0000315498-16-000005.txt : 20160201
0000315498-16-000005.hdr.sgml : 20160201
20160201154523
ACCESSION NUMBER: 0000315498-16-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160201
DATE AS OF CHANGE: 20160201
EFFECTIVENESS DATE: 20160201
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOFEN & GLOSSBERG LLC /IL/
CENTRAL INDEX KEY: 0000315498
IRS NUMBER: 364143109
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01240
FILM NUMBER: 161377159
BUSINESS ADDRESS:
STREET 1: 455 CITYFRONT PLAZA STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 3128281100
MAIL ADDRESS:
STREET 1: 455 CITYFRONT STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60611
FORMER COMPANY:
FORMER CONFORMED NAME: GOFEN & GLOSSBERG INC /IL/
DATE OF NAME CHANGE: 19970206
13F-HR
1
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0000315498
XXXXXXXX
12-31-2015
12-31-2015
GOFEN & GLOSSBERG LLC /IL/
455 CITYFRONT STE 3000
CHICAGO
IL
60611
13F HOLDINGS REPORT
028-01240
N
Alex Wang
Chief Information Officer
312-832-1521
Alex Wang
Chicago
IL
02-01-2016
0
457
2305977
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5200
0
122954
NextEra Energy
COM
65339F101
1271
11957
SH
SOLE
0
0
11957
Nike Cl B
COM
654106103
15935
165734
SH
SOLE
6705
0
159029
Noble Energy
COM
655044105
2515
53029
SH
SOLE
1180
0
51849
Nordstrom
COM
655664100
854
10761
SH
SOLE
0
0
10761
Norfolk Southern
COM
655844108
832
7590
SH
SOLE
0
0
7590
Northeast Utilities
COM
664397106
215
4015
SH
SOLE
0
0
4015
Northern Trust
COM
665859104
10722
159082
SH
SOLE
2100
0
156982
Northrop Grumman
COM
666807102
1305
8854
SH
SOLE
400
0
8454
Nymox Pharmaceutical
COM
67076P102
10
25000
SH
SOLE
0
0
25000
Occidental Petroleum
COM
674599105
19189
238044
SH
SOLE
7199
0
230846
Oceaneering International
COM
675232102
232
3945
SH
SOLE
0
0
3945
ONEOK
COM
682680103
303
6090
SH
SOLE
0
0
6090
Oracle
COM
68389X105
3875
86159
SH
SOLE
350
0
85809
Pall
COM
696429307
231
2283
SH
SOLE
0
0
2283
Paychex
COM
704326107
1925
41686
SH
SOLE
250
0
41436
PEN
COM
706582103
0
10000
SH
SOLE
0
0
10000
PepsiCo
COM
713448108
41227
435989
SH
SOLE
9247
0
426742
Pfizer
COM
717081103
14160
454562
SH
SOLE
8314
0
446248
Philip Morris International
COM
718172109
13771
169076
SH
SOLE
6160
0
162916
Phillips 66
COM
718546104
386
5386
SH
SOLE
0
0
5386
PNC Financial Services Group
COM
693475105
1974
21637
SH
SOLE
0
0
21637
Polypore International
COM
73179V103
442
9390
SH
SOLE
0
0
9390
PPG Industries
COM
693506107
396
1714
SH
SOLE
0
0
1714
PPL
COM
69351T106
7205
198334
SH
SOLE
5933
0
192402
Praxair
COM
74005P104
3862
29810
SH
SOLE
1050
0
28760
Procter & Gamble
COM
742718109
73617
808179
SH
SOLE
11870
0
796309
Prudential Financial
COM
744320102
5978
66079
SH
SOLE
5670
0
60409
QUALCOMM
COM
