0000315498-12-000003.txt : 20120711
0000315498-12-000003.hdr.sgml : 20120711
20120711095540
ACCESSION NUMBER: 0000315498-12-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120711
DATE AS OF CHANGE: 20120711
EFFECTIVENESS DATE: 20120711
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOFEN & GLOSSBERG LLC /IL/
CENTRAL INDEX KEY: 0000315498
IRS NUMBER: 364143109
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01240
FILM NUMBER: 12957059
BUSINESS ADDRESS:
STREET 1: 455 CITYFRONT PLAZA STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 3128281100
MAIL ADDRESS:
STREET 1: 455 CITYFRONT STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60611
FORMER COMPANY:
FORMER CONFORMED NAME: GOFEN & GLOSSBERG INC /IL/
DATE OF NAME CHANGE: 19970206
13F-HR
1
jun12.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
REPORT FOR CALENDAR YEAR OR QUARTER ENDED: June 30, 2012
CHECK HERE IF AMENDMENT [ ]; AMENDMENT NUMBER:
THIS AMENDMENT (CHECK ONLY ONE.): [ ] IS A RESTATEMENT.
[ ] ADD NEW HOLDINGS ENTRIES
INSTITUTIONAL INVESMENT MANAGER FILING THIS REPORT:
GOFEN AND GLOSSBERG, L.L.C.
455 CITYFRONT PLAZA
SUITE 3000
CHICAGO, IL 60611
13F FILE NUMBER: 28-1240
THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE
PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON
SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL
INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND
THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS,
SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF
THIS FORM.
PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER:
NAME : MARK BROWN
TITLE : COMPLIANCE OFFICER
PHONE : 312-832-1534
SIGNATURE, PLACE, AND DATE OF SIGNING:
MARK BROWN CHICAGO, ILLINOIS June 30, 2012
REPORT TYPE (CHECK ONLY ONE.) :
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13 COMBINATION REPORT.
LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER :
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
Report Summary:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 470
FORM 13F INFORMATION TABLE VALUE TOTAL: $1,554,484,000
LIST OF OTHER INCLUDED MANAGERS: NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
Hologic Cvt CONV 436440AA9 5347 5470000 PRN Sole 25000 5445000
Newell Financial 5.25% Cvt Pfd PFD CV 651195307 2735 54425 SH Sole 4000 50425
3M Company COM 88579Y101 11455 127843 SH Sole 938 126905
Abbott Laboratories COM 002824100 18918 293433 SH Sole 1520 291913
Accenture Plc Cl A COM G1151C101 123 2050 SH Sole 2050
Actuant Cl A COM 00508X203 320 11784 SH Sole 11784
Adobe Systems COM 00724F101 1393 43025 SH Sole 1100 41925
Advance Auto Parts COM 00751Y106 191 2800 SH Sole 2800
Affiliated Managers Group COM 008252108 352 3218 SH Sole 3218
AFLAC COM 001055102 13 300 SH Sole 300
AGL Resources Inc COM 001204106 2452 63266 SH Sole 3600 59666
Allergan COM 018490102 9503 102652 SH Sole 4990 97662
Alliant Energy COM 018802108 189 4150 SH Sole 2375 1775
Allstate COM 020002101 1492 42509 SH Sole 42509
Altria Group COM 02209S103 4634 134132 SH Sole 1245 132887
Amazon.com COM 023135106 1150 5036 SH Sole 5036
American Express COM 025816109 28615 491583 SH Sole 12965 478618
Americas Power Partners COM 03061A107 0 56382 SH Sole 56382
Ameriprise Financial COM 03076C106 354 6772 SH Sole 6772
AMETEK COM 031100100 1124 22525 SH Sole 22525
Amgen COM 031162100 1916 26276 SH Sole 700 25576
Analog Devices COM 032654105 2371 62930 SH Sole 1200 61730
ANSYS COM 03662Q105 316 5005 SH Sole 5005
Aon COM 037389103 827 17685 SH Sole 17685
Apache Corporation COM 037411105 149 1690 SH Sole 1690
Apple COM 037833100 11887 20355 SH Sole 450 19905
Applied Materials COM 038222105 163 14200 SH Sole 14200
