0000315498-17-000003.txt : 20170816
0000315498-17-000003.hdr.sgml : 20170816
20170816143801
ACCESSION NUMBER: 0000315498-17-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170816
DATE AS OF CHANGE: 20170816
EFFECTIVENESS DATE: 20170816
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOFEN & GLOSSBERG LLC /IL/
CENTRAL INDEX KEY: 0000315498
IRS NUMBER: 364143109
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01240
FILM NUMBER: 171036030
BUSINESS ADDRESS:
STREET 1: 455 CITYFRONT PLAZA STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 3128281100
MAIL ADDRESS:
STREET 1: 455 CITYFRONT STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60611
FORMER COMPANY:
FORMER CONFORMED NAME: GOFEN & GLOSSBERG INC /IL/
DATE OF NAME CHANGE: 19970206
13F-HR
1
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0000315498
XXXXXXXX
06-30-2017
06-30-2017
GOFEN & GLOSSBERG LLC /IL/
455 CITYFRONT STE 3000
CHICAGO
IL
60611
13F HOLDINGS REPORT
028-01240
N
Alex Wang
Chief Information Officer
312-832-1521
Alex Wang
Chicago
IL
08-16-2017
0
474
2631279
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SH
SOLE
3725
0
23810
Public Service Enterprise Grou
COM
744573106
591
13745
SH
SOLE
0
0
13745
QUALCOMM
COM
747525103
13421
243053
SH
SOLE
5115
0
237938
QuickLogic Corp
COM
74837P108
15
10000
SH
SOLE
10000
0
0
RBC Bearings
COM
75524B104
546
5365
SH
SOLE
0
0
5365
Red Hat
COM
756577102
4222
44097
SH
SOLE
800
0
43297
Roper Technologies
COM
776696106
422
1822
SH
SOLE
0
0
1822
Ross Stores
COM
778296103
612
10600
SH
SOLE
0
0
10600
S&P Global
COM
78409V104
299
2050
SH
SOLE
0
0
2050
Salesforce.com
COM
79466L302
858
9907
SH
SOLE
0
0
9907
SCANA
COM
80589M102
201
3000
SH
SOLE
0
0
3000
Sempra Energy
COM
816851109
420
3726
SH
SOLE
0
0
3726
Serac Hldgs
COM
81747S106
0
12500
SH
SOLE
12500
0
0
Sherwin Williams
COM
824348106
2299
6550
SH
SOLE
0
0
6550
Skyworks Solutions
COM
83088M102
322
3361
SH
SOLE
0
0
3361
Sorrento Therapeutics
COM
83587F202
20
10000
SH
SOLE
0
0
10000
Southern Company
COM
842587107
708
14786
SH
SOLE
0
0
14786
Southwest Airlines
COM
844741108
412
6630
SH
SOLE
0
0
6630
Splunk
COM
848637104
1824
32059
SH
SOLE
0
0
32059
Starbucks
COM
855244109
29742
510060
SH
SOLE
12460
0
497600
Stericycle
COM
858912108
4861
63691
SH
SOLE
2750
0
60941
Stryker
COM
863667101
1141
8224
SH
SOLE
0
0
8224
SunEdison
COM
86732Y109
6
117500
SH
SOLE
0
0
117500
SVB Financial Group
COM
78486Q101
3948
22460
SH
SOLE
0
0
22460
Target
COM
87612E106
4331
82827
SH
SOLE
1100
0
81727
Tenneco
COM
880349105
412
7125
SH
SOLE
0
0
7125
TerraVia Holdings
COM
88105A106
3
13000
SH
SOLE
0
0
13000
Tesla
COM
88160R101
375
1037
SH
SOLE
0
0
1037
Texas Instruments
COM
882508104
476
6182
SH
SOLE
0
0
6182
Texas Pacific Land Trust
COM
882610108
294
1000
SH
SOLE
0
0
1000
Thermo Fisher Scientific
