0000315498-18-000001.txt : 20180111
0000315498-18-000001.hdr.sgml : 20180111
20180111115437
ACCESSION NUMBER: 0000315498-18-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180111
DATE AS OF CHANGE: 20180111
EFFECTIVENESS DATE: 20180111
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOFEN & GLOSSBERG LLC /IL/
CENTRAL INDEX KEY: 0000315498
IRS NUMBER: 364143109
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01240
FILM NUMBER: 18523131
BUSINESS ADDRESS:
STREET 1: 455 CITYFRONT PLAZA STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 3128281100
MAIL ADDRESS:
STREET 1: 455 CITYFRONT STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60611
FORMER COMPANY:
FORMER CONFORMED NAME: GOFEN & GLOSSBERG INC /IL/
DATE OF NAME CHANGE: 19970206
13F-HR
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0000315498
XXXXXXXX
12-31-2017
12-31-2017
GOFEN & GLOSSBERG LLC /IL/
455 CITYFRONT STE 3000
CHICAGO
IL
60611
13F HOLDINGS REPORT
028-01240
N
Alex Wang
Chief Inforamtion Officer
312-832-1521
Alex Wang
Chicago
IL
01-11-2018
0
489
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PepsiCo
COM
713448108
50007
417006
SH
SOLE
7637
0
409369
Pfizer
COM
717081103
17391
480157
SH
SOLE
8112
0
472045
Philip Morris International
COM
718172109
16683
157904
SH
SOLE
3995
0
153909
Phillips 66
COM
718546104
424
4192
SH
SOLE
0
0
4192
PNC Financial Services Group
COM
693475105
2370
16427
SH
SOLE
0
0
16427
PPG Industries
COM
693506107
396
3392
SH
SOLE
0
0
3392
PPL
COM
69351T106
5949
192202
SH
SOLE
5960
0
186243
Praxair
COM
74005P104
4357
28171
SH
SOLE
150
0
28021
Procter & Gamble
COM
742718109
72184
785630
SH
SOLE
8815
0
776815
Prudential Financial
COM
744320102
3054
26560
SH
SOLE
3705
0
22855
Public Service Enterprise Grou
COM
744573106
599
11625
SH
SOLE
0
0
11625
QUALCOMM
COM
747525103
14002
218715
SH
SOLE
4635
0
214080
QuickLogic Corp
COM
74837P108
17
10000
SH
SOLE
10000
0
0
RBC Bearings
COM
75524B104
501
3965
SH
SOLE
0
0
3965
Red Hat
COM
756577102
5013
41742
SH
SOLE
800
0
40942
Rockwell Automation
COM
773903109
202
1030
SH
SOLE
0
0
1030
Roper Technologies
COM
776696106
257
992
SH
SOLE
0
0
992
Ross Stores
COM
778296103
851
10600
SH
SOLE
0
0
10600
S&P Global
COM
78409V104
347
2050
SH
SOLE
0
0
2050
Salesforce.com
COM
79466L302
1071
10475
SH
SOLE
0
0
10475
Sempra Energy
COM
816851109
293
2742
SH
SOLE
0
0
2742
Serac Hldgs
COM
81747S106
0
12500
SH
SOLE
12500
0
0
Sherwin Williams
COM
824348106
2686
6550
SH
SOLE
0
0
6550
Skyworks Solutions
COM
83088M102
335
3528
SH
SOLE
0
0
3528
Southern Company
COM
842587107
709
14736
SH
SOLE
0
0
14736
Southwest Airlines
COM
844741108
439
6700
SH
SOLE
0
0
6700
Splunk
COM
848637104
2182
26339
SH
SOLE
0
0
26339
Starbucks
COM
