0000315498-16-000010.txt : 20161011
0000315498-16-000010.hdr.sgml : 20161011
20161011085713
ACCESSION NUMBER: 0000315498-16-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161011
DATE AS OF CHANGE: 20161011
EFFECTIVENESS DATE: 20161011
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOFEN & GLOSSBERG LLC /IL/
CENTRAL INDEX KEY: 0000315498
IRS NUMBER: 364143109
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01240
FILM NUMBER: 161929600
BUSINESS ADDRESS:
STREET 1: 455 CITYFRONT PLAZA STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 3128281100
MAIL ADDRESS:
STREET 1: 455 CITYFRONT STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60611
FORMER COMPANY:
FORMER CONFORMED NAME: GOFEN & GLOSSBERG INC /IL/
DATE OF NAME CHANGE: 19970206
13F-HR
1
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13F-HR
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0000315498
XXXXXXXX
09-30-2016
09-30-2016
GOFEN & GLOSSBERG LLC /IL/
455 CITYFRONT STE 3000
CHICAGO
IL
60611
13F HOLDINGS REPORT
028-01240
N
Alex Wang
Chief Informaion Officer
312-832-1521
Alex Wang
Chicago
IL
10-11-2016
0
463
2410128
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COM
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73677
820910
SH
SOLE
10075
0
810835
Prudential Financial
COM
744320102
2470
30255
SH
SOLE
5260
0
24995
Public Service Enterprise Grou
COM
744573106
585
13969
SH
SOLE
0
0
13969
QUALCOMM
COM
747525103
17639
257503
SH
SOLE
6335
0
251168
QuickLogic Corp
COM
74837P108
8
10000
SH
SOLE
10000
0
0
RBC Bearings
COM
75524B104
410
5365
SH
SOLE
0
0
5365
Red Hat
COM
756577102
3379
41801
SH
SOLE
800
0
41001
Roper Technologies
COM
776696106
342
1872
SH
SOLE
0
0
1872
Ross Stores
COM
778296103
746
11600
SH
SOLE
0
0
11600
S&P Global
COM
78409V104
349
2758
SH
SOLE
0
0
2758
Salesforce.com
COM
79466L302
656
9196
SH
SOLE
220
0
8976
SCANA
COM
80589M102
268
3700
SH
SOLE
0
0
3700
SED Intl Hldgs
COM
784109209
0
20000
SH
SOLE
0
0
20000
Sempra Energy
COM
816851109
395
3685
SH
SOLE
0
0
3685
Serac Hldgs
COM
81747S106
0
12500
SH
SOLE
12500
0
0
Sherwin Williams
COM
824348106
1812
6550
SH
SOLE
0
0
6550
Skyworks Solutions
COM
83088M102
256
3361
SH
SOLE
0
0
3361
Sorrento Therapeutics
COM
83587F202
77
10000
SH
SOLE
0
0
10000
Southern Company
COM
842587107
766
14936
SH
SOLE
0
0
14936
Southwest Airlines
COM
844741108
262
6732
SH
SOLE
0
0
6732
Southwestern Energy
COM
845467109
494
35682
SH
SOLE
2000
0
33682
Spectra Energy
COM
847560109
424
9926
SH
SOLE
0
0
9926
Splunk
COM
848637104
1916
32659
SH
SOLE
600
0
32059
St Jude Medical
COM
790849103
305
3827
SH
SOLE
0
0
3827
Starbucks
COM
855244109
29596
546656
SH
SOLE
