0000315498-15-000004.txt : 20151019 0000315498-15-000004.hdr.sgml : 20151019 20151019163154 ACCESSION NUMBER: 0000315498-15-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151019 DATE AS OF CHANGE: 20151019 EFFECTIVENESS DATE: 20151019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOFEN & GLOSSBERG LLC /IL/ CENTRAL INDEX KEY: 0000315498 IRS NUMBER: 364143109 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01240 FILM NUMBER: 151164536 BUSINESS ADDRESS: STREET 1: 455 CITYFRONT PLAZA STE 3000 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3128281100 MAIL ADDRESS: STREET 1: 455 CITYFRONT STE 3000 CITY: CHICAGO STATE: IL ZIP: 60611 FORMER COMPANY: FORMER CONFORMED NAME: GOFEN & GLOSSBERG INC /IL/ DATE OF NAME CHANGE: 19970206 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000315498 XXXXXXXX 09-30-2015 09-30-2015 GOFEN & GLOSSBERG LLC /IL/
455 CITYFRONT STE 3000 CHICAGO IL 60611
13F HOLDINGS REPORT 028-01240 N
Alex Wagn Chief Information Officer 312-832-1521 Alex Wang Chicago IL 10-19-2015 0 460 2198866 false
INFORMATION TABLE 2 Sept15.xml 3M Company COM 88579Y101 16323 115139 SH SOLE 938 0 114201 Abbott Laboratories COM 002824100 17638 438535 SH SOLE 5320 0 433215 AbbVie COM 00287Y109 13431 246839 SH SOLE 2120 0 244719 Accenture Plc Cl A COM G1151C101 1998 20336 SH SOLE 0 0 20336 Actuant Cl A COM 00508X203 217 11784 SH SOLE 0 0 11784 Adobe Systems COM 00724F101 2143 26070 SH SOLE 900 0 25170 Advance Auto Parts COM 00751Y106 914 4820 SH SOLE 0 0 4820 Affiliated Managers Group COM 008252108 223 1306 SH SOLE 0 0 1306 AGL Resources Inc COM 001204106 3430 56198 SH SOLE 1355 0 54843 Alliant Energy COM 018802108 243 4150 SH SOLE 2375 0 1775 Allstate COM 020002101 10124 173825 SH SOLE 8621 0 165204 Altria Group COM 02209S103 8495 156167 SH SOLE 700 0 155467 Amazon.com COM 023135106 2001 3909 SH SOLE 7 0 3902 American Airlines Group COM 02376R102 6163 158714 SH SOLE 7111 0 151603 American Express COM 025816109 36507 492472 SH SOLE 10862 0 481611 American States Water COM 029899101 207 5000 SH SOLE 0 0 5000 Ameriprise Financial COM 03076C106 910 8343 SH SOLE 0 0 8343 AMETEK COM 031100100 1109 21201 SH SOLE 0 0 21201 Amgen COM 031162100 2997 21665 SH SOLE 200 0 21465 Amyris COM 03236M101 40 20000 SH SOLE 0 0 20000 Analog Devices COM 032654105 2860 50705 SH SOLE 1200 0 49505 ANSYS COM 03662Q105 269 3055 SH SOLE 0 0 3055 Anthem COM 036752103 447 3190 SH SOLE 0 0 3190 Apple COM 037833100 36857 334153 SH SOLE 6245 0 327908 AptarGroup COM 038336103 3051 46260 SH SOLE 1400 0 44860 AT&T COM 00206R102 11380 349309 SH SOLE 800 0 348509 Automatic Data Processing COM 053015103 1784 22195 SH SOLE 0 0 22195 Baker Hughes COM 057224107 314 6033 SH SOLE 0 0 6033 Bank of America COM 060505104 629 40378 SH SOLE 65 0 40313 Bank of New York Mellon Corp COM 064058100 2685 68574 SH SOLE 555 0 68019 Baxalta COM 07177M103 369 11697 SH SOLE 2000 0 9697 Baxter International COM 071813109 425 12947 SH SOLE 2000 0 10947 BB&T COM 054937107 11314 317802 SH SOLE 9000 0 308802 BCE COM 05534B760 336 8193 SH SOLE 0 0 8193 Becton Dickinson COM 075887109 874 6585 SH SOLE 0 0 6585 Bed Bath & Beyond COM 075896100 717 12573 SH SOLE 600 0 11973 Benefitfocus COM 08180D106 459 14700 SH SOLE 0 0 14700 Berkshire Hathaway Cl A COM 084670108 6248 32 SH SOLE 0 0 32 Berkshire Hathaway Cl B COM 084670702 15786 121055 SH SOLE 3350 0 117705 BlackRock COM 09247X101 1509 5073 SH SOLE 0 0 5073 Blackstone Group LP COM 09253U108 660 20855 SH SOLE 0 0 20855 Boeing COM 097023105 26058 198995 SH SOLE 4155 0 194840 Bristol-Myers Squibb COM 110122108 2543 42953 SH SOLE 0 0 42953 Cable One COM 12685J105 249 594 SH SOLE 0 0 594 Cameron International COM 13342B105 6569 107133 SH SOLE 2880 0 104253 