747525103
45516
612348
SH
SOLE
17465
0
594883
QVC Group Cl A
COM
53071M104
899
30554
SH
SOLE
0
0
30554
RBC Bearings
COM
75524B104
447
6920
SH
SOLE
0
0
6920
Rite Aid
COM
767754104
96
12705
SH
SOLE
0
0
12705
Roper Industries
COM
776696106
303
1940
SH
SOLE
0
0
1940
Ross Stores
COM
778296103
829
8800
SH
SOLE
0
0
8800
Salesforce.com
COM
79466L302
451
7603
SH
SOLE
0
0
7603
SCANA
COM
80589M102
223
3700
SH
SOLE
0
0
3700
Scripps Network Interactive-A
COM
811065101
205
2729
SH
SOLE
0
0
2729
SED Intl Hldgs
COM
784109209
3
20000
SH
SOLE
0
0
20000
Sempra Energy
COM
816851109
478
4293
SH
SOLE
0
0
4293
Sherwin Williams
COM
824348106
1714
6515
SH
SOLE
0
0
6515
Sigma-Aldrich
COM
826552101
1290
9400
SH
SOLE
0
0
9400
Skyworks Solutions
COM
83088M102
218
3000
SH
SOLE
0
0
3000
SolarWinds
COM
83416B109
400
8030
SH
SOLE
0
0
8030
Solazyme
COM
83415T101
34
13000
SH
SOLE
0
0
13000
Southern Company
COM
842587107
693
14119
SH
SOLE
0
0
14119
Southwest Airlines
COM
844741108
262
6180
SH
SOLE
0
0
6180
Southwestern Energy
COM
845467109
3069
112466
SH
SOLE
3600
0
108866
Spectra Energy
COM
847560109
398
10963
SH
SOLE
0
0
10963
Splunk
COM
848637104
2244
38065
SH
SOLE
1900
0
36165
SPX
COM
784635104
228
2650
SH
SOLE
0
0
2650
St Jude Medical
COM
790849103
341
5242
SH
SOLE
0
0
5242
Starbucks
COM
855244109
23691
288742
SH
SOLE
8865
0
279877
Steiner Leisure Ltd
COM
P8744Y102
246
5315
SH
SOLE
0
0
5315
Stericycle
COM
858912108
825
6295
SH
SOLE
0
0
6295
Stryker
COM
863667101
1123
11908
SH
SOLE
0
0
11908
SunEdison
COM
86732Y109
293
15000
SH
SOLE
0
0
15000
Target
COM
87612E106
14663
193157
SH
SOLE
3780
0
189377
Teradata
COM
88076W103
1088
24907
SH
SOLE
0
0
24907
Texas Instruments
COM
882508104
417
7794
SH
SOLE
0
0
7794
The Fresh Market
COM
35804H106
361
8760
SH
SOLE
0
0
8760
Thermo Fisher Scientific
COM
883556102
47157
376386
SH
SOLE
10108
0
366278
Tiffany
COM
886547108
8112
75913
SH
SOLE
0
0
75913
Time Warner
COM
887317303
947
11086
SH
SOLE
100
0
10986
Time Warner Cable
COM
88732J207
686
4510
SH
SOLE
25
0
4485
TJX Companies
COM
872540109
1260
18376
SH
SOLE
0
0
18376
Towers Watson & Co
COM
891894107
1034
9135
SH
SOLE
0
0
9135
Travelers Companies
COM
89417E109
9653
91196
SH
SOLE
5094
0
86102
Trustmark
COM
898402102
296
12048
SH
SOLE
0
0
12048
U S Bancorp
COM
902973304
4463
99295
SH
SOLE
460
0
98835
Union Pacific
COM
907818108
8547
71742
SH
SOLE
550
0
71192
United Parcel Service Cl B
COM
911312106
2897
26057
SH
SOLE
300
0
25757
United Technologies
COM
913017109
44244
384727
SH
SOLE
9336
0
375391
UnitedHealth Group
COM
91324P102
522
5162
SH
SOLE
0
0
5162
Varonis Systems
COM
922280102
302
9190
SH
SOLE
0
0
9190
Verizon Communications
COM
92343V104
20877
446289
SH
SOLE
6574
0
439715
Versus Technology
COM
925313108
6
40000
