0000315498-16-000008.txt : 20160412
0000315498-16-000008.hdr.sgml : 20160412
20160412124818
ACCESSION NUMBER: 0000315498-16-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160412
DATE AS OF CHANGE: 20160412
EFFECTIVENESS DATE: 20160412
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOFEN & GLOSSBERG LLC /IL/
CENTRAL INDEX KEY: 0000315498
IRS NUMBER: 364143109
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01240
FILM NUMBER: 161566746
BUSINESS ADDRESS:
STREET 1: 455 CITYFRONT PLAZA STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 3128281100
MAIL ADDRESS:
STREET 1: 455 CITYFRONT STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60611
FORMER COMPANY:
FORMER CONFORMED NAME: GOFEN & GLOSSBERG INC /IL/
DATE OF NAME CHANGE: 19970206
13F-HR
1
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false
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0000315498
XXXXXXXX
03-31-2016
03-31-2016
GOFEN & GLOSSBERG LLC /IL/
455 CITYFRONT STE 3000
CHICAGO
IL
60611
13F HOLDINGS REPORT
028-01240
N
Alex Wang
Chief Information Officer
312-832-1521
Alex Wang
Chicago
IL
04-12-2016
0
472
2348964
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492716
Philip Morris International
COM
718172109
15832
161374
SH
SOLE
5015
0
156359
Phillips 66
COM
718546104
455
5260
SH
SOLE
0
0
5260
PNC Financial Services Group
COM
693475105
1549
18315
SH
SOLE
0
0
18315
PPG Industries
COM
693506107
334
2992
SH
SOLE
0
0
2992
PPL
COM
69351T106
7715
202658
SH
SOLE
5971
0
196687
Praxair
COM
74005P104
3318
28992
SH
SOLE
500
0
28492
Procter & Gamble
COM
742718109
67846
824277
SH
SOLE
10025
0
814252
Prudential Financial
COM
744320102
4697
65040
SH
SOLE
5595
0
59445
Public Service Enterprise Grou
COM
744573106
488
10356
SH
SOLE
0
0
10356
QUALCOMM
COM
747525103
13820
270239
SH
SOLE
6735
0
263504
QuickLogic Corp
COM
74837P108
11
10000
SH
SOLE
10000
0
0
RBC Bearings
COM
75524B104
393
5365
SH
SOLE
0
0
5365
Roper Technologies
COM
776696106
333
1822
SH
SOLE
0
0
1822
Ross Stores
COM
778296103
730
12600
SH
SOLE
0
0
12600
Salesforce.com
COM
79466L302
678
9185
SH
SOLE
0
0
9185
SCANA
COM
80589M102
263
3745
SH
SOLE
0
0
3745
SED Intl Hldgs
COM
784109209
0
20000
SH
SOLE
0
0
20000
Sempra Energy
COM
816851109
394
3790
SH
SOLE
0
0
3790
Serac Hldgs
COM
81747S106
0
12500
SH
SOLE
12500
0
0
Sherwin Williams
COM
824348106
1882
6612
SH
SOLE
0
0
6612
Skyworks Solutions
COM
83088M102
234
3000
SH
SOLE
0
0
3000
Solazyme
COM
83415T101
26
13000
SH
SOLE
0
0
13000
Sorrento Therapeutics
COM
83587F202
54
10000
SH
SOLE
0
0
10000
Southern Company
COM
842587107
751
14510
SH
SOLE
0
0
14510
Southwest Airlines
COM
844741108
262
5850
SH
SOLE
0
0
5850
Southwestern Energy
COM
845467109
507
62791
SH
SOLE
5700
0
57091
Spectra Energy
COM
847560109
309
10090
SH
SOLE
0
0
10090
Splunk
COM
