaceuticals COM 92532F100 549 3310 SH SOLE 0 0 3310 Viaspace COM 92554W106 0 100000 SH SOLE 70000 0 30000 Visa Class A COM 92826C839 987 7482 SH SOLE 760 0 6722 VITRO TECH COM 92851M108 0 15000 SH SOLE 0 0 15000 Vulcan Materials COM 929160109 267 2705 SH SOLE 0 0 2705 Walgreens Boots Alliance COM 931427108 7210 105521 SH SOLE 75 0 105446 Walmart COM 931142103 2417 25945 SH SOLE 920 0 25025 Waste Management COM 94106L109 3985 44785 SH SOLE 0 0 44785 WEC Energy Group COM 92939U106 2959 42718 SH SOLE 0 0 42718 Wells Fargo COM 949746101 11428 248008 SH SOLE 7581 0 240427 Williams-Sonoma COM 969904101 1293 25632 SH SOLE 0 0 25632 Xcel Energy COM 98389B100 362 7341 SH SOLE 0 0 7341 Yum China Hldgs COM 98850P109 1772 52847 SH SOLE 2650 0 50197 Yum! Brands COM 988498101 7035 76530 SH SOLE 2900 0 73630 Zimmer Biomet Holdings COM 98956P102 566 5457 SH SOLE 0 0 5457 Zoetis COM 98978V103 23496 274675 SH SOLE 3425 0 271250 AP Alternative Assets LP LTD 00186K101 27 190750 SH SOLE 0 0 190750 AP Alternative Assets LP LTD G04036102 5 32500 SH SOLE 0 0 32500 Cedar Fair Ltd Prtnshp LTD 150185106 253 5351 SH SOLE 0 0 5351 Enterprise Products Partners L LTD 293792107 1981 80549 SH SOLE 0 0 80549 Magellan Midstream Partners LP LTD 559080106 495 8673 SH SOLE 0 0 8673 Oaktree Capital Group LLC LTD 674001201 4915 123650 SH SOLE 3000 0 120650 Alibaba Group Hldgs LTD. ADR COM 01609W102 296 2158 SH SOLE 0 0 2158 America Movil SAB ADR Ser L COM 02364W105 1400 98246 SH SOLE 0 0 98246 ASML Hldgs NV ADR COM N07059210 24921 160138 SH SOLE 3086 0 157051 AstraZeneca PLC Spon ADR COM 046353108 1533 40359 SH SOLE 0 0 40359 BHP Group Ltd Spon ADR COM 088606108 514 10635 SH SOLE 0 0 10635 BP PLC Spon ADR COM 055622104 1177 31031 SH SOLE 2030 0 29001 Diageo PLC Spon ADR COM 25243Q205 264 1860 SH SOLE 0 0 1860 ENI SpA ADR COM 26874R108 367 11650 SH SOLE 1250 0 10400 GlaxoSmithKline PLC ADS COM 37733W105 1164 30451 SH SOLE 850 0 29601 GW Pharmaceuticals PLC - ADR COM 36197T103 280 2875 SH SOLE 510 0 2365 Luxottica Group SpA Spon ADR COM 55068R202 8142 137817 SH SOLE 3000 0 134817 National Grid PLC ADR COM 636274409 7723 160963 SH SOLE 3299 0 157664 Nestle SA Sponsored ADR COM 641069406 30562 377491 SH SOLE 3700 0 373791 Novartis AG ADR COM 66987V109 21377 249124 SH SOLE 8132 0 240992 Royal Dutch Shell PLC ADR-A COM 780259206 2804 48119 SH SOLE 1750 0 46369 Siemens AG Sp ADR COM 826197501 997 17780 SH SOLE 0 0 17780 Vodafone Group PLC Sp ADR COM 92857W308 907 47028 SH SOLE 0 0 47028 Accenture Plc Cl A COM G1151C101 5633 39949 SH SOLE 0 0 39949 Allergan plc COM G0177J108 2929 21912 SH SOLE 863 0 21049 Aon PLC COM G0408V102 1165 8017 SH SOLE 0 0 8017 Athene Holding Ltd Cl A COM G0684D107 7361 184811 SH SOLE 0 0 184811 Canadian Pacific Railway Ltd COM 13645T100 511 2875 SH SOLE 0 0 2875 Chubb Ltd COM H1467J104 8872 68677 SH SOLE 355 0 68322 Core Laboratories NV COM N22717107 1875 31434 SH SOLE 450 0 30984 Cresco Labs COM 22587M106 67 10000 SH SOLE 0 0 10000 Denison Mines COM 248356107 9 20000 SH SOLE 0 0 20000 Enbridge COM 29250N105 493 