SH
SOLE
0
0
40000
Vertex Pharmaceuticals
COM
92532F100
378
3185
SH
SOLE
0
0
3185
Viacom Cl B
COM
92553P201
270
3583
SH
SOLE
0
0
3583
Viaspace
COM
92554W106
1
70000
SH
SOLE
70000
0
0
Visa Class A
COM
92826C839
230
879
SH
SOLE
0
0
879
Wal Mart Stores
COM
931142103
2919
33987
SH
SOLE
70
0
33917
Walgreens Boots Alliance
COM
931427108
9600
125979
SH
SOLE
675
0
125304
Warren Resources
COM
93564A100
16
10000
SH
SOLE
0
0
10000
Waste Management
COM
94106L109
2621
51067
SH
SOLE
910
0
50157
Wells Fargo
COM
949746101
14300
260851
SH
SOLE
13079
0
247772
Westar Energy
COM
95709T100
313
7600
SH
SOLE
0
0
7600
Western Union
COM
959802109
3559
198726
SH
SOLE
8205
0
190522
Williams-Sonoma
COM
969904101
1947
25728
SH
SOLE
0
0
25728
Wisconsin Energy
COM
976657106
2103
39882
SH
SOLE
0
0
39882
Wyndham Worldwide
COM
98310W108
206
2400
SH
SOLE
0
0
2400
Xcel Energy
COM
98389B100
252
7005
SH
SOLE
0
0
7005
Xylem
COM
98419M100
274
7194
SH
SOLE
0
0
7194
Yum! Brands
COM
988498101
5536
75989
SH
SOLE
4945
0
71044
Zimmer Holdings
COM
98956P102
643
5673
SH
SOLE
600
0
5073
Zoetis
COM
98978V103
13297
309015
SH
SOLE
5385
0
303630
AP Alternative Assets LP
LTD
00186K101
5901
200250
SH
SOLE
0
0
200250
AP Alternative Assets LP
LTD
G04036102
958
32500
SH
SOLE
0
0
32500
Enterprise Products Partners L
LTD
293792107
2377
65795
SH
SOLE
0
0
65795
Genesis Energy LP
LTD
371927104
293
6900
SH
SOLE
0
0
6900
Magellan Midstream Partners LP
LTD
559080106
535
6473
SH
SOLE
0
0
6473
NuStar Energy LP
LTD
67058H102
282
4876
SH
SOLE
0
0
4876
ONEOK Partners LP
LTD
68268N103
747
18850
SH
SOLE
0
0
18850
Plains All American Pipeline L
LTD
726503105
278
5424
SH
SOLE
0
0
5424
America Movil SAB ADR Ser L
COM
02364W105
2698
121635
SH
SOLE
400
0
121235
ASML Hldgs NV ADR
COM
N07059210
16342
151550
SH
SOLE
3373
0
148177
AstraZeneca PLC Spon ADR
COM
046353108
5172
73481
SH
SOLE
2708
0
70772
BHP Billiton Ltd Spon ADR
COM
088606108
1883
39787
SH
SOLE
825
0
38962
BP PLC Spon ADR
COM
055622104
1545
40525
SH
SOLE
0
0
40525
Diageo PLC Spon ADR
COM
25243Q205
308
2699
SH
SOLE
0
0
2699
ENI SpA ADR
COM
26874R108
623
17841
SH
SOLE
1750
0
16091
GlaxoSmithKline PLC ADS
COM
37733W105
4867
113876
SH
SOLE
3596
0
110280
HSBC Hldgs PLC Sp ADR
COM
404280406
1892
40065
SH
SOLE
2525
0
37540
Luxottica Group SpA Spon ADR
COM
55068R202
9136
167722
SH
SOLE
3600
0
164122
National Grid PLC ADR
COM
636274300
17708
250608
SH
SOLE
4755
0
245853
Nestle SA Sponsored ADR
COM
641069406
31709
431903
SH
SOLE
4600
0
427303
Novartis AG ADR
COM
66987V109
26092
281584
SH
SOLE
11998
0
269587
Royal Dutch Shell PLC ADR-A
COM
780259206
3798
56730
SH
SOLE
800
0
55930
Siemens AG Sp ADR
COM
826197501
1491
13140
SH
SOLE
0
0
13140
Syngenta AG ADR
COM
87160A100
2465
38374
SH
SOLE
1120
0
37254
