0000315498-17-000001.txt : 20170118
0000315498-17-000001.hdr.sgml : 20170118
20170118143123
ACCESSION NUMBER: 0000315498-17-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170118
DATE AS OF CHANGE: 20170118
EFFECTIVENESS DATE: 20170118
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOFEN & GLOSSBERG LLC /IL/
CENTRAL INDEX KEY: 0000315498
IRS NUMBER: 364143109
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01240
FILM NUMBER: 17533192
BUSINESS ADDRESS:
STREET 1: 455 CITYFRONT PLAZA STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 3128281100
MAIL ADDRESS:
STREET 1: 455 CITYFRONT STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60611
FORMER COMPANY:
FORMER CONFORMED NAME: GOFEN & GLOSSBERG INC /IL/
DATE OF NAME CHANGE: 19970206
13F-HR
1
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0000315498
XXXXXXXX
12-31-2016
12-31-2016
GOFEN & GLOSSBERG LLC /IL/
455 CITYFRONT STE 3000
CHICAGO
IL
60611
13F HOLDINGS REPORT
028-01240
N
Alex Wang
Chief Informaiton Officer
312-832-1521
Alex Wang
Chicago
IL
01-18-2017
0
468
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SOLE
5015
0
156344
Phillips 66
COM
718546104
471
5448
SH
SOLE
0
0
5448
PNC Financial Services Group
COM
693475105
1875
16033
SH
SOLE
0
0
16033
PPG Industries
COM
693506107
305
3217
SH
SOLE
0
0
3217
PPL
COM
69351T106
6915
203089
SH
SOLE
5994
0
197095
Praxair
COM
74005P104
3530
30121
SH
SOLE
150
0
29971
Procter & Gamble
COM
742718109
68849
818848
SH
SOLE
9725
0
809123
Prudential Financial
COM
744320102
2987
28700
SH
SOLE
4585
0
24115
Public Service Enterprise Grou
COM
744573106
613
13969
SH
SOLE
0
0
13969
QUALCOMM
COM
747525103
16751
256912
SH
SOLE
6335
0
250577
QuickLogic Corp
COM
74837P108
14
10000
SH
SOLE
10000
0
0
RBC Bearings
COM
75524B104
498
5365
SH
SOLE
0
0
5365
Red Hat
COM
756577102
3134
44961
SH
SOLE
800
0
44161
Roper Technologies
COM
776696106
334
1822
SH
SOLE
0
0
1822
Ross Stores
COM
778296103
761
11600
SH
SOLE
0
0
11600
S&P Global
COM
78409V104
297
2758
SH
SOLE
0
0
2758
Sabre Corp
COM
78573M104
1244
49850
SH
SOLE
1500
0
48350
Salesforce.com
COM
79466L302
593
8660
SH
SOLE
0
0
8660
SCANA
COM
80589M102
245
3350
SH
SOLE
0
0
3350
Sempra Energy
COM
816851109
362
3593
SH
SOLE
0
0
3593
Serac Hldgs
COM
81747S106
0
12500
SH
SOLE
12500
0
0
Sherwin Williams
COM
824348106
1760
6550
SH
SOLE
0
0
6550
Skyworks Solutions
COM
83088M102
251
3361
SH
SOLE
0
0
3361
Sorrento Therapeutics
COM
83587F202
49
10000
SH
SOLE
0
0
10000
Southern Company
COM
842587107
735
14936
SH
SOLE
0
0
14936
Southwest Airlines
COM
844741108
336
6732
SH
SOLE
0
0
6732
Southwestern Energy
COM
845467109
188
17335
SH
SOLE
2000
0
