0000315498-15-000004.txt : 20151019
0000315498-15-000004.hdr.sgml : 20151019
20151019163154
ACCESSION NUMBER: 0000315498-15-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151019
DATE AS OF CHANGE: 20151019
EFFECTIVENESS DATE: 20151019
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOFEN & GLOSSBERG LLC /IL/
CENTRAL INDEX KEY: 0000315498
IRS NUMBER: 364143109
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01240
FILM NUMBER: 151164536
BUSINESS ADDRESS:
STREET 1: 455 CITYFRONT PLAZA STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 3128281100
MAIL ADDRESS:
STREET 1: 455 CITYFRONT STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60611
FORMER COMPANY:
FORMER CONFORMED NAME: GOFEN & GLOSSBERG INC /IL/
DATE OF NAME CHANGE: 19970206
13F-HR
1
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0000315498
XXXXXXXX
09-30-2015
09-30-2015
GOFEN & GLOSSBERG LLC /IL/
455 CITYFRONT STE 3000
CHICAGO
IL
60611
13F HOLDINGS REPORT
028-01240
N
Alex Wagn
Chief Information Officer
312-832-1521
Alex Wang
Chicago
IL
10-19-2015
0
460
2198866
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15295
Nymox Pharmaceutical
COM
67076P102
86
25000
SH
SOLE
0
0
25000
Oaktree Capital Group LLC
COM
674001201
703
14200
SH
SOLE
1000
0
13200
Occidental Petroleum
COM
674599105
19859
300206
SH
SOLE
7205
0
293001
Oracle
COM
68389X105
3008
83270
SH
SOLE
350
0
82920
Paychex
COM
704326107
1966
41286
SH
SOLE
250
0
41036
PayPal Hldgs
COM
70450Y103
2822
90917
SH
SOLE
5305
0
85612
PEN
COM
706582103
0
10000
SH
SOLE
0
0
10000
PepsiCo
COM
713448108
41766
442908
SH
SOLE
9247
0
433661
Pfizer
COM
717081103
14145
450331
SH
SOLE
8016
0
442315
Philip Morris International
COM
718172109
13042
164401
SH
SOLE
5095
0
159306
Phillips 66
COM
718546104
405
5269
SH
SOLE
0
0
5269
PNC Financial Services Group
COM
693475105
1814
20334
SH
SOLE
0
0
20334
PPG Industries
COM
693506107
301
3428
SH
SOLE
0
0
3428
PPL
COM
69351T106
6739
204889
SH
SOLE
5955
0
198933
Praxair
COM
74005P104
2961
29068
SH
SOLE
500
0
28568
Procter & Gamble
COM
742718109
59401
825709
SH
SOLE
9970
0
815739
Prudential Financial
COM
744320102
4943
64855
SH
SOLE
5670
0
59185
Public Service Enterprise Grou
COM
744573106
424
10059
SH
SOLE
0
0
10059
QUALCOMM
COM
747525103
16785
312400
SH
SOLE
9315
0
303085
QVC Group Cl A
COM
53071M104
801
30554
SH
SOLE
0
0
30554
RBC Bearings
COM
75524B104
338
5665
SH
SOLE
0
0
5665
Rite Aid
COM
767754104
62
10200
SH
SOLE
0
0
10200
Roper Technologies
COM
776696106
286
1822
SH
SOLE
0
0
1822
Ross Stores
COM
778296103
611
12600
SH
SOLE
0
0
12600
Salesforce.com
COM
79466L302
644
9276
SH
SOLE
0
0
9276
SCANA
COM
80589M102
208
3700
SH
SOLE
0
0
3700
SED Intl Hldgs
COM
784109209