Applied Nanotech Holdings COM 03824B103 3 12000 SH Sole 12000
AptarGroup COM 038336103 2557 50092 SH Sole 2300 47792
AT&T COM 00206R102 10348 290193 SH Sole 2800 287393
Automatic Data Processing COM 053015103 1350 24252 SH Sole 24252
Baker Hughes COM 057224107 269 6538 SH Sole 6538
Bank of America COM 060505104 463 56648 SH Sole 65 56583
Bank of New York Mellon Corp COM 064058100 3594 163730 SH Sole 1243 162487
Baxter International COM 071813109 728 13690 SH Sole 2000 11690
BB&T COM 054937107 5228 169463 SH Sole 6805 162658
BCE COM 05534B760 269 6523 SH Sole 6523
Beam Inc COM 073730103 333 5332 SH Sole 5332
Becton Dickinson COM 075887109 394 5274 SH Sole 500 4774
Bed Bath & Beyond COM 075896100 799 12931 SH Sole 600 12331
Berkshire Hathaway Cl A COM 084670108 4123 33 SH Sole 33
Berkshire Hathaway Cl B COM 084670702 10204 122455 SH Sole 4450 118005
Boeing COM 097023105 10187 137103 SH Sole 4050 133053
BP Prudhoe Bay Royalty Trust S COM 055630107 325 2791 SH Sole 2791
Bristol-Myers Squibb COM 110122108 1202 33427 SH Sole 33427
Campbell Soup COM 134429109 441 13200 SH Sole 13200
Cardinal Health COM 14149Y108 582 13867 SH Sole 13867
Carnival COM 143658300 74 2150 SH Sole 2150
Caterpillar COM 149123101 17740 208927 SH Sole 3427 205500
CBOE Holdings COM 12503M108 217 7847 SH Sole 7847
CBRE Group Cl A COM 12497T101 32 1975 SH Sole 1975
CBS Cl B COM 124857202 4 110 SH Sole 110
Celgene COM 151020104 18471 287894 SH Sole 11005 276889
Central Illinois Bancorp COM 0 26750 SH Sole 26750
Charles Schwab COM 808513105 1294 100113 SH Sole 4900 95213
Chevron COM 166764100 21821 206831 SH Sole 5588 201243
Chipotle Mexican Grill COM 169656105 141 370 SH Sole 370
Chubb COM 171232101 4684 64319 SH Sole 50 64269
Cigna COM 125509109 541 12300 SH Sole 12300
Cisco Systems COM 17275R102 6904 402089 SH Sole 16375 385714
Citigroup COM 172967424 171 6246 SH Sole 6246
Clorox COM 189054109 253 3492 SH Sole 100 3392
CME Group COM 12572Q105 909 3389 SH Sole 3389
CMG Holdings COM 125749101 0 10100 SH Sole 10100
Coach COM 189754104 674 11517 SH Sole 11517
CoBiz Financial COM 190897108 14 2200 SH Sole 2200
Coca-Cola COM 191216100 22051 282017 SH Sole 4175 277842
Cognizant Tech Solutions COM 192446102 170 2825 SH Sole 2825
Colgate-Palmolive COM 194162103 9934 95424 SH Sole 1400 94024
Comcast Cl A COM 20030N101 4044 126506 SH Sole 126506
Comcast Spec Com Cl A COM 20030N200 18518 589731 SH Sole 23069 566663
ConocoPhillips COM 20825C104 2473 44252 SH Sole 195 44057
Consolidated Edison COM 209115104 438 7049 SH Sole 7049
Copart COM 217204106 223 9420 SH Sole 9420
CopyTele COM 217721109 1 10000 SH Sole 10000
Corning COM 219350105 309 23930 SH Sole 23930
Costco Wholesale COM 22160K105 9765 102795 SH Sole 5040 97755
Covidien Plc COM G2554F113 306 5722 SH Sole 5722
Crown Castle International COM 228227104 211 3595 SH Sole 3595
Cummins COM 231021106 5308 54771 SH Sole 4030 50741
CVS/Caremark Corp COM 126650100 173 3711 SH Sole 3711
Danaher COM 235851102 8052 154611 SH Sole 2800 151811
Deere & Co COM 244199105 9831 121565 SH Sole 3300 118265
Defentect Group COM 244639100 0 23000 SH Sole 23000
Dell COM 24702R101 20 1600 SH Sole 1600
DiaSys COM 252838107 0 20000 SH Sole 20000
DIRECTV Cl A COM 25490A101 2461 50403 SH Sole 50403
Discovery Communications A COM 25470F104 158 2933 SH Sole 2933
Discovery Communications C COM 25470F302 147 2933 SH Sole 2933
Disney Walt COM 254687106 18964 391007 SH Sole 10845 380162
Dominion Resources/VA COM 25746U109 3047 56433 SH Sole 300 56133
Dover COM 260003108 643 12000 SH Sole 12000
Dow Chemical COM 260543103 424 13448 SH Sole 13448
DTE Energy COM 233331107 201 3380 SH Sole 3380
Du Pont E I COM 263534109 12850 254105 SH Sole 13437 240668
Duke Energy COM 26441C105 605 26247 SH Sole 26247
