0000315498-12-000002.txt : 20120412
0000315498-12-000002.hdr.sgml : 20120412
20120412110123
ACCESSION NUMBER: 0000315498-12-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120412
DATE AS OF CHANGE: 20120412
EFFECTIVENESS DATE: 20120412
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOFEN & GLOSSBERG LLC /IL/
CENTRAL INDEX KEY: 0000315498
IRS NUMBER: 364143109
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01240
FILM NUMBER: 12755697
BUSINESS ADDRESS:
STREET 1: 455 CITYFRONT PLAZA STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 3128281100
MAIL ADDRESS:
STREET 1: 455 CITYFRONT STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60611
FORMER COMPANY:
FORMER CONFORMED NAME: GOFEN & GLOSSBERG INC /IL/
DATE OF NAME CHANGE: 19970206
13F-HR
1
mar12.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
REPORT FOR CALENDAR YEAR OR QUARTER ENDED: June 30, 2011
CHECK HERE IF AMENDMENT [ ]; AMENDMENT NUMBER:
THIS AMENDMENT (CHECK ONLY ONE.): [ ] IS A RESTATEMENT.
[ ] ADD NEW HOLDINGS ENTRIES
INSTITUTIONAL INVESMENT MANAGER FILING THIS REPORT:
GOFEN AND GLOSSBERG, L.L.C.
455 CITYFRONT PLAZA
SUITE 3000
CHICAGO, IL 60611
13F FILE NUMBER: 28-1240
THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE
PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON
SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL
INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND
THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS,
SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF
THIS FORM.
PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER:
NAME : MARK BROWN
TITLE : COMPLIANCE OFFICER
PHONE : 312-832-1534
SIGNATURE, PLACE, AND DATE OF SIGNING:
MARK BROWN CHICAGO, ILLINOIS June 30, 2011
REPORT TYPE (CHECK ONLY ONE.) :
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13 COMBINATION REPORT.
LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER :
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
Report Summary:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 446
FORM 13F INFORMATION TABLE VALUE TOTAL: $1,594,875,000
LIST OF OTHER INCLUDED MANAGERS: NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
Hologic Cvt CONV 436440AA9 5505 5540000 PRN Sole 25000 5515000
Newell Financial 5.25% Cvt Pfd PFD CV 651195307 2732 57825 SH Sole 4000 53825
3M Company COM 88579Y101 11753 131749 SH Sole 938 130811
Abbott Laboratories COM 002824100 18135 295888 SH Sole 1520 294368
Accenture Plc Cl A COM G1151C101 132 2050 SH Sole 2050
Actuant Cl A COM 00508X203 342 11784 SH Sole 11784
Adobe Systems COM 00724F101 1476 43025 SH Sole 1100 41925
Advance Auto Parts COM 00751Y106 248 2800 SH Sole 2800
Affiliated Managers Group COM 008252108 360 3218 SH Sole 3218
AFLAC COM 001055102 14 300 SH Sole 300
AGL Resources Inc COM 001204106 256 6529 SH Sole 6529
Allergan COM 018490102 9616 100767 SH Sole 5025 95742
Alliant Energy COM 018802108 180 4150 SH Sole 2375 1775
Allscripts Healthcare Solution COM 01988P108 237 14303 SH Sole 14303
Allstate COM 020002101 1479 44929 SH Sole 44929