2
20000
SH
SOLE
0
0
20000
Sempra Energy
COM
816851109
362
3741
SH
SOLE
0
0
3741
Sherwin Williams
COM
824348106
1461
6560
SH
SOLE
0
0
6560
Sigma-Aldrich
COM
826552101
1278
9200
SH
SOLE
0
0
9200
Skyworks Solutions
COM
83088M102
253
3000
SH
SOLE
0
0
3000
SolarWinds
COM
83416B109
294
7500
SH
SOLE
0
0
7500
Solazyme
COM
83415T101
34
13000
SH
SOLE
0
0
13000
Sorrento Therapeutics
COM
83587F202
84
10000
SH
SOLE
0
0
10000
Southern Company
COM
842587107
622
13919
SH
SOLE
0
0
13919
Southwest Airlines
COM
844741108
235
6180
SH
SOLE
0
0
6180
Southwestern Energy
COM
845467109
1343
105840
SH
SOLE
3600
0
102240
Spectra Energy
COM
847560109
263
10026
SH
SOLE
0
0
10026
Splunk
COM
848637104
2059
37195
SH
SOLE
900
0
36295
St Jude Medical
COM
790849103
297
4714
SH
SOLE
0
0
4714
Starbucks
COM
855244109
32142
565481
SH
SOLE
16630
0
548851
Stericycle
COM
858912108
935
6710
SH
SOLE
0
0
6710
Stryker
COM
863667101
828
8803
SH
SOLE
0
0
8803
SunEdison
COM
86732Y109
126
17500
SH
SOLE
0
0
17500
SVB Financial Group
COM
78486Q101
1399
12106
SH
SOLE
0
0
12106
Target
COM
87612E106
14863
188948
SH
SOLE
2780
0
186168
Texas Instruments
COM
882508104
379
7652
SH
SOLE
0
0
7652
Thermo Fisher Scientific
COM
883556102
46207
377879
SH
SOLE
10029
0
367850
Tiffany
COM
886547108
6148
79611
SH
SOLE
0
0
79611
Time Warner
COM
887317303
927
13480
SH
SOLE
100
0
13380
Time Warner Cable
COM
88732J207
562
3132
SH
SOLE
25
0
3107
TJX Companies
COM
872540109
1726
24173
SH
SOLE
0
0
24173
Towers Watson & Co
COM
891894107
1059
9019
SH
SOLE
0
0
9019
Travelers Companies
COM
89417E109
8632
86729
SH
SOLE
4249
0
82480
Trustmark
COM
898402102
279
12048
SH
SOLE
0
0
12048
U S Bancorp
COM
902973304
4258
103829
SH
SOLE
460
0
103369
Union Pacific
COM
907818108
7505
84889
SH
SOLE
875
0
84014
United Parcel Service Cl B
COM
911312106
2112
21399
SH
SOLE
0
0
21399
United Technologies
COM
913017109
34750
390493
SH
SOLE
9589
0
380903
UnitedHealth Group
COM
91324P102
620
5348
SH
SOLE
0
0
5348
Verizon Communications
COM
92343V104
19500
448183
SH
SOLE
5392
0
442791
Versus Technology
COM
925313108
4
40000
SH
SOLE
0
0
40000
Vertex Pharmaceuticals
COM
92532F100
334
3210
SH
SOLE
0
0
3210
Viaspace
COM
92554W106
0
100000
SH
SOLE
70000
0
30000
Visa Class A
COM
92826C839
287
4124
SH
SOLE
0
0
4124
Vulcan Materials
COM
929160109
233
2615
SH
SOLE
0
0
2615
Wal Mart Stores
COM
931142103
2061
31780
SH
SOLE
70
0
31710
Walgreens Boots Alliance
COM
931427108
10497
126314
SH
SOLE
675
0
125639
Warren Resources
COM
93564A100
5
10000
SH
SOLE
0
0
10000
Waste Management
COM
94106L109
2561
51422
SH
SOLE
650
0
50772
WEC Energy Group
COM
92939U106
2335
44712
SH
SOLE
0
0
44712
Wells Fargo
COM
949746101
15663
305033
SH
SOLE
11979