848637104
1913
39095
SH
SOLE
900
0
38195
St Jude Medical
COM
790849103
254
4627
SH
SOLE
0
0
4627
Starbucks
COM
855244109
33047
553551
SH
SOLE
14770
0
538781
Stericycle
COM
858912108
4659
36920
SH
SOLE
1485
0
35435
Stryker
COM
863667101
1000
9316
SH
SOLE
0
0
9316
SunEdison
COM
86732Y109
9
17500
SH
SOLE
0
0
17500
SVB Financial Group
COM
78486Q101
2259
22136
SH
SOLE
0
0
22136
Target
COM
87612E106
16230
197256
SH
SOLE
2755
0
194501
Texas Instruments
COM
882508104
439
7651
SH
SOLE
0
0
7651
Thermo Fisher Scientific
COM
883556102
53170
375520
SH
SOLE
9630
0
365890
Tiffany
COM
886547108
6654
90676
SH
SOLE
0
0
90676
Time Warner
COM
887317303
839
11559
SH
SOLE
0
0
11559
Time Warner Cable
COM
88732J207
645
3150
SH
SOLE
0
0
3150
TJX Companies
COM
872540109
2241
28608
SH
SOLE
0
0
28608
Travelers Companies
COM
89417E109
9924
85030
SH
SOLE
4304
0
80726
Trustmark
COM
898402102
277
12048
SH
SOLE
0
0
12048
U S Bancorp
COM
902973304
4213
103804
SH
SOLE
200
0
103604
Union Pacific
COM
907818108
7749
97412
SH
SOLE
1375
0
96037
United Parcel Service Cl B
COM
911312106
2290
21712
SH
SOLE
0
0
21712
United Technologies
COM
913017109
36954
369172
SH
SOLE
9197
0
359974
UnitedHealth Group
COM
91324P102
707
5488
SH
SOLE
0
0
5488
Verizon Communications
COM
92343V104
24867
459814
SH
SOLE
5447
0
454367
Versus Technology
COM
925313108
3
30000
SH
SOLE
0
0
30000
Vertex Pharmaceuticals
COM
92532F100
286
3601
SH
SOLE
0
0
3601
Viaspace
COM
92554W106
0
100000
SH
SOLE
70000
0
30000
Visa Class A
COM
92826C839
295
3858
SH
SOLE
0
0
3858
VITRO TECH
COM
92851M108
0
15000
SH
SOLE
0
0
15000
Vulcan Materials
COM
929160109
276
2615
SH
SOLE
0
0
2615
Wal Mart Stores
COM
931142103
1870
27299
SH
SOLE
0
0
27299
Walgreens Boots Alliance
COM
931427108
10804
128256
SH
SOLE
675
0
127581
Warren Resources
COM
93564A100
2
10000
SH
SOLE
0
0
10000
Waste Management
COM
94106L109
2929
49643
SH
SOLE
650
0
48993
WEC Energy Group
COM
92939U106
2689
44761
SH
SOLE
0
0
44761
Wells Fargo
COM
949746101
17170
355043
SH
SOLE
13384
0
341659
Westar Energy
COM
95709T100
357
7200
SH
SOLE
0
0
7200
Western Union
COM
959802109
2137
110777
SH
SOLE
3100
0
107677
Williams-Sonoma
COM
969904101
1524
27832
SH
SOLE
0
0
27832
Xcel Energy
COM
98389B100
296
7089
SH
SOLE
0
0
7089
Xylem
COM
98419M100
327
7987
SH
SOLE
0
0
7987
Yum! Brands
COM
988498101
6153
75177
SH
SOLE
4845
0
70332
Zimmer Biomet Holdings
COM
98956P102
555
5206
SH
SOLE
0
0
5206
Zoetis
COM
98978V103
13455
303518
SH
SOLE
4385
0
299133
AP Alternative Assets LP
LTD
00186K101
6326
199000
SH
SOLE
0
0
199000
AP Alternative Assets LP
LTD
G04036102
1033
32500
SH
SOLE
0
0
32500
Enterprise Products Partners L
LTD
293792107
2104
85448
SH
SOLE
0
0
85448
Genesis Energy LP
LTD
371927104
219
6900
SH
SOLE
0
0
6900
Magellan Midstream Partners LP
LTD
559080106
581
8438