15060
0
531596
Stericycle
COM
858912108
4519
56394
SH
SOLE
2185
0
54209
Stryker
COM
863667101
1082
9299
SH
SOLE
0
0
9299
SunEdison
COM
86732Y109
6
117500
SH
SOLE
0
0
117500
SVB Financial Group
COM
78486Q101
2491
22536
SH
SOLE
0
0
22536
Target
COM
87612E106
13075
190377
SH
SOLE
2155
0
188222
TerraVia Holdings
COM
88105A106
36
13000
SH
SOLE
0
0
13000
Texas Instruments
COM
882508104
508
7238
SH
SOLE
0
0
7238
Texas Pacific Land Trust
COM
882610108
239
1000
SH
SOLE
0
0
1000
Thermo Fisher Scientific
COM
883556102
58026
364806
SH
SOLE
9671
0
355135
Tiffany
COM
886547108
6908
95118
SH
SOLE
0
0
95118
Time Warner
COM
887317303
859
10785
SH
SOLE
0
0
10785
TJX Companies
COM
872540109
2512
33597
SH
SOLE
0
0
33597
Travelers Companies
COM
89417E109
9722
84874
SH
SOLE
4304
0
80570
Trustmark
COM
898402102
332
12048
SH
SOLE
0
0
12048
U S Bancorp
COM
902973304
4837
112767
SH
SOLE
200
0
112567
Union Pacific
COM
907818108
9786
100334
SH
SOLE
1600
0
98734
United Parcel Service Cl B
COM
911312106
2315
21168
SH
SOLE
0
0
21168
United Technologies
COM
913017109
37090
365059
SH
SOLE
9440
0
355619
UnitedHealth Group
COM
91324P102
753
5379
SH
SOLE
0
0
5379
Varonis Systems
COM
922280102
266
8850
SH
SOLE
0
0
8850
Verizon Communications
COM
92343V104
23301
448264
SH
SOLE
5051
0
443213
Vertex Pharmaceuticals
COM
92532F100
296
3399
SH
SOLE
0
0
3399
Viaspace
COM
92554W106
0
100000
SH
SOLE
70000
0
30000
Visa Class A
COM
92826C839
388
4686
SH
SOLE
0
0
4686
VITRO TECH
COM
92851M108
0
15000
SH
SOLE
0
0
15000
Vulcan Materials
COM
929160109
297
2615
SH
SOLE
0
0
2615
Wal Mart Stores
COM
931142103
1932
26793
SH
SOLE
0
0
26793
Walgreens Boots Alliance
COM
931427108
10181
126281
SH
SOLE
950
0
125331
Waste Management
COM
94106L109
3021
47379
SH
SOLE
550
0
46829
WEC Energy Group
COM
92939U106
2630
43920
SH
SOLE
0
0
43920
Wells Fargo
COM
949746101
16885
381329
SH
SOLE
14884
0
366445
Westar Energy
COM
95709T100
397
7000
SH
SOLE
0
0
7000
Western Union
COM
959802109
2028
97423
SH
SOLE
3100
0
94323
Williams-Sonoma
COM
969904101
1422
27832
SH
SOLE
0
0
27832
Xcel Energy
COM
98389B100
288
7005
SH
SOLE
0
0
7005
Xylem
COM
98419M100
417
7949
SH
SOLE
0
0
7949
Yum! Brands
COM
988498101
6883
75794
SH
SOLE
4845
0
70949
Zimmer Biomet Holdings
COM
98956P102
657
5051
SH
SOLE
0
0
5051
Zoetis
COM
98978V103
15495
297915
SH
SOLE
4385
0
293530
AP Alternative Assets LP
LTD
00186K101
6208
194000
SH
SOLE
0
0
194000
AP Alternative Assets LP
LTD
G04036102
1040
32500
SH
SOLE
0
0
32500
Enterprise Products Partners L
LTD
293792107
2532
91632
SH
SOLE
0
0
91632
Genesis Energy LP
LTD
371927104
262
6900
SH
SOLE
0
0
6900
Magellan Midstream Partners LP
LTD
559080106