Campbell Soup COM 134429109 238 4700 SH SOLE 0 0 4700 Canadian Pacific Railway Ltd COM 13645T100 380 2650 SH SOLE 0 0 2650 Cardinal Health COM 14149Y108 1114 14498 SH SOLE 0 0 14498 Castle Brands COM 148435100 13 10000 SH SOLE 0 0 10000 Caterpillar COM 149123101 7226 110554 SH SOLE 750 0 109804 Cavium COM 14964U108 244 3975 SH SOLE 0 0 3975 CBOE Holdings COM 12503M108 526 7847 SH SOLE 0 0 7847 Celgene COM 151020104 46995 434457 SH SOLE 13135 0 421322 Charles Schwab COM 808513105 2312 80951 SH SOLE 5000 0 75951 Chemours COM 163851108 107 16615 SH SOLE 255 0 16360 Chevron COM 166764100 25116 318402 SH SOLE 7187 0 311215 Chipotle Mexican Grill COM 169656105 277 384 SH SOLE 0 0 384 Chubb COM 171232101 6210 50633 SH SOLE 50 0 50583 Cigna COM 125509109 1909 14141 SH SOLE 0 0 14141 Cisco Systems COM 17275R102 4638 176671 SH SOLE 1975 0 174696 Citigroup COM 172967424 12858 259178 SH SOLE 1760 0 257418 Clorox COM 189054109 604 5229 SH SOLE 100 0 5129 CME Group COM 12572Q105 721 7778 SH SOLE 0 0 7778 CMG Holdings Group COM 125749101 0 10100 SH SOLE 0 0 10100 Cobalt Intl Energy COM 19075F106 228 32210 SH SOLE 0 0 32210 Coca-Cola COM 191216100 24144 601790 SH SOLE 8100 0 593690 Cognizant Tech Solutions COM 192446102 353 5646 SH SOLE 0 0 5646 Colgate-Palmolive COM 194162103 11076 174532 SH SOLE 2200 0 172332 Comcast Cl A COM 20030N101 6931 121858 SH SOLE 0 0 121858 Comcast Spec Com Cl A COM 20030N200 30842 538818 SH SOLE 16225 0 522593 ConocoPhillips COM 20825C104 2087 43506 SH SOLE 782 0 42724 Consolidated Edison COM 209115104 682 10200 SH SOLE 0 0 10200 Copart COM 217204106 310 9420 SH SOLE 0 0 9420 Costco Wholesale COM 22160K105 13522 93534 SH SOLE 4490 0 89044 Crown Castle International COM 22822V101 278 3526 SH SOLE 0 0 3526 Cummins COM 231021106 2195 20215 SH SOLE 0 0 20215 CVS Health Corp COM 126650100 3964 41090 SH SOLE 325 0 40765 Danaher COM 235851102 16980 199269 SH SOLE 2280 0 196989 Deere & Co COM 244199105 7646 103325 SH SOLE 2600 0 100725 Defentect Group COM 244639100 0 23000 SH SOLE 0 0 23000 Diamond Foods COM 252603105 339 11000 SH SOLE 0 0 11000 Discovery Communications A COM 25470F104 1792 68833 SH SOLE 8435 0 60398 Discovery Communications C COM 25470F302 6696 275675 SH SOLE 3510 0 272165 Disney Walt COM 254687106 39723 388682 SH SOLE 7245 0 381437 Dominion Resources/VA COM 25746U109 3739 53131 SH SOLE 300 0 52831 Dover COM 260003108 629 11000 SH SOLE 0 0 11000 Dow Chemical COM 260543103 1084 25573 SH SOLE 0 0 25573 DTE Energy COM 233331107 255 3169 SH SOLE 0 0 3169 Du Pont E I COM 263534109 12872 267055 SH SOLE 11694 0 255361 Duke Energy COM 26441C204 856 11901 SH SOLE 0 0 11901 Dun & Bradstreet COM 26483E100 669 6375 SH SOLE 0 0 6375 eBay COM 278642103 2217 90717 SH SOLE 5305 0 85412 Ecolab COM 278865100 20976 191182 SH SOLE 5142 0 186040 ECOtality COM 27922Y202 0 100000 SH SOLE 0 0 100000 EMC COM 268648102 14687 607900 SH SOLE 21523 0 586377 Emerson Electric COM 291011104 6475 146584 SH SOLE 6701 0 139883 Energy Transfer Equity LP COM 29273V100 204 9820 SH SOLE 0 0 9820 Entergy COM 29364G103 600 9215 SH SOLE 0 0 9215 EOG Resources COM 26875P101 546 7501 SH SOLE 0 0 7501 Estee Lauder Cl A COM 518439104 2955 36625 SH SOLE 120 0 36505 Everest Re Group Ltd COM G3223R108 344 1987 SH SOLE 0 0 1987 Eversource Energy COM 30040W108 203 4015 SH SOLE 0 0 4015 Exact Sciences COM 30063P105 201 11200 SH SOLE 1000 0 10200 Express Scripts Hldgs COM 30219G108 453 5593 SH SOLE 0 0 5593 Exxon Mobil COM 30231G102 46605 626836 SH SOLE 9060 0 617776 Facebook COM 30303M102 7581 84326 SH SOLE 2790 0 81536 Fedex COM 31428X106 301 2092 SH SOLE 100 0 1992 FireEye COM 31816Q101 1400 44002 SH SOLE 1400 0 42602 First Merchants Acceptance COM 320816101 0 13000 SH SOLE 0 0 