855244109
29847
519713
SH
SOLE
12415
0
507298
Stericycle
COM
858912108
2743
40338
SH
SOLE
2450
0
37888
Stryker
COM
863667101
1057
6829
SH
SOLE
0
0
6829
SVB Financial Group
COM
78486Q101
5250
22460
SH
SOLE
0
0
22460
Target
COM
87612E106
2066
31669
SH
SOLE
1100
0
30569
TD Ameritrade Holding
COM
87236Y108
307
6011
SH
SOLE
0
0
6011
Tenneco
COM
880349105
421
7185
SH
SOLE
0
0
7185
Tesla
COM
88160R101
346
1112
SH
SOLE
0
0
1112
Texas Instruments
COM
882508104
817
7827
SH
SOLE
0
0
7827
Texas Pacific Land Trust
COM
882610108
447
1000
SH
SOLE
0
0
1000
Thermo Fisher Scientific
COM
883556102
64478
339572
SH
SOLE
8129
0
331443
Tiffany
COM
886547108
7154
68825
SH
SOLE
0
0
68825
Time Warner
COM
887317303
1030
11265
SH
SOLE
0
0
11265
TJX Companies
COM
872540109
3995
52247
SH
SOLE
3805
0
48442
Torchmark
COM
891027104
217
2391
SH
SOLE
0
0
2391
Travelers Companies
COM
89417E109
10696
78853
SH
SOLE
2966
0
75887
Tri Continental
COM
895436103
233
8662
SH
SOLE
0
0
8662
Trustmark
COM
898402102
384
12048
SH
SOLE
0
0
12048
U S Bancorp
COM
902973304
5686
106118
SH
SOLE
200
0
105918
Union Pacific
COM
907818108
13381
99781
SH
SOLE
1550
0
98231
United Parcel Service Cl B
COM
911312106
2419
20302
SH
SOLE
0
0
20302
United Technologies
COM
913017109
44530
349065
SH
SOLE
8627
0
340438
UnitedHealth Group
COM
91324P102
1091
4946
SH
SOLE
101
0
4845
Valmont Industries
COM
920253101
216
1300
SH
SOLE
0
0
1300
Varonis Systems
COM
922280102
235
4850
SH
SOLE
0
0
4850
Verizon Communications
COM
92343V104
21938
414476
SH
SOLE
4696
0
409780
Vertex Pharmaceuticals
COM
92532F100
496
3310
SH
SOLE
0
0
3310
Viaspace
COM
92554W106
0
100000
SH
SOLE
70000
0
30000
Visa Class A
COM
92826C839
1276
11192
SH
SOLE
0
0
11192
VITRO TECH
COM
92851M108
0
15000
SH
SOLE
0
0
15000
Vulcan Materials
COM
929160109
346
2698
SH
SOLE
0
0
2698
Wal Mart Stores
COM
931142103
2572
26041
SH
SOLE
0
0
26041
Walgreens Boots Alliance
COM
931427108
8327
114670
SH
SOLE
75
0
114595
Waste Management
COM
94106L109
3932
45566
SH
SOLE
550
0
45016
WEC Energy Group
COM
92939U106
2831
42620
SH
SOLE
0
0
42620
Wells Fargo
COM
949746101
20747
341969
SH
SOLE
12203
0
329765
Westar Energy
COM
95709T100
392
7418
SH
SOLE
0
0
7418
Western Union
COM
959802109
545
28692
SH
SOLE
100
0
28592
Williams-Sonoma
COM
969904101
1418
27432
SH
SOLE
0
0
27432
Xcel Energy
COM
98389B100
372
7741
SH
SOLE
0
0
7741
XPO Logistics
COM
983793100
402
4390
SH
SOLE
0
0
4390
Xylem
COM
98419M100
351
5149
SH
SOLE
0
0
5149
Yum China Hldgs
COM
98850P109
2329
58205
SH
SOLE
3385
0
54820
Yum! Brands
COM
988498101
6230
76335
SH
SOLE
3950
0
72385
Zimmer Biomet Holdings
COM
98956P102
693
5743
SH
SOLE
0
0
5743
Zoetis
COM
98978V103
20458
283978
SH
SOLE
4325
0
279653