Dun & Bradstreet COM 26483E100 575 8080 SH Sole 8080
eBay COM 278642103 1548 36845 SH Sole 36845
Ecolab COM 278865100 13091 191023 SH Sole 6225 184798
EMC COM 268648102 5327 207835 SH Sole 16070 191765
Emerson Electric COM 291011104 6931 148788 SH Sole 2668 146120
EnCana COM 292505104 90 4312 SH Sole 4312
Entergy COM 29364G103 1101 16215 SH Sole 16215
EOG Resources COM 26875P101 252 2800 SH Sole 2800
EPL Technologies COM 268920204 0 41000 SH Sole 41000
EQT Corporation COM 26884L109 263 4908 SH Sole 4908
Estee Lauder Cl A COM 518439104 2323 42924 SH Sole 1420 41504
Everest Re Group Ltd COM G3223R108 206 1987 SH Sole 1987
Exelon COM 30161N101 1100 29235 SH Sole 29235
Express Scripts Hldgs COM 30219G108 593 10615 SH Sole 10615
Exxon Mobil COM 30231G102 58180 679915 SH Sole 11479 668436
F5 Networks COM 315616102 224 2245 SH Sole 2245
First Merchants Acceptance COM 320816101 0 13000 SH Sole 13000
FirstEnergy COM 337932107 237 4827 SH Sole 4827
Fiserv COM 337738108 7045 97549 SH Sole 4811 92738
Ford Motor COM 345370860 130 13544 SH Sole 300 13244
Franklin Resources COM 354613101 311 2800 SH Sole 2800
Frontier Communications COM 35906A108 32 8459 SH Sole 288 8171
Gannett COM 364730101 67 4560 SH Sole 4560
General Dynamics COM 369550108 125 1892 SH Sole 1892
General Electric COM 369604103 35275 1692640 SH Sole 35161 1657480
General Mills COM 370334104 648 16822 SH Sole 16822
Gilead Sciences COM 375558103 7786 151832 SH Sole 2800 149032
Goldman Sachs Group COM 38141G104 117 1218 SH Sole 1218
Google Cl A COM 38259P508 11073 19089 SH Sole 745 18344
Grainger W W COM 384802104 8498 44435 SH Sole 300 44135
Great Plains Energy COM 391164100 692 32300 SH Sole 1500 30800
Hanesbrands COM 410345102 382 13760 SH Sole 13760
Heinz H J COM 423074103 341 6266 SH Sole 6266
Hershey Company COM 427866108 1826 25354 SH Sole 100 25254
Hewlett-Packard COM 428236103 698 34726 SH Sole 1775 32951
Hexcel Corp COM 428291108 222 8600 SH Sole 8600
Hologic COM 436440101 524 29025 SH Sole 29025
Home Depot COM 437076102 4612 87044 SH Sole 7740 79304
Honeywell International COM 438516106 13324 238613 SH Sole 10470 228143
Horizon Bancorp Indiana COM 440407104 296 11259 SH Sole 11259
Hospira COM 441060100 161 4610 SH Sole 4610
IDEX COM 45167R104 3323 85250 SH Sole 85250
Illinois Tool Works COM 452308109 1495 28274 SH Sole 200 28074
Integrys Energy Group COM 45822P105 386 6779 SH Sole 6779
Intel COM 458140100 8406 315430 SH Sole 4905 310525
Interactive Motorsports COM 45839P106 0 200000 SH Sole 200000
IntercontinentalExchange COM 45865V100 3367 24764 SH Sole 2000 22764
International Business Machine COM 459200101 73613 376384 SH Sole 4540 371843
International Game Technology COM 459902102 49 3100 SH Sole 3100
Interpublic Group Cos COM 460690100 12 1129 SH Sole 1129
Intuitive Surgical COM 46120E602 332 600 SH Sole 600
Isis Pharmaceuticals COM 464330109 335 27940 SH Sole 27940
Johnson & Johnson COM 478160104 41815 618933 SH Sole 12952 605981
Johnson Controls COM 478366107 207 7471 SH Sole 7471
JPMorgan Chase & Co COM 46625H100 30327 848789 SH Sole 19059 829730
Kansas City Southern COM 485170302 636 9150 SH Sole 9150
Kimberly Clark COM 494368103 7686 91752 SH Sole 3900 87852
Kohls COM 500255104 483 10620 SH Sole 250 10370
Koninklijke Philips Electronic COM 500472303 1697 86269 SH Sole 86269
Kraft Foods Cl A COM 50075N104 8929 231206 SH Sole 7752 223454
Ladenburg Thalmann Finl Svcs COM 50575Q102 31 20000 SH Sole 20000
Leeward Capital COM 52459E106 1 30000 SH Sole 30000
Leggett & Platt COM 524660107 152 7200 SH Sole 7200
Liberty Global-A COM 530555101 322 6486 SH Sole 6486
Liberty Global-C COM 530555309 311 6508 SH Sole 6508