13000 First Republic Bank COM 33616C100 367 5841 SH SOLE 0 0 5841 Fiserv COM 337738108 8958 103428 SH SOLE 530 0 102898 FMC Technologies COM 30249U101 200 6455 SH SOLE 0 0 6455 Ford Motor COM 345370860 257 18927 SH SOLE 600 0 18327 Fortune Brands Home & Security COM 34964C106 275 5798 SH SOLE 0 0 5798 Franklin Resources COM 354613101 220 5902 SH SOLE 0 0 5902 General Electric COM 369604103 46598 1847656 SH SOLE 35497 0 1812159 General Mills COM 370334104 856 15253 SH SOLE 0 0 15253 Genuine Parts COM 372460105 232 2800 SH SOLE 0 0 2800 Gilead Sciences COM 375558103 29137 296741 SH SOLE 8170 0 288571 Globus Medical COM 379577208 2506 121282 SH SOLE 0 0 121282 Google Cl A COM 38259P508 13111 20538 SH SOLE 951 0 19587 Google Cl C COM 38259P706 25512 41931 SH SOLE 973 0 40958 Graham Holdings COM 384637104 343 594 SH SOLE 0 0 594 Grainger W W COM 384802104 8435 39232 SH SOLE 300 0 38932 Hanesbrands COM 410345102 1605 55455 SH SOLE 0 0 55455 Hershey Company COM 427866108 2303 25067 SH SOLE 100 0 24967 Hexcel Corp COM 428291108 361 8040 SH SOLE 0 0 8040 Hologic COM 436440101 372 9505 SH SOLE 0 0 9505 Home Depot COM 437076102 9531 82523 SH SOLE 4900 0 77623 Honeywell International COM 438516106 18999 200644 SH SOLE 7605 0 193039 Horizon Bancorp Indiana COM 440407104 401 16888 SH SOLE 0 0 16888 IDEX COM 45167R104 4271 59900 SH SOLE 0 0 59900 Illinois Tool Works COM 452308109 2173 26396 SH SOLE 0 0 26396 Intel COM 458140100 4745 157431 SH SOLE 0 0 157431 IntercontinentalExchange Grp COM 45866F104 4340 18470 SH SOLE 1400 0 17070 International Business Machine COM 459200101 49418 340886 SH SOLE 3893 0 336993 Intuit COM 461202103 216 2438 SH SOLE 0 0 2438 Intuitive Surgical COM 46120E602 299 650 SH SOLE 0 0 650 Isis Pharmaceuticals COM 464330109 269 6660 SH SOLE 0 0 6660 Johnson & Johnson COM 478160104 54791 586941 SH SOLE 10999 0 575943 Johnson Controls COM 478366107 266 6428 SH SOLE 0 0 6428 JPMorgan Chase & Co COM 46625H100 53112 871120 SH SOLE 16203 0 854916 Kansas City Southern COM 485170302 12487 137399 SH SOLE 1675 0 135724 Kimberly Clark COM 494368103 9595 87995 SH SOLE 2324 0 85670 Kinder Morgan COM 49456B101 805 29100 SH SOLE 0 0 29100 Koninklijke Philips Electronic COM 500472303 1264 53887 SH SOLE 0 0 53887 Kraft Heinz Co. COM 500754106 21328 302176 SH SOLE 4566 0 297610 Kroger COM 501044101 359 9948 SH SOLE 0 0 9948 Ladenburg Thalmann Finl Svcs COM 50575Q102 42 20000 SH SOLE 0 0 20000 Leeward Capital COM 52459E106 0 30000 SH SOLE 0 0 30000 Leggett & Platt COM 524660107 215 5200 SH SOLE 0 0 5200 Liberty Global-A COM G5480U104 278 6485 SH SOLE 0 0 6485 Liberty Global-C COM G5480U120 689 16796 SH SOLE 0 0 16796 Liberty Media Cl C COM 531229300 290 8422 SH SOLE 0 0 8422 Liberty Ventures Ser A COM 53071M880 239 5933 SH SOLE 0 0 5933 Lilly Eli COM 532457108 2084 24907 SH SOLE 0 0 24907 Lincoln National COM 534187109 381 8023 SH SOLE 0 0 8023 Littelfuse COM 537008104 228 2500 SH SOLE 0 0 2500 Lockheed Martin COM 539830109 12627 60911 SH SOLE 1100 0 59811 Lowe's Companies COM 548661107 1477 21426 SH SOLE 0 0 21426 Lumicell Diagnostics COM 443350 250 250000 SH SOLE 0 0 250000 Lynden Energy COM 551275100 11 50000 SH SOLE 0 0 50000 Macy's COM 55616P104 811 15804 SH SOLE 0 0 15804 Markel COM 570535104 851 1061 SH SOLE 0 0 1061 MasterCard Cl A COM 57636Q104 11608 128807 SH SOLE 1265 0 127542 MB Financial COM 55264U108 2411 73878 SH SOLE 0 0 73878 McCormick Non-Voting COM 579780206 13517 164480 SH SOLE 325 0 164155 McDonalds COM 580135101 37619 381800 SH SOLE 2804 0 378996 McGraw Hill Financial COM 580645109 243 2808 SH SOLE 0 0 2808 McKesson HBOC COM 58155Q103 381 2058 SH SOLE 0 0 2058 Mead Johnson Nutrition COM 582839106 268 3803 SH SOLE 0 0 3803 Medtronic Plc COM