COM
883556102
61234
350971
SH
SOLE
8491
0
342480
Tiffany
COM
886547108
8455
90068
SH
SOLE
0
0
90068
Time Warner
COM
887317303
1219
12144
SH
SOLE
0
0
12144
TJX Companies
COM
872540109
2781
38532
SH
SOLE
0
0
38532
Travelers Companies
COM
89417E109
10198
80597
SH
SOLE
2986
0
77611
Tri Continental
COM
895436103
211
8662
SH
SOLE
0
0
8662
Trustmark
COM
898402102
387
12048
SH
SOLE
0
0
12048
Tyler Technologies
COM
902252105
256
1460
SH
SOLE
0
0
1460
U S Bancorp
COM
902973304
5674
109282
SH
SOLE
200
0
109082
Union Pacific
COM
907818108
10955
100585
SH
SOLE
1600
0
98985
United Parcel Service Cl B
COM
911312106
2267
20502
SH
SOLE
0
0
20502
United Technologies
COM
913017109
43643
357404
SH
SOLE
8664
0
348740
UnitedHealth Group
COM
91324P102
1005
5419
SH
SOLE
101
0
5318
US Silica Holdings
COM
90346E103
355
9995
SH
SOLE
0
0
9995
Varonis Systems
COM
922280102
329
8850
SH
SOLE
0
0
8850
Verizon Communications
COM
92343V104
19192
429744
SH
SOLE
4691
0
425054
Vertex Pharmaceuticals
COM
92532F100
427
3310
SH
SOLE
0
0
3310
Viaspace
COM
92554W106
0
100000
SH
SOLE
70000
0
30000
Visa Class A
COM
92826C839
557
5936
SH
SOLE
0
0
5936
VITRO TECH
COM
92851M108
0
15000
SH
SOLE
0
0
15000
Vulcan Materials
COM
929160109
331
2615
SH
SOLE
0
0
2615
Wal Mart Stores
COM
931142103
1998
26401
SH
SOLE
0
0
26401
Walgreens Boots Alliance
COM
931427108
9670
123487
SH
SOLE
675
0
122812
Waste Management
COM
94106L109
3367
45904
SH
SOLE
550
0
45354
WEC Energy Group
COM
92939U106
2659
43320
SH
SOLE
0
0
43320
Wells Fargo
COM
949746101
20561
371072
SH
SOLE
13243
0
357830
Westar Energy
COM
95709T100
399
7520
SH
SOLE
0
0
7520
Western Union
COM
959802109
1673
87826
SH
SOLE
3100
0
84726
Williams-Sonoma
COM
969904101
1336
27552
SH
SOLE
0
0
27552
Wyndham Worldwide
COM
98310W108
241
2400
SH
SOLE
0
0
2400
Xcel Energy
COM
98389B100
321
7005
SH
SOLE
0
0
7005
XPO Logistics
COM
983793100
284
4390
SH
SOLE
0
0
4390
Xylem
COM
98419M100
441
7949
SH
SOLE
0
0
7949
Yum China Hldgs
COM
98850P109
2283
57900
SH
SOLE
3405
0
54495
Yum! Brands
COM
988498101
5726
77630
SH
SOLE
3970
0
73660
Zimmer Biomet Holdings
COM
98956P102
778
6060
SH
SOLE
0
0
6060
Zoetis
COM
98978V103
18050
289349
SH
SOLE
4385
0
284964
AP Alternative Assets LP
LTD
00186K101
5616
192000
SH
SOLE
0
0
192000
AP Alternative Assets LP
LTD
G04036102
951
32500
SH
SOLE
0
0
32500
Enterprise Products Partners L
LTD
293792107
2682
99051
SH
SOLE
0
0
99051
Genesis Energy LP
LTD
371927104
219
6900
SH
SOLE
0
0
6900
Magellan Midstream Partners LP
LTD
559080106
563
7901
SH
SOLE
0
0
7901
Oaktree Capital Group LLC
LTD
674001201
5806
124600
SH
SOLE
3000
0
121600
ONEOK Partners LP
LTD
68268N103
903
17675
SH
SOLE
0
0
17675
Alibaba Group Hldgs LTD. ADR
COM
01609W102
236
1675
SH
SOLE
0
0
1675
America Movil SAB ADR Ser L
COM
02364W105
1747
109746
SH
SOLE
0
0
109746