15335
Spectra Energy
COM
847560109
248
6026
SH
SOLE
0
0
6026
Splunk
COM
848637104
1640
32059
SH
SOLE
0
0
32059
St Jude Medical
COM
790849103
255
3177
SH
SOLE
0
0
3177
Starbucks
COM
855244109
29908
538695
SH
SOLE
14620
0
524075
Stericycle
COM
858912108
3945
51202
SH
SOLE
2150
0
49052
Stryker
COM
863667101
1103
9210
SH
SOLE
0
0
9210
SunEdison
COM
86732Y109
8
117500
SH
SOLE
0
0
117500
SVB Financial Group
COM
78486Q101
3862
22496
SH
SOLE
0
0
22496
Target
COM
87612E106
13361
184973
SH
SOLE
1455
0
183518
TerraVia Holdings
COM
88105A106
15
13000
SH
SOLE
0
0
13000
Tesla Motors
COM
88160R101
227
1060
SH
SOLE
0
0
1060
Texas Instruments
COM
882508104
435
5966
SH
SOLE
0
0
5966
Texas Pacific Land Trust
COM
882610108
297
1000
SH
SOLE
0
0
1000
Thermo Fisher Scientific
COM
883556102
50625
358786
SH
SOLE
9301
0
349485
Tiffany
COM
886547108
7116
91904
SH
SOLE
0
0
91904
Time Warner
COM
887317303
1041
10785
SH
SOLE
0
0
10785
TJX Companies
COM
872540109
2631
35022
SH
SOLE
0
0
35022
Tractor Supply
COM
892356106
225
2965
SH
SOLE
0
0
2965
Travelers Companies
COM
89417E109
10308
84201
SH
SOLE
3854
0
80347
Trustmark
COM
898402102
430
12048
SH
SOLE
0
0
12048
U S Bancorp
COM
902973304
5659
110167
SH
SOLE
200
0
109967
Union Pacific
COM
907818108
10427
100568
SH
SOLE
1600
0
98968
United Parcel Service Cl B
COM
911312106
2427
21168
SH
SOLE
0
0
21168
United Technologies
COM
913017109
39698
362144
SH
SOLE
9402
0
352742
UnitedHealth Group
COM
91324P102
877
5479
SH
SOLE
100
0
5379
Varonis Systems
COM
922280102
237
8850
SH
SOLE
0
0
8850
Verizon Communications
COM
92343V104
23631
442687
SH
SOLE
4686
0
438001
Vertex Pharmaceuticals
COM
92532F100
250
3399
SH
SOLE
0
0
3399
Viaspace
COM
92554W106
0
100000
SH
SOLE
70000
0
30000
Visa Class A
COM
92826C839
339
4340
SH
SOLE
0
0
4340
VITRO TECH
COM
92851M108
0
15000
SH
SOLE
0
0
15000
Vulcan Materials
COM
929160109
327
2615
SH
SOLE
0
0
2615
Wal Mart Stores
COM
931142103
1832
26498
SH
SOLE
0
0
26498
Walgreens Boots Alliance
COM
931427108
10279
124205
SH
SOLE
675
0
123530
Waste Management
COM
94106L109
3317
46779
SH
SOLE
550
0
46229
WEC Energy Group
COM
92939U106
2576
43920
SH
SOLE
0
0
43920
Wells Fargo
COM
949746101
21386
388068
SH
SOLE
14887
0
373181
Westar Energy
COM
95709T100
394
7000
SH
SOLE
0
0
7000
Western Union
COM
959802109
2095
96436
SH
SOLE
3100
0
93336
Williams-Sonoma
COM
969904101
1327
27432
SH
SOLE
0
0
27432
Xcel Energy
COM
98389B100
285
7005
SH
SOLE
0
0
7005
Xylem
COM
98419M100
394
7949
SH
SOLE
0
0
7949
Yum China Hldgs
COM
98850P109
1895
72544
SH
SOLE
4595
0
67949
Yum! Brands
COM
988498101
4876
76994
SH
SOLE
4845
0
72149
Zimmer Biomet Holdings
COM
98956P102
565