G5960L103 767 11465 SH SOLE 0 0 11465 Merck COM 58933Y105 17177 347786 SH SOLE 4700 0 343086 MetLife COM 59156R108 18213 386282 SH SOLE 3475 0 382807 Micron Technology COM 595112103 153 10200 SH SOLE 0 0 10200 Microsoft COM 594918104 44226 999233 SH SOLE 20560 0 978673 Mondelez Intl COM 609207105 19915 475644 SH SOLE 16645 0 458999 Monsanto COM 61166W101 5942 69633 SH SOLE 2500 0 67133 Moody's COM 615369105 247 2512 SH SOLE 0 0 2512 Mosaic Company COM 61945C103 203 6540 SH SOLE 0 0 6540 MSCI COM 55354G100 708 11900 SH SOLE 0 0 11900 Murphy Oil COM 626717102 583 24100 SH SOLE 0 0 24100 National-Oilwell Varco COM 637071101 4789 127203 SH SOLE 3304 0 123899 NetFlix COM 64110L106 1109 10743 SH SOLE 0 0 10743 Newell Rubbermaid COM 651229106 4974 125254 SH SOLE 5200 0 120054 NextEra Energy COM 65339F101 1168 11974 SH SOLE 0 0 11974 Nike Cl B COM 654106103 19212 156234 SH SOLE 5475 0 150759 Noble Energy COM 655044105 1416 46924 SH SOLE 1180 0 45744 Nordstrom COM 655664100 784 10934 SH SOLE 0 0 10934 Norfolk Southern COM 655844108 580 7590 SH SOLE 0 0 7590 Northern Trust COM 665859104 10326 151491 SH SOLE 1100 0 150391 Northrop Grumman COM 666807102 1474 8884 SH SOLE 400 0 8484 Nvidia COM 67066G104 377 15295 SH SOLE 0 0 15295 Nymox Pharmaceutical COM 67076P102 86 25000 SH SOLE 0 0 25000 Oaktree Capital Group LLC COM 674001201 703 14200 SH SOLE 1000 0 13200 Occidental Petroleum COM 674599105 19859 300206 SH SOLE 7205 0 293001 Oracle COM 68389X105 3008 83270 SH SOLE 350 0 82920 Paychex COM 704326107 1966 41286 SH SOLE 250 0 41036 PayPal Hldgs COM 70450Y103 2822 90917 SH SOLE 5305 0 85612 PEN COM 706582103 0 10000 SH SOLE 0 0 10000 PepsiCo COM 713448108 41766 442908 SH SOLE 9247 0 433661 Pfizer COM 717081103 14145 450331 SH SOLE 8016 0 442315 Philip Morris International COM 718172109 13042 164401 SH SOLE 5095 0 159306 Phillips 66 COM 718546104 405 5269 SH SOLE 0 0 5269 PNC Financial Services Group COM 693475105 1814 20334 SH SOLE 0 0 20334 PPG Industries COM 693506107 301 3428 SH SOLE 0 0 3428 PPL COM 69351T106 6739 204889 SH SOLE 5955 0 198933 Praxair COM 74005P104 2961 29068 SH SOLE 500 0 28568 Procter & Gamble COM 742718109 59401 825709 SH SOLE 9970 0 815739 Prudential Financial COM 744320102 4943 64855 SH SOLE 5670 0 59185 Public Service Enterprise Grou COM 744573106 424 10059 SH SOLE 0 0 10059 QUALCOMM COM 747525103 16785 312400 SH SOLE 9315 0 303085 QVC Group Cl A COM 53071M104 801 30554 SH SOLE 0 0 30554 RBC Bearings COM 75524B104 338 5665 SH SOLE 0 0 5665 Rite Aid COM 767754104 62 10200 SH SOLE 0 0 10200 Roper Technologies COM 776696106 286 1822 SH SOLE 0 0 1822 Ross Stores COM 778296103 611 12600 SH SOLE 0 0 12600 Salesforce.com COM 79466L302 644 9276 SH SOLE 0 0 9276 SCANA COM 80589M102 208 3700 SH SOLE 0 0 3700 SED Intl Hldgs COM 784109209 2 20000 SH SOLE 0 0 20000 Sempra Energy COM 816851109 362 3741 SH SOLE 0 0 3741 Sherwin Williams COM 824348106 1461 6560 SH SOLE 0 0 6560 Sigma-Aldrich COM 826552101 1278 9200 SH SOLE 0 0 9200 Skyworks Solutions COM 83088M102 253 3000 SH SOLE 0 0 3000 SolarWinds COM 83416B109 294 7500 SH SOLE 0 0 7500 Solazyme COM 83415T101 34 13000 SH SOLE 0 0 13000 Sorrento Therapeutics COM 83587F202 84 10000 SH SOLE 0 0 10000 Southern Company COM 842587107 622 13919 SH SOLE 0 0 13919 Southwest Airlines COM 844741108 235 6180 SH SOLE 0 0 6180 Southwestern Energy COM 845467109 1343 105840 SH SOLE 3600 0 102240 Spectra Energy COM 847560109 263 10026 SH SOLE 0 0 10026 Splunk COM 848637104 2059 37195 SH SOLE 900 0 36295 St Jude Medical COM 790849103 297 4714 SH SOLE 0 0 4714 Starbucks COM 855244109 32142 565481 SH SOLE 16630 0 548851 Stericycle COM 858912108 935 6710 SH SOLE 0 0 6710 Stryker COM 863667101 828 8803 SH SOLE 0 0 8803 