Altria Group COM 02209S103 4044 131005 SH Sole 1245 129760
Amazon.com COM 023135106 955 4716 SH Sole 4716
American Express COM 025816109 29113 503155 SH Sole 12630 490525
Americas Power Partners COM 03061A107 0 56382 SH Sole 56382
Ameriprise Financial COM 03076C106 387 6772 SH Sole 6772
AMETEK COM 031100100 1117 23025 SH Sole 23025
Amgen COM 031162100 1790 26336 SH Sole 700 25636
Analog Devices COM 032654105 2542 62930 SH Sole 1200 61730
ANSYS COM 03662Q105 325 5005 SH Sole 5005
Aon COM 037389103 868 17685 SH Sole 17685
Apache Corporation COM 037411105 170 1690 SH Sole 1690
Apple COM 037833100 11531 19233 SH Sole 450 18783
Applied Nanotech Holdings COM 03824B103 3 12000 SH Sole 12000
AptarGroup COM 038336103 2748 50181 SH Sole 2400 47781
AT&T COM 00206R102 9101 291411 SH Sole 2800 288611
Automatic Data Processing COM 053015103 1224 22185 SH Sole 22185
Baker Hughes COM 057224107 321 7658 SH Sole 7658
Bank of America COM 060505104 578 60357 SH Sole 65 60292
Bank of New York Mellon Corp COM 064058100 4570 189375 SH Sole 9360 180015
Baxter International COM 071813109 818 13690 SH Sole 2000 11690
BB&T COM 054937107 5305 169008 SH Sole 6800 162208
BCE COM 05534B760 261 6523 SH Sole 6523
Beam Inc COM 073730103 312 5332 SH Sole 5332
Becton Dickinson COM 075887109 448 5774 SH Sole 500 5274
Bed Bath & Beyond COM 075896100 850 12931 SH Sole 600 12331
Berkshire Hathaway Cl A COM 084670108 4023 33 SH Sole 33
Berkshire Hathaway Cl B COM 084670702 9779 120505 SH Sole 3950 116555
Boeing COM 097023105 9805 131845 SH Sole 3550 128295
BP Prudhoe Bay Royalty Trust S COM 055630107 349 2791 SH Sole 2791
Bristol-Myers Squibb COM 110122108 1123 33267 SH Sole 33267
Campbell Soup COM 134429109 481 14200 SH Sole 14200
Canadian Pacific Railway Ltd COM 13645T100 201 2650 SH Sole 2650
Cardinal Health COM 14149Y108 598 13866 SH Sole 13866
Carnival COM 143658300 203 6325 SH Sole 6325
Caterpillar COM 149123101 22979 215729 SH Sole 3427 212302
CBOE Holdings COM 12503M108 223 7847 SH Sole 7847
CBS Cl B COM 124857202 4 110 SH Sole 110
Celgene COM 151020104 21242 274024 SH Sole 10705 263319
Central Illinois Bancorp COM 0 26750 SH Sole 26750
Charles Schwab COM 808513105 1489 103628 SH Sole 4900 98728
Chesapeake Energy COM 165167107 793 34212 SH Sole 400 33812
Chevron COM 166764100 20656 192666 SH Sole 5310 187356
Chubb COM 171232101 4464 64599 SH Sole 50 64549
Cigna COM 125509109 606 12300 SH Sole 12300
Cisco Systems COM 17275R102 8705 411587 SH Sole 18610 392977
Clorox COM 189054109 240 3492 SH Sole 100 3392
CME Group COM 12572Q105 1047 3619 SH Sole 3619
CMG Holdings COM 125749101 0 10100 SH Sole 10100
Coach COM 189754104 415 5372 SH Sole 5372
CoBiz Financial COM 190897108 16 2200 SH Sole 2200
Coca-Cola COM 191216100 20929 282786 SH Sole 4175 278611
Colgate-Palmolive COM 194162103 9313 95249 SH Sole 1400 93849
Comcast Cl A COM 20030N101 3694 123085 SH Sole 123085
Comcast Spec Com Cl A COM 20030N200 17388 589222 SH Sole 23210 566012
ConocoPhillips COM 20825C104 2728 35886 SH Sole 35886