5473
SH
SOLE
0
0
5473
Zoetis
COM
98978V103
15786
294896
SH
SOLE
4385
0
290511
AP Alternative Assets LP
LTD
00186K101
7565
192000
SH
SOLE
0
0
192000
AP Alternative Assets LP
LTD
G04036102
1281
32500
SH
SOLE
0
0
32500
Enterprise Products Partners L
LTD
293792107
2653
98132
SH
SOLE
0
0
98132
Genesis Energy LP
LTD
371927104
249
6900
SH
SOLE
0
0
6900
Magellan Midstream Partners LP
LTD
559080106
616
8146
SH
SOLE
0
0
8146
ONEOK Partners LP
LTD
68268N103
760
17675
SH
SOLE
0
0
17675
America Movil SAB ADR Ser L
COM
02364W105
1380
109746
SH
SOLE
0
0
109746
ASML Hldgs NV ADR
COM
N07059210
20155
179635
SH
SOLE
3528
0
176107
AstraZeneca PLC Spon ADR
COM
046353108
1812
66335
SH
SOLE
454
0
65881
BHP Billiton Ltd Spon ADR
COM
088606108
460
12845
SH
SOLE
0
0
12845
BP PLC Spon ADR
COM
055622104
1157
30960
SH
SOLE
0
0
30960
Diageo PLC Spon ADR
COM
25243Q205
220
2117
SH
SOLE
0
0
2117
ENI SpA ADR
COM
26874R108
510
15824
SH
SOLE
1750
0
14074
GlaxoSmithKline PLC ADS
COM
37733W105
1957
50824
SH
SOLE
3050
0
47774
HSBC Hldgs PLC Sp ADR
COM
404280406
250
6226
SH
SOLE
600
0
5626
Luxottica Group SpA Spon ADR
COM
55068R202
9064
168799
SH
SOLE
3300
0
165499
National Grid PLC ADR
COM
636274300
13986
239782
SH
SOLE
3990
0
235792
Nestle SA Sponsored ADR
COM
641069406
30448
423623
SH
SOLE
4075
0
419548
Novartis AG ADR
COM
66987V109
20657
283596
SH
SOLE
10376
0
273220
Royal Dutch Shell PLC ADR-A
COM
780259206
2815
51767
SH
SOLE
800
0
50967
Shire PLC ADR
COM
82481R106
245
1438
SH
SOLE
447
0
991
Siemens AG Sp ADR
COM
826197501
1077
8740
SH
SOLE
0
0
8740
Teva Pharmaceutical Ind ADR
COM
881624209
5466
150794
SH
SOLE
2300
0
148494
Vodafone Group PLC Sp ADR
COM
92857W308
1606
65731
SH
SOLE
150
0
65581
Allergan plc
COM
G0177J108
14860
70758
SH
SOLE
2537
0
68221
Aon PLC
COM
G0408V102
803
7196
SH
SOLE
0
0
7196
Athene Holding Ltd Cl A
COM
G0684D107
379
7895
SH
SOLE
0
0
7895
BCE
COM
05534B760
354
8193
SH
SOLE
0
0
8193
Broadcom Ltd
COM
Y09827109
11367
64306
SH
SOLE
750
0
63556
Canadian Pacific Railway Ltd
COM
13645T100
378
2650
SH
SOLE
0
0
2650
Carnarvon Petroleum LTD
COM
Q1990C105
6
90000
SH
SOLE
0
0
90000
Chubb Ltd
COM
H1467J104
7781
58892
SH
SOLE
155
0
58737
Core Laboratories NV
COM
N22717107
2189
18233
SH
SOLE
0
0
18233
Enbridge
COM
29250N105
978
23210
SH
SOLE
0
0
23210
FACB Industries Inc BHD
COM
Y2407M109
9
39000
SH
SOLE
0
0
39000
Ingersoll-Rand PLC
COM
G47791101
296
3948
SH
SOLE
0
0
3948
iSonea Ltd
COM
040181580
1
22200
SH
SOLE
0
0
22200
Lazard Ltd
COM
G54050102
1913
46549
SH
SOLE
1000
0
45549
Metgasco LTD.
COM
Q60598101
5
150000
SH
SOLE
0
0
150000
Mount Gibson Iron LTD
COM
Q64224100
4
17300
SH
SOLE
0
0
17300
Mylan N.V.