580
8198
SH
SOLE
0
0
8198
ONEOK Partners LP
LTD
68268N103
722
18075
SH
SOLE
0
0
18075
America Movil SAB ADR Ser L
COM
02364W105
1338
116992
SH
SOLE
0
0
116992
ASML Hldgs NV ADR
COM
N07059210
19800
180693
SH
SOLE
3728
0
176965
AstraZeneca PLC Spon ADR
COM
046353108
3054
92945
SH
SOLE
454
0
92491
BHP Billiton Ltd Spon ADR
COM
088606108
547
15795
SH
SOLE
0
0
15795
BP PLC Spon ADR
COM
055622104
1089
30960
SH
SOLE
0
0
30960
Diageo PLC Spon ADR
COM
25243Q205
329
2832
SH
SOLE
0
0
2832
ENI SpA ADR
COM
26874R108
460
15924
SH
SOLE
1750
0
14174
GlaxoSmithKline PLC ADS
COM
37733W105
2393
55491
SH
SOLE
3050
0
52441
HSBC Hldgs PLC Sp ADR
COM
404280406
235
6259
SH
SOLE
600
0
5659
Lloyds TSB Group PLC Sp ADR
COM
539439109
57
19800
SH
SOLE
0
0
19800
Luxottica Group SpA Spon ADR
COM
55068R202
8068
168713
SH
SOLE
3300
0
165413
National Grid PLC ADR
COM
636274300
17189
241729
SH
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3990
0
237739
Nestle SA Sponsored ADR
COM
641069406
33810
428156
SH
SOLE
4425
0
423731
Novartis AG ADR
COM
66987V109
22774
288427
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SOLE
10876
0
277551
Royal Bank of Scotland PLC ADR
COM
780097689
51
11000
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0
0
11000
Royal Dutch Shell PLC ADR-A
COM
780259206
2648
52889
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SOLE
800
0
52089
Shire PLC ADR
COM
82481R106
365
1885
SH
SOLE
447
0
1438
Siemens AG Sp ADR
COM
826197501
1023
8740
SH
SOLE
0
0
8740
Teva Pharmaceutical Ind ADR
COM
881624209
7981
173468
SH
SOLE
3100
0
170368
Unilever PLC Spon ADR
COM
904767704
214
4525
SH
SOLE
0
0
4525
Vodafone Group PLC Sp ADR
COM
92857W308
2105
72210
SH
SOLE
913
0
71297
Allergan plc
COM
G0177J108
18644
80952
SH
SOLE
2537
0
78415
Aon PLC
COM
G0408V102
825
7331
SH
SOLE
0
0
7331
BCE
COM
05534B760
378
8193
SH
SOLE
0
0
8193
Broadcom Ltd
COM
Y09827109
11187
64842
SH
SOLE
900
0
63942
Canadian Pacific Railway Ltd
COM
13645T100
405
2650
SH
SOLE
0
0
2650
Carnarvon Petroleum LTD
COM
Q1990C105
7
90000
SH
SOLE
0
0
90000
Chubb Ltd
COM
H1467J104
7302
58113
SH
SOLE
155
0
57958
Core Laboratories NV
COM
N22717107
1644
14639
SH
SOLE
0
0
14639
Enbridge
COM
29250N105
1035
23400
SH
SOLE
0
0
23400
Fleetmatics Group PLC
COM
G35569105
337
5620
SH
SOLE
0
0
5620
Ingersoll-Rand PLC
COM
G47791101
302
4448
SH
SOLE
0
0
4448
iSonea Ltd
COM
040181580
1
22200
SH
SOLE
0
0
22200
Johnson Controls Intl
COM
G51502105
262
5631
SH
SOLE
0
0
5631
Lazard Ltd
COM
G54050102
1826
50227
SH
SOLE
1000
0
49227
Metgasco LTD.
COM
Q60598101
7
150000
SH
SOLE
0
0
150000
Mount Gibson Iron LTD
COM
Q64224100
4
17300
SH
SOLE
0
0
17300
Mylan N.V.
