0000315498-18-000004.txt : 20181011 0000315498-18-000004.hdr.sgml : 20181011 20181011113134 ACCESSION NUMBER: 0000315498-18-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181011 DATE AS OF CHANGE: 20181011 EFFECTIVENESS DATE: 20181011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOFEN & GLOSSBERG LLC /IL/ CENTRAL INDEX KEY: 0000315498 IRS NUMBER: 364143109 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01240 FILM NUMBER: 181117628 BUSINESS ADDRESS: STREET 1: 455 CITYFRONT PLAZA STE 3000 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3128281100 MAIL ADDRESS: STREET 1: 455 CITYFRONT STE 3000 CITY: CHICAGO STATE: IL ZIP: 60611 FORMER COMPANY: FORMER CONFORMED NAME: GOFEN & GLOSSBERG INC /IL/ DATE OF NAME CHANGE: 19970206 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000315498 XXXXXXXX 09-30-2018 09-30-2018 GOFEN & GLOSSBERG LLC /IL/

455 CITYFRONT STE 3000 CHICAGO IL 60611

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Rowe Price Tax Free Short-I COM 779902105 100 18234 SH SOLE 0 0 18234 Thornburg Intl Value Fd-I COM 885215566 416 17727 SH SOLE 0 0 17727 Tweedy Browne Global Value Fd COM 901165100 687 23576 SH SOLE 0 0 23576 Vanguard 500 Index Fd-Admiral COM 922908710 2865 10648 SH SOLE 0 0 10648 Vanguard Dividend Grwth Fd COM 921908604 244 8511 SH SOLE 0 0 8511 Vanguard FTSE AW EX-US-ADM COM 921937736 330 10191 SH SOLE 0 0 10191 Vanguard GNMA Fd-Inv COM 922031307 741 73072 SH SOLE 0 0 73072 Vanguard GNMA Fd - Adm COM 922031794 3451 340331 SH SOLE 0 0 340331 Vanguard Healthcare Fd COM 921908885 560 5815 SH SOLE 0 0 5815 Vanguard Index 500 Fund COM 922908108 419 1557 SH SOLE 0 0 1557 Vanguard Inflat Protect Sec AD COM 922031737 213 8538 SH SOLE 0 0 8538 Vanguard Inflat Protected Sec COM 922031869 229 18003 SH SOLE 0 0 18003 Vanguard Interm Term Fund COM 922031885 100 10660 SH SOLE 0 0 10660 Vanguard Intl Growth Fd-I COM 921910204 491 15951 SH SOLE 0 0 15951 Vanguard Intm Trm Inv Grade Fd COM 922031810 98 10420 SH SOLE 0 0 10420 Vanguard Ltd Term T/E Fd COM 922907886 288 26633 SH SOLE 0 0 26633 Vanguard Mid Cap Index-Adm COM 922908645 228 1119 SH SOLE 0 0 1119 Vanguard PRIMECAP Fd - Adm COM 921936209 572 3736 SH SOLE 0 0 3736 Vanguard S/T Invest Gr Adm Fd COM 922031836 362 34623 SH SOLE 0 0 34623 Vanguard S/T Tax Exempt Fd COM 922907803 182 11610 SH SOLE 0 0 11610 Vanguard Shrt Trm Treas-ADM COM 922031851 352 33860 SH SOLE 0 0 33860 Vanguard Tot Stk Mkt Index Fd COM 922908728 4721 64819 SH SOLE 0 0 64819 Vanguard Total Intl Stk Index COM 921909818 554 19084 SH SOLE 0 0 19084 Vanguard Total Stock Mkt Index COM 922908306 291 3994 SH SOLE 0 0 3994 