COM
N59465109
575
15084
SH
SOLE
0
0
15084
Nansonics Limited
COM
Q6499K102
200
90051
SH
SOLE
0
0
90051
NXP Semiconductors NV
COM
N6596X109
15900
162225
SH
SOLE
3900
0
158325
Options Media Group Hldgs
COM
684008105
0
234993
SH
SOLE
0
0
234993
Pentair PLC
COM
G7S00T104
235
4184
SH
SOLE
0
0
4184
Perrigo Company PLC
COM
G97822103
1175
14114
SH
SOLE
465
0
13649
Schlumberger Ltd
COM
806857108
43396
516921
SH
SOLE
11373
0
505549
Unilever NV NY Shs
COM
904784709
14468
352366
SH
SOLE
7615
0
344752
Willis Towers Watson PLC
COM
G96629103
252
2059
SH
SOLE
0
0
2059
Yorkey Optical Intl Cayman LTD
COM
G98457107
5
42000
SH
SOLE
0
0
42000
American Campus Communities
COM
024835100
3631
72956
SH
SOLE
4600
0
68356
American Tower REIT
COM
03027X100
4175
39504
SH
SOLE
0
0
39504
Boston Properties
COM
101121101
735
5846
SH
SOLE
0
0
5846
Corporate Office Properties
COM
22002T108
1719
55060
SH
SOLE
0
0
55060
Equity Residential
COM
29476L107
2703
42003
SH
SOLE
0
0
42003
Kite Realty Group Trust
COM
49803T300
795
33879
SH
SOLE
375
0
33504
Public Storage
COM
74460D109
10547
47190
SH
SOLE
825
0
46365
Simon Property Group
COM
828806109
2401
13514
SH
SOLE
0
0
13514
Tanger Factory Outlet Center
COM
875465106
514
14360
SH
SOLE
3000
0
11360
Taubman Centers
COM
876664103
554
7500
SH
SOLE
0
0
7500
Ventas
COM
92276F100
2302
36828
SH
SOLE
200
0
36628
Vornado Realty Trust
COM
929042109
764
7316
SH
SOLE
0
0
7316
Weingarten Realty Investors
COM
948741103
268
7500
SH
SOLE
0
0
7500
Weyerhaeuser
COM
962166104
2186
72648
SH
SOLE
0
0
72648
Amer Fds-Invest Co of Amer A
COM
461308108
609
16804
SH
SOLE
0
0
16804
Amer Fds - Fundamental Inv
COM
360802821
329
6048
SH
SOLE
0
0
6048
American Fds-EuroPacific Grwth
COM
298706102
281
6234
SH
SOLE
0
0
6234
American Fds-New Perspective-A
COM
648018109
506
14308
SH
SOLE
0
0
14308
American Grw Fd of Amer 2
COM
399874825
311
7411
SH
SOLE
0
0
7411
Ariel Appreciation Fund
COM
040337206
251
5340
SH
SOLE
0
0
5340
Columbia Acorn Fund-Z
COM
197199409
3827
250297
SH
SOLE
0
0
250297
Columbia Acorn Intl Fd-Z
COM
197199813
1275
33774
SH
SOLE
0
0
33774
Columbia L/C Grwth Fd Z
COM
19765P661
399
11674
SH
SOLE
0
0
11674
Dodge & Cox Balanced Fund
COM
256201104
845
8179
SH
SOLE
0
0
8179
Dodge & Cox Income Fund
COM
256210105
415
30502
SH
SOLE
0
0
30502
Dodge & Cox Intl Stock Fd
COM
256206103
358
9408
SH
SOLE
0
0
9408
Dodge & Cox Stock Fund
COM
256219106
607
3295
SH
SOLE
0
0
3295
Doubleline Total Return Bd Fd
COM
258620202
225
21218
SH
SOLE
0
0
21218
Dreyfus Municipal Bond Fund
COM
26201Q104
289
25173
SH
SOLE
0
0
25173
Federated Kaufmann Fd-K
COM
314172644
54
11054
SH
SOLE
0
0
11054
Fidelity Contrafund
COM
316071109
850
8632
SH
SOLE
0
0
8632
Fidelity Fund
COM
316153105
231
5615
SH
SOLE
0
0
5615
Fidelity Puritan Fund
COM
316345107
563
27372
SH
SOLE
0
