0000315498-12-000003.txt : 20120711 0000315498-12-000003.hdr.sgml : 20120711 20120711095540 ACCESSION NUMBER: 0000315498-12-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120711 DATE AS OF CHANGE: 20120711 EFFECTIVENESS DATE: 20120711 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOFEN & GLOSSBERG LLC /IL/ CENTRAL INDEX KEY: 0000315498 IRS NUMBER: 364143109 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01240 FILM NUMBER: 12957059 BUSINESS ADDRESS: STREET 1: 455 CITYFRONT PLAZA STE 3000 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3128281100 MAIL ADDRESS: STREET 1: 455 CITYFRONT STE 3000 CITY: CHICAGO STATE: IL ZIP: 60611 FORMER COMPANY: FORMER CONFORMED NAME: GOFEN & GLOSSBERG INC /IL/ DATE OF NAME CHANGE: 19970206 13F-HR 1 jun12.txt UNITED STATES SECURITIES AND EXCHANGE COMMISION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR CALENDAR YEAR OR QUARTER ENDED: June 30, 2012 CHECK HERE IF AMENDMENT [ ]; AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONLY ONE.): [ ] IS A RESTATEMENT. [ ] ADD NEW HOLDINGS ENTRIES INSTITUTIONAL INVESMENT MANAGER FILING THIS REPORT: GOFEN AND GLOSSBERG, L.L.C. 455 CITYFRONT PLAZA SUITE 3000 CHICAGO, IL 60611 13F FILE NUMBER: 28-1240 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS, SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME : MARK BROWN TITLE : COMPLIANCE OFFICER PHONE : 312-832-1534 SIGNATURE, PLACE, AND DATE OF SIGNING: MARK BROWN CHICAGO, ILLINOIS June 30, 2012 REPORT TYPE (CHECK ONLY ONE.) : [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13 COMBINATION REPORT. LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER : I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Report Summary: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 470 FORM 13F INFORMATION TABLE VALUE TOTAL: $1,554,484,000 LIST OF OTHER INCLUDED MANAGERS: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Hologic Cvt CONV 436440AA9 5347 5470000 PRN Sole 25000 5445000 Newell Financial 5.25% Cvt Pfd PFD CV 651195307 2735 54425 SH Sole 4000 50425 3M Company COM 88579Y101 11455 127843 SH Sole 938 126905 Abbott Laboratories COM 002824100 18918 293433 SH Sole 1520 291913 Accenture Plc Cl A COM G1151C101 123 2050 SH Sole 2050 Actuant Cl A COM 00508X203 320 11784 SH Sole 11784 Adobe Systems COM 00724F101 1393 43025 SH Sole 1100 41925 Advance Auto Parts COM 00751Y106 191 2800 SH Sole 2800 Affiliated 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