SH
SOLE
0
0
8438
ONEOK Partners LP
LTD
68268N103
541
17225
SH
SOLE
0
0
17225
America Movil SAB ADR Ser L
COM
02364W105
1850
119107
SH
SOLE
400
0
118707
ASML Hldgs NV ADR
COM
N07059210
18533
184607
SH
SOLE
3524
0
181082
AstraZeneca PLC Spon ADR
COM
046353108
4779
169699
SH
SOLE
6448
0
163251
BHP Billiton Ltd Spon ADR
COM
088606108
451
17395
SH
SOLE
0
0
17395
BP PLC Spon ADR
COM
055622104
983
32584
SH
SOLE
0
0
32584
Diageo PLC Spon ADR
COM
25243Q205
288
2672
SH
SOLE
0
0
2672
ENI SpA ADR
COM
26874R108
513
16974
SH
SOLE
1750
0
15224
GlaxoSmithKline PLC ADS
COM
37733W105
2673
65926
SH
SOLE
3050
0
62876
HSBC Hldgs PLC Sp ADR
COM
404280406
257
8259
SH
SOLE
600
0
7659
Luxottica Group SpA Spon ADR
COM
55068R202
9093
165329
SH
SOLE
3300
0
162029
National Grid PLC ADR
COM
636274300
18002
252052
SH
SOLE
4279
0
247773
Nestle SA Sponsored ADR
COM
641069406
32453
432547
SH
SOLE
4075
0
428472
Novartis AG ADR
COM
66987V109
20953
289244
SH
SOLE
10862
0
278382
Royal Dutch Shell PLC ADR-A
COM
780259206
2575
53157
SH
SOLE
800
0
52357
Siemens AG Sp ADR
COM
826197501
928
8740
SH
SOLE
0
0
8740
Teva Pharmaceutical Ind ADR
COM
881624209
9705
181359
SH
SOLE
3700
0
177659
Unilever PLC Spon ADR
COM
904767704
211
4664
SH
SOLE
0
0
4664
Vodafone Group PLC Sp ADR
COM
92857W308
2421
75530
SH
SOLE
913
0
74617
Allergan plc
COM
G0177J108
13318
49689
SH
SOLE
1493
0
48196
Aon PLC
COM
G0408V102
766
7335
SH
SOLE
0
0
7335
BCE
COM
05534B760
373
8193
SH
SOLE
0
0
8193
Broadcom Ltd
COM
Y09827109
10220
66149
SH
SOLE
900
0
65249
Canadian Pacific Railway Ltd
COM
13645T100
352
2650
SH
SOLE
0
0
2650
Chubb Ltd
COM
H1467J104
3550
29797
SH
SOLE
30
0
29767
Core Laboratories NV
COM
N22717107
1582
14071
SH
SOLE
0
0
14071
Enbridge
COM
29250N105
955
24540
SH
SOLE
0
0
24540
Fleetmatics Group PLC
COM
G35569105
229
5620
SH
SOLE
0
0
5620
Ingersoll-Rand PLC
COM
G47791101
276
4448
SH
SOLE
0
0
4448
iSonea Ltd
COM
040181580
1
22200
SH
SOLE
0
0
22200
Lazard Ltd
COM
G54050102
2296
59173
SH
SOLE
1400
0
57773
Mylan N.V.
COM
N59465109
733
15813
SH
SOLE
0
0
15813
Nansonics Limited
COM
Q6499K102
138
90051
SH
SOLE
0
0
90051
NXP Semiconductors NV
COM
N6596X109
12851
158522
SH
SOLE
3800
0
154722
Options Media Group Hldgs
COM
684008105
0
234993
SH
SOLE
0
0
234993
Pentair PLC
COM
G7S00T104
223
4109
SH
SOLE
0
0
4109
Perrigo Company PLC
COM
G97822103
5494
42945
SH
SOLE
465
0
42480
Schlumberger Ltd
COM
806857108
33348
452170
SH
SOLE
9546
0
442624
Unilever NV NY Shs
COM
904784709
17347
388248
SH
SOLE
7603
0
380646
Willis Towers Watson PLC
COM
G96629103
1070
9019
SH
SOLE
0
0
9019
Fidelity Charitable Growth Fd
COM
902332
270
12253
SH
SOLE
0
0
12253
Fidelity Charitable S/T Fixed
COM
902333
152
31829
SH
SOLE
0
0
31829
Fidelity Charitable US Equity
COM
902334
273
6604
SH
SOLE
0
0
6604
American Campus Communities