15875 SH SOLE 0 0 15875 Green Thumb Industries COM 39342L108 911 113434 SH SOLE 0 0 113434 Ingersoll-Rand PLC COM G47791101 388 4250 SH SOLE 0 0 4250 Johnson Controls Intl COM G51502105 1264 42623 SH SOLE 1000 0 41623 Koninklijke Philips Electronic COM 500472303 1631 46449 SH SOLE 0 0 46449 Lazard Ltd COM G54050102 1178 31921 SH SOLE 1500 0 30421 Linde PLC COM G5494J103 3851 24662 SH SOLE 150 0 24512 Micromedic Technologies COM M7S04Q299 1 11000 SH SOLE 0 0 11000 Mylan N.V. COM N59465109 388 14170 SH SOLE 0 0 14170 Nansonics Limited COM Q6499K102 180 90051 SH SOLE 0 0 90051 NXP Semiconductors NV COM N6596X109 1159 15814 SH SOLE 200 0 15614 Options Media Group Hldgs COM 684008105 0 234993 SH SOLE 0 0 234993 Schlumberger Ltd COM 806857108 16501 457332 SH SOLE 9465 0 447867 Unilever NV NY Shs COM 904784709 17949 333625 SH SOLE 6678 0 326947 American Campus Communities COM 024835100 2649 64006 SH SOLE 3225 0 60781 American Tower REIT COM 03027X100 5737 36268 SH SOLE 0 0 36268 Boston Properties COM 101121101 630 5596 SH SOLE 0 0 5596 Corporate Office Properties COM 22002T108 805 38285 SH SOLE 0 0 38285 Empire State Realty COM 292102100 324 22903 SH SOLE 0 0 22903 Equity Lifestyle Properties COM 29472R108 329 3388 SH SOLE 0 0 3388 Equity Residential COM 29476L107 2242 33959 SH SOLE 0 0 33959 Kite Realty Group Trust COM 49803T300 153 10844 SH SOLE 0 0 10844 Public Storage COM 74460D109 7109 35121 SH SOLE 550 0 34571 Simon Property Group COM 828806109 2143 12756 SH SOLE 0 0 12756 Taubman Centers COM 876664103 205 4500 SH SOLE 0 0 4500 Ventas COM 92276F100 1521 25952 SH SOLE 0 0 25952 Vornado Realty Trust COM 929042109 415 6696 SH SOLE 0 0 6696 Weyerhaeuser COM 962166104 1048 47928 SH SOLE 0 0 47928 Amer Fds-Invest Co of Amer A COM 461308108 376 11088 SH SOLE 0 0 11088 Amer Fds - Fundamental Inv COM 360802821 316 6048 SH SOLE 0 0 6048 American Century Intl Grwth-In COM 025086109 105 10561 SH SOLE 0 0 10561 American Fds-Growth Fd of Amer COM 399874106 272 6372 SH SOLE 0 0 6372 American Fds-New Perspective-A COM 648018109 494 13120 SH SOLE 0 0 13120 American Fds-Washington Mutual COM 939330106 215 5231 SH SOLE 0 0 5231 American Grw Fd of Amer 2 COM 399874825 317 7433 SH SOLE 0 0 7433 American SMALLCAP World Fd-A COM 831681101 230 4901 SH SOLE 0 0 4901 Artisan International Fd COM 04314H204 213 7863 SH SOLE 0 0 7863 BlackRock Strat Inc Opp Port F COM 09260B382 128 13300 SH SOLE 0 0 13300 Columbia Acorn Fund-Z COM 197199409 5018 386629 SH SOLE 0 0 386629 Columbia Acorn Intl Fd-Z COM 197199813 953 32305 SH SOLE 0 0 32305 Columbia L/C Grwth Fd Z COM 19765P661 426 11674 SH SOLE 0 0 11674 DFA Municipal Real Return Port COM 25239Y550 98 10038 SH SOLE 0 0 10038 DFA Tax-Managed Intl Value COM 233203546 304 22468 SH SOLE 0 0 22468 DFA Tax-Managed US Mkt Wide Va COM 233203561 274 10406 SH SOLE 0 0 10406 Dodge & Cox Balanced Fund COM 256201104 763 8179 SH SOLE 0 0 8179 Dodge & Cox Stock Fund COM 256219106 484 2803 SH SOLE 0 0 2803 Dreyfus Intl Stock - I COM 86271F768 400 23572 SH SOLE 0 0 23572 Dreyfus Municipal Bond