0
293054
Westar Energy
COM
95709T100
280
7291
SH
SOLE
0
0
7291
Western Union
COM
959802109
2589
141017
SH
SOLE
5255
0
135761
Williams-Sonoma
COM
969904101
1960
25666
SH
SOLE
0
0
25666
Xcel Energy
COM
98389B100
252
7123
SH
SOLE
0
0
7123
Xylem
COM
98419M100
261
7949
SH
SOLE
0
0
7949
Yum! Brands
COM
988498101
6058
75768
SH
SOLE
4935
0
70833
Zimmer Biomet Holdings
COM
98956P102
491
5223
SH
SOLE
0
0
5223
Zoetis
COM
98978V103
12476
302974
SH
SOLE
5385
0
297589
AP Alternative Assets LP
LTD
00186K101
7124
199000
SH
SOLE
0
0
199000
AP Alternative Assets LP
LTD
G04036102
1164
32500
SH
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0
0
32500
Enterprise Products Partners L
LTD
293792107
2120
85158
SH
SOLE
0
0
85158
Genesis Energy LP
LTD
371927104
265
6900
SH
SOLE
0
0
6900
Magellan Midstream Partners LP
LTD
559080106
491
8173
SH
SOLE
0
0
8173
ONEOK Partners LP
LTD
68268N103
530
18100
SH
SOLE
0
0
18100
America Movil SAB ADR Ser L
COM
02364W105
2009
121407
SH
SOLE
400
0
121007
ASML Hldgs NV ADR
COM
N07059210
15938
181156
SH
SOLE
3374
0
177781
AstraZeneca PLC Spon ADR
COM
046353108
5447
171194
SH
SOLE
6433
0
164761
BHP Billiton Ltd Spon ADR
COM
088606108
1054
33320
SH
SOLE
625
0
32695
BP PLC Spon ADR
COM
055622104
1081
35370
SH
SOLE
0
0
35370
Diageo PLC Spon ADR
COM
25243Q205
288
2672
SH
SOLE
0
0
2672
ENI SpA ADR
COM
26874R108
551
17574
SH
SOLE
1750
0
15824
GlaxoSmithKline PLC ADS
COM
37733W105
3693
96040
SH
SOLE
3619
0
92421
HSBC Hldgs PLC Sp ADR
COM
404280406
799
21102
SH
SOLE
1925
0
19177
Luxottica Group SpA Spon ADR
COM
55068R202
11509
166129
SH
SOLE
3600
0
162529
National Grid PLC ADR
COM
636274300
17256
247818
SH
SOLE
4773
0
243045
Nestle SA Sponsored ADR
COM
641069406
32326
431202
SH
SOLE
4600
0
426602
Novartis AG ADR
COM
66987V109
25899
281753
SH
SOLE
10977
0
270776
Royal Dutch Shell PLC ADR-A
COM
780259206
2547
53752
SH
SOLE
800
0
52952
Siemens AG Sp ADR
COM
826197501
1155
12940
SH
SOLE
0
0
12940
South32 Ltd. ADR
COM
84473L105
49
10340
SH
SOLE
250
0
10090
Teva Pharmaceutical Ind ADR
COM
881624209
10870
192528
SH
SOLE
4245
0
188283
Vodafone Group PLC Sp ADR
COM
92857W308
2851
89812
SH
SOLE
1266
0
88546
Allergan plc
COM
G0177J108
11976
44059
SH
SOLE
1375
0
42684
Aon PLC
COM
G0408V102
615
6946
SH
SOLE
0
0
6946
Avago Technologies LTD
COM
Y0486S104
8275
66194
SH
SOLE
1100
0
65094
Core Laboratories NV
COM
N22717107
881
8828
SH
SOLE
0
0
8828
Enbridge
COM
29250N105
1076
28990
SH
SOLE
0
0
28990
Fleetmatics Group PLC
COM
G35569105
276
5620
SH
SOLE
0
0
5620
Ingersoll-Rand PLC
COM
G47791101
226
4448
SH
SOLE
0
0
4448
iSonea Ltd
COM
040181580
1
22200
SH
SOLE
0
0
22200
Lazard Ltd
COM
G54050102
2650
61190
SH
SOLE
1400
0
59790
Mylan N.V.