0
27372
Fidelity Short-Term Bond Fd
COM
316146208
327
38124
SH
SOLE
0
0
38124
Fidelity Spartan 500 Index
COM
315911206
1122
14321
SH
SOLE
0
0
14321
Fidelity Spartan 500 Index Fd
COM
315911701
2813
35910
SH
SOLE
0
0
35910
Fidelity Spartan Inter Muni In
COM
31638R204
102
10021
SH
SOLE
0
0
10021
Fidelity Spartan Intl Index IV
COM
315911602
286
8100
SH
SOLE
0
0
8100
Fidelity Value Fund
COM
316464106
204
1855
SH
SOLE
0
0
1855
First Eagle Global Fd-A
COM
32008F507
246
4530
SH
SOLE
0
0
4530
Franklin H/Y Tax Free Inc
COM
354723272
460
45013
SH
SOLE
0
0
45013
Harris Assoc Oakmark Fund
COM
413838103
926
12770
SH
SOLE
0
0
12770
Harris Assoc Oakmark Intl Fd
COM
413838202
260
11439
SH
SOLE
0
0
11439
Hartford M/C Fund
COM
416645711
229
9012
SH
SOLE
0
0
9012
Janus Balanced Fd
COM
471023879
215
7346
SH
SOLE
0
0
7346
Janus Fund
COM
471023101
255
7637
SH
SOLE
0
0
7637
JHancock Glbl Abs Ret Strat Fd
COM
47804M878
129
12688
SH
SOLE
0
0
12688
John Hancock Life Bal Fd
COM
47803V481
177
12378
SH
SOLE
0
0
12378
JPMorgan Equity Income Fd
COM
4812C0498
160
10533
SH
SOLE
0
0
10533
JPMorgan Inter Tax Free Bd-S
COM
4812A0441
325
30296
SH
SOLE
0
0
30296
JPMorgan Short Durat Bond-SL
COM
4812C1330
131
12140
SH
SOLE
0
0
12140
JPMorgan Tax Aware Real Return
COM
4812A2546
279
29489
SH
SOLE
0
0
29489
JPMorgan Tax Free Bd-Sel
COM
4812C0456
296
24969
SH
SOLE
0
0
24969
Keeley M/C Dividend Fd
COM
487300840
223
11065
SH
SOLE
0
0
11065
Keeley Small Cap Value Fund
COM
487300501
979
29368
SH
SOLE
0
0
29368
Nuveen Inter Dur Muni Bd-R
COM
67065Q400
1068
119082
SH
SOLE
0
0
119082
Nuveen Short Dur H/Y Muni Bond
COM
67065Q673
98
10059
SH
SOLE
0
0
10059
Oppenheimer Developing Mkts-A
COM
683974109
272
8382
SH
SOLE
0
0
8382
Parnassus Equity Income Fd
COM
701769101
270
6865
SH
SOLE
0
0
6865
PIMCO Low Duration Fd
COM
693390304
99
10020
SH
SOLE
0
0
10020
PIMCO Short Term Fund
COM
693390601
186
18974
SH
SOLE
0
0
18974
Price T Rowe Capital Appreciat
COM
77954M105
802
30606
SH
SOLE
0
0
30606
Price T Rowe Mid Cap Grwth Fd
COM
779556109
486
6442
SH
SOLE
0
0
6442
Price T Rowe Tax Free Inc Bond
COM
779576107
210
20945
SH
SOLE
0
0
20945
Schwab S&P 500 Index Fd
COM
808509855
2499
72605
SH
SOLE
0
0
72605
Schwab Total Stock Mrkt Ind-Se
COM
808509756
775
19508
SH
SOLE
0
0
19508
Shelton Funds - S&P MidCap Ind
COM
82301Q767
641
25994
SH
SOLE
0
0
25994
Stone Ridge H/Y Reinsur Risk P
COM
861728509
7881
790478
SH
SOLE
64823
0
725655
T Rowe Price Gr Stock Fund
COM
741479109
600
11276
SH
SOLE
0
0
11276
T Rowe Price High Yield Fd
COM
741481105
184
27695
SH
SOLE
0
0
27695
T Rowe Price S/T Bond
COM
77957P105
863
183167
SH
SOLE
0
0
183167
T. Rowe Price Tax Free Short-I
COM
779902105
99
17795
SH
SOLE
0
0
17795
Templeton Global Bond Fd-A
COM
880208103
230
19203
SH
SOLE
0
0
19203
Thornburg Intl Value Fd-I