Fund COM 26201Q104 289 25173 SH SOLE 0 0 25173 Dreyfus Select Mgrs S/C Val Fd COM 86271F677 372 20000 SH SOLE 0 0 20000 Fidelity 500 Index Fund COM 315911750 4479 51421 SH SOLE 0 0 51421 Fidelity Contrafund COM 316071109 1055 95806 SH SOLE 0 0 95806 Fidelity Equity Income Fd COM 316138106 208 4082 SH SOLE 0 0 4082 Fidelity Fund COM 316153105 262 6515 SH SOLE 0 0 6515 Fidelity Independence Fd COM 316145309 203 6574 SH SOLE 0 0 6574 Fidelity Intl Index Fd COM 315911727 360 9893 SH SOLE 0 0 9893 Fidelity OTC Portfolio COM 316389105 158 15904 SH SOLE 0 0 15904 Fidelity Puritan Fund COM 316345107 537 27386 SH SOLE 0 0 27386 Fidelity Select Technology Ptf COM 316390202 224 16718 SH SOLE 0 0 16718 Fidelity Tot Mkt Index Fd COM 315911693 222 3149 SH SOLE 0 0 3149 Fidelity Value Fund COM 316464106 182 20963 SH SOLE 0 0 20963 First Eagle Global Fd COM 32008F606 205 4010 SH SOLE 0 0 4010 Franklin H/Y Tax Free Inc COM 354723272 488 49238 SH SOLE 0 0 49238 Franklin Income Fd COM 353496300 117 54669 SH SOLE 0 0 54669 Harris Assoc Oakmark Fund COM 413838103 926 13563 SH SOLE 0 0 13563 Hartford M/C Fund COM 416645711 253 10365 SH SOLE 0 0 10365 IVA Worldwide Fund COM 45070A206 172 10813 SH SOLE 0 0 10813 Janus Balanced Fd COM 471023879 227 7346 SH SOLE 0 0 7346 Janus Mercury Fund COM 471023853 220 5400 SH SOLE 0 0 5400 John Hancock Life Bal Fd COM 47803V481 190 14522 SH SOLE 0 0 14522 JPMorgan Interm Tax Free Bd Fd COM 4812A0458 323 30380 SH SOLE 0 0 30380 JPMorgan Short Durat Bond-SL COM 4812C1330 111 10380 SH SOLE 0 0 10380 JPMorgan Tax Free Bd-Sel COM 4812C0456 291 24969 SH SOLE 0 0 24969 JPMorgan Tax R/R Fd COM 4812A2538 227 24874 SH SOLE 0 0 24874 Keeley Small Cap Value Fund COM 487300501 724 30858 SH SOLE 0 0 30858 Nuveen Inter Dur Muni Bd-R COM 67065Q400 637 69882 SH SOLE 0 0 69882 Oppenheimer Developing Mkts-A COM 683974109 316 8284 SH SOLE 0 0 8284 Parnassus Equity Income Fd COM 701769101 311 7964 SH SOLE 0 0 7964 PIMCO Income Fund COM 72201F490 124 10468 SH SOLE 0 0 10468 PIMCO Low Duration Fd COM 693390304 101 10415 SH SOLE 0 0 10415 Price T Rowe Capital Appreciat COM 77954M105 887 33440 SH SOLE 0 0 33440 Price T Rowe Mid Cap Grwth Fd COM 779556109 505 6616 SH SOLE 0 0 6616 Price T Rowe Tax Free Inc Bond COM 779576107 207 20945 SH SOLE 0 0 20945 Schwab S&P 500 Index Fd COM 808509855 2899 75675 SH SOLE 0 0 75675 Schwab Total Stock Mrkt Ind-Se COM 808509756 846 19417 SH SOLE 0 0 19417 Shelton Funds - S&P MidCap Ind COM 82301Q767 328 15555 SH SOLE 0 0 15555 Stone Ridge H/Y Reinsur Risk P COM 861728509 5989 656670 SH SOLE 42950 0 613720 T Rowe Price Gr Stock Fund COM 741479109 644 11276 SH SOLE 0 0 11276 T Rowe Price High Yield Fd COM 741481105 110 17807 SH SOLE 0 0 17807 T Rowe Price S/T Bond COM 77957P105 765 164493 SH SOLE 0 0 164493 T. Rowe Price Tax Free Short-I COM 779902105 101 18309 SH SOLE 0 0 18309 Thornburg Intl Value Fd-I COM 885215566 359 18047 SH SOLE 0 0 18047 Tweedy Browne Global Value Fd COM 901165100 591 23768 SH SOLE 0 0 23768 Vanguard 500 Index Fd-Admiral COM 922908710 2469 10666 SH