Teva Pharmaceutical Ind ADR
COM
881624209
11657
202689
SH
SOLE
4645
0
198044
Vodafone Group PLC Sp ADR
COM
92857W308
4023
117725
SH
SOLE
2212
0
115513
Aon PLC
COM
G0408V102
608
6414
SH
SOLE
0
0
6414
Avago Technologies LTD
COM
Y0486S104
7551
75065
SH
SOLE
1200
0
73865
Enbridge
COM
29250N105
1130
21988
SH
SOLE
0
0
21988
Ingersoll-Rand PLC
COM
G47791101
282
4448
SH
SOLE
0
0
4448
iSonea Ltd
COM
040181580
1
22200
SH
SOLE
0
0
22200
Lazard Ltd
COM
G54050102
3195
63870
SH
SOLE
1400
0
62470
Nansonics Limited
COM
Q6499K102
104
90051
SH
SOLE
0
0
90051
Options Media Group Hldgs
COM
684008105
0
234993
SH
SOLE
0
0
234993
Pentair PLC
COM
G7S00T104
276
4154
SH
SOLE
0
0
4154
Perrigo Company PLC
COM
G97822103
6761
40445
SH
SOLE
525
0
39920
Schlumberger Ltd
COM
806857108
35289
413171
SH
SOLE
8590
0
404582
Unilever NV NY Shs
COM
904784709
14248
364960
SH
SOLE
8114
0
356846
American Campus Communities
COM
024835100
2823
68258
SH
SOLE
2250
0
66008
American Tower REIT
COM
03027X100
3798
38426
SH
SOLE
200
0
38226
Boston Properties
COM
101121101
920
7146
SH
SOLE
0
0
7146
Corporate Office Properties
COM
22002T108
1772
62474
SH
SOLE
1150
0
61324
Equity Lifestyle Properties
COM
29472R108
200
3888
SH
SOLE
0
0
3888
Equity Residential
COM
29476L107
3296
45875
SH
SOLE
651
0
45224
HCP
COM
40414L109
297
6746
SH
SOLE
0
0
6746
Kite Realty Group Trust
COM
49803T300
4767
165876
SH
SOLE
12725
0
153151
Plum Creek Timber Company
COM
729251108
1720
40192
SH
SOLE
0
0
40192
Public Storage
COM
74460D109
6123
33124
SH
SOLE
800
0
32324
Simon Property Group
COM
828806109
2554
14025
SH
SOLE
0
0
14025
Starwood Hotels & Resorts
COM
85590A401
241
2972
SH
SOLE
0
0
2972
Taubman Centers
COM
876664103
573
7500
SH
SOLE
0
0
7500
Ventas
COM
92276F100
1832
25555
SH
SOLE
1430
0
24125
Vornado Realty Trust
COM
929042109
1332
11316
SH
SOLE
0
0
11316
Weingarten Realty Investors
COM
948741103
419
12000
SH
SOLE
0
0
12000
Weyerhaeuser
COM
962166104
599
16689
SH
SOLE
0
0
16689
Alpine Ultra Shrt Tax Opt Inc
COM
020828208
158
15774
SH
SOLE
0
0
15774
Amer Fds-Invest Co of Amer A
COM
461308108
463
12497
SH
SOLE
0
0
12497
Amer Fds - Fundamental Inv
COM
360802821
315
6048
SH
SOLE
0
0
6048
American Fds-EuroPacific Grwth
COM
298706102
278
5895
SH
SOLE
0
0
5895
American Fds-New Perspective-A
COM
648018109
440
12115
SH
SOLE
0
0
12115
American Grw Fd of Amer 2
COM
399874825
311
7302
SH
SOLE
0
0
7302
Ariel Appreciation Fund
COM
040337206
238
4438
SH
SOLE
0
0
4438
Artisan International Fd
COM
04314H204
201
6693
SH
SOLE
0
0
6693
Columbia Acorn Fund-Z
COM
197199409
4896
153233
SH
SOLE
0
0
153233
Columbia Acorn Intl Fd-Z
COM
197199813
1504
36041
SH
SOLE
0
0
36041
Columbia L/C Grwth Fd Z
COM
19765P661
406
11674
SH
SOLE
0
0
11674
Dodge & Cox Intl Stock Fd
COM