COM
024835100
3511
74560
SH
SOLE
4600
0
69960
American Tower REIT
COM
03027X100
4518
44134
SH
SOLE
0
0
44134
Boston Properties
COM
101121101
712
5601
SH
SOLE
0
0
5601
Corporate Office Properties
COM
22002T108
1514
57682
SH
SOLE
0
0
57682
Equity Lifestyle Properties
COM
29472R108
210
2888
SH
SOLE
0
0
2888
Equity Residential
COM
29476L107
3233
43093
SH
SOLE
0
0
43093
Kite Realty Group Trust
COM
49803T300
1053
37996
SH
SOLE
375
0
37621
Public Storage
COM
74460D109
8418
30517
SH
SOLE
600
0
29917
Simon Property Group
COM
828806109
2834
13647
SH
SOLE
0
0
13647
Starwood Hotels & Resorts
COM
85590A401
249
2981
SH
SOLE
0
0
2981
Tanger Factory Outlet Center
COM
875465106
253
6940
SH
SOLE
0
0
6940
Taubman Centers
COM
876664103
534
7500
SH
SOLE
0
0
7500
Ventas
COM
92276F100
2323
36903
SH
SOLE
200
0
36703
Vornado Realty Trust
COM
929042109
697
7380
SH
SOLE
0
0
7380
Weingarten Realty Investors
COM
948741103
338
9000
SH
SOLE
0
0
9000
Weyerhaeuser
COM
962166104
2357
76096
SH
SOLE
0
0
76096
Advisory Research All Cap Val
COM
461418816
175
14293
SH
SOLE
0
0
14293
Advisory Research Strat Inc Fd
COM
46141P503
143
15274
SH
SOLE
0
0
15274
Amer Fds-Invest Co of Amer A
COM
461308108
541
15806
SH
SOLE
0
0
15806
Amer Fds - Fundamental Inv
COM
360802821
307
6048
SH
SOLE
0
0
6048
American Fds-EuroPacific Grwth
COM
298706102
386
8712
SH
SOLE
0
0
8712
American Fds-New Perspective-A
COM
648018109
484
13778
SH
SOLE
0
0
13778
American Grw Fd of Amer 2
COM
399874825
297
7404
SH
SOLE
0
0
7404
Ariel Appreciation Fund
COM
040337206
225
4948
SH
SOLE
0
0
4948
BlackRock Global Long/Short Cr
COM
091936732
169
17405
SH
SOLE
0
0
17405
BlackRock Multi-Asset Inc Fd
COM
09256H336
217
20702
SH
SOLE
0
0
20702
Boston Partners L/S Rsrch Ins
COM
74925K581
475
32057
SH
SOLE
0
0
32057
Columbia Acorn Fund-Z
COM
197199409
4515
240034
SH
SOLE
0
0
240034
Columbia Acorn Intl Fd-Z
COM
197199813
1442
36824
SH
SOLE
0
0
36824
Columbia L/C Grwth Fd Z
COM
19765P661
387
11674
SH
SOLE
0
0
11674
Dodge & Cox Intl Stock Fd
COM
256206103
325
9262
SH
SOLE
0
0
9262
Dodge & Cox Stock Fund
COM
256219106
586
3731
SH
SOLE
0
0
3731
Doubleline Total Return Bd
COM
258620202
226
20821
SH
SOLE
0
0
20821
Doubleline Total Return Bond
COM
258620103
392
36065
SH
SOLE
0
0
36065
Dreyfus Municipal Bond Fund
COM
26201Q104
302
25173
SH
SOLE
0
0
25173
Federated Kaufmann Fd-K
COM
314172644
59
12222
SH
SOLE
0
0
12222
Fidelity Balanced Fd
COM
316345206
203
9560
SH
SOLE
0
0
9560
Fidelity Contrafund
COM
316071109
861
8912
SH
SOLE
0
0
8912
Fidelity Fund
COM
316153105
221
5375
SH
SOLE
0
0
5375
Fidelity Puritan Fund
COM
316345107
569
28230
SH
SOLE
0
0
28230
Fidelity Short-Term Bond Fd
COM
316146208
326
37892
SH
SOLE
0
0
37892
Fidelity Spartan 500 Index
COM
315911206
1010
13880
SH
SOLE
0
0
13880
Fidelity Spartan 500 Index Fd