Liberty Interactive Cl A COM 53071M104 638 35908 SH Sole 35908
Liberty Media - Liberty Capita COM 530322106 426 4844 SH Sole 4844
Lilly Eli COM 532457108 1238 28857 SH Sole 28857
Lincoln National COM 534187109 175 8023 SH Sole 8023
Littelfuse COM 537008104 156 2750 SH Sole 2750
Lockheed Martin COM 539830109 7133 81916 SH Sole 2200 79716
Lowe's Companies COM 548661107 524 18434 SH Sole 18434
Lululemon Athletica COM 550021109 101 1700 SH Sole 1700
Macy's COM 55616P104 588 17129 SH Sole 17129
Markel COM 570535104 557 1261 SH Sole 1261
Marriott International Cl A COM 571903202 16 403 SH Sole 403
Marriott Intl FRAC New A COM 903208 0 37082 SH Sole 37082
Marvell Technology Group Ltd COM G5876H105 160 14155 SH Sole 14155
MB Financial COM 55264U108 2200 102123 SH Sole 102123
McCormick Non-Voting COM 579780206 11371 187478 SH Sole 495 186983
McDonalds COM 580135101 38462 434457 SH Sole 3040 431417
McGraw Hill Companies COM 580645109 154 3425 SH Sole 3425
McKesson HBOC COM 58155Q103 126 1340 SH Sole 1340
Mead Johnson Nutrition COM 582839106 272 3381 SH Sole 3381
Medtronic COM 585055106 466 12027 SH Sole 12027
Merck COM 58933Y105 9442 226156 SH Sole 1000 225156
MetLife COM 59156R108 11560 374716 SH Sole 4025 370691
Microsoft COM 594918104 33850 1106556 SH Sole 25127 1081429
Mohawk Industries COM 608190104 1 11 SH Sole 11
Monsanto COM 61166W101 7348 88766 SH Sole 3800 84966
MSCI COM 55354G100 686 20175 SH Sole 20175
Murphy Oil COM 626717102 2929 58235 SH Sole 550 57685
MVC Capital COM 553829102 172 13250 SH Sole 13250
Mylan Laboratories COM 628530107 765 35785 SH Sole 35785
National-Oilwell Varco COM 637071101 12716 197329 SH Sole 7470 189859
Newell Rubbermaid COM 651229106 680 37475 SH Sole 37475
NextEra Energy COM 65339F101 596 8664 SH Sole 8664
Nike Cl B COM 654106103 7301 83178 SH Sole 4130 79048
Noble Energy COM 655044105 118 1397 SH Sole 1397
Nordstrom COM 655664100 592 11918 SH Sole 11918
Norfolk Southern COM 655844108 217 3030 SH Sole 3030
Northern Trust COM 665859104 8926 193950 SH Sole 1700 192250
Northrop Grumman COM 666807102 700 10979 SH Sole 400 10579
NYSE Euronext COM 629491101 2135 83476 SH Sole 83476
Occidental Petroleum COM 674599105 594 6926 SH Sole 6926
Old Republic International COM 680223104 140 16844 SH Sole 16844
Omnicare COM 681904108 0 10 SH Sole 10
ONEOK COM 682680103 253 5990 SH Sole 5990
Oracle COM 68389X105 6517 219439 SH Sole 8330 211109
Paychex COM 704326107 2329 74144 SH Sole 980 73164
PepsiCo COM 713448108 32663 462260 SH Sole 9357 452903
Perrigo Company COM 714290103 511 4335 SH Sole 4335
Pfizer COM 717081103 8746 380279 SH Sole 10000 370279
Philip Morris International COM 718172109 13205 151325 SH Sole 6340 144985
Phillips 66 COM 718546104 350 10530 SH Sole 10530
PNC Financial Services Group COM 693475105 1194 19533 SH Sole 19533
Polypore International COM 73179V103 278 6880 SH Sole 6880
PPG Industries COM 693506107 265 2500 SH Sole 2500
PPL COM 69351T106 3562 128094 SH Sole 7200 120894
Praxair COM 74005P104 3311 30448 SH Sole 1050 29398
Precision Castparts COM 740189105 191 1160 SH Sole 1160
Priceline.com COM 741503403 36 54 SH Sole 54
Procter & Gamble COM 742718109 54005 881717 SH Sole 15232 866485
Progress Energy COM 743263105 432 7173 SH Sole 7173
Progressive Ohio COM 743315103 255 12248 SH Sole 12248
Prudential Financial COM 744320102 3431 70843 SH Sole 5945 64898
QUALCOMM COM 747525103 34091 612270 SH Sole 19918 592352
Quicksilver Resources COM 74837R104 0 37 SH Sole 37
Raytheon COM 755111507 69 1212 SH Sole 1212
RBC Bearings COM 75524B104 647 13675 SH Sole 13675
Ross Stores COM 778296103 550 8800 SH Sole 8800
Salesforce.com COM 79466L302 214 1548 SH Sole 1548
SCANA COM 80589M102 177 3700 SH Sole 3700