COM
N59465109
1494
37114
SH
SOLE
0
0
37114
Nansonics Limited
COM
Q6499K102
89
90051
SH
SOLE
0
0
90051
NXP Semiconductors NV
COM
N6596X109
11796
135472
SH
SOLE
3550
0
131922
Options Media Group Hldgs
COM
684008105
0
234993
SH
SOLE
0
0
234993
Pentair PLC
COM
G7S00T104
212
4154
SH
SOLE
0
0
4154
Perrigo Company PLC
COM
G97822103
6453
41029
SH
SOLE
525
0
40504
Schlumberger Ltd
COM
806857108
30431
441214
SH
SOLE
8663
0
432551
Unilever NV NY Shs
COM
904784709
14849
369384
SH
SOLE
7895
0
361489
American Campus Communities
COM
024835100
2688
74178
SH
SOLE
4600
0
69578
American Tower REIT
COM
03027X100
3941
44790
SH
SOLE
200
0
44590
Boston Properties
COM
101121101
663
5596
SH
SOLE
0
0
5596
Corporate Office Properties
COM
22002T108
1278
60778
SH
SOLE
1150
0
59628
Equity Residential
COM
29476L107
3368
44829
SH
SOLE
491
0
44338
HCP
COM
40414L109
236
6346
SH
SOLE
0
0
6346
Kite Realty Group Trust
COM
49803T300
950
39920
SH
SOLE
475
0
39445
Plum Creek Timber Company
COM
729251108
1533
38792
SH
SOLE
0
0
38792
Public Storage
COM
74460D109
6812
32190
SH
SOLE
800
0
31390
Simon Property Group
COM
828806109
2492
13562
SH
SOLE
0
0
13562
Taubman Centers
COM
876664103
518
7500
SH
SOLE
0
0
7500
Ventas
COM
92276F100
1979
35298
SH
SOLE
30
0
35268
Vornado Realty Trust
COM
929042109
662
7316
SH
SOLE
0
0
7316
Weingarten Realty Investors
COM
948741103
298
9000
SH
SOLE
0
0
9000
Weyerhaeuser
COM
962166104
458
16749
SH
SOLE
0
0
16749
Advisory Research All Cap Val
COM
461418816
204
14293
SH
SOLE
0
0
14293
Advisory Research Strat Inc Fd
COM
46141P503
146
15274
SH
SOLE
0
0
15274
Amer Fds-Invest Co of Amer A
COM
461308108
341
10078
SH
SOLE
0
0
10078
Amer Fds - Fundamental Inv
COM
360802821
295
6048
SH
SOLE
0
0
6048
American Fds-EuroPacific Grwth
COM
298706102
268
5895
SH
SOLE
0
0
5895
American Fds-New Perspective-A
COM
648018109
465
12986
SH
SOLE
0
0
12986
American Grw Fd of Amer 2
COM
399874825
314
7533
SH
SOLE
0
0
7533
Ariel Appreciation Fund
COM
040337206
213
4438
SH
SOLE
0
0
4438
Columbia Acorn Fund-Z
COM
197199409
5087
173787
SH
SOLE
0
0
173787
Columbia Acorn Intl Fd-Z
COM
197199813
1460
37283
SH
SOLE
0
0
37283
Columbia Dividend Inc
COM
19765N245
199
11457
SH
SOLE
0
0
11457
Columbia L/C Grwth Fd Z
COM
19765P661
405
11674
SH
SOLE
0
0
11674
Dodge & Cox Intl Stock Fd
COM
256206103
346
9336
SH
SOLE
0
0
9336
Dodge & Cox Stock Fund
COM
256219106
611
3764
SH
SOLE
0
0
3764
Doubleline Total Return Bd
COM
258620202
225
20544
SH
SOLE
0
0
20544
Doubleline Total Return Bond
COM
258620103
116
10585
SH
SOLE
0
0
10585
Dreyfus Municipal Bond Fund
COM
26201Q104
296
25173
SH
SOLE
0
0
25173
Federated Kaufmann Fd-K
COM
314172644
62
10824