SunEdison COM 86732Y109 126 17500 SH SOLE 0 0 17500 SVB Financial Group COM 78486Q101 1399 12106 SH SOLE 0 0 12106 Target COM 87612E106 14863 188948 SH SOLE 2780 0 186168 Texas Instruments COM 882508104 379 7652 SH SOLE 0 0 7652 Thermo Fisher Scientific COM 883556102 46207 377879 SH SOLE 10029 0 367850 Tiffany COM 886547108 6148 79611 SH SOLE 0 0 79611 Time Warner COM 887317303 927 13480 SH SOLE 100 0 13380 Time Warner Cable COM 88732J207 562 3132 SH SOLE 25 0 3107 TJX Companies COM 872540109 1726 24173 SH SOLE 0 0 24173 Towers Watson & Co COM 891894107 1059 9019 SH SOLE 0 0 9019 Travelers Companies COM 89417E109 8632 86729 SH SOLE 4249 0 82480 Trustmark COM 898402102 279 12048 SH SOLE 0 0 12048 U S Bancorp COM 902973304 4258 103829 SH SOLE 460 0 103369 Union Pacific COM 907818108 7505 84889 SH SOLE 875 0 84014 United Parcel Service Cl B COM 911312106 2112 21399 SH SOLE 0 0 21399 United Technologies COM 913017109 34750 390493 SH SOLE 9589 0 380903 UnitedHealth Group COM 91324P102 620 5348 SH SOLE 0 0 5348 Verizon Communications COM 92343V104 19500 448183 SH SOLE 5392 0 442791 Versus Technology COM 925313108 4 40000 SH SOLE 0 0 40000 Vertex Pharmaceuticals COM 92532F100 334 3210 SH SOLE 0 0 3210 Viaspace COM 92554W106 0 100000 SH SOLE 70000 0 30000 Visa Class A COM 92826C839 287 4124 SH SOLE 0 0 4124 Vulcan Materials COM 929160109 233 2615 SH SOLE 0 0 2615 Wal Mart Stores COM 931142103 2061 31780 SH SOLE 70 0 31710 Walgreens Boots Alliance COM 931427108 10497 126314 SH SOLE 675 0 125639 Warren Resources COM 93564A100 5 10000 SH SOLE 0 0 10000 Waste Management COM 94106L109 2561 51422 SH SOLE 650 0 50772 WEC Energy Group COM 92939U106 2335 44712 SH SOLE 0 0 44712 Wells Fargo COM 949746101 15663 305033 SH SOLE 11979 0 293054 Westar Energy COM 95709T100 280 7291 SH SOLE 0 0 7291 Western Union COM 959802109 2589 141017 SH SOLE 5255 0 135761 Williams-Sonoma COM 969904101 1960 25666 SH SOLE 0 0 25666 Xcel Energy COM 98389B100 252 7123 SH SOLE 0 0 7123 Xylem COM 98419M100 261 7949 SH SOLE 0 0 7949 Yum! Brands COM 988498101 6058 75768 SH SOLE 4935 0 70833 Zimmer Biomet Holdings COM 98956P102 491 5223 SH SOLE 0 0 5223 Zoetis COM 98978V103 12476 302974 SH SOLE 5385 0 297589 AP Alternative Assets LP LTD 00186K101 7124 199000 SH SOLE 0 0 199000 AP Alternative Assets LP LTD G04036102 1164 32500 SH SOLE 0 0 32500 Enterprise Products Partners L LTD 293792107 2120 85158 SH SOLE 0 0 85158 Genesis Energy LP LTD 371927104 265 6900 SH SOLE 0 0 6900 Magellan Midstream Partners LP LTD 559080106 491 8173 SH SOLE 0 0 8173 ONEOK Partners LP LTD 68268N103 530 18100 SH SOLE 0 0 18100 America Movil SAB ADR Ser L COM 02364W105 2009 121407 SH SOLE 400 0 121007 ASML Hldgs NV ADR COM N07059210 15938 181156 SH SOLE 3374 0 177781 AstraZeneca PLC Spon ADR COM 046353108 5447 171194 SH SOLE 6433 0 164761 BHP Billiton Ltd Spon ADR COM 088606108 1054 33320 SH SOLE 625 0 32695 BP PLC Spon ADR COM 055622104 1081 35370 SH SOLE 0 0 35370 Diageo PLC Spon ADR COM 25243Q205 288 2672 SH SOLE 0 0 2672 ENI SpA ADR COM 26874R108 551 17574 SH SOLE 1750 0 15824 GlaxoSmithKline PLC ADS COM 37733W105 3693 96040 SH SOLE 3619 0 92421 HSBC Hldgs PLC Sp ADR COM 404280406 799 21102 SH SOLE 1925 0 19177 Luxottica Group SpA Spon ADR COM 55068R202 11509 166129 SH SOLE 3600 0 162529 National Grid PLC ADR COM 636274300 17256 247818 SH SOLE 4773 0 243045 Nestle SA Sponsored ADR COM 641069406 32326 431202 SH SOLE 4600 0 426602 Novartis AG ADR COM 66987V109 25899 281753 SH SOLE 10977 0 270776 Royal Dutch Shell PLC ADR-A COM 780259206 2547 53752 SH SOLE 800 0 52952 Siemens AG Sp ADR COM 826197501 1155 12940 SH SOLE 0 0 12940 South32 Ltd. ADR COM 84473L105 49 10340 SH SOLE 250 0 10090 Teva Pharmaceutical Ind ADR COM 881624209 