COM
315911701
3351
46051
SH
SOLE
0
0
46051
Fidelity Spartan Inter Muni In
COM
31638R204
110
10403
SH
SOLE
0
0
10403
Fidelity Spartan Intl Index IV
COM
315911602
277
7925
SH
SOLE
0
0
7925
FPA Crescent Fund
COM
30254T759
742
23936
SH
SOLE
0
0
23936
Franklin H/Y Tax Free Inc
COM
354723272
465
43588
SH
SOLE
0
0
43588
Harris Assoc Oakmark Fund
COM
413838103
780
12491
SH
SOLE
0
0
12491
Harris Assoc Oakmark Intl Fd
COM
413838202
422
20344
SH
SOLE
0
0
20344
Hartford M/C Fund
COM
416645711
248
10545
SH
SOLE
0
0
10545
IVA Worldwide Fund
COM
45070A206
696
42233
SH
SOLE
0
0
42233
JHancock Glbl Abs Ret Strat Fd
COM
47804M878
127
12688
SH
SOLE
0
0
12688
John Hancock Life Bal Fd
COM
47803V481
167
11628
SH
SOLE
0
0
11628
JPMorgan Inter Tax Free Bd-S
COM
4812A0441
337
30296
SH
SOLE
0
0
30296
JPMorgan Strat Inc Opp Fd
COM
4812A4351
241
21703
SH
SOLE
0
0
21703
JPMorgan Tax Aware Real Return
COM
4812A2546
283
29489
SH
SOLE
0
0
29489
JPMorgan Tax Free Bd-Sel
COM
4812C0456
314
24969
SH
SOLE
0
0
24969
Keeley M/C Dividend Fd
COM
487300840
242
14233
SH
SOLE
0
0
14233
Keeley Small Cap Value Fund
COM
487300501
1058
35531
SH
SOLE
0
0
35531
Leader Short-Term Bond Fd
COM
66537T224
154
17007
SH
SOLE
0
0
17007
Nuveen Inter Dur Muni Bd-R
COM
67065Q400
1117
119082
SH
SOLE
0
0
119082
Oppenheimer Developing Mkts-A
COM
683974109
314
10036
SH
SOLE
0
0
10036
Oppenheimer Sr Float Rate Fd
COM
68381K606
96
12661
SH
SOLE
0
0
12661
Parnassus Equity Income Fd
COM
701769101
251
6645
SH
SOLE
0
0
6645
PIMCO Income Fund - P
COM
72201M719
162
13801
SH
SOLE
0
0
13801
PIMCO Short Term Fund
COM
693390601
172
17845
SH
SOLE
0
0
17845
PIMCO Total Return Fd
COM
72201M552
117
11485
SH
SOLE
0
0
11485
Price T Rowe Capital Appreciat
COM
77954M105
784
30671
SH
SOLE
0
0
30671
Price T Rowe Mid Cap Grwth Fd
COM
779556109
498
6818
SH
SOLE
0
0
6818
Price T Rowe Tax Free Inc Bond
COM
779576107
219
20945
SH
SOLE
0
0
20945
Schwab S&P 500 Index Fd
COM
808509855
1087
33992
SH
SOLE
0
0
33992
Schwab Total Stock Mrkt Ind-Se
COM
808509756
695
19069
SH
SOLE
0
0
19069
Shelton Funds - S&P MidCap Ind
COM
82301Q767
549
22235
SH
SOLE
0
0
22235
Stone Ridge H/Y Reinsur Risk P
COM
861728509
2376
235043
SH
SOLE
17673
0
217370
Stone Ridge Reinsur Risk Premi
COM
861728202
5687
563627
SH
SOLE
47722
0
515905
T Rowe Price Gr Stock Fund
COM
741479109
603
11876
SH
SOLE
0
0
11876
T Rowe Price High Yield Fd
COM
741481105
188
30024
SH
SOLE
0
0
30024
T Rowe Price S/T Bond
COM
77957P105
572
120997
SH
SOLE
0
0
120997
T. Rowe Price Tax Free Short-I
COM
779902105
100
17619
SH
SOLE
0
0
17619
Templeton Glb Bond Fd
COM
880208400
261
22835
SH
SOLE
0
0
22835
Templeton Global Bond Fd-A
COM
880208103
280
24343
SH
SOLE
0
0
24343
Tweedy Browne Global Value Fd
COM
901165100
553
23136
SH
SOLE
0
0
23136
Vanguard 500 Index Fd-Admiral