Schlumberger Ltd COM 806857108 25476 392489 SH Sole 9080 383409
Scripps Network Interactive-A COM 811065101 167 2929 SH Sole 2929
Sempra Energy COM 816851109 296 4300 SH Sole 4300
Sherwin Williams COM 824348106 859 6494 SH Sole 6494
Sigma-Aldrich COM 826552101 695 9400 SH Sole 9400
Smucker J M COM 832696405 7 97 SH Sole 3 94
Southern Company COM 842587107 708 15288 SH Sole 15288
Southwestern Energy COM 845467109 8247 258278 SH Sole 6410 251868
Spectra Energy COM 847560109 362 12447 SH Sole 12447
SPX COM 784635104 327 5010 SH Sole 5010
St Jude Medical COM 790849103 232 5809 SH Sole 5809
Stanley Black & Decker COM 854502101 347 5390 SH Sole 5390
Staples COM 855030102 1324 101475 SH Sole 3225 98250
Starbucks COM 855244109 14963 280620 SH Sole 4500 276120
Steiner Leisure Ltd COM P8744Y102 255 5495 SH Sole 5495
Stericycle COM 858912108 612 6680 SH Sole 6680
Stryker COM 863667101 1333 24200 SH Sole 24200
Sysco COM 871829107 68 2275 SH Sole 2275
T Rowe Price Group COM 74144T108 476 7554 SH Sole 7554
Target COM 87612E106 13404 230346 SH Sole 8515 221831
Tellabs COM 879664100 7 2010 SH Sole 2010
Teradata COM 88076W103 244 3383 SH Sole 3383
Texas Instruments COM 882508104 2241 78105 SH Sole 3260 74845
Thermo Fisher Scientific COM 883556102 20854 401734 SH Sole 12336 389398
Tiffany COM 886547108 4923 92969 SH Sole 92969
Time Warner COM 887317303 506 13149 SH Sole 100 13049
Time Warner Cable COM 88732J207 405 4938 SH Sole 25 4913
Travelers Companies COM 89417E109 7098 111189 SH Sole 6702 104487
U S Bancorp COM 902973304 2801 87103 SH Sole 400 86703
Unilever NV NY Shs COM 904784709 11120 333432 SH Sole 9486 323946
Union Pacific COM 907818108 2299 19267 SH Sole 19267
United Parcel Service Cl B COM 911312106 2492 31640 SH Sole 1150 30490
United Technologies COM 913017109 25124 332641 SH Sole 10023 322617
UnitedHealth Group COM 91324P102 322 5512 SH Sole 5512
Verizon Communications COM 92343V104 8113 182566 SH Sole 2100 180466
Versus Technology COM 925313108 5 69966 SH Sole 69966
Vertex Pharmaceuticals COM 92532F100 227 4060 SH Sole 4060
Viacom Cl B COM 92553P201 282 6002 SH Sole 6002
Viaspace COM 92554W106 0 70000 SH Sole 70000
Visa Class A COM 92826C839 142 1150 SH Sole 1150
Wal Mart Stores COM 931142103 2864 41082 SH Sole 70 41012
Walgreen COM 931422109 7689 259951 SH Sole 3825 256126
Washington Post Class B COM 939640108 251 672 SH Sole 672
Waste Management COM 94106L109 4169 124820 SH Sole 8735 116085
Wells Fargo COM 949746101 8718 260697 SH Sole 14569 246128
Westar Energy COM 95709T100 228 7600 SH Sole 7600
Western Union COM 959802109 1725 102448 SH Sole 1000 101448
Whole Foods Market COM 966837106 211 2212 SH Sole 2212
Williams-Sonoma COM 969904101 1118 31960 SH Sole 31960
Wisconsin Energy COM 976657106 1678 42408 SH Sole 42408
Wyndham Worldwide COM 98310W108 153 2901 SH Sole 2901
Yum! Brands COM 988498101 4772 74073 SH Sole 3870 70203
Zimmer Holdings COM 98956P102 403 6263 SH Sole 600 5663
Energy Transfer Partners LP LTD 29273R109 1762 39880 SH Sole 200 39680
Enterprise Products Partners L LTD 293792107 1210 23624 SH Sole 23624
Genesis Energy LP LTD 371927104 201 6900 SH Sole 6900
Holly Energy Partners LP LTD 435763107 183 3240 SH Sole 3240
Kinder Morgan Energy Partners LTD 494550106 2166 27564 SH Sole 125 27439
Magellan Midstream Partners LP LTD 559080106 212 3000 SH Sole 3000
NuStar Energy LP LTD 67058H102 577 10700 SH Sole 100 10600
ONEOK Partners LP LTD 68268N103 1332 24775 SH Sole 24775
Plains All American Pipeline L LTD 726503105 312 3864 SH Sole 3864
America Movil SAB ADR Ser L COM 02364W105 4149 159215 SH Sole 400 158815
BHP Billiton Ltd Spon ADR COM 088606108 3026 46345 SH Sole 825 45520
BP PLC Spon ADR COM 055622104 2203 54339 SH Sole 54339