Vanguard Wellington Fd COM 921935201 670 9085 SH SOLE 0 0 9085 Vanguard Windsor Fd ADM COM 922018403 647 8014 SH SOLE 0 0 8014 Vanguard Windsor Fund II COM 922018205 582 14634 SH SOLE 0 0 14634 Vanguard Windsor II Fd Adm COM 922018304 263 3722 SH SOLE 0 0 3722 AMEX Energy Select SPDR COM 81369Y506 417 5500 SH SOLE 0 0 5500 AMEX Financial Select Sector COM 81369Y605 341 12364 SH SOLE 0 0 12364 AMEX Health Care Select Sector COM 81369Y209 371 3902 SH SOLE 0 0 3902 DNP Select Income Fd COM 23325P104 112 10073 SH SOLE 0 0 10073 Goldman Sachs Treas Acc Fd COM 381430529 827 8260 SH SOLE 0 0 8260 Invesco QQQ COM 46090E103 2384 12834 SH SOLE 1800 0 11034 Invesco S&P 500 Eq Wgt COM 46137V357 397 3720 SH SOLE 810 0 2910 iShares Barclays 1-3 Yr Trsy B COM 464287457 595 7158 SH SOLE 6300 0 858 iShares Core MSCI EAFE ETF COM 46432F842 8331 130017 SH SOLE 1100 0 128917 iShares Core MSCI Emer Mkts ET COM 46434G103 2905 56099 SH SOLE 0 0 56099 ishares Core S&P 500 ETF COM 464287200 5891 20125 SH SOLE 0 0 20125 iShares Core S&P MidCap ETF COM 464287507 9434 46865 SH SOLE 500 0 46365 iShares Core S&P SmallCap ETF COM 464287804 15624 179097 SH SOLE 2950 0 176147 iShares Core S&P Total U S Sto COM 464287150 2076 31151 SH SOLE 0 0 31151 iShares Cur Hdg MSCI EAFE Sm COM 46435G839 1120 35900 SH SOLE 2000 0 33900 iShares DJ Select Div Index Fd COM 464287168 4089 40989 SH SOLE 0 0 40989 iShares IBoxx H/Y Corp Bd COM 464288513 2633 30464 SH SOLE 250 0 30214 iShares Lehman Treas Inf Prot COM 464287176 610 5512 SH SOLE 0 0 5512 iShares MSCI ACWI Index Fd COM 464288257 523 7040 SH SOLE 0 0 7040 iShares MSCI Asia Ex-Japan COM 464288182 1764 24988 SH SOLE 2500 0 22488 iShares MSCI Canada Index Fd COM 464286509 551 19157 SH SOLE 200 0 18957 iShares MSCI EAFE Index Fd COM 464287465 16411 241378 SH SOLE 8320 0 233058 iShares MSCI EAFE S/C COM 464288273 1792 28770 SH SOLE 1100 0 27670 iShares MSCI EAFE Value Ind Fd COM 464288877 248 4771 SH SOLE 0 0 4771 iShares MSCI Emerging Mkts Ind COM 464287234 10297 239919 SH SOLE 18659 0 221260 iShares MSCI Japan Index Fd COM 46434G822 393 6533 SH SOLE 0 0 6533 iShares Russell 1000 Grow Indx COM 464287614 1317 8444 SH SOLE 0 0 8444 iShares Russell 1000 Index Fd COM 464287622 215 1331 SH SOLE 0 0 1331 iShares Russell 1000 Val Index COM 464287598 519 4100 SH SOLE 0 0 4100 iShares Russell 2000 Index Fun COM 464287655 8260 49004 SH SOLE 4000 0 45004 iShares Russell Midcap Index F COM 464287499 13840 62768 SH SOLE 5250 0 57518 ishares S&P 100 Index Fd COM 464287101 347 2675 SH SOLE 0 0 2675 iShares S&P 500 Value Index Fd COM 464287408 712 6149 SH SOLE 0 0 6149 iShares S&P Global 