COM
922908710
754
3969
SH
SOLE
0
0
3969
Vanguard GNMA Fd-Inv
COM
922031307
862
79882
SH
SOLE
0
0
79882
Vanguard GNMA Fd - Adm
COM
922031794
4511
418071
SH
SOLE
15962
0
402108
Vanguard H/Y Tax Ex Fund
COM
922907407
134
11767
SH
SOLE
0
0
11767
Vanguard Index 500 Fund
COM
922908108
203
1070
SH
SOLE
0
0
1070
Vanguard Inflat Protect Sec AD
COM
922031737
225
8538
SH
SOLE
0
0
8538
Vanguard Inflat Protected Sec
COM
922031869
251
18716
SH
SOLE
0
0
18716
Vanguard Inter Term Bond Ind-I
COM
921937306
125
10769
SH
SOLE
0
0
10769
Vanguard Intl Growth Fd-I
COM
921910204
323
15618
SH
SOLE
0
0
15618
Vanguard Ltd Term T/E Fd
COM
922907886
367
33251
SH
SOLE
0
0
33251
Vanguard Ltd Term T/E Fd-INV
COM
922907704
162
14653
SH
SOLE
0
0
14653
Vanguard PRIMECAP Fd - Adm
COM
921936209
401
3957
SH
SOLE
0
0
3957
Vanguard S/T Invest Gr Adm Fd
COM
922031836
678
63395
SH
SOLE
0
0
63395
Vanguard S/T Tax Exempt Fd
COM
922907803
184
11610
SH
SOLE
0
0
11610
Vanguard Short Term Bond Ind-A
COM
921937702
158
14939
SH
SOLE
0
0
14939
Vanguard Tot Stk Mkt Index Fd
COM
922908728
2705
53005
SH
SOLE
0
0
53005
Vanguard Total Intl Stk Index
COM
921909818
451
18700
SH
SOLE
0
0
18700
Vanguard Wellington Fd
COM
921935201
588
9142
SH
SOLE
0
0
9142
Vanguard Windsor Fd ADM
COM
922018403
722
11405
SH
SOLE
0
0
11405
Vanguard Windsor Fund II
COM
922018205
419
12482
SH
SOLE
0
0
12482
Vanguard Windsor II Fd Adm
COM
922018304
222
3722
SH
SOLE
0
0
3722
Wells Fargo Adv S/T Muni Bd Fd
COM
94984B751
110
11109
SH
SOLE
0
0
11109
AMEX Energy Select SPDR
COM
81369Y506
404
6526
SH
SOLE
0
0
6526
AMEX Financial Select Sector
COM
81369Y605
204
9075
SH
SOLE
0
0
9075
AMEX Health Care Select Sector
COM
81369Y209
338
4985
SH
SOLE
0
0
4985
DNP Select Income Fd
COM
23325P104
121
12073
SH
SOLE
0
0
12073
iShares Barclays 1-3 Yr Trsy B
COM
464287457
960
11288
SH
SOLE
5300
0
5988
iShares Barclays 3-7 Yr Trea
COM
464288661
202
1600
SH
SOLE
0
0
1600
iShares Core Grwth Allocation
COM
464289867
564
14308
SH
SOLE
0
0
14308
iShares Core MSCI EAFE ETF
COM
46432F842
4334
81559
SH
SOLE
800
0
80759
iShares Core MSCI Emer Mkts ET
COM
46434G103
969
23293
SH
SOLE
0
0
23293
ishares Core S&P 500 ETF
COM
464287200
3643
17627
SH
SOLE
0
0
17627
iShares Core S&P MidCap ETF
COM
464287507
4199
29118
SH
SOLE
350
0
28768
iShares Core S&P SmallCap ETF
COM
464287804
8035
71377
SH
SOLE
1450
0
69927
iShares DJ Select Div Index Fd
COM
464287168
3339
40889
SH
SOLE
0
0
40889
iShares IBoxx H/Y Corp Bd
COM
464288513
1656
20270
SH
SOLE
250
0
20020
iShares Lehman Treas Inf Prot
COM
464287176
448
3912
SH
SOLE
0
0
3912
iShares MSCI ACWI Index Fd
COM
464288257
395
7040
SH
SOLE
0
0
7040
iShares MSCI Asia Ex-Japan
COM
464288182
1807
33075
SH
SOLE
2500
0
30575
iShares MSCI Canada Index Fd
COM
464286509
606
25538
SH
SOLE
1200
0
24338