SH
SOLE
0
0
10824
Fidelity Balanced Fd
COM
316345206
208
9560
SH
SOLE
0
0
9560
Fidelity Contrafund
COM
316071109
396
4078
SH
SOLE
0
0
4078
Fidelity Equity Income Fd
COM
316138106
262
5043
SH
SOLE
0
0
5043
Fidelity Fund
COM
316153105
211
5337
SH
SOLE
0
0
5337
Fidelity Puritan Fund
COM
316345107
496
24179
SH
SOLE
0
0
24179
Fidelity Short-Term Bond Fd
COM
316146208
324
37711
SH
SOLE
0
0
37711
Fidelity Spartan 500 Index
COM
315911206
956
14064
SH
SOLE
0
0
14064
Fidelity Spartan 500 Index Fd
COM
315911701
3038
44665
SH
SOLE
0
0
44665
Fidelity Spartan Inter Muni In
COM
31638R204
107
10287
SH
SOLE
0
0
10287
Fidelity Spartan Intl Index IV
COM
315911602
276
7770
SH
SOLE
0
0
7770
Fidelity Value Fund
COM
316464106
259
2484
SH
SOLE
0
0
2484
Franklin H/Y Tax Free Inc
COM
354723272
446
42646
SH
SOLE
0
0
42646
Harris Assoc Oakmark Fund
COM
413838103
429
7036
SH
SOLE
0
0
7036
Harris Assoc Oakmark Intl Fd
COM
413838202
336
15739
SH
SOLE
0
0
15739
JHancock Glbl Abs Ret Strat Fd
COM
47804M878
140
12688
SH
SOLE
0
0
12688
John Hancock Life Bal Fd
COM
47803V481
162
10922
SH
SOLE
0
0
10922
JPMorgan Inter Tax Free Bd-S
COM
4812A0441
334
30296
SH
SOLE
0
0
30296
JPMorgan Tax Aware Real Return
COM
4812A2546
278
29489
SH
SOLE
0
0
29489
JPMorgan Tax Free Bd-Sel
COM
4812C0456
311
24969
SH
SOLE
0
0
24969
Keeley Mid Cap Value Fd
COM
487300105
240
16952
SH
SOLE
0
0
16952
Keeley Small Cap Value Fund
COM
487300501
1293
38451
SH
SOLE
0
0
38451
Northern Emerging Mkts Eqty Fd
COM
665162582
239
26436
SH
SOLE
0
0
26436
Nuveen Inter Dur Muni Bd-R
COM
67065Q400
1148
124497
SH
SOLE
0
0
124497
Oppenheimer Developing Mkts-A
COM
683974109
292
9998
SH
SOLE
0
0
9998
Oppenheimer Sr Float Rate Fd
COM
68381K606
114
14455
SH
SOLE
0
0
14455
Parnassus Equity Income Fd
COM
701769101
242
6319
SH
SOLE
0
0
6319
Price T Rowe Capital Appreciat
COM
77954M105
787
29873
SH
SOLE
0
0
29873
Price T Rowe Mid Cap Grwth Fd
COM
779556109
517
6760
SH
SOLE
0
0
6760
Price T Rowe Tax Free Inc Bond
COM
779576107
215
20877
SH
SOLE
0
0
20877
Schwab S&P 500 Index Fd
COM
808509855
985
32343
SH
SOLE
0
0
32343
Schwab Total Stock Mrkt Ind-Se
COM
808509756
648
18545
SH
SOLE
0
0
18545
Scout Core Bond Fd Ins
COM
81063U834
165
14281
SH
SOLE
0
0
14281
Shelton Funds - S&P MidCap Ind
COM
82301Q767
515
18737
SH
SOLE
0
0
18737
Stone Ridge H/Y Reinsur Risk P
COM
861728509
2123
204121
SH
SOLE
17673
0
186448
Stone Ridge Reinsur Risk Premi
COM
861728202
5316
515113
SH
SOLE
47722
0
467391
T Rowe Price Gr Stock Fund
COM
741479109
630
11876
SH
SOLE
0
0
11876
T Rowe Price High Yield Fd
COM
741481105
190
29802
SH
SOLE
0
0
29802
T Rowe Price S/T Bond
COM
77957P105
569
120032
SH