Consolidated Edison COM 209115104 418 7149 SH Sole 7149
Copart COM 217204106 246 9420 SH Sole 9420
CopyTele COM 217721109 2 10000 SH Sole 10000
Corning COM 219350105 567 40258 SH Sole 2000 38258
Costco Wholesale COM 22160K105 8216 90487 SH Sole 2530 87957
Covidien Plc COM G2554F113 217 3972 SH Sole 3972
Cummins COM 231021106 13862 115476 SH Sole 6915 108561
CVS/Caremark Corp COM 126650100 175 3896 SH Sole 3896
Danaher COM 235851102 8461 151086 SH Sole 2300 148786
Deere & Co COM 244199105 9739 120385 SH Sole 3300 117085
Defentect Group COM 244639100 0 23000 SH Sole 23000
Dell COM 24702R101 27 1600 SH Sole 1600
DiaSys COM 252838107 0 20000 SH Sole 20000
DIRECTV Cl A COM 25490A101 2462 49903 SH Sole 49903
Discovery Communications A COM 25470F104 148 2933 SH Sole 2933
Discovery Communications C COM 25470F302 137 2933 SH Sole 2933
Disney Walt COM 254687106 17090 390367 SH Sole 10845 379522
Dominion Resources/VA COM 25746U109 2900 56633 SH Sole 300 56333
Dover COM 260003108 755 12000 SH Sole 12000
Dow Chemical COM 260543103 462 13323 SH Sole 13323
DTE Energy COM 233331107 167 3030 SH Sole 3030
Du Pont E I COM 263534109 11959 226070 SH Sole 12990 213080
Duke Energy COM 26441C105 546 25997 SH Sole 25997
Dun & Bradstreet COM 26483E100 801 9450 SH Sole 9450
eBay COM 278642103 881 23870 SH Sole 23870
Ecolab COM 278865100 11597 187894 SH Sole 5425 182469
EMC COM 268648102 5459 182681 SH Sole 14370 168311
Emerson Electric COM 291011104 6613 126730 SH Sole 1760 124970
EnCana COM 292505104 85 4312 SH Sole 4312
Entergy COM 29364G103 1090 16215 SH Sole 16215
EOG Resources COM 26875P101 222 2000 SH Sole 2000
EPL Technologies COM 268920204 0 41000 SH Sole 41000
EQT Corporation COM 26884L109 237 4908 SH Sole 4908
Estee Lauder Cl A COM 518439104 2651 42804 SH Sole 1420 41384
Exelon COM 30161N101 1146 29235 SH Sole 29235
Express Scripts COM 302182100 495 9140 SH Sole 9140
Exxon Mobil COM 30231G102 59137 681856 SH Sole 11524 670332
F5 Networks COM 315616102 236 1745 SH Sole 1745
First Merchants Acceptance COM 320816101 0 13000 SH Sole 13000
FirstEnergy COM 337932107 220 4827 SH Sole 4827
Fiserv COM 337738108 7082 102067 SH Sole 4854 97213
Franklin Resources COM 354613101 360 2900 SH Sole 2900
Frontier Communications COM 35906A108 35 8459 SH Sole 288 8171
General Dynamics COM 369550108 139 1892 SH Sole 1892
General Electric COM 369604103 33182 1653300 SH Sole 33302 1619998
General Mills COM 370334104 634 16062 SH Sole 16062
Gilead Sciences COM 375558103 7441 152301 SH Sole 3000 149301
Goldman Sachs Group COM 38141G104 47 375 SH Sole 375
Google Cl A COM 38259P508 11764 18346 SH Sole 660 17686
Grainger W W COM 384802104 9928 46219 SH Sole 400 45819
Great Plains Energy COM 391164100 667 32900 SH Sole 1500 31400
Hanesbrands COM 410345102 406 13760 SH Sole 13760
Heinz H J COM 423074103 335 6263 SH Sole 6263
Hershey Company COM 427866108 1500 24452 SH Sole 100 24352
Hewlett-Packard COM 428236103 836 35071 SH Sole 1775 33296
Hexcel Corp COM 428291108 206 8600 SH Sole 8600
Hologic COM 436440101 625 29025 SH Sole 29025