AP Alternative Assets LP
LTD
00186K101
2966
190750
SH
SOLE
0
0
190750
AP Alternative Assets LP
LTD
G04036102
505
32500
SH
SOLE
0
0
32500
Enterprise Products Partners L
LTD
293792107
2358
88938
SH
SOLE
0
0
88938
Magellan Midstream Partners LP
LTD
559080106
508
7167
SH
SOLE
0
0
7167
Oaktree Capital Group LLC
LTD
674001201
5698
135350
SH
SOLE
3000
0
132350
Alibaba Group Hldgs LTD. ADR
COM
01609W102
360
2090
SH
SOLE
0
0
2090
America Movil SAB ADR Ser L
COM
02364W105
1882
109746
SH
SOLE
0
0
109746
ASML Hldgs NV ADR
COM
N07059210
29550
170001
SH
SOLE
3510
0
166491
AstraZeneca PLC Spon ADR
COM
046353108
1859
53569
SH
SOLE
474
0
53095
BHP Billiton Ltd Spon ADR
COM
088606108
558
12135
SH
SOLE
0
0
12135
BP PLC Spon ADR
COM
055622104
1210
28778
SH
SOLE
0
0
28778
Diageo PLC Spon ADR
COM
25243Q205
251
1722
SH
SOLE
0
0
1722
ENI SpA ADR
COM
26874R108
478
14400
SH
SOLE
1750
0
12650
GlaxoSmithKline PLC ADS
COM
37733W105
1550
43713
SH
SOLE
2850
0
40863
HSBC Hldgs PLC Sp ADR
COM
404280406
278
5382
SH
SOLE
100
0
5282
Luxottica Group SpA Spon ADR
COM
55068R202
10309
167837
SH
SOLE
3300
0
164537
LyondellBasell Ind NV ADR
COM
N53745100
322
2916
SH
SOLE
0
0
2916
National Grid PLC ADR
COM
636274409
11601
197264
SH
SOLE
3671
0
193592
Nestle SA Sponsored ADR
COM
641069406
35160
408871
SH
SOLE
3875
0
404996
Novartis AG ADR
COM
66987V109
21283
253488
SH
SOLE
9436
0
244052
Roche Holdings Ltd ADR
COM
771195104
267
8442
SH
SOLE
0
0
8442
Royal Dutch Shell PLC ADR-A
COM
780259206
3138
47042
SH
SOLE
800
0
46242
Royal Dutch Shell PLC ADR-B
COM
780259107
536
7849
SH
SOLE
0
0
7849
Siemens AG Sp ADR
COM
826197501
1233
17680
SH
SOLE
0
0
17680
Teva Pharmaceutical Ind ADR
COM
881624209
337
17804
SH
SOLE
250
0
17554
Vodafone Group PLC Sp ADR
COM
92857W308
1795
56283
SH
SOLE
150
0
56133
Allergan plc
COM
G0177J108
12691
77583
SH
SOLE
2628
0
74955
Aon PLC
COM
G0408V102
968
7222
SH
SOLE
0
0
7222
Athene Holding Ltd Cl A
COM
G0684D107
7202
139283
SH
SOLE
0
0
139283
BCE
COM
05534B760
393
8193
SH
SOLE
0
0
8193
Broadcom Ltd
COM
Y09827109
18473
71908
SH
SOLE
1885
0
70023
Canadian Pacific Railway Ltd
COM
13645T100
484
2650
SH
SOLE
0
0
2650
Carnarvon Petroleum LTD
COM
Q1990C105
7
90000
SH
SOLE
0
0
90000
Chubb Ltd
COM
H1467J104
9250
63298
SH
SOLE
430
0
62868
Core Laboratories NV
COM
N22717107
6513
59450
SH
SOLE
1701
0
57749
Enbridge
COM
29250N105
919
23495
SH
SOLE
0
0
23495
Ingersoll-Rand PLC
COM
G47791101
467
5238
SH
SOLE
0
0
5238
Johnson Controls Intl
COM
G51502105
8802
230955
SH
SOLE
7100
0
223855
Koninklijke Philips Electronic
COM
500472303
1739
45997
SH
SOLE
0
0
45997
Lazard Ltd
COM
G54050102
1979
37696
SH
SOLE
0
0
37696
Lions Gate Entertainment-B
COM
535919500
2140
67438
SH
SOLE
0
0
67438
Mylan N.V.