SOLE 0 0 10666 Vanguard FTSE AW EX-US-ADM COM 921937736 292 10291 SH SOLE 0 0 10291 Vanguard GNMA Fd-Inv COM 922031307 752 73388 SH SOLE 0 0 73388 Vanguard GNMA Fd - Adm COM 922031794 3124 304820 SH SOLE 0 0 304820 Vanguard Healthcare Fd COM 921908885 476 5920 SH SOLE 0 0 5920 Vanguard Index 500 Fund COM 922908108 361 1559 SH SOLE 0 0 1559 Vanguard Inflat Protect Sec AD COM 922031737 209 8538 SH SOLE 0 0 8538 Vanguard Inflat Protected Sec COM 922031869 224 18003 SH SOLE 0 0 18003 Vanguard Interm Term Fund COM 922031885 100 10660 SH SOLE 0 0 10660 Vanguard Intl Growth Fd-I COM 921910204 418 16795 SH SOLE 0 0 16795 Vanguard Intm Trm Inv Grade Fd COM 922031810 98 10420 SH SOLE 0 0 10420 Vanguard PRIMECAP Fd - Adm COM 921936209 423 3500 SH SOLE 0 0 3500 Vanguard S/T Invest Gr Adm Fd COM 922031836 307 29426 SH SOLE 0 0 29426 Vanguard S/T Tax Exempt Fd COM 922907803 537 34152 SH SOLE 0 0 34152 Vanguard Tot Stk Mkt Index Fd COM 922908728 4315 69500 SH SOLE 0 0 69500 Vanguard Total Intl Stk Index COM 921909818 485 19108 SH SOLE 0 0 19108 Vanguard Total Stock Mkt Index COM 922908306 248 3994 SH SOLE 0 0 3994 Vanguard Wellington Fd COM 921935201 576 8988 SH SOLE 0 0 8988 Vanguard Windsor Fund II COM 922018205 467 15018 SH SOLE 0 0 15018 Vanguard Windsor II Fd Adm COM 922018304 205 3722 SH SOLE 0 0 3722 AMEX Energy Select SPDR COM 81369Y506 315 5500 SH SOLE 0 0 5500 AMEX Financial Select Sector COM 81369Y605 245 10275 SH SOLE 0 0 10275 AMEX Health Care Select Sector COM 81369Y209 338 3902 SH SOLE 0 0 3902 DNP Select Income Fd COM 23325P104 105 10073 SH SOLE 0 0 10073 Goldman Sachs Treas Acc Fd COM 381430529 1020 10201 SH SOLE 0 0 10201 Invesco QQQ COM 46090E103 1954 12664 SH SOLE 1800 0 10864 Invesco S&P 500 Eq Wgt COM 46137V357 340 3720 SH SOLE 810 0 2910 iShares Barclays 1-3 Yr Trsy B COM 464287457 599 7158 SH SOLE 6300 0 858 iShares Core MSCI EAFE ETF COM 46432F842 7120 129457 SH SOLE 1100 0 128357 iShares Core MSCI Emer Mkts ET COM 46434G103 2623 55629 SH SOLE 0 0 55629 ishares Core S&P 500 ETF COM 464287200 5116 20333 SH SOLE 0 0 20333 iShares Core S&P MidCap ETF COM 464287507 7753 46690 SH SOLE 200 0 46490 iShares Core S&P SmallCap ETF COM 464287804 12466 179826 SH SOLE 2200 0 177626 iShares Core S&P Total U S Sto COM 464287150 1745 30751 SH SOLE 0 0 30751 iShares Cur Hdg MSCI EAFE Sm COM 46435G839 905 35900 SH SOLE 2000 0 33900 iShares DJ Select Div Index Fd COM 464287168 3661 40989 SH SOLE 0 0 40989 iShares IBoxx H/Y Corp Bd COM 464288513 1438 17730 SH SOLE 0 0 17730 iShares Lehman Treas Inf Prot COM 464287176 604 5512 SH SOLE 0 0 5512 iShares MSCI ACWI Index Fd COM 464288257 490 7640 SH SOLE 0 0 7640 iShares MSCI Asia Ex-Japan COM 464288182 1562 24588 SH SOLE 2500 0 22088 iShares MSCI Canada Index Fd COM 464286509 445 18588 SH SOLE 200 0 18388 iShares MSCI EAFE Index Fd COM 464287465 13807 234890 SH SOLE 8320 0 226570 iShares MSCI EAFE S/C COM 464288273 1110 21424 SH SOLE 1100 0 20324 iShares MSCI Emerging Mkts Ind COM 464287234 9149 234217 SH SOLE 17909 0 216308 iShares MSCI Japan Index Fd COM 