256206103
393
9336
SH
SOLE
0
0
9336
Dodge & Cox Stock Fund
COM
256219106
753
4164
SH
SOLE
0
0
4164
Doubleline Total Return Bd
COM
258620202
209
19034
SH
SOLE
0
0
19034
Doubleline Total Return Bond
COM
258620103
110
10043
SH
SOLE
0
0
10043
Dreyfus Municipal Bond Fund
COM
26201Q104
298
25173
SH
SOLE
0
0
25173
Federated Kaufmann Fd-K
COM
314172644
63
10824
SH
SOLE
0
0
10824
Fidelity Balanced Fd
COM
316345206
218
9560
SH
SOLE
0
0
9560
Fidelity Contrafund
COM
316071109
316
3227
SH
SOLE
0
0
3227
Fidelity Equity Income Fd
COM
316138106
293
4927
SH
SOLE
0
0
4927
Fidelity Fund
COM
316153105
223
5198
SH
SOLE
0
0
5198
Fidelity GMNA Fd
COM
31617K105
159
13621
SH
SOLE
0
0
13621
Fidelity Puritan Fund
COM
316345107
652
30330
SH
SOLE
0
0
30330
Fidelity Spartan 500 Index
COM
315911206
989
13570
SH
SOLE
0
0
13570
Fidelity Spartan 500 Index Fd
COM
315911701
2898
39776
SH
SOLE
0
0
39776
Fidelity Spartan Inter Muni In
COM
31638R204
107
10101
SH
SOLE
0
0
10101
Fidelity Spartan Intl Index IV
COM
315911602
289
7770
SH
SOLE
0
0
7770
Fidelity Value Fund
COM
316464106
287
2538
SH
SOLE
0
0
2538
Franklin H/Y Tax Free Inc
COM
354723272
440
41280
SH
SOLE
0
0
41280
Harris Assoc Oakmark Fund
COM
413838103
440
6631
SH
SOLE
0
0
6631
Harris Assoc Oakmark Intl Fd
COM
413838202
297
12728
SH
SOLE
0
0
12728
Hussman Strat Gr Fund
COM
448108100
100
11155
SH
SOLE
0
0
11155
JHancock Glbl Abs Ret Strat Fd
COM
47804M878
145
13240
SH
SOLE
0
0
13240
JPMorgan Inter Tax Free Bd-S
COM
4812A0441
337
30296
SH
SOLE
0
0
30296
JPMorgan Tax Aware Real Return
COM
4812A2546
288
29489
SH
SOLE
0
0
29489
JPMorgan Tax Free Bd-Sel
COM
4812C0456
316
24969
SH
SOLE
0
0
24969
Keeley Mid Cap Value Fd
COM
487300105
327
20866
SH
SOLE
0
0
20866
Keeley Small Cap Value Fund
COM
487300501
1872
48851
SH
SOLE
0
0
48851
Nuveen Inter Dur Muni Bd-R
COM
67065Q400
1155
124497
SH
SOLE
0
0
124497
Oppenheimer Developing Mkts-A
COM
683974109
456
12829
SH
SOLE
0
0
12829
Oppenheimer Sr Float Rate Fd
COM
68381K606
117
14455
SH
SOLE
0
0
14455
Parnassus Equity Income Fd
COM
701769101
228
5608
SH
SOLE
0
0
5608
Price T Rowe Capital Appreciat
COM
77954M105
781
29873
SH
SOLE
0
0
29873
Price T Rowe Mid Cap Grwth Fd
COM
779556109
510
6760
SH
SOLE
0
0
6760
Price T Rowe Tax Free Inc Bond
COM
779576107
222
21293
SH
SOLE
0
0
21293
Schwab Total Stock Mrkt Ind-Se
COM
808509756
677
18309
SH
SOLE
0
0
18309
Shelton Funds - S&P MidCap Ind
COM
82301Q767
542
18623
SH
SOLE
0
0
18623
Stone Ridge H/Y Reinsur Risk P
COM
861728509
2060
204809
SH
SOLE
17673
0
187136
Stone Ridge Reinsur Risk Premi
COM
861728202
5187
517124
SH
SOLE
47722
0
469402
T Rowe Price Gr Stock Fund
COM
741479109
617
11876
SH
SOLE
0
0
11876
T Rowe Price High Yield Fd
COM
741481105
202
29802
SH
SOLE
0
0
29802