COM
N59465109
624
14744
SH
SOLE
0
0
14744
Nansonics Limited
COM
Q6499K102
192
90051
SH
SOLE
0
0
90051
NXP Semiconductors NV
COM
N6596X109
17829
152265
SH
SOLE
3600
0
148665
Options Media Group Hldgs
COM
684008105
0
234993
SH
SOLE
0
0
234993
Pentair PLC
COM
G7S00T104
290
4105
SH
SOLE
0
0
4105
Perrigo Company PLC
COM
G97822103
455
5225
SH
SOLE
275
0
4950
Schlumberger Ltd
COM
806857108
34694
514827
SH
SOLE
10819
0
504008
TE Connectivity Ltd
COM
H84989104
430
4523
SH
SOLE
0
0
4523
Unilever NV NY Shs
COM
904784709
19015
337622
SH
SOLE
7629
0
329993
American Campus Communities
COM
024835100
2860
69711
SH
SOLE
4600
0
65111
American Tower REIT
COM
03027X100
5417
37970
SH
SOLE
0
0
37970
Boston Properties
COM
101121101
728
5596
SH
SOLE
0
0
5596
Corporate Office Properties
COM
22002T108
1482
50760
SH
SOLE
0
0
50760
Equity Lifestyle Properties
COM
29472R108
302
3388
SH
SOLE
0
0
3388
Equity Residential
COM
29476L107
2533
39725
SH
SOLE
0
0
39725
Kite Realty Group Trust
COM
49803T300
491
25070
SH
SOLE
0
0
25070
Public Storage
COM
74460D109
9350
44737
SH
SOLE
775
0
43962
Simon Property Group
COM
828806109
2248
13089
SH
SOLE
0
0
13089
Tanger Factory Outlet Center
COM
875465106
442
16670
SH
SOLE
3000
0
13670
Taubman Centers
COM
876664103
294
4500
SH
SOLE
0
0
4500
Ventas
COM
92276F100
2079
34638
SH
SOLE
0
0
34638
Vornado Realty Trust
COM
929042109
523
6696
SH
SOLE
0
0
6696
Weingarten Realty Investors
COM
948741103
247
7500
SH
SOLE
0
0
7500
Weyerhaeuser
COM
962166104
2306
65392
SH
SOLE
0
0
65392
Amer Fds-Invest Co of Amer A
COM
461308108
680
16829
SH
SOLE
0
0
16829
Amer Fds - Fundamental Inv
COM
360802821
376
6048
SH
SOLE
0
0
6048
American Fds-EuroPacific Grwth
COM
298706102
391
6951
SH
SOLE
0
0
6951
American Fds-Growth Fd of Amer
COM
399874106
301
6074
SH
SOLE
0
0
6074
American Fds-New Perspective-A
COM
648018109
562
13011
SH
SOLE
0
0
13011
American Fds-Washington Mutual
COM
939330106
286
6275
SH
SOLE
0
0
6275
American Grw Fd of Amer 2
COM
399874825
367
7418
SH
SOLE
0
0
7418
Artisan International Fd
COM
04314H204
239
7183
SH
SOLE
0
0
7183
ClearBridge Appreciation Fd A
COM
52468E105
205
8707
SH
SOLE
0
0
8707
Columbia Acorn Fund-Z
COM
197199409
4434
288131
SH
SOLE
0
0
288131
Columbia Acorn Intl Fd-Z
COM
197199813
1354
29068
SH
SOLE
0
0
29068
Columbia L/C Grwth Fd Z
COM
19765P661
481
11674
SH
SOLE
0
0
11674
DFA Emerg Mkt Core Eq Fd
COM
233203421
381
16398
SH
SOLE
0
0
16398
DFA Municipal Real Return Port
COM
25239Y550
397
40038
SH
SOLE
0
0
40038