COM
885215566
357
15096
SH
SOLE
0
0
15096
Tweedy Browne Global Value Fd
COM
901165100
608
24300
SH
SOLE
0
0
24300
Vangard NY Long Trm T/E Fd
COM
92204H301
120
10370
SH
SOLE
0
0
10370
Vanguard 500 Index Fd-Admiral
COM
922908710
1658
8025
SH
SOLE
0
0
8025
Vanguard GNMA Fd-Inv
COM
922031307
851
80724
SH
SOLE
0
0
80724
Vanguard GNMA Fd - Adm
COM
922031794
4318
409650
SH
SOLE
16351
0
393299
Vanguard Healthcare Fd
COM
921908885
449
5757
SH
SOLE
0
0
5757
Vanguard Index 500 Fund
COM
922908108
222
1075
SH
SOLE
0
0
1075
Vanguard Inflat Protect Sec AD
COM
922031737
218
8538
SH
SOLE
0
0
8538
Vanguard Inflat Protected Sec
COM
922031869
234
18003
SH
SOLE
0
0
18003
Vanguard Inter Term Bond Ind-I
COM
921937306
121
10769
SH
SOLE
0
0
10769
Vanguard Intl Growth Fd-I
COM
921910204
335
15817
SH
SOLE
0
0
15817
Vanguard Ltd Term T/E Fd-INV
COM
922907704
151
13889
SH
SOLE
0
0
13889
Vanguard PRIMECAP Fd - Adm
COM
921936209
431
3957
SH
SOLE
0
0
3957
Vanguard S/T Invest Gr Adm Fd
COM
922031836
956
89940
SH
SOLE
0
0
89940
Vanguard S/T Tax Exempt Fd
COM
922907803
183
11610
SH
SOLE
0
0
11610
Vanguard Short Term Bond Ind-A
COM
921937702
196
18771
SH
SOLE
0
0
18771
Vanguard Tot Stk Mkt Index Fd
COM
922908728
2949
52587
SH
SOLE
0
0
52587
Vanguard Total Intl Stk Index
COM
921909818
464
18823
SH
SOLE
0
0
18823
Vanguard Wellington Fd
COM
921935201
621
9207
SH
SOLE
0
0
9207
Vanguard Windsor Fd ADM
COM
922018403
792
11432
SH
SOLE
0
0
11432
Vanguard Windsor Fund II
COM
922018205
472
13434
SH
SOLE
0
0
13434
Vanguard Windsor II Fd Adm
COM
922018304
232
3722
SH
SOLE
0
0
3722
AMEX Energy Select SPDR
COM
81369Y506
488
6476
SH
SOLE
0
0
6476
AMEX Financial Select Sector
COM
81369Y605
211
9075
SH
SOLE
0
0
9075
AMEX Health Care Select Sector
COM
81369Y209
248
3600
SH
SOLE
0
0
3600
DNP Select Income Fd
COM
23325P104
124
12073
SH
SOLE
0
0
12073
iShares Barclays 1-3 Yr Trsy B
COM
464287457
953
11288
SH
SOLE
5300
0
5988
iShares Core MSCI EAFE ETF
COM
46432F842
4677
87209
SH
SOLE
800
0
86409
iShares Core MSCI Emer Mkts ET
COM
46434G103
1035
24374
SH
SOLE
0
0
24374
ishares Core S&P 500 ETF
COM
464287200
3942
17520
SH
SOLE
0
0
17520
iShares Core S&P MidCap ETF
COM
464287507
4694
28392
SH
SOLE
200
0
28192
iShares Core S&P SmallCap ETF
COM
464287804
9224
67071
SH
SOLE
1250
0
65821
iShares DJ Select Div Index Fd
COM
464287168
3622
40889
SH
SOLE
0
0
40889
iShares IBoxx H/Y Corp Bd
COM
464288513
2943
34006
SH
SOLE
250
0
33756
iShares Lehman Treas Inf Prot
COM
464287176
400
3538
SH
SOLE
0
0
3538
iShares MSCI ACWI Index Fd
COM
464288257
417
7040
SH
SOLE
0
0
7040
iShares MSCI Asia Ex-Japan
COM
464288182
1730
31492
SH
SOLE
2500
0
28992
iShares MSCI Canada Index Fd
COM
464286509
463
17688
SH
SOLE
200
0
17488
iShares MSCI EAFE Index Fd
COM
464287465
10015
173486
SH
SOLE
6720