Home Depot COM 437076102 4450 88453 SH Sole 7765 80688
Honeywell International COM 438516106 15058 246657 SH Sole 10530 236127
Horizon Bancorp Indiana COM 440407104 208 11259 SH Sole 11259
Hospira COM 441060100 172 4610 SH Sole 4610
IDEX COM 45167R104 3697 87744 SH Sole 87744
Illinois Tool Works COM 452308109 1615 28274 SH Sole 200 28074
Integrys Energy Group COM 45822P105 396 7479 SH Sole 7479
Intel COM 458140100 8849 314734 SH Sole 4905 309829
Interactive Motorsports COM 45839P106 0 200000 SH Sole 200000
IntercontinentalExchange COM 45865V100 3396 24714 SH Sole 2000 22714
International Business Machine COM 459200101 79607 381534 SH Sole 4610 376924
International Game Technology COM 459902102 52 3100 SH Sole 3100
Interpublic Group Cos COM 460690100 13 1129 SH Sole 1129
Intuitive Surgical COM 46120E602 325 600 SH Sole 600
Isis Pharmaceuticals COM 464330109 245 27940 SH Sole 27940
Johnson & Johnson COM 478160104 40757 617904 SH Sole 12007 605897
Johnson Controls COM 478366107 296 9121 SH Sole 9121
JPMorgan Chase & Co COM 46625H100 37877 823774 SH Sole 17504 806270
Juniper Networks COM 48203R104 0 10 SH Sole 10
Kansas City Southern COM 485170302 656 9150 SH Sole 9150
Kimberly Clark COM 494368103 2977 40287 SH Sole 40287
Kohls COM 500255104 2188 43740 SH Sole 5340 38400
Koninklijke Philips Electronic COM 500472303 2042 100325 SH Sole 100325
Kraft Foods Cl A COM 50075N104 6109 160717 SH Sole 7022 153695
Ladenburg Thalmann Finl Svcs COM 50575Q102 36 20000 SH Sole 20000
Leeward Capital COM 52459E106 2 30000 SH Sole 30000
Liberty Global-A COM 530555101 325 6486 SH Sole 6486
Liberty Global-C COM 530555309 312 6508 SH Sole 6508
Liberty Interactive Cl A COM 53071M104 689 36067 SH Sole 36067
Liberty Media - Liberty Capita COM 530322106 427 4844 SH Sole 4844
Lilly Eli COM 532457108 1146 28457 SH Sole 28457
Lincoln National COM 534187109 211 8023 SH Sole 8023
Littelfuse COM 537008104 172 2750 SH Sole 2750
Lockheed Martin COM 539830109 7493 83387 SH Sole 2200 81187
Lowe's Companies COM 548661107 578 18434 SH Sole 18434
Lululemon Athletica COM 550021109 127 1700 SH Sole 1700
Macy's COM 55616P104 648 16304 SH Sole 16304
Markel COM 570535104 324 721 SH Sole 721
Marriott International Cl A COM 571903202 15 403 SH Sole 403
Marriott Intl FRAC New A COM 903208 0 37082 SH Sole 37082
Marvell Technology Group Ltd COM G5876H105 223 14155 SH Sole 14155
MB Financial COM 55264U108 2144 102123 SH Sole 102123
McCormick Non-Voting COM 579780206 10459 192153 SH Sole 495 191658
McDonalds COM 580135101 44031 448841 SH Sole 2840 446001
McGraw Hill Companies COM 580645109 141 2900 SH Sole 2900
McKesson HBOC COM 58155Q103 61 690 SH Sole 690
Mead Johnson Nutrition COM 582839106 279 3381 SH Sole 3381
Medco Health Solutions COM 58405U102 109 1546 SH Sole 1546
Medtronic COM 585055106 483 12327 SH Sole 800 11527
Merck COM 58933Y105 8694 226416 SH Sole 500 225916
MetLife COM 59156R108 11392 305019 SH Sole 3025 301994
Microsoft COM 594918104 35713 1107198 SH Sole 25244 1081954