DFA Tax-Managed Intl Value
COM
233203546
261
15494
SH
SOLE
0
0
15494
DFA Tax-Managed US Mkt Wide Va
COM
233203561
476
15392
SH
SOLE
0
0
15392
Dodge & Cox Balanced Fund
COM
256201104
875
8179
SH
SOLE
0
0
8179
Dodge & Cox Intl Stock Fd
COM
256206103
364
7853
SH
SOLE
0
0
7853
Dodge & Cox Stock Fund
COM
256219106
583
2863
SH
SOLE
0
0
2863
Dreyfus Intl Stock - I
COM
86271F768
502
26882
SH
SOLE
0
0
26882
Dreyfus Mid Cap Index I Fd
COM
26203U103
263
7070
SH
SOLE
0
0
7070
Dreyfus Municipal Bond Fund
COM
26201Q104
343
29083
SH
SOLE
0
0
29083
Dreyfus Select Mgrs S/C Val Fd
COM
86271F677
560
22289
SH
SOLE
0
0
22289
Fidelity Contrafund
COM
316071109
1069
8726
SH
SOLE
0
0
8726
Fidelity Equity Income Fd
COM
316138106
230
3795
SH
SOLE
0
0
3795
Fidelity Fund
COM
316153105
292
6449
SH
SOLE
0
0
6449
Fidelity Independence Fd
COM
316145309
264
7074
SH
SOLE
0
0
7074
Fidelity Puritan Fund
COM
316345107
567
24191
SH
SOLE
0
0
24191
Fidelity Select Biotechnology
COM
316390772
446
2032
SH
SOLE
0
0
2032
Fidelity Select Technology Ptf
COM
316390202
258
1444
SH
SOLE
0
0
1444
Fidelity Short-Term Bond Fd
COM
316146208
413
48141
SH
SOLE
0
0
48141
Fidelity Spartan 500 Index
COM
315911206
1365
14611
SH
SOLE
0
0
14611
Fidelity Spartan 500 Index Fd
COM
315911701
3344
35781
SH
SOLE
0
0
35781
Fidelity Spartan Intl Index IV
COM
315911602
356
8248
SH
SOLE
0
0
8248
Fidelity Value Fund
COM
316464106
244
2012
SH
SOLE
0
0
2012
Franklin Float Rate Dly ACC Fd
COM
353612799
186
21236
SH
SOLE
0
0
21236
Franklin H/Y Tax Free Inc
COM
354723272
478
47071
SH
SOLE
0
0
47071
Franklin Income Fd
COM
353496300
107
44992
SH
SOLE
0
0
44992
Harris Assoc Oakmark Fund
COM
413838103
1093
12955
SH
SOLE
0
0
12955
Harris Assoc Oakmark Intl Fd
COM
413838202
319
11159
SH
SOLE
0
0
11159
Hartford Floating Rate Fd
COM
416648525
142
16293
SH
SOLE
0
0
16293
Hartford M/C Fund
COM
416645711
281
9346
SH
SOLE
0
0
9346
Janus Balanced Fd
COM
471023879
242
7346
SH
SOLE
0
0
7346
Janus Mercury Fund
COM
471023853
304
6552
SH
SOLE
0
0
6552
John Hancock Life Bal Fd
COM
47803V481
203
13307
SH
SOLE
0
0
13307
JPMorgan Interm Tax Free Bd Fd
COM
4812A0458
327
30380
SH
SOLE
0
0
30380
JPMorgan Short Durat Bond-SL
COM
4812C1330
132
12289
SH
SOLE
0
0
12289
JPMorgan Tax Free Bd-Sel
COM
4812C0456
300
24969
SH
SOLE
0
0
24969
JPMorgan Tax R/R Fd
COM
4812A2538
236
24874
SH
SOLE
0
0
24874
Keeley Small Cap Value Fund
COM
487300501
951
30099
SH
SOLE
0
0
30099
Northern Intl Equity Ind Fd
COM
665130209
152
11779
SH
SOLE
0
0
11779