SOLE
0
0
120032
T. Rowe Price Tax Free Short-I
COM
779902105
183
32516
SH
SOLE
0
0
32516
Templeton Global Bond Fd-A
COM
880208103
293
25645
SH
SOLE
0
0
25645
Tweedy Browne Global Value Fd
COM
901165100
541
21611
SH
SOLE
0
0
21611
Vanguard 500 Index Fd-Admiral
COM
922908710
676
3815
SH
SOLE
0
0
3815
Vanguard GNMA Fd-Inv
COM
922031307
1007
93874
SH
SOLE
0
0
93874
Vanguard GNMA Fd - Adm
COM
922031794
4962
462447
SH
SOLE
15756
0
446691
Vanguard H/Y Tax Ex Fund
COM
922907407
130
11618
SH
SOLE
0
0
11618
Vanguard Inflat Protect Sec AD
COM
922031737
219
8538
SH
SOLE
0
0
8538
Vanguard Inflat Protected Sec
COM
922031869
243
18640
SH
SOLE
0
0
18640
Vanguard Inter Term Bond Ind-I
COM
921937306
124
10769
SH
SOLE
0
0
10769
Vanguard Intl Growth Fd-I
COM
921910204
332
16624
SH
SOLE
0
0
16624
Vanguard Ltd Term T/E Fd
COM
922907886
366
33251
SH
SOLE
0
0
33251
Vanguard Ltd Term T/E Fd-INV
COM
922907704
160
14547
SH
SOLE
0
0
14547
Vanguard PRIMECAP Fd - Adm
COM
921936209
376
3736
SH
SOLE
0
0
3736
Vanguard S/T Invest Gr Adm Fd
COM
922031836
678
63688
SH
SOLE
0
0
63688
Vanguard S/T Tax Exempt Fd
COM
922907803
184
11610
SH
SOLE
0
0
11610
Vanguard Tot Stk Mkt Index Fd
COM
922908728
2479
51574
SH
SOLE
0
0
51574
Vanguard Total Intl Stk Index
COM
921909818
443
18649
SH
SOLE
0
0
18649
Vanguard Wellington Fd
COM
921935201
578
9061
SH
SOLE
0
0
9061
Vanguard Windsor Fd ADM
COM
922018403
742
11186
SH
SOLE
0
0
11186
Vanguard Windsor Fund II
COM
922018205
402
11752
SH
SOLE
0
0
11752
Vanguard Windsor II Fd Adm
COM
922018304
226
3722
SH
SOLE
0
0
3722
AMEX Energy Select SPDR
COM
81369Y506
308
5026
SH
SOLE
0
0
5026
AMEX Financial Select Sector
COM
81369Y605
206
9075
SH
SOLE
0
0
9075
AMEX Health Care Select Sector
COM
81369Y209
330
4985
SH
SOLE
0
0
4985
DNP Select Income Fd
COM
23325P104
111
12393
SH
SOLE
0
0
12393
iShares Barclays 1-3 Yr Trsy B
COM
464287457
959
11288
SH
SOLE
5300
0
5988
iShares Core MSCI EAFE ETF
COM
46432F842
2956
55979
SH
SOLE
800
0
55179
iShares Core MSCI Emer Mkts ET
COM
46434G103
729
18269
SH
SOLE
0
0
18269
ishares Core S&P 500 ETF
COM
464287200
3462
17963
SH
SOLE
0
0
17963
iShares Core S&P MidCap ETF
COM
464287507
3927
28747
SH
SOLE
350
0
28397
iShares Core S&P SmallCap ETF
COM
464287804
7703
72281
SH
SOLE
1450
0
70831
iShares DJ Select Div Index Fd
COM
464287168
2995
41162
SH
SOLE
0
0
41162
iShares IBoxx H/Y Corp Bd
COM
464288513
1688
20270
SH
SOLE
250
0
20020
iShares Lehman Treas Inf Prot
COM
464287176
455
4112
SH
SOLE
0
0
4112
iShares MSCI ACWI Index Fd
COM
464288257
378
7000
SH
SOLE
0
0
7000
iShares MSCI Asia Ex-Japan
COM
464288182
1861
35275
SH
SOLE
2500
0
32775
iShares MSCI Canada Index Fd