10870 192528 SH SOLE 4245 0 188283 Vodafone Group PLC Sp ADR COM 92857W308 2851 89812 SH SOLE 1266 0 88546 Allergan plc COM G0177J108 11976 44059 SH SOLE 1375 0 42684 Aon PLC COM G0408V102 615 6946 SH SOLE 0 0 6946 Avago Technologies LTD COM Y0486S104 8275 66194 SH SOLE 1100 0 65094 Core Laboratories NV COM N22717107 881 8828 SH SOLE 0 0 8828 Enbridge COM 29250N105 1076 28990 SH SOLE 0 0 28990 Fleetmatics Group PLC COM G35569105 276 5620 SH SOLE 0 0 5620 Ingersoll-Rand PLC COM G47791101 226 4448 SH SOLE 0 0 4448 iSonea Ltd COM 040181580 1 22200 SH SOLE 0 0 22200 Lazard Ltd COM G54050102 2650 61190 SH SOLE 1400 0 59790 Mylan N.V. COM N59465109 1494 37114 SH SOLE 0 0 37114 Nansonics Limited COM Q6499K102 89 90051 SH SOLE 0 0 90051 NXP Semiconductors NV COM N6596X109 11796 135472 SH SOLE 3550 0 131922 Options Media Group Hldgs COM 684008105 0 234993 SH SOLE 0 0 234993 Pentair PLC COM G7S00T104 212 4154 SH SOLE 0 0 4154 Perrigo Company PLC COM G97822103 6453 41029 SH SOLE 525 0 40504 Schlumberger Ltd COM 806857108 30431 441214 SH SOLE 8663 0 432551 Unilever NV NY Shs COM 904784709 14849 369384 SH SOLE 7895 0 361489 American Campus Communities COM 024835100 2688 74178 SH SOLE 4600 0 69578 American Tower REIT COM 03027X100 3941 44790 SH SOLE 200 0 44590 Boston Properties COM 101121101 663 5596 SH SOLE 0 0 5596 Corporate Office Properties COM 22002T108 1278 60778 SH SOLE 1150 0 59628 Equity Residential COM 29476L107 3368 44829 SH SOLE 491 0 44338 HCP COM 40414L109 236 6346 SH SOLE 0 0 6346 Kite Realty Group Trust COM 49803T300 950 39920 SH SOLE 475 0 39445 Plum Creek Timber Company COM 729251108 1533 38792 SH SOLE 0 0 38792 Public Storage COM 74460D109 6812 32190 SH SOLE 800 0 31390 Simon Property Group COM 828806109 2492 13562 SH SOLE 0 0 13562 Taubman Centers COM 876664103 518 7500 SH SOLE 0 0 7500 Ventas COM 92276F100 1979 35298 SH SOLE 30 0 35268 Vornado Realty Trust COM 929042109 662 7316 SH SOLE 0 0 7316 Weingarten Realty Investors COM 948741103 298 9000 SH SOLE 0 0 9000 Weyerhaeuser COM 962166104 458 16749 SH SOLE 0 0 16749 Advisory Research All Cap Val COM 461418816 204 14293 SH SOLE 0 0 14293 Advisory Research Strat Inc Fd COM 46141P503 146 15274 SH SOLE 0 0 15274 Amer Fds-Invest Co of Amer A COM 461308108 341 10078 SH SOLE 0 0 10078 Amer Fds - Fundamental Inv COM 360802821 295 6048 SH SOLE 0 0 6048 American Fds-EuroPacific Grwth COM 298706102 268 5895 SH SOLE 0 0 5895 American Fds-New Perspective-A COM 648018109 465 12986 SH SOLE 0 0 12986 American Grw Fd of Amer 2 COM 399874825 314 7533 SH SOLE 0 0 7533 Ariel Appreciation Fund COM 040337206 213 4438 SH SOLE 0 0 4438 Columbia Acorn Fund-Z COM 197199409 5087 173787 SH SOLE 0 0 173787 Columbia Acorn Intl Fd-Z COM 197199813 1460 37283 SH SOLE 0 0 37283 Columbia Dividend Inc COM 19765N245 199 11457 SH SOLE 0 0 11457 Columbia L/C Grwth Fd Z COM 19765P661 405 11674 SH SOLE 0 0 11674 Dodge & Cox Intl Stock Fd COM 256206103 346 9336 SH SOLE 0 0 9336 Dodge & Cox Stock Fund COM 256219106 611 3764 SH SOLE 0 0 3764 Doubleline Total Return Bd COM 258620202 225 20544 SH SOLE 0 0 20544 Doubleline Total Return Bond COM 258620103 116 10585 SH SOLE 0 0 10585 Dreyfus Municipal Bond Fund COM 26201Q104 296 25173 SH SOLE 0 0 25173 Federated Kaufmann Fd-K COM 314172644 62 10824 SH SOLE 0 0 10824 Fidelity Balanced Fd COM 316345206 208 9560 SH SOLE 0 0 9560 Fidelity Contrafund COM 316071109 396 4078 SH SOLE 0 0 4078 Fidelity Equity Income Fd COM 316138106 262 5043 SH SOLE 0 0 5043 Fidelity Fund COM 316153105 211 5337 SH SOLE 0 0 5337 Fidelity Puritan Fund COM 316345107 496 24179 SH SOLE 0 0 24179 Fidelity Short-Term Bond Fd COM 316146208 324 37711 SH SOLE 0 0 37711 Fidelity Spartan 500 Index COM 315911206 956 14064 SH