Northern Tax Adv Ultra Sht F/I
COM
665162459
127
12582
SH
SOLE
0
0
12582
Nuveen Inter Dur Muni Bd-R
COM
67065Q400
1000
108082
SH
SOLE
0
0
108082
Oppenheimer Developing Mkts-A
COM
683974109
360
8264
SH
SOLE
0
0
8264
Parnassus Equity Income Fd
COM
701769101
313
7332
SH
SOLE
0
0
7332
PIMCO Low Duration Fd
COM
693390304
101
10194
SH
SOLE
0
0
10194
PIMCO Short Term Fund
COM
693390601
189
19130
SH
SOLE
0
0
19130
Price T Rowe Capital Appreciat
COM
77954M105
627
22163
SH
SOLE
0
0
22163
Price T Rowe Mid Cap Grwth Fd
COM
779556109
565
6497
SH
SOLE
0
0
6497
Price T Rowe Tax Free Inc Bond
COM
779576107
213
20945
SH
SOLE
0
0
20945
Schwab S&P 500 Index Fd
COM
808509855
2994
72679
SH
SOLE
0
0
72679
Schwab Total Stock Mrkt Ind-Se
COM
808509756
916
19378
SH
SOLE
0
0
19378
Shelton Funds - S&P MidCap Ind
COM
82301Q767
371
13915
SH
SOLE
0
0
13915
Stone Ridge H/Y Reinsur Risk P
COM
861728509
6859
735908
SH
SOLE
64823
0
671085
T Rowe Price Gr Stock Fund
COM
741479109
706
11276
SH
SOLE
0
0
11276
T Rowe Price High Yield Fd
COM
741481105
187
27695
SH
SOLE
0
0
27695
T Rowe Price S/T Bond
COM
77957P105
924
196997
SH
SOLE
0
0
196997
T. Rowe Price Tax Free Short-I
COM
779902105
100
18039
SH
SOLE
0
0
18039
Templeton Global Bond Fd-A
COM
880208103
230
19324
SH
SOLE
0
0
19324
Thornburg Intl Value Fd-I
COM
885215566
448
17727
SH
SOLE
0
0
17727
Tweedy Browne Global Value Fd
COM
901165100
698
24498
SH
SOLE
0
0
24498
Vanguard 500 Index Fd-Admiral
COM
922908710
1956
7924
SH
SOLE
0
0
7924
Vanguard GNMA Fd-Inv
COM
922031307
991
94714
SH
SOLE
0
0
94714
Vanguard GNMA Fd - Adm
COM
922031794
4257
406990
SH
SOLE
27
0
406964
Vanguard Healthcare Fd
COM
921908885
501
5774
SH
SOLE
0
0
5774
Vanguard Index 500 Fund
COM
922908108
375
1520
SH
SOLE
0
0
1520
Vanguard Inflat Protect Sec AD
COM
922031737
219
8538
SH
SOLE
0
0
8538
Vanguard Inflat Protected Sec
COM
922031869
235
18003
SH
SOLE
0
0
18003
Vanguard Inter Term Bond Ind-I
COM
921937306
122
10769
SH
SOLE
0
0
10769
Vanguard Intl Growth Fd-Adv
COM
921910501
245
2561
SH
SOLE
0
0
2561
Vanguard Intl Growth Fd-I
COM
921910204
479
15951
SH
SOLE
0
0
15951
Vanguard Ltd Term T/E Fd
COM
922907886
636
58375
SH
SOLE
0
0
58375
Vanguard Ltd Term T/E Fd-INV
COM
922907704
124
11348
SH
SOLE
0
0
11348
Vanguard PRIMECAP Fd - Adm
COM
921936209
499
3736
SH
SOLE
0
0
3736
Vanguard S/T Invest Gr Adm Fd
COM
922031836
1227
115413
SH
SOLE
0
0
115413
Vanguard S/T Tax Exempt Fd
COM
922907803
975
62071
SH
SOLE
0
0
62071
Vanguard Short Term Bond Ind-A
COM
921937702
196
18903