iShares MSCI EAFE Index Fd
COM
464287465
10944
191470
SH
SOLE
7120
0
184350
iShares MSCI EAFE S/C
COM
464288273
1177
23627
SH
SOLE
1100
0
22527
iShares MSCI Emerging Mkts Ind
COM
464287234
9206
268775
SH
SOLE
18659
0
250116
iShares MSCI Wrld Mini Vol ETF
COM
464286525
444
6047
SH
SOLE
0
0
6047
iShares Russell 1000 Grow Indx
COM
464287614
826
8280
SH
SOLE
0
0
8280
iShares Russell 1000 Index Fd
COM
464287622
321
2815
SH
SOLE
0
0
2815
iShares Russell 1000 Val Index
COM
464287598
412
4172
SH
SOLE
0
0
4172
iShares Russell 2000 Index Fun
COM
464287655
4691
42404
SH
SOLE
4225
0
38179
iShares Russell Midcap Index F
COM
464287499
9188
56394
SH
SOLE
5350
0
51044
ishares S&P 100 Index Fd
COM
464287101
608
6650
SH
SOLE
250
0
6400
iShares S&P 500 Vaue Index Fd
COM
464287408
536
5957
SH
SOLE
0
0
5957
iShares S&P Global 100 Index F
COM
464287572
616
8563
SH
SOLE
700
0
7863
iShares S&P Latin Amerca 40 In
COM
464287390
1082
42987
SH
SOLE
5430
0
37557
iShares S&P MidCap 400/Value I
COM
464287705
1986
16009
SH
SOLE
0
0
16009
iShares S&P MidCap400 Grwth In
COM
464287606
261
1606
SH
SOLE
0
0
1606
iShares S&P SmallCap 600 Val I
COM
464287879
361
3190
SH
SOLE
0
0
3190
Powershares QQQ
COM
73935A104
1024
9374
SH
SOLE
0
0
9374
S&P Mid-Cap 400 ETF Trust
COM
78467Y107
12314
46871
SH
SOLE
1000
0
45871
Schwab Emerging Mkts Equity Fd
COM
808524706
297
14321
SH
SOLE
0
0
14321
Schwab Intl Equity ETF
COM
808524805
320
11799
SH
SOLE
70
0
11729
Schwab U S Broad Mkt ETF
COM
808524102
235
4773
SH
SOLE
0
0
4773
SPDR 500 ETF Trust Ser 1
COM
78462F103
31976
155586
SH
SOLE
5000
0
150586
SPDR Gold Trust
COM
78463V107
948
8055
SH
SOLE
100
0
7955
SPDR S&P 600 S/C ETF
COM
78464A813
362
3578
SH
SOLE
0
0
3578
Sprott Physical Gold Trust
COM
85207H104
210
20718
SH
SOLE
0
0
20718
Vanguard 500 ETF
COM
922908363
2090
11082
SH
SOLE
0
0
11082
Vanguard Extended Mkt
COM
922908652
410
4957
SH
SOLE
0
0
4957
Vanguard FTSE All Wo X-US
COM
922042775
1546
35837
SH
SOLE
1200
0
34637
Vanguard FTSE All Wo X-US SC
COM
922042718
1048
11228
SH
SOLE
1700
0
9528
Vanguard FTSE Dev Mrkts ETF
COM
921943858
298
8314
SH
SOLE
200
0
8114
Vanguard FTSE Emerging Mkts
COM
922042858
13183
381232
SH
SOLE
13800
0
367432
Vanguard FTSE Europe ETF
COM
922042874
291
5995
SH
SOLE
800
0
5195
Vanguard High Div Yield ETF
COM
921946406
766
11100
SH
SOLE
0
0
11100
Vanguard MidCap ETF
COM
922908629
439
3625
SH
SOLE
0
0
3625
Vanguard REIT ETF
COM
922908553
318
3795
SH
SOLE
0
0
3795
Vanguard S/T Corp Bond
COM
92206C409
230
2873
SH
SOLE
0
0
2873
Vanguard Small Cap ETF
COM
922908751
365
3272
SH
SOLE
0
0
3272
Vanguard Total Stock Market ET
COM
922908769
487
4650
SH
SOLE
0
0
4650
Western Asset Mgd Hi Inc Fd
COM
95766L107
1150
259500
SH
SOLE
0
0
259500
WisdomTree Japan Hedged Eq Fd
COM
97717W851
1446
33074
SH
SOLE
2200
0
30874