T Rowe Price S/T Bond
COM
77957P105
660
139010
SH
SOLE
0
0
139010
T. Rowe Price Tax Free Short-I
COM
779902105
182
32176
SH
SOLE
0
0
32176
Templeton Glb Total Return Fd
COM
880208855
199
15888
SH
SOLE
0
0
15888
Templeton Global Bond Fd-A
COM
880208103
293
23482
SH
SOLE
0
0
23482
Tweedy Browne Global Value Fd
COM
901165100
563
21611
SH
SOLE
0
0
21611
Vanguard 500 Index Fd-Admiral
COM
922908710
614
3232
SH
SOLE
0
0
3232
Vanguard GNMA Fd-Inv
COM
922031307
1181
109165
SH
SOLE
0
0
109165
Vanguard GNMA Fd - Adm
COM
922031794
5269
486936
SH
SOLE
15433
0
471503
Vanguard H/Y Tax Ex Fund
COM
922907407
128
11353
SH
SOLE
0
0
11353
Vanguard Index 500 Fund
COM
922908108
252
1325
SH
SOLE
0
0
1325
Vanguard Inflat Protect Sec AD
COM
922031737
232
8985
SH
SOLE
0
0
8985
Vanguard Inflat Protected Sec
COM
922031869
246
18637
SH
SOLE
0
0
18637
Vanguard Inter Term Bond Ind-I
COM
921937306
123
10769
SH
SOLE
0
0
10769
Vanguard Intl Growth Fd-I
COM
921910204
406
18852
SH
SOLE
0
0
18852
Vanguard Ltd Term T/E Fd
COM
922907886
367
33251
SH
SOLE
0
0
33251
Vanguard Ltd Term T/E Fd-INV
COM
922907704
234
21165
SH
SOLE
0
0
21165
Vanguard PRIMECAP Fd - Adm
COM
921936209
425
3989
SH
SOLE
0
0
3989
Vanguard S/T Bond Index Fd
COM
921937207
124
11797
SH
SOLE
0
0
11797
Vanguard S/T Invest Gr Adm Fd
COM
922031836
673
63145
SH
SOLE
0
0
63145
Vanguard S/T Tax Exempt Fd
COM
922907803
184
11610
SH
SOLE
0
0
11610
Vanguard Tot Stk Mkt Index Fd
COM
922908728
2692
52172
SH
SOLE
0
0
52172
Vanguard Total Intl Stk Index
COM
921909818
479
18441
SH
SOLE
0
0
18441
Vanguard Wellington Fd
COM
921935201
601
8890
SH
SOLE
0
0
8890
Vanguard Windsor Fd ADM
COM
922018403
349
4817
SH
SOLE
0
0
4817
Vanguard Windsor Fund II
COM
922018205
443
11871
SH
SOLE
0
0
11871
Vanguard Windsor II Fd Adm
COM
922018304
246
3722
SH
SOLE
0
0
3722
AMEX Energy Select SPDR
COM
81369Y506
437
5526
SH
SOLE
0
0
5526
AMEX Financial Select Sector
COM
81369Y605
224
9075
SH
SOLE
0
0
9075
AMEX Health Care Select Sector
COM
81369Y209
341
4985
SH
SOLE
0
0
4985
Central Fund of Canada Cl A
COM
153501101
445
38400
SH
SOLE
0
0
38400
DNP Select Income Fd
COM
23325P104
131
12393
SH
SOLE
0
0
12393
iShares Barclays 1-3 Yr Trsy B
COM
464287457
953
11288
SH
SOLE
5300
0
5988
iShares Core MSCI EAFE ETF
COM
46432F842
3020
54583
SH
SOLE
1263
0
53320
iShares Core MSCI Emer Mkts ET
COM
46434G103
830
17654
SH
SOLE
186
0
17468
ishares Core S&P 500 ETF
COM
464287200
3488
16863
SH
SOLE
0
0
16863
iShares Core S&P MidCap ETF
COM
464287507
4022
27775
SH
SOLE
279
0
27496
iShares Core S&P SmallCap ETF
COM
464287804
8317
72915
SH
SOLE
2210
0
70705
iShares DJ Select Div Index Fd
COM
464287168
3268
41162
SH
SOLE
0
0
41162
iShares IBoxx H/Y Corp Bd
COM
464288513
1991
22220
SH
SOLE
250
0
21970