SH
SOLE
0
0
18903
Vanguard Tot Bd Mkt Index Fd
COM
921937603
142
13244
SH
SOLE
0
0
13244
Vanguard Tot Stk Mkt Index Fd
COM
922908728
4032
60427
SH
SOLE
0
0
60427
Vanguard Total Intl Stk Index
COM
921909818
581
19043
SH
SOLE
0
0
19043
Vanguard Total Stock Mkt Index
COM
922908306
276
4144
SH
SOLE
0
0
4144
Vanguard Wellington Fd
COM
921935201
657
9048
SH
SOLE
0
0
9048
Vanguard Windsor Fd ADM
COM
922018403
775
9814
SH
SOLE
0
0
9814
Vanguard Windsor Fund II
COM
922018205
549
14508
SH
SOLE
0
0
14508
Vanguard Windsor II Fd Adm
COM
922018304
250
3722
SH
SOLE
0
0
3722
AMEX Energy Select SPDR
COM
81369Y506
509
7050
SH
SOLE
0
0
7050
AMEX Financial Select Sector
COM
81369Y605
259
9286
SH
SOLE
0
0
9286
AMEX Health Care Select Sector
COM
81369Y209
328
3973
SH
SOLE
0
0
3973
DNP Select Income Fd
COM
23325P104
125
11573
SH
SOLE
0
0
11573
iShares Barclays 1-3 Yr Trsy B
COM
464287457
536
6388
SH
SOLE
5300
0
1088
iShares Core MSCI EAFE ETF
COM
46432F842
9021
136492
SH
SOLE
1100
0
135392
iShares Core MSCI Emer Mkts ET
COM
46434G103
1986
34909
SH
SOLE
0
0
34909
ishares Core S&P 500 ETF
COM
464287200
5268
19595
SH
SOLE
0
0
19595
iShares Core S&P MidCap ETF
COM
464287507
7155
37701
SH
SOLE
500
0
37201
iShares Core S&P SmallCap ETF
COM
464287804
12114
157708
SH
SOLE
2950
0
154758
iShares Cur Hdg MSCI EAFE Sm
COM
46435G839
1137
36700
SH
SOLE
2000
0
34700
iShares DJ Intl Select Div
COM
464288448
211
6255
SH
SOLE
0
0
6255
iShares DJ Select Div Index Fd
COM
464287168
4030
40889
SH
SOLE
0
0
40889
iShares IBoxx H/Y Corp Bd
COM
464288513
2955
33859
SH
SOLE
250
0
33609
iShares Lehman Treas Inf Prot
COM
464287176
632
5538
SH
SOLE
0
0
5538
iShares MSCI ACWI Index Fd
COM
464288257
508
7040
SH
SOLE
0
0
7040
iShares MSCI Asia Ex-Japan
COM
464288182
1967
25788
SH
SOLE
2500
0
23288
iShares MSCI Canada Index Fd
COM
464286509
539
18188
SH
SOLE
200
0
17988
iShares MSCI EAFE Index Fd
COM
464287465
13879
197400
SH
SOLE
8320
0
189080
iShares MSCI EAFE S/C
COM
464288273
2011
31183
SH
SOLE
1100
0
30083
iShares MSCI Emerging Mkts Ind
COM
464287234
11686
248012
SH
SOLE
18659
0
229353
iShares Russell 1000 Grow Indx
COM
464287614
1137
8444
SH
SOLE
0
0
8444
iShares Russell 1000 Index Fd
COM
464287622
462
3106
SH
SOLE
0
0
3106
iShares Russell 1000 Val Index
COM
464287598
510
4100
SH
SOLE
0
0
4100
iShares Russell 2000 Index Fun
COM
464287655
6544
42923
SH
SOLE
4375
0
38548
iShares Russell Midcap Index F
COM
464287499
12335
59268
SH
SOLE
5600
0
53668
ishares S&P 100 Index Fd
COM
464287101