COM
N59465109
599
15708
SH
SOLE
0
0
15708
Nansonics Limited
COM
Q6499K102
242
90051
SH
SOLE
0
0
90051
NXP Semiconductors NV
COM
N6596X109
16774
164432
SH
SOLE
4130
0
160302
Onthehouse HLDS LTD
COM
E7100V107
6
10000
SH
SOLE
0
0
10000
Options Media Group Hldgs
COM
684008105
0
234993
SH
SOLE
0
0
234993
Pentair PLC
COM
G7S00T104
268
4165
SH
SOLE
0
0
4165
Perrigo Company PLC
COM
G97822103
3845
41648
SH
SOLE
465
0
41183
Schlumberger Ltd
COM
806857108
41044
521929
SH
SOLE
11641
0
510288
Unilever NV NY Shs
COM
904784709
16866
365852
SH
SOLE
7610
0
358242
Willis Towers Watson PLC
COM
G96629103
911
6859
SH
SOLE
0
0
6859
Yorkey Optical Intl Cayman LTD
COM
G98457107
5
42000
SH
SOLE
0
0
42000
Fidelity Charitable S/T Fixed
COM
902333
244
50918
SH
SOLE
0
0
50918
Fidelity Total Mkt Index Fd
COM
902337
423
19319
SH
SOLE
0
0
19319
American Campus Communities
COM
024835100
3553
69837
SH
SOLE
4600
0
65237
American Tower REIT
COM
03027X100
4499
39703
SH
SOLE
200
0
39503
Boston Properties
COM
101121101
797
5846
SH
SOLE
0
0
5846
Corporate Office Properties
COM
22002T108
1606
56660
SH
SOLE
0
0
56660
Equity Lifestyle Properties
COM
29472R108
223
2888
SH
SOLE
0
0
2888
Equity Residential
COM
29476L107
2715
42197
SH
SOLE
0
0
42197
Kite Realty Group Trust
COM
49803T300
999
36047
SH
SOLE
375
0
35672
Public Storage
COM
74460D109
9413
42183
SH
SOLE
775
0
41408
Realty Income
COM
756109104
201
3005
SH
SOLE
0
0
3005
Simon Property Group
COM
828806109
2803
13539
SH
SOLE
0
0
13539
Tanger Factory Outlet Center
COM
875465106
326
8360
SH
SOLE
500
0
7860
Taubman Centers
COM
876664103
558
7500
SH
SOLE
0
0
7500
Ventas
COM
92276F100
2566
36326
SH
SOLE
200
0
36126
Vornado Realty Trust
COM
929042109
740
7316
SH
SOLE
0
0
7316
Weingarten Realty Investors
COM
948741103
292
7500
SH
SOLE
0
0
7500
Weyerhaeuser
COM
962166104
2408
75388
SH
SOLE
0
0
75388
Advisory Research All Cap Val
COM
461418816
187
14293
SH
SOLE
0
0
14293
Advisory Research Strat Inc Fd
COM
46141P503
146
15274
SH
SOLE
0
0
15274
Amer Fds-Invest Co of Amer A
COM
461308108
584
15928
SH
SOLE
0
0
15928
Amer Fds - Fundamental Inv
COM
360802821
326
6048
SH
SOLE
0
0
6048
American Fds-EuroPacific Grwth
COM
298706102
288
6039
SH
SOLE
0
0
6039
American Fds-New Perspective-A
COM
648018109
515
13778
SH
SOLE
0
0
13778
American Grw Fd of Amer 2
COM
399874825
326
7404
SH
SOLE
0
0
7404
Ariel Appreciation Fund
COM
040337206
242
4948
SH
SOLE
0
0
4948
Artisan International Fd
COM
04314H204
206
7296
SH
SOLE
0
0
7296
Columbia Acorn Fund-Z
COM
197199409
4491
243020
SH
SOLE
0
0
243020
Columbia Acorn Intl Fd-Z
COM
197199813
1531
36863
SH
SOLE
0
0
36863
Columbia L/C Grwth Fd Z
COM
19765P661
412
11674
SH
SOLE
0
0
11674
Dodge & Cox Intl Stock Fd
COM
256206103
365
9560
SH
SOLE
0
0
9560
Dodge & Cox Stock Fund
COM
256219106
576
3334
SH
SOLE
0
0
3334