SOLE 0 0 14064 Fidelity Spartan 500 Index Fd COM 315911701 3038 44665 SH SOLE 0 0 44665 Fidelity Spartan Inter Muni In COM 31638R204 107 10287 SH SOLE 0 0 10287 Fidelity Spartan Intl Index IV COM 315911602 276 7770 SH SOLE 0 0 7770 Fidelity Value Fund COM 316464106 259 2484 SH SOLE 0 0 2484 Franklin H/Y Tax Free Inc COM 354723272 446 42646 SH SOLE 0 0 42646 Harris Assoc Oakmark Fund COM 413838103 429 7036 SH SOLE 0 0 7036 Harris Assoc Oakmark Intl Fd COM 413838202 336 15739 SH SOLE 0 0 15739 JHancock Glbl Abs Ret Strat Fd COM 47804M878 140 12688 SH SOLE 0 0 12688 John Hancock Life Bal Fd COM 47803V481 162 10922 SH SOLE 0 0 10922 JPMorgan Inter Tax Free Bd-S COM 4812A0441 334 30296 SH SOLE 0 0 30296 JPMorgan Tax Aware Real Return COM 4812A2546 278 29489 SH SOLE 0 0 29489 JPMorgan Tax Free Bd-Sel COM 4812C0456 311 24969 SH SOLE 0 0 24969 Keeley Mid Cap Value Fd COM 487300105 240 16952 SH SOLE 0 0 16952 Keeley Small Cap Value Fund COM 487300501 1293 38451 SH SOLE 0 0 38451 Northern Emerging Mkts Eqty Fd COM 665162582 239 26436 SH SOLE 0 0 26436 Nuveen Inter Dur Muni Bd-R COM 67065Q400 1148 124497 SH SOLE 0 0 124497 Oppenheimer Developing Mkts-A COM 683974109 292 9998 SH SOLE 0 0 9998 Oppenheimer Sr Float Rate Fd COM 68381K606 114 14455 SH SOLE 0 0 14455 Parnassus Equity Income Fd COM 701769101 242 6319 SH SOLE 0 0 6319 Price T Rowe Capital Appreciat COM 77954M105 787 29873 SH SOLE 0 0 29873 Price T Rowe Mid Cap Grwth Fd COM 779556109 517 6760 SH SOLE 0 0 6760 Price T Rowe Tax Free Inc Bond COM 779576107 215 20877 SH SOLE 0 0 20877 Schwab S&P 500 Index Fd COM 808509855 985 32343 SH SOLE 0 0 32343 Schwab Total Stock Mrkt Ind-Se COM 808509756 648 18545 SH SOLE 0 0 18545 Scout Core Bond Fd Ins COM 81063U834 165 14281 SH SOLE 0 0 14281 Shelton Funds - S&P MidCap Ind COM 82301Q767 515 18737 SH SOLE 0 0 18737 Stone Ridge H/Y Reinsur Risk P COM 861728509 2123 204121 SH SOLE 17673 0 186448 Stone Ridge Reinsur Risk Premi COM 861728202 5316 515113 SH SOLE 47722 0 467391 T Rowe Price Gr Stock Fund COM 741479109 630 11876 SH SOLE 0 0 11876 T Rowe Price High Yield Fd COM 741481105 190 29802 SH SOLE 0 0 29802 T Rowe Price S/T Bond COM 77957P105 569 120032 SH SOLE 0 0 120032 T. Rowe Price Tax Free Short-I COM 779902105 183 32516 SH SOLE 0 0 32516 Templeton Global Bond Fd-A COM 880208103 293 25645 SH SOLE 0 0 25645 Tweedy Browne Global Value Fd COM 901165100 541 21611 SH SOLE 0 0 21611 Vanguard 500 Index Fd-Admiral COM 922908710 676 3815 SH SOLE 0 0 3815 Vanguard GNMA Fd-Inv COM 922031307 1007 93874 SH SOLE 0 0 93874 Vanguard GNMA Fd - Adm COM 922031794 4962 462447 SH SOLE 15756 0 446691 Vanguard H/Y Tax Ex Fund COM 922907407 130 11618 SH SOLE 0 0 11618 Vanguard Inflat Protect Sec AD COM 922031737 219 8538 SH SOLE 0 0 8538 Vanguard Inflat Protected Sec COM 922031869 243 18640 SH SOLE 0 0 18640 Vanguard Inter Term Bond Ind-I COM 921937306 124 10769 SH SOLE 0 0 10769 Vanguard Intl Growth Fd-I COM 921910204 332 16624 SH SOLE 0 0 16624 Vanguard Ltd Term T/E Fd COM 922907886 366 33251 SH SOLE 0 0 33251 Vanguard Ltd Term T/E Fd-INV COM 922907704 160 14547 SH SOLE 0 0 14547 Vanguard PRIMECAP Fd - Adm COM 921936209 376 3736 SH SOLE 0 0 3736 Vanguard S/T Invest Gr Adm Fd COM 922031836 678 63688 SH SOLE 0 0 63688 Vanguard S/T Tax Exempt Fd COM 922907803 184 11610 SH SOLE 0 0 11610 Vanguard Tot Stk Mkt Index Fd COM 922908728 2479 51574 SH SOLE 0 0 51574 Vanguard Total Intl Stk Index COM 921909818 443 18649 SH SOLE 0 0 18649 Vanguard Wellington Fd COM 921935201 578 9061 SH SOLE 0 0 9061 Vanguard Windsor Fd ADM COM 922018403 742 11186 SH SOLE 0 0 11186 Vanguard Windsor Fund II COM 922018205 402 11752 SH SOLE 0 0 11752 Vanguard Windsor II Fd Adm COM 922018304 226 3722 SH SOLE 0 0 3722 