ASML Hldgs NV ADR
COM
N07059210
23110
177346
SH
SOLE
3530
0
173816
AstraZeneca PLC Spon ADR
COM
046353108
1975
57933
SH
SOLE
468
0
57465
BHP Billiton Ltd Spon ADR
COM
088606108
438
12320
SH
SOLE
0
0
12320
BP PLC Spon ADR
COM
055622104
1044
30116
SH
SOLE
0
0
30116
Diageo PLC Spon ADR
COM
25243Q205
203
1697
SH
SOLE
0
0
1697
ENI SpA ADR
COM
26874R108
449
14950
SH
SOLE
1750
0
13200
GlaxoSmithKline PLC ADS
COM
37733W105
2078
48202
SH
SOLE
3050
0
45152
HSBC Hldgs PLC Sp ADR
COM
404280406
261
5632
SH
SOLE
100
0
5532
Luxottica Group SpA Spon ADR
COM
55068R202
9725
168337
SH
SOLE
3300
0
165037
National Grid PLC ADR
COM
636274409
13207
210238
SH
SOLE
3661
0
206577
Nestle SA Sponsored ADR
COM
641069406
36274
416267
SH
SOLE
4075
0
412192
Novartis AG ADR
COM
66987V109
21599
258768
SH
SOLE
9456
0
249312
Royal Dutch Shell PLC ADR-A
COM
780259206
2607
49011
SH
SOLE
800
0
48211
Siemens AG Sp ADR
COM
826197501
1200
17480
SH
SOLE
0
0
17480
Teva Pharmaceutical Ind ADR
COM
881624209
2247
67651
SH
SOLE
700
0
66951
Vodafone Group PLC Sp ADR
COM
92857W308
1753
61022
SH
SOLE
150
0
60872
Allergan plc
COM
G0177J108
20185
83035
SH
SOLE
2595
0
80439
Aon PLC
COM
G0408V102
957
7196
SH
SOLE
0
0
7196
Athene Holding Ltd Cl A
COM
G0684D107
3770
75986
SH
SOLE
0
0
75986
BCE
COM
05534B760
369
8193
SH
SOLE
0
0
8193
Broadcom Ltd
COM
Y09827109
16664
71504
SH
SOLE
1765
0
69739
Canadian Pacific Railway Ltd
COM
13645T100
426
2650
SH
SOLE
0
0
2650
Carnarvon Petroleum LTD
COM
Q1990C105
5
90000
SH
SOLE
0
0
90000
Chubb Ltd
COM
H1467J104
8516
58575
SH
SOLE
155
0
58420
Core Laboratories NV
COM
N22717107
5287
52202
SH
SOLE
1706
0
50496
Enbridge
COM
29250N105
1130
28397
SH
SOLE
0
0
28397
Ingersoll-Rand PLC
COM
G47791101
479
5238
SH
SOLE
0
0
5238
iSonea Ltd
COM
040181580
1
22200
SH
SOLE
0
0
22200
Johnson Controls Intl
COM
G51502105
7434
171456
SH
SOLE
3700
0
167756
Koninklijke Philips Electronic
COM
500472303
1710
47747
SH
SOLE
0
0
47747
Lazard Ltd
COM
G54050102
1997
43096
SH
SOLE
0
0
43096
Lions Gate Entertainment-B
COM
535919500
1772
67438
SH
SOLE
0
0
67438
Mylan N.V.
COM
N59465109
590
15194
SH
SOLE
0
0
15194
Nansonics Limited
COM
Q6499K102
172
90051
SH
SOLE
0
0
90051
NXP Semiconductors NV
COM
N6596X109
17152
156708
SH
SOLE
3900
0
152808
Options Media Group Hldgs
COM
684008105
0
234993
SH
SOLE
0
0
234993
Pentair PLC
COM
G7S00T104
273
4105
SH
SOLE
0
0
4105
Perrigo Company PLC
COM
G97822103
736
9750
SH
SOLE
450
0
9300
Schlumberger Ltd
COM
806857108
34470
523547
SH
SOLE
10830
0
512717
Unilever NV NY Shs
COM
904784709
18859
341212
SH
SOLE
7622
0
333590
American Campus Communities
COM
024835100
3386
71588
SH
SOLE
4600
0
66988
American Tower REIT
COM
03027X100
5130
38773
SH
SOLE
0
0
38773
Boston Properties
COM
101121101
688
5596
SH
SOLE
0
0
5596
Corporate Office Properties
COM
22002T108