Diageo PLC Spon ADR COM 25243Q205 399 3875 SH Sole 3875
ENI SpA ADR COM 26874R108 1067 25103 SH Sole 1750 23353
GlaxoSmithKline PLC ADS COM 37733W105 1037 22761 SH Sole 22761
HSBC Hldgs PLC Sp ADR COM 404280406 2623 59446 SH Sole 3125 56321
Luxottica Group SpA Spon ADR COM 55068R202 6208 177733 SH Sole 5400 172333
National Grid PLC ADR COM 636274300 13810 260607 SH Sole 6600 254007
Nestle SA Sponsored ADR COM 641069406 27242 455957 SH Sole 6150 449807
Novartis AG ADR COM 66987V109 14230 254559 SH Sole 13868 240691
Royal Dutch Shell PLC ADR-A COM 780259206 4238 62853 SH Sole 800 62053
Royal Dutch Shell PLC ADR-B COM 780259107 210 3000 SH Sole 3000
Siemens AG Sp ADR COM 826197501 804 9558 SH Sole 9558
Syngenta AG ADR COM 87160A100 2859 41770 SH Sole 2120 39650
Telefonica SA ADR COM 879382208 804 61399 SH Sole 61399
Teva Pharmaceutical Industries COM 881624209 20331 515480 SH Sole 11512 503968
Total SA Spon ADR COM 89151E109 2 54 SH Sole 54
Unilever PLC Spon ADR COM 904767704 66 1942 SH Sole 1942
Vodafone Group PLC Sp ADR COM 92857W209 16857 598183 SH Sole 19588 578596
BPI Energy Holdings COM 055934103 0 10000 SH Sole 10000
Central Gold Trust COM 153546106 556 9200 SH Sole 9200
iSonea Ltd COM 040181580 1 444000 SH Sole 444000
Lazard Ltd COM G54050102 1658 63775 SH Sole 1400 62375
Nansonics Limited COM Q6499K102 49 90051 SH Sole 90051
Options Media Group Hldgs COM 684008105 0 200000 SH Sole 200000
TE Connectivity Ltd COM H84989104 4 116 SH Sole 116
Vodafone PLC Ord 215 76374 SH Sole 76374
American Tower REIT COM 03027X100 2089 29883 SH Sole 200 29683
Equity Lifestyle Properties COM 29472R108 210 3044 SH Sole 3044
Plum Creek Timber Company COM 729251108 1585 39918 SH Sole 39918
Weyerhaeuser COM 962166104 933 41711 SH Sole 41711
HCP COM 40414L109 400 9064 SH Sole 9064
Ventas COM 92276F100 345 5466 SH Sole 5466
Starwood Hotels & Resorts Worl COM 85590A401 471 8884 SH Sole 8884
ProLogis COM 74340W103 585 17603 SH Sole 957 16646
Annaly Capital Management COM 035710409 185 11002 SH Sole 11002
Starwood Property Trust COM 85571B105 340 15955 SH Sole 15955
Boston Properties COM 101121101 363 3346 SH Sole 3346
Corporate Office Properties COM 22002T108 2149 91425 SH Sole 1150 90275
Kite Realty Group Trust COM 49803T102 3904 782359 SH Sole 55900 726459
Realty Income COM 756109104 163 3900 SH Sole 3900
Simon Property Group COM 828806109 1577 10131 SH Sole 10131
Taubman Centers COM 876664103 579 7500 SH Sole 7500
Vornado Realty Trust COM 929042109 269 3201 SH Sole 3201
Public Storage COM 74460D109 5280 36560 SH Sole 1200 35360
Alpine Dynamic Dvd Fund COM 020875209 72 20846 SH Sole 20846
Amer Fds-Cap Wrld Grwth&Inc COM 140543109 53 1568 SH Sole 1568
Amer Fds - Fundamental Inv COM 360802821 244 6446 SH Sole 6446
American Fds-New Perspective-A COM 648018109 303 10630 SH Sole 10630
American Fds-Washington Mutual COM 939330106 33 1085 SH Sole 1085
American Grw Fd of Amer 2 COM 399874825 230 7302 SH Sole 7302
Baron Asset Fund COM 068278100 266 5424 SH Sole 5424
BlackRock H/Y Bd Port COM 091929638 91 11827 SH Sole 11827
Columbia Acorn Fund-Z COM 197199409 3575 120197 SH Sole 120197
Columbia Acorn Intl Fd-Z COM 197199813 1159 31242 SH Sole 31242
Columbia High Yield Muni Fd COM 19765P125 5 487 SH Sole 487
Columbia Mid Cap Value Fd A COM 19765J863 9 678 SH Sole 678
Davis New York Venture Fd-A COM 239080104 207 5964 SH Sole 5964
Dodge & Cox Stock Fund COM 256219106 363 3288 SH Sole 3288
Doubleline Total Return Bd COM 258620202 484 43266 SH Sole 43266
Dreyfus Municipal Bond Fund COM 26201Q104 619 52724 SH Sole 52724
Fidelity Contrafund COM 316071109 101 1356 SH Sole 1356
Fidelity Equity Income Fd COM 316138106 208 4668 SH Sole 4668