AMEX Energy Select SPDR COM 81369Y506 308 5026 SH SOLE 0 0 5026 AMEX Financial Select Sector COM 81369Y605 206 9075 SH SOLE 0 0 9075 AMEX Health Care Select Sector COM 81369Y209 330 4985 SH SOLE 0 0 4985 DNP Select Income Fd COM 23325P104 111 12393 SH SOLE 0 0 12393 iShares Barclays 1-3 Yr Trsy B COM 464287457 959 11288 SH SOLE 5300 0 5988 iShares Core MSCI EAFE ETF COM 46432F842 2956 55979 SH SOLE 800 0 55179 iShares Core MSCI Emer Mkts ET COM 46434G103 729 18269 SH SOLE 0 0 18269 ishares Core S&P 500 ETF COM 464287200 3462 17963 SH SOLE 0 0 17963 iShares Core S&P MidCap ETF COM 464287507 3927 28747 SH SOLE 350 0 28397 iShares Core S&P SmallCap ETF COM 464287804 7703 72281 SH SOLE 1450 0 70831 iShares DJ Select Div Index Fd COM 464287168 2995 41162 SH SOLE 0 0 41162 iShares IBoxx H/Y Corp Bd COM 464288513 1688 20270 SH SOLE 250 0 20020 iShares Lehman Treas Inf Prot COM 464287176 455 4112 SH SOLE 0 0 4112 iShares MSCI ACWI Index Fd COM 464288257 378 7000 SH SOLE 0 0 7000 iShares MSCI Asia Ex-Japan COM 464288182 1861 35275 SH SOLE 2500 0 32775 iShares MSCI Canada Index Fd COM 464286509 799 34737 SH SOLE 2200 0 32537 iShares MSCI EAFE Index Fd COM 464287465 10321 180056 SH SOLE 8695 0 171361 iShares MSCI EAFE S/C COM 464288273 1180 24702 SH SOLE 1100 0 23602 iShares MSCI Emerging Mkts Ind COM 464287234 8941 272751 SH SOLE 18959 0 253792 iShares Russell 1000 Grow Indx COM 464287614 755 8122 SH SOLE 0 0 8122 iShares Russell 1000 Index Fd COM 464287622 366 3415 SH SOLE 0 0 3415 iShares Russell 1000 Val Index COM 464287598 382 4100 SH SOLE 0 0 4100 iShares Russell 2000 Index Fun COM 464287655 4979 45598 SH SOLE 4375 0 41223 iShares Russell Midcap Index F COM 464287499 8993 57812 SH SOLE 5550 0 52262 ishares S&P 100 Index Fd COM 464287101 545 6425 SH SOLE 350 0 6075 iShares S&P 500 Vaue Index Fd COM 464287408 501 5967 SH SOLE 0 0 5967 iShares S&P Global 100 Index F COM 464287572 618 8928 SH SOLE 700 0 8228 iShares S&P Latin Amerca 40 In COM 464287390 1530 67676 SH SOLE 5419 0 62257 iShares S&P MidCap 400/Value I COM 464287705 1881 16309 SH SOLE 0 0 16309 iShares S&P MidCap400 Grwth In COM 464287606 252 1606 SH SOLE 0 0 1606 iShares S&P SmallCap 600 Val I COM 464287879 361 3443 SH SOLE 0 0 3443 Japan Smaller Cap Fd ETF COM 47109U104 108 10658 SH SOLE 0 0 10658 Powershares QQQ COM 73935A104 943 9266 SH SOLE 0 0 9266 S&P Mid-Cap 400 ETF Trust COM 78467Y107 10975 44097 SH SOLE 850 0 43247 Schwab Emerging Mkts Equity Fd COM 808524706 269 13301 SH SOLE 0 0 13301 Schwab Intl Equity ETF COM 808524805 310 11309 SH SOLE 70 0 11239 Schwab U S Broad Mkt ETF COM 808524102 213 4593 SH SOLE 0 0 4593 SPDR 500 ETF Trust Ser 1 COM 78462F103 29290 152846 SH SOLE 3190 0 149656 SPDR Gold Trust COM 78463V107 1311 12270 SH SOLE 100 0 12170 Tortoise Energy Infrastructure COM 89147L100 331 12209 SH SOLE 0 0 12209 Vanguard 500 ETF COM 922908363 1372 7806 SH SOLE 0 0 7806 Vanguard Extended Mkt COM 922908652 271 3322 SH SOLE 0 0 3322 Vanguard FSTE Dev Mrkts ETF COM 921943858 599 16804 SH SOLE 200 0 16604 Vanguard FTSE All Wo X-US COM 922042775 1569 36797 SH SOLE 1485 0 35312 Vanguard FTSE All Wo X-US SC COM 922042718 1284 14162 SH SOLE 1700 0 12462 Vanguard FTSE Emerging Mkts COM 922042858 14120 426719 SH SOLE 12850 0 413869 Vanguard FTSE Europe ETF COM 922042874 318 6458 SH SOLE 800 0 5658 Vanguard MidCap ETF COM 922908629 398 3410 SH SOLE 0 0 3410 Vanguard REIT ETF COM 922908553 280 3709 SH SOLE 0 0 3709 Vanguard Small Cap ETF COM 922908751 352 3257 SH SOLE 0 0 3257 Vanguard Total Stock Market ET COM 922908769 514 5202 SH SOLE 0 0 5202 Western Asset Mgd Hi Inc Fd COM 95766L107 720 161000 SH SOLE 0 0 161000 WisdomTree Japan Hedged Eq Fd COM 97717W851 1237 25427 SH SOLE 1200 0 24227