1790
51110
SH
SOLE
0
0
51110
Equity Lifestyle Properties
COM
29472R108
215
2488
SH
SOLE
0
0
2488
Equity Residential
COM
29476L107
2624
39864
SH
SOLE
0
0
39864
Kite Realty Group Trust
COM
49803T300
563
29721
SH
SOLE
375
0
29346
Public Storage
COM
74460D109
9770
46854
SH
SOLE
825
0
46029
Simon Property Group
COM
828806109
2121
13114
SH
SOLE
0
0
13114
Tanger Factory Outlet Center
COM
875465106
400
15390
SH
SOLE
3000
0
12390
Taubman Centers
COM
876664103
268
4500
SH
SOLE
0
0
4500
Ventas
COM
92276F100
2301
33110
SH
SOLE
200
0
32910
Vornado Realty Trust
COM
929042109
629
6696
SH
SOLE
0
0
6696
Weingarten Realty Investors
COM
948741103
248
8240
SH
SOLE
0
0
8240
Weyerhaeuser
COM
962166104
2335
69708
SH
SOLE
0
0
69708
Amer Fds-Invest Co of Amer A
COM
461308108
760
19528
SH
SOLE
0
0
19528
Amer Fds - Fundamental Inv
COM
360802821
356
6048
SH
SOLE
0
0
6048
American Fds-EuroPacific Grwth
COM
298706102
354
6811
SH
SOLE
0
0
6811
American Fds-Growth Fd of Amer
COM
399874106
279
5917
SH
SOLE
0
0
5917
American Fds-New Perspective-A
COM
648018109
634
15343
SH
SOLE
0
0
15343
American Fds-Washington Mutual
COM
939330106
264
6225
SH
SOLE
0
0
6225
American Grw Fd of Amer 2
COM
399874825
350
7411
SH
SOLE
0
0
7411
Artisan International Fd
COM
04314H204
218
7135
SH
SOLE
0
0
7135
BNY Mellon Emerging Mkts Inv F
COM
05569M848
533
51061
SH
SOLE
0
0
51061
BNY Mellon International Inv F
COM
05569M863
1252
93001
SH
SOLE
0
0
93001
Columbia Acorn Fund-Z
COM
197199409
4681
281834
SH
SOLE
0
0
281834
Columbia Acorn Intl Fd-Z
COM
197199813
1397
31492
SH
SOLE
0
0
31492
Columbia L/C Grwth Fd Z
COM
19765P661
467
11674
SH
SOLE
0
0
11674
DFA Emerg Mkt Core Eq Fd
COM
233203421
219
10686
SH
SOLE
0
0
10686
Dodge & Cox Balanced Fund
COM
256201104
868
8179
SH
SOLE
0
0
8179
Dodge & Cox Intl Stock Fd
COM
256206103
410
9408
SH
SOLE
0
0
9408
Dodge & Cox Stock Fund
COM
256219106
571
2965
SH
SOLE
0
0
2965
Dreyfus Intl Stock - I
COM
86271F768
458
26602
SH
SOLE
0
0
26602
Dreyfus Mid Cap Index I Fd
COM
26203U103
240
6479
SH
SOLE
0
0
6479
Dreyfus Municipal Bond Fund
COM
26201Q104
296
25173
SH
SOLE
0
0
25173
Dreyfus Select Mgrs S/C Grwth
COM
86271F578
310
12041
SH
SOLE
0
0
12041
Dreyfus Select Mgrs S/C Val Fd
COM
86271F677
1099
45053
SH
SOLE
0
0
45053
Dreyfus/Newton Intern Eq I Fd
COM
26203E604
410
20175
SH
SOLE
0
0
20175
Fidelity Balanced Fd
COM
316345206
208
8731
SH
SOLE
0
0
8731
Fidelity Contrafund
COM
316071109
1013
8871
SH
SOLE
0
0
8871
Fidelity Equity Income Fd
COM
316138106
209
3533
SH
SOLE
0
0
3533
Fidelity Fund
COM
316153105
267
5943
SH
SOLE
0
0
5943
Fidelity Independence Fd
COM
316145309
265
7074
SH
SOLE
0
0
7074
Fidelity Puritan Fund
COM
316345107
510
22901
SH
SOLE
0
0
22901
Fidelity Select Biotechnology
COM
316390772
429
2032
SH
SOLE
0
0
2032
Fidelity Select Technology Ptf
COM
316390202