100 Index F COM 464287572 365 7486 SH SOLE 800 0 6686 iShares S&P Latin America 40 I COM 464287390 1056 33640 SH SOLE 4800 0 28840 iShares S&P MidCap 400/Value I COM 464287705 2625 15690 SH SOLE 0 0 15690 iShares S&P MidCap400 Grwth In COM 464287606 393 1687 SH SOLE 0 0 1687 iShares S&P S/C 600/Barra Grw COM 464287887 372 1842 SH SOLE 0 0 1842 iShares S&P SmallCap 600 Val I COM 464287879 545 3264 SH SOLE 0 0 3264 S&P Mid-Cap 400 ETF Trust COM 78467Y107 20494 55771 SH SOLE 1275 0 54496 Schwab Emerging Mkts Equity Fd COM 808524706 392 15240 SH SOLE 0 0 15240 Schwab Intl Equity ETF COM 808524805 557 16627 SH SOLE 0 0 16627 Schwab U S Broad Mkt ETF COM 808524102 530 7526 SH SOLE 0 0 7526 Schwab US Lg Cap Value Fd COM 808524409 275 4912 SH SOLE 0 0 4912 SPDR 500 ETF Trust Ser 1 COM 78462F103 50799 174734 SH SOLE 4100 0 170634 SPDR DJIA ETF Trust COM 78467X109 352 1332 SH SOLE 0 0 1332 SPDR Gold Trust COM 78463V107 616 5467 SH SOLE 100 0 5367 SPDR S&P 600 S/C ETF COM 78464A813 540 7156 SH SOLE 0 0 7156 SPDR S&P Dividend COM 78464A763 201 2055 SH SOLE 0 0 2055 Sprott Physical Gold Trust COM 85207H104 208 21893 SH SOLE 0 0 21893 Vanguard 500 ETF COM 922908363 5096 19083 SH SOLE 0 0 19083 Vanguard Dividend Apprec COM 921908844 622 5620 SH SOLE 0 0 5620 Vanguard Extended Mkt COM 922908652 874 7126 SH SOLE 0 0 7126 Vanguard FTSE All Wo X-US COM 922042775 1868 35885 SH SOLE 1200 0 34685 Vanguard FTSE All Wo X-US SC COM 922042718 958 8538 SH SOLE 1700 0 6838 Vanguard FTSE Dev Mrkts ETF COM 921943858 543 12552 SH SOLE 200 0 12352 Vanguard FTSE Emerging Mkts COM 922042858 14533 354452 SH SOLE 10800 0 343652 Vanguard FTSE Europe ETF COM 922042874 237 4214 SH SOLE 400 0 3814 Vanguard Growth ETF COM 922908736 927 5755 SH SOLE 0 0 5755 Vanguard High Div Yield ETF COM 921946406 723 8300 SH SOLE 0 0 8300 Vanguard Int-Term Corp Bond Fd COM 92206C870 369 4413 SH SOLE 0 0 4413 Vanguard MidCap ETF COM 922908629 582 3543 SH SOLE 0 0 3543 Vanguard REIT ETF COM 922908553 518 6425 SH SOLE 0 0 6425 Vanguard S/T Corp Bond COM 92206C409 416 5319 SH SOLE 0 0 5319 Vanguard Short-Term Treasury COM 92206C102 682 11420 SH SOLE 0 0 11420 Vanguard Short Term Bd ETF COM 921937827 481 6161 SH SOLE 0 0 6161 Vanguard Sm Cap Value ETF COM 922908611 202 1450 SH SOLE 0 0 1450 Vanguard Small Cap ETF COM 922908751 521 3202 SH SOLE 0 0 3202 Vanguard Total Stock Market ET COM 922908769 937 6264 SH SOLE 0 0 6264 Western Asset H/I Defined Opp COM 95768B107 952 65412 SH SOLE 0 0 65412 Western Asset High Inc Oppty COM 95766K109 1485 311907 SH SOLE 0 0 311907 WisdomTree Japan Hedged Eq Fd COM 97717W851 2744 47350 SH SOLE 4200 0 43150