Doubleline Total Return Bd Fd
COM
258620202
248
22713
SH
SOLE
0
0
22713
Dreyfus Municipal Bond Fund
COM
26201Q104
304
25173
SH
SOLE
0
0
25173
Federated Kaufmann Fd-K
COM
314172644
56
10013
SH
SOLE
0
0
10013
Fidelity Contrafund
COM
316071109
884
8656
SH
SOLE
0
0
8656
Fidelity Fund
COM
316153105
230
5505
SH
SOLE
0
0
5505
Fidelity Puritan Fund
COM
316345107
578
27397
SH
SOLE
0
0
27397
Fidelity Short-Term Bond Fd
COM
316146208
329
38072
SH
SOLE
0
0
38072
Fidelity Spartan 500 Index
COM
315911206
1074
14014
SH
SOLE
0
0
14014
Fidelity Spartan 500 Index Fd
COM
315911701
2943
38403
SH
SOLE
0
0
38403
Fidelity Spartan Intl Index IV
COM
315911602
292
7933
SH
SOLE
0
0
7933
Franklin H/Y Tax Free Inc
COM
354723272
483
44519
SH
SOLE
0
0
44519
Harris Assoc Oakmark Fund
COM
413838103
865
12596
SH
SOLE
0
0
12596
Harris Assoc Oakmark Intl Fd
COM
413838202
353
16312
SH
SOLE
0
0
16312
Hartford M/C Fund
COM
416645711
221
8803
SH
SOLE
0
0
8803
JHancock Glbl Abs Ret Strat Fd
COM
47804M878
127
12688
SH
SOLE
0
0
12688
John Hancock Life Bal Fd
COM
47803V481
176
11653
SH
SOLE
0
0
11653
JPMorgan Equity Income Fd
COM
4812C0498
152
10533
SH
SOLE
0
0
10533
JPMorgan Inter Tax Free Bd-S
COM
4812A0441
338
30296
SH
SOLE
0
0
30296
JPMorgan Short Durat Bond-SL
COM
4812C1330
132
12098
SH
SOLE
0
0
12098
JPMorgan Tax Aware Real Return
COM
4812A2546
284
29489
SH
SOLE
0
0
29489
JPMorgan Tax Free Bd-Sel
COM
4812C0456
317
24969
SH
SOLE
0
0
24969
Keeley M/C Dividend Fd
COM
487300840
215
11375
SH
SOLE
0
0
11375
Keeley Small Cap Value Fund
COM
487300501
901
27914
SH
SOLE
0
0
27914
Nuveen Inter Dur Muni Bd-R
COM
67065Q400
1125
119082
SH
SOLE
0
0
119082
Nuveen Short Dur H/Y Muni Bond
COM
67065Q673
104
10059
SH
SOLE
0
0
10059
Oppenheimer Developing Mkts-A
COM
683974109
310
9036
SH
SOLE
0
0
9036
Parnassus Equity Income Fd
COM
701769101
264
6675
SH
SOLE
0
0
6675
PIMCO Short Term Fund
COM
693390601
185
18933
SH
SOLE
0
0
18933
Price T Rowe Capital Appreciat
COM
77954M105
825
30487
SH
SOLE
0
0
30487
Price T Rowe Mid Cap Grwth Fd
COM
779556109
498
6419
SH
SOLE
0
0
6419
Price T Rowe Tax Free Inc Bond
COM
779576107
220
20945
SH
SOLE
0
0
20945
Schwab S&P 500 Index Fd
COM
808509855
2409
70847
SH
SOLE
0
0
70847
Schwab Total Stock Mrkt Ind-Se
COM
808509756
744
19069
SH
SOLE
0
0
19069
Shelton Funds - S&P MidCap Ind
COM
82301Q767
591
22320
SH
SOLE
0
0
22320
Stone Ridge H/Y Reinsur Risk P
COM
861728509
2446
234028
SH
SOLE
17673
0
216356
Stone Ridge Reinsur Risk Premi
COM
861728202
5813
561114
SH
SOLE
47722
0
513392
T Rowe Price Gr Stock Fund
COM
741479109
646
11876
SH
SOLE
0
0
11876
T Rowe Price High Yield Fd
COM
741481105
184
27695
SH
SOLE
0
0
27695
T Rowe Price S/T Bond
COM
77957P105
566
119229
SH
SOLE
0
0
119229
T. Rowe Price Tax Free Short-I
COM
779902105
100
17736
SH
SOLE
0
0
17736
Templeton Global Bond Fd-A
COM
880208103