232
1444
SH
SOLE
0
0
1444
Fidelity Short-Term Bond Fd
COM
316146208
500
57962
SH
SOLE
0
0
57962
Fidelity Spartan 500 Index
COM
315911206
1226
14403
SH
SOLE
0
0
14403
Fidelity Spartan 500 Index Fd
COM
315911701
3022
35498
SH
SOLE
0
0
35498
Fidelity Spartan Inter Muni In
COM
31638R204
105
10155
SH
SOLE
0
0
10155
Fidelity Spartan Intl Index IV
COM
315911602
328
8102
SH
SOLE
0
0
8102
Fidelity Value Fund
COM
316464106
234
1986
SH
SOLE
0
0
1986
Franklin H/Y Tax Free Inc
COM
354723272
475
46052
SH
SOLE
0
0
46052
Harris Assoc Oakmark Fund
COM
413838103
1054
13454
SH
SOLE
0
0
13454
Harris Assoc Oakmark Intl Fd
COM
413838202
288
10915
SH
SOLE
0
0
10915
Hartford M/C Fund
COM
416645711
256
9012
SH
SOLE
0
0
9012
Janus Balanced Fd
COM
471023879
231
7346
SH
SOLE
0
0
7346
Janus Mercury Fund
COM
471023853
290
6547
SH
SOLE
0
0
6547
John Hancock Life Bal Fd
COM
47803V481
191
12398
SH
SOLE
0
0
12398
JPMorgan Interm Tax Free Bd Fd
COM
4812A0458
329
30380
SH
SOLE
0
0
30380
JPMorgan Short Durat Bond-SL
COM
4812C1330
132
12209
SH
SOLE
0
0
12209
JPMorgan Tax Free Bd-Sel
COM
4812C0456
299
24969
SH
SOLE
0
0
24969
JPMorgan Tax R/R Fd
COM
4812A2538
278
29458
SH
SOLE
0
0
29458
Keeley Small Cap Value Fund
COM
487300501
938
28319
SH
SOLE
0
0
28319
Northern Intl Equity Ind Fd
COM
665130209
143
11779
SH
SOLE
0
0
11779
Northern Short-Inter Tax Exmpt
COM
665162525
377
36369
SH
SOLE
0
0
36369
Northern Tax-Exempt Fund
COM
665162863
340
31924
SH
SOLE
0
0
31924
Northern Tax Adv Ultra Sht F/I
COM
665162459
127
12534
SH
SOLE
0
0
12534
Nuveen Inter Dur Muni Bd-R
COM
67065Q400
1067
116082
SH
SOLE
0
0
116082
Oppenheimer Developing Mkts-A
COM
683974109
322
8382
SH
SOLE
0
0
8382
Parnassus Equity Income Fd
COM
701769101
288
6897
SH
SOLE
0
0
6897
PIMCO Low Duration Fd
COM
693390304
100
10116
SH
SOLE
0
0
10116
PIMCO Short Term Fund
COM
693390601
188
19049
SH
SOLE
0
0
19049
Price T Rowe Capital Appreciat
COM
77954M105
875
30606
SH
SOLE
0
0
30606
Price T Rowe Mid Cap Grwth Fd
COM
779556109
556
6442
SH
SOLE
0
0
6442
Price T Rowe Tax Free Inc Bond
COM
779576107
213
20945
SH
SOLE
0
0
20945
Schwab S&P 500 Index Fd
COM
808509855
2714
72133
SH
SOLE
0
0
72133
Schwab Total Stock Mrkt Ind-Se
COM
808509756
824
19031
SH
SOLE
0
0
19031
Shelton Funds - S&P MidCap Ind
COM
82301Q767
675
26103
SH
SOLE
0
0
26103
Stone Ridge H/Y Reinsur Risk P
COM
861728509
7723
782436
SH
SOLE
64823
0
717613
T Rowe Price Gr Stock Fund
COM
741479109
718
11276
SH
SOLE
0
0
11276
T Rowe Price High Yield Fd
COM
741481105
187
27695
SH
SOLE
0
0
27695
T Rowe Price S/T Bond
COM
77957P105
934
197868
SH
SOLE
0
0
197868
T. Rowe Price Tax Free Short-I
COM
779902105
101
17919
SH
SOLE
0
0
17919
Templeton Global Bond Fd-A
COM
880208103
240
19649
SH
SOLE
0
0
19649
Thornburg Intl Value Fd-I
COM
885215566
416
15180
SH
SOLE
0
0
15180