iShares Lehman Treas Inf Prot
COM
464287176
433
3864
SH
SOLE
0
0
3864
iShares MSCI ACWI Index Fd
COM
464288257
410
7000
SH
SOLE
0
0
7000
iShares MSCI Asia Ex-Japan
COM
464288182
2303
37800
SH
SOLE
2500
0
35300
iShares MSCI Canada Index Fd
COM
464286509
971
33636
SH
SOLE
1260
0
32376
iShares MSCI EAFE Index Fd
COM
464287465
11762
193324
SH
SOLE
15585
0
177739
iShares MSCI EAFE S/C
COM
464288273
1154
24702
SH
SOLE
1100
0
23602
iShares MSCI Emerging Mkts Ind
COM
464287234
12048
306645
SH
SOLE
26069
0
280576
iShares Russell 1000 Grow Indx
COM
464287614
912
9542
SH
SOLE
0
0
9542
iShares Russell 1000 Index Fd
COM
464287622
391
3415
SH
SOLE
0
0
3415
iShares Russell 1000 Val Index
COM
464287598
428
4100
SH
SOLE
0
0
4100
iShares Russell 2000 Index Fun
COM
464287655
5311
44399
SH
SOLE
4377
0
40022
iShares Russell Midcap Index F
COM
464287499
9439
56507
SH
SOLE
5845
0
50662
ishares S&P 100 Index Fd
COM
464287101
598
6575
SH
SOLE
350
0
6225
iShares S&P 500 Vaue Index Fd
COM
464287408
560
5967
SH
SOLE
0
0
5967
iShares S&P Global 100 Index F
COM
464287572
680
8928
SH
SOLE
700
0
8228
iShares S&P Latin Amerca 40 In
COM
464287390
2183
68620
SH
SOLE
5413
0
63207
iShares S&P MidCap 400/Value I
COM
464287705
2085
16309
SH
SOLE
0
0
16309
iShares S&P MidCap400 Grwth In
COM
464287606
256
1606
SH
SOLE
0
0
1606
iShares S&P SmallCap 600 Val I
COM
464287879
406
3443
SH
SOLE
0
0
3443
Powershares QQQ
COM
73935A104
887
8589
SH
SOLE
0
0
8589
Proshares UltraShort 20+ Trsy
COM
74347B201
232
4998
SH
SOLE
0
0
4998
S&P Mid-Cap 400 ETF Trust
COM
78467Y107
10911
41334
SH
SOLE
2630
0
38704
Schwab Intl Equity ETF
COM
808524805
264
9149
SH
SOLE
70
0
9079
Schwab U S Broad Mkt ETF
COM
808524102
225
4518
SH
SOLE
0
0
4518
SPDR 500 ETF Trust Ser 1
COM
78462F103
28748
139867
SH
SOLE
2250
0
137617
SPDR Gold Trust
COM
78463V107
1435
12630
SH
SOLE
100
0
12530
Tortoise Energy Infrastructure
COM
89147L100
551
12592
SH
SOLE
0
0
12592
Vanguard 500 ETF
COM
922908363
1060
5629
SH
SOLE
398
0
5231
Vanguard Extended Mkt
COM
922908652
235
2682
SH
SOLE
0
0
2682
Vanguard FSTE Dev Mrkts ETF
COM
921943858
593
15650
SH
SOLE
200
0
15450
Vanguard FTSE All Wo X-US
COM
922042775
1774
37852
SH
SOLE
1485
0
36367
Vanguard FTSE All Wo X-US SC
COM
922042718
1434
15044
SH
SOLE
1732
0
13312
Vanguard FTSE Emerging Mkts
COM
922042858
11993
299677
SH
SOLE
9550
0
290127
Vanguard FTSE Europe ETF
COM
922042874
305
5819
SH
SOLE
800
0
5019
Vanguard MidCap ETF
COM
922908629
392
3174
SH
SOLE
0
0
3174
Vanguard REIT ETF
COM
922908553
253
3123
SH
SOLE
0
0
3123
Vanguard Small Cap ETF
COM
922908751
307
2635
SH
SOLE
0
0
2635
Vanguard Total Stock Market ET
COM
922908769
308
2904
SH
SOLE
0
0
2904
WisdomTree Japan Hedged Eq Fd
COM
97717W851
1199
24351
SH
SOLE
1200
0
23151