Fidelity Equity Income II Fund COM 316145101 182 9679 SH Sole 9679
Fidelity Fund COM 316153105 158 4582 SH Sole 4582
Fidelity GMNA Fd COM 31617K105 173 14500 SH Sole 14500
Fidelity Growth & Income Fd COM 316389204 19 949 SH Sole 949
Fidelity Growth Company Fd COM 316200104 20 213 SH Sole 213
Fidelity Muni Income Fd COM 316089507 151 11346 SH Sole 11346
Fidelity Puritan Fund COM 316345107 547 28754 SH Sole 28754
Fidelity Short-Term Bond Fd COM 316146208 27 3151 SH Sole 3151
Fidelity Spartan 500 Index COM 315911206 839 17287 SH Sole 17287
Fidelity Spartan 500 Index Fd COM 315911701 1531 31542 SH Sole 31542
Fidelity Spartan Inter Muni In COM 31638R204 75 7101 SH Sole 7101
Fidelity Spartan Intl Index IV COM 315911602 260 8438 SH Sole 8438
Fidelity Value Fund COM 316464106 204 2961 SH Sole 2961
First Eagle Overseas Fd-A COM 32008F101 131 6184 SH Sole 6184
First Eagle US Value Fd A COM 32008F887 263 14996 SH Sole 14996
Franklin Cust Fds Income Ser 1 COM 353496300 30 13737 SH Sole 13737
Franklin H/Y Tax Free Inc COM 354723272 627 58353 SH Sole 58353
Franklin Income Fd COM 353496847 84 39178 SH Sole 39178
Goldman Sachs High Yield Fund COM 38141W679 104 14572 SH Sole 14572
Harbor International Fund COM 411511306 23 419 SH Sole 419
Harris Assoc Oakmark Fund COM 413838103 290 6287 SH Sole 6287
Harris Assoc Oakmark Intl Fd COM 413838202 198 11379 SH Sole 11379
Hussman Strat Gr Fund COM 448108100 128 11155 SH Sole 11155
Janus Fund COM 471023101 207 6922 SH Sole 6922
Janus S/T Bond Fd COM 471023887 558 180518 SH Sole 180518
John Hancock Val MidCap COM 47803W406 16 1306 SH Sole 1306
Keeley Mid Cap Value Fd COM 487300105 251 24100 SH Sole 24100
Keeley Small Cap Value Fund COM 487300501 1535 61977 SH Sole 5853 56124
Lord Abbet Sht Dur Income COM 543916464 8 1641 SH Sole 1641
NMM Intl Equity Fd COM 665162558 59 6886 SH Sole 6886
Nuveen H/Y Muni Bd Fd COM 67065Q772 202 12249 SH Sole 12249
Permanent Portfolio Fd COM 714199106 267 5670 SH Sole 5670
PIMCO Commodity RR Strategy-I COM 722005667 193 30032 SH Sole 30032
PIMCO Total Return Fd-C COM 693390429 25 2175 SH Sole 2175
PIMCO Total Return Fd-Inst COM 693390700 198 17563 SH Sole 17563
Pioneer High Income Muni Fd - COM 72387N846 84 10929 SH Sole 10929
Price T Rowe Capital Appreciat COM 77954M105 59 2665 SH Sole 2665
Price T Rowe Growth Stock Fund COM 741479109 388 10759 SH Sole 10759
Price T Rowe Intl Stock Fd COM 77956H203 34 2643 SH Sole 2643
Price T Rowe Mid Cap Grwth Fd COM 779556109 327 5766 SH Sole 5766
Price T Rowe Tax Free Inc Bond COM 779576107 227 21851 SH Sole 21851
Schwab Total Stock Mrkt Ind-Se COM 808509756 407 16862 SH Sole 16862
Shelton Funds - S&P MidCap Ind COM 82301Q767 343 15270 SH Sole 15270
T Rowe Price High Yield Fd COM 741481105 113 16857 SH Sole 16857
T Rowe Price Mid Cap Value Fd COM 77957Y106 9 371 SH Sole 371
T Rowe Price S/T Bond COM 77957P105 3013 622565 SH Sole 194823 427742
Templeton Global Bond Fd-A COM 880208103 276 21510 SH Sole 21510
Thornburg Intl Value Fd-I COM 885215566 90 3580 SH Sole 3580
Tweedy Browne American Value F COM 901165209 132 6926 SH Sole 6926
Tweedy Browne Global Value Fd COM 901165100 425 18151 SH Sole 18151
Vanguard 500 Index Fd Signal COM 922908496 353 3406 SH Sole 3406
Vanguard GNMA Fd-Inv COM 922031307 2208 199808 SH Sole 199808
Vanguard GNMA Fd - Adm COM 922031794 4910 444381 SH Sole 444381
Vanguard Index 500 Fund COM 922908108 200 1594 SH Sole 1594
Vanguard Inflat Protect Sec AD COM 922031737 245 8538 SH Sole 8538
Vanguard Inflat Protected Sec COM 922031869 251 17206 SH Sole 17206
Vanguard Interm Term Fund COM 922031885 139 13623 SH Sole 13623
Vanguard Intl Growth Fd-I COM 921910204 328 19106 SH Sole 19106
Vanguard PRIMECAP Fd - Adm COM 921936209 379 5550 SH Sole 5550