Tweedy Browne Global Value Fd
COM
901165100
666
24186
SH
SOLE
0
0
24186
Vanguard 500 Index Fd-Admiral
COM
922908710
1780
7954
SH
SOLE
0
0
7954
Vanguard Bal Index Adm Fed
COM
921931200
396
12072
SH
SOLE
0
0
12072
Vanguard GNMA Fd-Inv
COM
922031307
782
74322
SH
SOLE
0
0
74322
Vanguard GNMA Fd - Adm
COM
922031794
4446
422665
SH
SOLE
16559
0
406106
Vanguard Healthcare Fd
COM
921908885
509
5704
SH
SOLE
0
0
5704
Vanguard Index 500 Fund
COM
922908108
340
1517
SH
SOLE
0
0
1517
Vanguard Inflat Protect Sec AD
COM
922031737
219
8538
SH
SOLE
0
0
8538
Vanguard Inflat Protected Sec
COM
922031869
235
18003
SH
SOLE
0
0
18003
Vanguard Inter Term Bond Ind-I
COM
921937306
123
10769
SH
SOLE
0
0
10769
Vanguard Intl Growth Fd-I
COM
921910204
416
15817
SH
SOLE
0
0
15817
Vanguard Ltd Term T/E Fd-INV
COM
922907704
153
13996
SH
SOLE
0
0
13996
Vanguard PRIMECAP Fd - Adm
COM
921936209
493
3957
SH
SOLE
0
0
3957
Vanguard S/T Invest Gr Adm Fd
COM
922031836
1250
117066
SH
SOLE
0
0
117066
Vanguard S/T Tax Exempt Fd
COM
922907803
183
11610
SH
SOLE
0
0
11610
Vanguard Short Term Bond Ind-A
COM
921937702
197
18835
SH
SOLE
0
0
18835
Vanguard Tot Stk Mkt Index Fd
COM
922908728
3550
58612
SH
SOLE
0
0
58612
Vanguard Total Intl Stk Index
COM
921909818
506
18142
SH
SOLE
0
0
18142
Vanguard Total Stock Mkt Index
COM
922908306
266
4393
SH
SOLE
0
0
4393
Vanguard Wellington Fd
COM
921935201
653
9229
SH
SOLE
0
0
9229
Vanguard Windsor Fd ADM
COM
922018403
854
11432
SH
SOLE
0
0
11432
Vanguard Windsor Fund II
COM
922018205
509
13558
SH
SOLE
0
0
13558
Vanguard Windsor II Fd Adm
COM
922018304
248
3722
SH
SOLE
0
0
3722
AMEX Energy Select SPDR
COM
81369Y506
449
6920
SH
SOLE
0
0
6920
AMEX Financial Select Sector
COM
81369Y605
229
9286
SH
SOLE
0
0
9286
AMEX Health Care Select Sector
COM
81369Y209
291
3671
SH
SOLE
0
0
3671
DNP Select Income Fd
COM
23325P104
133
12073
SH
SOLE
0
0
12073
iShares Barclays 1-3 Yr Trsy B
COM
464287457
954
11288
SH
SOLE
5300
0
5988
iShares Core MSCI EAFE ETF
COM
46432F842
7473
122733
SH
SOLE
1100
0
121633
iShares Core MSCI Emer Mkts ET
COM
46434G103
1518
30344
SH
SOLE
0
0
30344
ishares Core S&P 500 ETF
COM
464287200
4400
18075
SH
SOLE
0
0
18075
iShares Core S&P MidCap ETF
COM
464287507
4874
28017
SH
SOLE
200
0
27817
iShares Core S&P SmallCap ETF
COM
464287804
9421
134373
SH
SOLE
2200
0
132173
iShares DJ Select Div Index Fd
COM
464287168
3770
40889
SH
SOLE
0
0
40889
iShares IBoxx H/Y Corp Bd
COM
464288513
3008
34028
SH
SOLE
250
0
33778
iShares Lehman Treas Inf Prot
COM
464287176
401
3538
SH
SOLE
0
0
3538
iShares MSCI ACWI Index Fd
COM
464288257
461
7040
SH
SOLE
0
0
7040
iShares MSCI Asia Ex-Japan
COM
464288182
1849
27408
SH
SOLE
2500
0
24908
iShares MSCI Canada Index Fd
COM
464286509
479
17888
SH
SOLE
200
0
17688
iShares MSCI EAFE Index Fd
COM
464287465
12039
184654