0
166766
iShares MSCI EAFE S/C
COM
464288273
1149
23060
SH
SOLE
1100
0
21960
iShares MSCI Emerging Mkts Ind
COM
464287234
8671
247667
SH
SOLE
18659
0
229008
iShares Russell 1000 Grow Indx
COM
464287614
886
8444
SH
SOLE
0
0
8444
iShares Russell 1000 Index Fd
COM
464287622
356
2861
SH
SOLE
0
0
2861
iShares Russell 1000 Val Index
COM
464287598
459
4100
SH
SOLE
0
0
4100
iShares Russell 2000 Index Fun
COM
464287655
5714
42370
SH
SOLE
4225
0
38145
iShares Russell Midcap Index F
COM
464287499
10254
57328
SH
SOLE
5650
0
51678
ishares S&P 100 Index Fd
COM
464287101
636
6400
SH
SOLE
0
0
6400
iShares S&P 500 Vaue Index Fd
COM
464287408
621
6124
SH
SOLE
0
0
6124
iShares S&P Global 100 Index F
COM
464287572
617
8039
SH
SOLE
400
0
7639
iShares S&P Latin Amerca 40 In
COM
464287390
1026
37190
SH
SOLE
4800
0
32390
iShares S&P MidCap 400/Value I
COM
464287705
2309
15900
SH
SOLE
0
0
15900
iShares S&P MidCap400 Grwth In
COM
464287606
298
1633
SH
SOLE
0
0
1633
iShares S&P SmallCap 600 Val I
COM
464287879
452
3229
SH
SOLE
0
0
3229
Powershares QQQ
COM
73935A104
1051
8873
SH
SOLE
0
0
8873
S&P Mid-Cap 400 ETF Trust
COM
78467Y107
14526
48143
SH
SOLE
1125
0
47018
Schwab Emerging Mkts Equity Fd
COM
808524706
308
14296
SH
SOLE
0
0
14296
Schwab Intl Equity ETF
COM
808524805
362
13068
SH
SOLE
70
0
12998
Schwab U S Broad Mkt ETF
COM
808524102
272
5028
SH
SOLE
0
0
5028
SPDR 500 ETF Trust Ser 1
COM
78462F103
33922
151757
SH
SOLE
2000
0
149757
SPDR Gold Trust
COM
78463V107
703
6412
SH
SOLE
100
0
6312
SPDR S&P 600 S/C ETF
COM
78464A813
432
3578
SH
SOLE
0
0
3578
Sprott Physical Gold Trust
COM
85207H104
206
21893
SH
SOLE
0
0
21893
Vanguard 500 ETF
COM
922908363
2646
12889
SH
SOLE
0
0
12889
Vanguard Extended Mkt
COM
922908652
499
5199
SH
SOLE
0
0
5199
Vanguard FTSE All Wo X-US
COM
922042775
1578
35712
SH
SOLE
1200
0
34512
Vanguard FTSE All Wo X-US SC
COM
922042718
1036
11019
SH
SOLE
1700
0
9319
Vanguard FTSE Dev Mrkts ETF
COM
921943858
298
8166
SH
SOLE
200
0
7966
Vanguard FTSE Emerging Mkts
COM
922042858
11619
324739
SH
SOLE
10850
0
313889
Vanguard FTSE Europe ETF
COM
922042874
263
5495
SH
SOLE
800
0
4695
Vanguard Growth ETF
COM
922908736
571
5120
SH
SOLE
0
0
5120
Vanguard High Div Yield ETF
COM
921946406
720
9500
SH
SOLE
0
0
9500
Vanguard MidCap ETF
COM
922908629
480
3644
SH
SOLE
0
0
3644
Vanguard REIT ETF
COM
922908553
386
4680
SH
SOLE
0
0
4680
Vanguard S/T Corp Bond
COM
92206C409
380
4782
SH
SOLE
0
0
4782
Vanguard Small Cap ETF
COM
922908751
480
3724
SH
SOLE
0
0
3724
Vanguard Total Stock Market ET
COM
922908769
518
4491
SH
SOLE
0
0
4491
Western Asset H/I Defined Opp
COM
95768B107
837
55684
SH
SOLE
0
0
55684
Western Asset High Inc Oppty
COM
95766K109
1510
302670
SH
SOLE
0
0
302670
WisdomTree Japan Hedged Eq Fd
COM
97717W851
1595
32200
SH
SOLE
2200
0
30000