Vanguard S/T Invest Gr Adm Fd COM 922031836 215 20000 SH Sole 20000
Vanguard Small Cap Index Fd-I COM 922908702 83 2276 SH Sole 2276
Vanguard Small Cap Index Signa COM 922908421 23 694 SH Sole 694
Vanguard Wellington Fd COM 921935201 398 7000 SH Sole 7000
Vanguard Windsor Fd ADM COM 922018403 224 4817 SH Sole 4817
Vanguard Windsor Fund II COM 922018205 328 11799 SH Sole 11799
Wells Fargo Adv Inc Pl COM 949921522 130 10471 SH Sole 10471
AMEX Technology Sel Sector SP COM 81369Y803 272 9460 SH Sole 9460
AMEX Energy Select SPDR COM 81369Y506 504 7593 SH Sole 7593
Central Fund of Canada Cl A COM 153501101 760 38400 SH Sole 38400
CurrencyShares AU Dollar COM 23129U101 277 2700 SH Sole 2700
DNP Select Income Fd COM 23325P104 160 14393 SH Sole 14393
ETFS Gold Trust COM 26922Y105 253 1600 SH Sole 1600
iShares Barclays 1-3 Yr Cr Bd COM 464288646 616 5887 SH Sole 5887
iShares Barclays Intermed Cr B COM 464288638 492 4500 SH Sole 4500
iShares DJ Intl Select Div COM 464288448 325 10800 SH Sole 10800
iShares DJ Select Div Index Fd COM 464287168 2450 43594 SH Sole 43594
iShares GS$ InvesTop Corp Bd COM 464287242 638 5428 SH Sole 5428
iShares IBoxx H/Y Corp Bd COM 464288513 2568 28135 SH Sole 28135
iShares Lehman 1-3 Yr Treas Bd COM 464287457 1009 11964 SH Sole 5300 6664
iShares Lehman Treas Inf Prot COM 464287176 126 1055 SH Sole 1055
iShares MSCI ACWI Index Fd COM 464288257 307 7000 SH Sole 7000
iShares MSCI Asia Ex-Japan COM 464288182 2001 38037 SH Sole 2500 35537
iShares MSCI Brazil Index Fd COM 464286400 2157 41727 SH Sole 1800 39927
iShares MSCI Canada Index Fd COM 464286509 842 32570 SH Sole 1200 31370
iShares MSCI EAFE Index Fd COM 464287465 11346 227099 SH Sole 16335 210764
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iShares MSCI Emerging Mkts Ind COM 464287234 16162 412978 SH Sole 28809 384169
iShares MSCI Japan Index Fd COM 464286848 104 11084 SH Sole 11084
iShares MSCI Pac ex-Japan Ind COM 464286665 210 5150 SH Sole 5150
iShares Russell 1000 Grow Indx COM 464287614 338 5340 SH Sole 5340
iShares Russell 2000 Index Fun COM 464287655 3524 44293 SH Sole 5100 39193
iShares Russell Midcap Index F COM 464287499 4682 44440 SH Sole 6200 38240
ishares S&P 100 Index Fd COM 464287101 484 7755 SH Sole 350 7405
ishares S&P 500 Index Fd COM 464287200 1878 13735 SH Sole 390 13345
iShares S&P 500 Vaue Index Fd COM 464287408 416 6677 SH Sole 6677
iShares S&P Global 100 Index F COM 464287572 425 7222 SH Sole 700 6522
iShares S&P MidCap 400 Index COM 464287507 2513 26684 SH Sole 200 26484
iShares S&P MidCap 400/Value I COM 464287705 1489 18240 SH Sole 18240
iShares S&P SmallCap 600 Val I COM 464287879 298 4010 SH Sole 4010
iShares S&P SmlCap 600 Index F COM 464287804 6036 82375 SH Sole 3210 79165
Powershares FTSE RAFI COM 73936T789 19 585 SH Sole 585
PowerShares Preferred Port COM 73936T565 484 33325 SH Sole 33325
Powershares QQQ COM 73935A104 459 7153 SH Sole 7153
S&P Mid-Cap 400 ETF Trust COM 78467Y107 6520 38061 SH Sole 3030 35031
SPDR 500 ETF Trust Ser 1 COM 78462F103 13907 102176 SH Sole 5950 96226
SPDR Gold Trust COM 78463V107 2805 18074 SH Sole 18074
UltraShort Lehman ProShares COM 74347R297 173 10900 SH Sole 1000 9900
Vanguard FTSE All Wo X-US COM 922042775 849 20710 SH Sole 1200 19510
Vanguard FTSE All Wo X-US SC COM 922042718 1291 15860 SH Sole 1700 14160
Vanguard MidCap ETF COM 922908629 224 2903 SH Sole 2903
Vanguard MSCI EAFE ETF COM 921943858 144 4576 SH Sole 4576
Vanguard MSCI Emerging Mkts COM 922042858 8557 214296 SH Sole 4800 209496
Vanguard REIT ETF COM 922908553 130 1990 SH Sole 1990
Vanguard Small Cap ETF COM 922908751 309 4065 SH Sole 4065
Vanguard Total Bd Mrkt COM 921937835 310 3675 SH Sole 3675