SH
SOLE
7520
0
177134
iShares MSCI EAFE S/C
COM
464288273
1705
29484
SH
SOLE
1100
0
28384
iShares MSCI Emerging Mkts Ind
COM
464287234
10024
242193
SH
SOLE
18659
0
223534
iShares Russell 1000 Grow Indx
COM
464287614
1005
8444
SH
SOLE
0
0
8444
iShares Russell 1000 Index Fd
COM
464287622
373
2761
SH
SOLE
0
0
2761
iShares Russell 1000 Val Index
COM
464287598
477
4100
SH
SOLE
0
0
4100
iShares Russell 2000 Index Fun
COM
464287655
6064
43032
SH
SOLE
4375
0
38657
iShares Russell Midcap Index F
COM
464287499
11249
58553
SH
SOLE
5550
0
53003
ishares S&P 100 Index Fd
COM
464287101
535
5000
SH
SOLE
0
0
5000
iShares S&P 500 Value Index Fd
COM
464287408
643
6124
SH
SOLE
0
0
6124
iShares S&P Global 100 Index F
COM
464287572
584
6928
SH
SOLE
400
0
6528
iShares S&P Latin Amerca 40 In
COM
464287390
1066
35190
SH
SOLE
4800
0
30390
iShares S&P MidCap 400/Value I
COM
464287705
2338
15740
SH
SOLE
0
0
15740
iShares S&P MidCap400 Grwth In
COM
464287606
321
1633
SH
SOLE
0
0
1633
iShares S&P SmallCap 600 Val I
COM
464287879
451
3229
SH
SOLE
0
0
3229
Powershares QQQ
COM
73935A104
1222
8876
SH
SOLE
0
0
8876
S&P Mid-Cap 400 ETF Trust
COM
78467Y107
15196
47844
SH
SOLE
1025
0
46819
Schwab Emerging Mkts Equity Fd
COM
808524706
358
14420
SH
SOLE
0
0
14420
Schwab Intl Equity ETF
COM
808524805
445
13999
SH
SOLE
70
0
13929
Schwab U S Broad Mkt ETF
COM
808524102
333
5701
SH
SOLE
0
0
5701
SPDR 500 ETF Trust Ser 1
COM
78462F103
36848
152392
SH
SOLE
4000
0
148392
SPDR Gold Trust
COM
78463V107
724
6137
SH
SOLE
100
0
6037
SPDR S&P 600 S/C ETF
COM
78464A813
441
3578
SH
SOLE
0
0
3578
Sprott Physical Gold Trust
COM
85207H104
222
21893
SH
SOLE
0
0
21893
Vanguard 500 ETF
COM
922908363
2900
13058
SH
SOLE
0
0
13058
Vanguard Extended Mkt
COM
922908652
546
5339
SH
SOLE
0
0
5339
Vanguard FTSE All Wo X-US
COM
922042775
1837
36722
SH
SOLE
1200
0
35522
Vanguard FTSE All Wo X-US SC
COM
922042718
1038
9603
SH
SOLE
1700
0
7903
Vanguard FTSE Dev Mrkts ETF
COM
921943858
289
6990
SH
SOLE
200
0
6790
Vanguard FTSE Emerging Mkts
COM
922042858
13186
322945
SH
SOLE
10850
0
312095
Vanguard FTSE Europe ETF
COM
922042874
226
4095
SH
SOLE
800
0
3295
Vanguard Growth ETF
COM
922908736
644
5070
SH
SOLE
0
0
5070
Vanguard High Div Yield ETF
COM
921946406
743
9500
SH
SOLE
0
0
9500
Vanguard MidCap ETF
COM
922908629
491
3448
SH
SOLE
0
0
3448
Vanguard REIT ETF
COM
922908553
411
4934
SH
SOLE
0
0
4934
Vanguard S/T Corp Bond
COM
92206C409
425
5307
SH
SOLE
0
0
5307
Vanguard Small Cap ETF
COM
922908751
434
3202
SH
SOLE
0
0
3202
Vanguard Total Stock Market ET
COM
922908769
556
4470
SH
SOLE
0
0
4470
Western Asset H/I Defined Opp
COM
95768B107
979
64065
SH
SOLE
0
0
64065
Western Asset High Inc Oppty
COM
95766K109
1623
320093
SH
SOLE
0
0
320093
WisdomTree Japan Hedged Eq Fd
COM
97717W851
2176
41850
SH
SOLE
2200
0
39650