213
19111
SH
SOLE
0
0
19111
Thornburg Intl Value Fd-I
COM
885215566
363
15096
SH
SOLE
0
0
15096
Tweedy Browne Global Value Fd
COM
901165100
614
24185
SH
SOLE
0
0
24185
Vanguard 500 Index Fd-Admiral
COM
922908710
790
3945
SH
SOLE
0
0
3945
Vanguard GNMA Fd-Inv
COM
922031307
872
80240
SH
SOLE
0
0
80240
Vanguard GNMA Fd - Adm
COM
922031794
4435
408028
SH
SOLE
16150
0
391878
Vanguard H/Y Tax Ex Fund
COM
922907407
139
11945
SH
SOLE
0
0
11945
Vanguard Index 500 Fund
COM
922908108
215
1073
SH
SOLE
0
0
1073
Vanguard Inflat Protect Sec AD
COM
922031737
231
8538
SH
SOLE
0
0
8538
Vanguard Inflat Protected Sec
COM
922031869
248
18003
SH
SOLE
0
0
18003
Vanguard Inter Term Bond Ind-I
COM
921937306
128
10769
SH
SOLE
0
0
10769
Vanguard Intl Growth Fd-I
COM
921910204
359
15618
SH
SOLE
0
0
15618
Vanguard Ltd Term T/E Fd
COM
922907886
367
33251
SH
SOLE
0
0
33251
Vanguard Ltd Term T/E Fd-INV
COM
922907704
163
14763
SH
SOLE
0
0
14763
Vanguard PRIMECAP Fd - Adm
COM
921936209
441
3957
SH
SOLE
0
0
3957
Vanguard S/T Invest Gr Adm Fd
COM
922031836
1092
101312
SH
SOLE
0
0
101312
Vanguard S/T Tax Exempt Fd
COM
922907803
184
11610
SH
SOLE
0
0
11610
Vanguard Short Term Bond Ind-A
COM
921937702
198
18740
SH
SOLE
0
0
18740
Vanguard Tot Stk Mkt Index Fd
COM
922908728
2869
52929
SH
SOLE
0
0
52929
Vanguard Total Intl Stk Index
COM
921909818
476
18783
SH
SOLE
0
0
18783
Vanguard Wellington Fd
COM
921935201
615
9164
SH
SOLE
0
0
9164
Vanguard Windsor Fd ADM
COM
922018403
773
11432
SH
SOLE
0
0
11432
Vanguard Windsor Fund II
COM
922018205
448
12615
SH
SOLE
0
0
12615
Vanguard Windsor II Fd Adm
COM
922018304
235
3722
SH
SOLE
0
0
3722
AMEX Energy Select SPDR
COM
81369Y506
457
6476
SH
SOLE
0
0
6476
AMEX Health Care Select Sector
COM
81369Y209
346
4800
SH
SOLE
0
0
4800
DNP Select Income Fd
COM
23325P104
124
12073
SH
SOLE
0
0
12073
iShares Barclays 1-3 Yr Trsy B
COM
464287457
960
11288
SH
SOLE
5300
0
5988
iShares Barclays 3-7 Yr Trea
COM
464288661
202
1600
SH
SOLE
0
0
1600
iShares Core MSCI EAFE ETF
COM
46432F842
4484
81315
SH
SOLE
800
0
80515
iShares Core MSCI Emer Mkts ET
COM
46434G103
1025
22477
SH
SOLE
0
0
22477
ishares Core S&P 500 ETF
COM
464287200
3772
17337
SH
SOLE
0
0
17337
iShares Core S&P MidCap ETF
COM
464287507
4399
28431
SH
SOLE
200
0
28231
iShares Core S&P SmallCap ETF
COM
464287804
8422
67836
SH
SOLE
1250
0
66586
iShares DJ Select Div Index Fd
COM
464287168
3504
40889
SH
SOLE
0
0
40889
iShares IBoxx H/Y Corp Bd
COM
464288513
3113
35679
SH
SOLE
250
0
35429
iShares Lehman Treas Inf Prot
COM
464287176
412
3538
SH
SOLE
0
0
3538
iShares MSCI ACWI Index Fd
COM
464288257
416
7040
SH
SOLE
0
0
7040
iShares MSCI Asia Ex-Japan
COM
464288182
1998
33008
SH
SOLE
2500
0
30508
iShares MSCI Canada Index Fd
COM
464286509
609
23688
SH
SOLE
200
0
23488
iShares MSCI EAFE Index Fd
COM
464287465