46434G822 330 6508 SH SOLE 0 0 6508 iShares Russell 1000 Grow Indx COM 464287614 1105 8444 SH SOLE 0 0 8444 iShares Russell 1000 Val Index COM 464287598 455 4100 SH SOLE 0 0 4100 iShares Russell 2000 Index Fun COM 464287655 6558 48979 SH SOLE 3450 0 45529 iShares Russell Midcap Index F COM 464287499 11556 248625 SH SOLE 17800 0 230825 ishares S&P 100 Index Fd COM 464287101 298 2675 SH SOLE 0 0 2675 iShares S&P 500 Value Index Fd COM 464287408 622 6149 SH SOLE 0 0 6149 iShares S&P Global 100 Index F COM 464287572 317 7486 SH SOLE 800 0 6686 iShares S&P Latin America 40 I COM 464287390 1037 33640 SH SOLE 4800 0 28840 iShares S&P MidCap 400/Value I COM 464287705 2171 15690 SH SOLE 0 0 15690 iShares S&P MidCap400 Grwth In COM 464287606 312 1633 SH SOLE 0 0 1633 iShares S&P S/C 600/Barra Grw COM 464287887 298 1844 SH SOLE 0 0 1844 iShares S&P SmallCap 600 Val I COM 464287879 446 3381 SH SOLE 0 0 3381 S&P Mid-Cap 400 ETF Trust COM 78467Y107 16797 55496 SH SOLE 1275 0 54221 Schwab Emerging Mkts Equity Fd COM 808524706 353 15014 SH SOLE 0 0 15014 Schwab Intl Equity ETF COM 808524805 483 17053 SH SOLE 0 0 17053 Schwab U S Broad Mkt ETF COM 808524102 463 7726 SH SOLE 0 0 7726 Schwab US Lg Cap Value Fd COM 808524409 242 4912 SH SOLE 0 0 4912 SPDR 500 ETF Trust Ser 1 COM 78462F103 45165 180720 SH SOLE 2100 0 178620 SPDR DJIA ETF Trust COM 78467X109 383 1644 SH SOLE 0 0 1644 SPDR Gold Trust COM 78463V107 651 5367 SH SOLE 0 0 5367 SPDR S&P 600 S/C ETF COM 78464A813 429 7156 SH SOLE 0 0 7156 Sprott Physical Gold Trust COM 85207H104 225 21893 SH SOLE 0 0 21893 Tri Continental COM 895436103 204 8662 SH SOLE 0 0 8662 Vanguard 500 ETF COM 922908363 4424 19252 SH SOLE 0 0 19252 Vanguard Dividend Apprec COM 921908844 480 4897 SH SOLE 0 0 4897 Vanguard Extended Mkt COM 922908652 840 8411 SH SOLE 0 0 8411 Vanguard FTSE All Wo X-US COM 922042775 1613 35397 SH SOLE 1200 0 34197 Vanguard FTSE All Wo X-US SC COM 922042718 782 8263 SH SOLE 1700 0 6563 Vanguard FTSE Dev Mrkts ETF COM 921943858 595 16037 SH SOLE 200 0 15837 Vanguard FTSE Emerging Mkts COM 922042858 13302 349121 SH SOLE 9800 0 339321 Vanguard FTSE Europe ETF COM 922042874 205 4214 SH SOLE 400 0 3814 Vanguard Growth ETF COM 922908736 776 5776 SH SOLE 0 0 5776 Vanguard High Div Yield ETF COM 921946406 647 8300 SH SOLE 0 0 8300 Vanguard Int-Term Corp Bond Fd COM 92206C870 366 4413 SH SOLE 0 0 4413 Vanguard MidCap ETF COM 922908629 496 3593 SH SOLE 0 0 3593 Vanguard REIT ETF COM 922908553 469 6289 SH SOLE 0 0 6289 Vanguard S/T Corp Bond COM 92206C409 291 3732 SH SOLE 0 0 3732 Vanguard Short-Term Treasury COM 92206C102 734 12207 SH SOLE 0 0 12207 Vanguard Short Term Bd ETF COM 921937827 315 4011 SH SOLE 0 0 4011 Vanguard Small Cap ETF COM 922908751 423 3202 SH SOLE 0 0 3202 Vanguard Total Stock Market ET COM 922908769 1211 9491 SH SOLE 0 0 9491 Western Asset H/I Defined Opp COM 95768B107 658 50000 SH SOLE 0 0 50000 Western Asset High Inc Oppty COM 95766K109 1107 252787 SH SOLE 0 0 252787 WisdomTree Japan Hedged Eq Fd COM 97717W851 2187 47150 SH SOLE 4200 0 42950