COM
464286509
799
34737
SH
SOLE
2200
0
32537
iShares MSCI EAFE Index Fd
COM
464287465
10321
180056
SH
SOLE
8695
0
171361
iShares MSCI EAFE S/C
COM
464288273
1180
24702
SH
SOLE
1100
0
23602
iShares MSCI Emerging Mkts Ind
COM
464287234
8941
272751
SH
SOLE
18959
0
253792
iShares Russell 1000 Grow Indx
COM
464287614
755
8122
SH
SOLE
0
0
8122
iShares Russell 1000 Index Fd
COM
464287622
366
3415
SH
SOLE
0
0
3415
iShares Russell 1000 Val Index
COM
464287598
382
4100
SH
SOLE
0
0
4100
iShares Russell 2000 Index Fun
COM
464287655
4979
45598
SH
SOLE
4375
0
41223
iShares Russell Midcap Index F
COM
464287499
8993
57812
SH
SOLE
5550
0
52262
ishares S&P 100 Index Fd
COM
464287101
545
6425
SH
SOLE
350
0
6075
iShares S&P 500 Vaue Index Fd
COM
464287408
501
5967
SH
SOLE
0
0
5967
iShares S&P Global 100 Index F
COM
464287572
618
8928
SH
SOLE
700
0
8228
iShares S&P Latin Amerca 40 In
COM
464287390
1530
67676
SH
SOLE
5419
0
62257
iShares S&P MidCap 400/Value I
COM
464287705
1881
16309
SH
SOLE
0
0
16309
iShares S&P MidCap400 Grwth In
COM
464287606
252
1606
SH
SOLE
0
0
1606
iShares S&P SmallCap 600 Val I
COM
464287879
361
3443
SH
SOLE
0
0
3443
Japan Smaller Cap Fd ETF
COM
47109U104
108
10658
SH
SOLE
0
0
10658
Powershares QQQ
COM
73935A104
943
9266
SH
SOLE
0
0
9266
S&P Mid-Cap 400 ETF Trust
COM
78467Y107
10975
44097
SH
SOLE
850
0
43247
Schwab Emerging Mkts Equity Fd
COM
808524706
269
13301
SH
SOLE
0
0
13301
Schwab Intl Equity ETF
COM
808524805
310
11309
SH
SOLE
70
0
11239
Schwab U S Broad Mkt ETF
COM
808524102
213
4593
SH
SOLE
0
0
4593
SPDR 500 ETF Trust Ser 1
COM
78462F103
29290
152846
SH
SOLE
3190
0
149656
SPDR Gold Trust
COM
78463V107
1311
12270
SH
SOLE
100
0
12170
Tortoise Energy Infrastructure
COM
89147L100
331
12209
SH
SOLE
0
0
12209
Vanguard 500 ETF
COM
922908363
1372
7806
SH
SOLE
0
0
7806
Vanguard Extended Mkt
COM
922908652
271
3322
SH
SOLE
0
0
3322
Vanguard FSTE Dev Mrkts ETF
COM
921943858
599
16804
SH
SOLE
200
0
16604
Vanguard FTSE All Wo X-US
COM
922042775
1569
36797
SH
SOLE
1485
0
35312
Vanguard FTSE All Wo X-US SC
COM
922042718
1284
14162
SH
SOLE
1700
0
12462
Vanguard FTSE Emerging Mkts
COM
922042858
14120
426719
SH
SOLE
12850
0
413869
Vanguard FTSE Europe ETF
COM
922042874
318
6458
SH
SOLE
800
0
5658
Vanguard MidCap ETF
COM
922908629
398
3410
SH
SOLE
0
0
3410
Vanguard REIT ETF
COM
922908553
280
3709
SH
SOLE
0
0
3709
Vanguard Small Cap ETF
COM
922908751
352
3257
SH
SOLE
0
0
3257
Vanguard Total Stock Market ET
COM
922908769
514
5202
SH
SOLE
0
0
5202
Western Asset Mgd Hi Inc Fd
COM
95766L107
720
161000
SH
SOLE
0
0
161000
WisdomTree Japan Hedged Eq Fd
COM
97717W851
1237
25427
SH
SOLE
1200
0
24227