578
4875
SH
SOLE
0
0
4875
iShares S&P 500 Value Index Fd
COM
464287408
702
6149
SH
SOLE
0
0
6149
iShares S&P Global 100 Index F
COM
464287572
636
6863
SH
SOLE
400
0
6463
iShares S&P Latin Amerca 40 In
COM
464287390
1202
35190
SH
SOLE
4800
0
30390
iShares S&P MidCap 400/Value I
COM
464287705
2512
15690
SH
SOLE
0
0
15690
iShares S&P MidCap400 Grwth In
COM
464287606
352
1633
SH
SOLE
0
0
1633
iShares S&P S/C 600/Barra Grw
COM
464287887
244
1434
SH
SOLE
0
0
1434
iShares S&P SmallCap 600 Val I
COM
464287879
495
3224
SH
SOLE
0
0
3224
Powershares QQQ
COM
73935A104
1317
8458
SH
SOLE
0
0
8458
S&P Mid-Cap 400 ETF Trust
COM
78467Y107
18274
52904
SH
SOLE
1275
0
51629
Schwab Emerging Mkts Equity Fd
COM
808524706
406
14542
SH
SOLE
0
0
14542
Schwab Intl Equity ETF
COM
808524805
450
13209
SH
SOLE
0
0
13209
Schwab U S Broad Mkt ETF
COM
808524102
413
6402
SH
SOLE
0
0
6402
SPDR 500 ETF Trust Ser 1
COM
78462F103
40723
152600
SH
SOLE
4000
0
148600
SPDR Gold Trust
COM
78463V107
730
5907
SH
SOLE
100
0
5807
SPDR S&P 600 S/C ETF
COM
78464A813
476
3578
SH
SOLE
0
0
3578
Sprott Physical Gold Trust
COM
85207H104
232
21893
SH
SOLE
0
0
21893
Vanguard 500 ETF
COM
922908363
3137
12787
SH
SOLE
0
0
12787
Vanguard Dividend Apprec
COM
921908844
211
2065
SH
SOLE
0
0
2065
Vanguard Extended Mkt
COM
922908652
667
5969
SH
SOLE
0
0
5969
Vanguard FTSE All Wo X-US
COM
922042775
2068
37799
SH
SOLE
1200
0
36599
Vanguard FTSE All Wo X-US SC
COM
922042718
1064
8923
SH
SOLE
1700
0
7223
Vanguard FTSE Dev Mrkts ETF
COM
921943858
532
11855
SH
SOLE
200
0
11655
Vanguard FTSE Emerging Mkts
COM
922042858
14795
322260
SH
SOLE
10800
0
311460
Vanguard FTSE Europe ETF
COM
922042874
273
4614
SH
SOLE
800
0
3814
Vanguard Growth ETF
COM
922908736
713
5070
SH
SOLE
0
0
5070
Vanguard High Div Yield ETF
COM
921946406
813
9500
SH
SOLE
0
0
9500
Vanguard MidCap ETF
COM
922908629
541
3498
SH
SOLE
0
0
3498
Vanguard REIT ETF
COM
922908553
365
4402
SH
SOLE
0
0
4402
Vanguard S/T Corp Bond
COM
92206C409
910
11474
SH
SOLE
0
0
11474
Vanguard Short Term Bd ETF
COM
921937827
250
3160
SH
SOLE
0
0
3160
Vanguard Sm Cap Value ETF
COM
922908611
259
1950
SH
SOLE
0
0
1950
Vanguard Small Cap ETF
COM
922908751
473
3202
SH
SOLE
0
0
3202
Vanguard Total Stock Market ET
COM
922908769
586
4267
SH
SOLE
0
0
4267
Western Asset H/I Defined Opp
COM
95768B107
978
64690
SH
SOLE
0
0
64690
Western Asset High Inc Oppty
COM
95766K109
1635
322509
SH
SOLE
0
0
322509
WisdomTree Japan Hedged Eq Fd
COM
97717W851
2883
48600
SH
SOLE
4200
0
44400