10936
184948
SH
SOLE
6720
0
178228
iShares MSCI EAFE S/C
COM
464288273
1209
23060
SH
SOLE
1100
0
21960
iShares MSCI Emerging Mkts Ind
COM
464287234
9644
257519
SH
SOLE
18659
0
238860
iShares Russell 1000 Grow Indx
COM
464287614
818
7848
SH
SOLE
0
0
7848
iShares Russell 1000 Index Fd
COM
464287622
295
2445
SH
SOLE
0
0
2445
iShares Russell 1000 Val Index
COM
464287598
433
4100
SH
SOLE
0
0
4100
iShares Russell 2000 Index Fun
COM
464287655
5281
42520
SH
SOLE
4225
0
38295
iShares Russell Midcap Index F
COM
464287499
9998
57353
SH
SOLE
5650
0
51703
ishares S&P 100 Index Fd
COM
464287101
638
6650
SH
SOLE
250
0
6400
iShares S&P 500 Vaue Index Fd
COM
464287408
582
6124
SH
SOLE
0
0
6124
iShares S&P Global 100 Index F
COM
464287572
625
8339
SH
SOLE
700
0
7639
iShares S&P Latin Amerca 40 In
COM
464287390
1186
42291
SH
SOLE
5434
0
36857
iShares S&P MidCap 400/Value I
COM
464287705
2121
15946
SH
SOLE
0
0
15946
iShares S&P MidCap400 Grwth In
COM
464287606
285
1633
SH
SOLE
0
0
1633
iShares S&P SmallCap 600 Val I
COM
464287879
403
3229
SH
SOLE
0
0
3229
Powershares QQQ
COM
73935A104
1052
8865
SH
SOLE
0
0
8865
S&P Mid-Cap 400 ETF Trust
COM
78467Y107
13615
48235
SH
SOLE
1125
0
47110
Schwab Emerging Mkts Equity Fd
COM
808524706
330
14296
SH
SOLE
0
0
14296
Schwab Intl Equity ETF
COM
808524805
366
12718
SH
SOLE
70
0
12648
Schwab U S Broad Mkt ETF
COM
808524102
263
5021
SH
SOLE
0
0
5021
SPDR 500 ETF Trust Ser 1
COM
78462F103
32879
152006
SH
SOLE
2000
0
150006
SPDR Gold Trust
COM
78463V107
980
7797
SH
SOLE
100
0
7697
SPDR S&P 600 S/C ETF
COM
78464A813
399
3578
SH
SOLE
0
0
3578
Sprott Physical Gold Trust
COM
85207H104
221
20143
SH
SOLE
0
0
20143
Vanguard 500 ETF
COM
922908363
2467
12416
SH
SOLE
0
0
12416
Vanguard Extended Mkt
COM
922908652
462
5059
SH
SOLE
0
0
5059
Vanguard FTSE All Wo X-US
COM
922042775
1708
37602
SH
SOLE
1200
0
36402
Vanguard FTSE All Wo X-US SC
COM
922042718
1120
11253
SH
SOLE
1700
0
9553
Vanguard FTSE Dev Mrkts ETF
COM
921943858
321
8576
SH
SOLE
200
0
8376
Vanguard FTSE Emerging Mkts
COM
922042858
13131
348952
SH
SOLE
11300
0
337652
Vanguard FTSE Europe ETF
COM
922042874
280
5745
SH
SOLE
800
0
4945
Vanguard Growth ETF
COM
922908736
575
5120
SH
SOLE
0
0
5120
Vanguard High Div Yield ETF
COM
921946406
801
11100
SH
SOLE
0
0
11100
Vanguard MidCap ETF
COM
922908629
467
3604
SH
SOLE
0
0
3604
Vanguard REIT ETF
COM
922908553
405
4674
SH
SOLE
0
0
4674
Vanguard S/T Corp Bond
COM
92206C409
335
4157
SH
SOLE
0
0
4157
Vanguard Small Cap ETF
COM
922908751
453
3709
SH
SOLE
0
0
3709
Vanguard Total Stock Market ET
COM
922908769
497
4461
SH
SOLE
0
0
4461
Western Asset H/I Defined Opp
COM
95768B107
853
55355
SH
SOLE
0
0
55355
Western Asset High Inc Oppty
COM
95766K109
1528
302670
SH
SOLE
0
0
302670
WisdomTree Japan Hedged Eq Fd
COM
97717W851
1437
33500
SH
SOLE
2200
0
31300