Midas COM 595626102 200 17438 SH Sole 17438
Mohawk Industries COM 608190104 1 11 SH Sole 11
Monsanto COM 61166W101 7067 88600 SH Sole 3800 84800
MSCI COM 55354G100 743 20175 SH Sole 20175
Murphy Oil COM 626717102 3429 60935 SH Sole 550 60385
MVC Capital COM 553829102 174 13250 SH Sole 13250
Mylan Laboratories COM 628530107 823 35110 SH Sole 35110
National-Oilwell Varco COM 637071101 15198 191237 SH Sole 7365 183872
NextEra Energy COM 65339F101 511 8364 SH Sole 8364
Nike Cl B COM 654106103 9034 83313 SH Sole 4165 79148
Nordstrom COM 655664100 664 11918 SH Sole 11918
Norfolk Southern COM 655844108 213 3230 SH Sole 3230
Northern Trust COM 665859104 9198 193850 SH Sole 1700 192150
Northrop Grumman COM 666807102 677 11079 SH Sole 400 10679
NYSE Euronext COM 629491101 2787 92868 SH Sole 92868
Occidental Petroleum COM 674599105 647 6799 SH Sole 6799
Old Republic International COM 680223104 178 16844 SH Sole 16844
Omnicare COM 681904108 0 10 SH Sole 10
ONEOK COM 682680103 245 2995 SH Sole 2995
Oracle COM 68389X105 6286 215565 SH Sole 8410 207155
Paychex COM 704326107 2298 74144 SH Sole 980 73164
Pentair COM 709631105 209 4400 SH Sole 4400
PepsiCo COM 713448108 30931 466185 SH Sole 9412 456773
Perrigo Company COM 714290103 410 3965 SH Sole 3965
Pfizer COM 717081103 8104 357862 SH Sole 6625 351237
Philip Morris International COM 718172109 13542 152828 SH Sole 6400 146428
PNC Financial Services Group COM 693475105 1260 19533 SH Sole 19533
Polypore International COM 73179V103 259 7380 SH Sole 7380
PPG Industries COM 693506107 240 2500 SH Sole 2500
PPL COM 69351T106 3588 126950 SH Sole 6200 120750
Praxair COM 74005P104 3439 29998 SH Sole 500 29498
Procter & Gamble COM 742718109 59513 885485 SH Sole 15292 870193
Progress Energy COM 743263105 381 7173 SH Sole 7173
Progressive Ohio COM 743315103 284 12248 SH Sole 12248
Prudential Financial COM 744320102 4360 68775 SH Sole 5470 63305
QUALCOMM COM 747525103 41408 608408 SH Sole 19985 588423
Quicksilver Resources COM 74837R104 0 37 SH Sole 37
Raytheon COM 755111507 64 1212 SH Sole 1212
RBC Bearings COM 75524B104 631 13675 SH Sole 13675
Ross Stores COM 778296103 511 8800 SH Sole 8800
Salesforce.com COM 79466L302 220 1423 SH Sole 1423
SCANA COM 80589M102 169 3700 SH Sole 3700
Schlumberger Ltd COM 806857108 25700 367504 SH Sole 9070 358434
Scripps Network Interactive-A COM 811065101 143 2929 SH Sole 2929
Sempra Energy COM 816851109 258 4300 SH Sole 4300
Sherwin Williams COM 824348106 706 6494 SH Sole 6494
Sigma-Aldrich COM 826552101 687 9400 SH Sole 9400
Smucker J M COM 832696405 8 97 SH Sole 3 94
Southern Company COM 842587107 670 14913 SH Sole 14913
Southwestern Energy COM 845467109 7634 249489 SH Sole 6360 243129
Spectra Energy COM 847560109 393 12447 SH Sole 12447
SPX COM 784635104 388 5010 SH Sole 5010
St Jude Medical COM 790849103 257 5809 SH Sole 5809
Stanley Black & Decker COM 854502101 491 6385 SH Sole 6385
Staples COM 855030102 2354 145380 SH Sole 3225 142155
Starbucks COM 855244109 15076 269744 SH Sole 4500 265244
Steiner Leisure Ltd COM P8744Y102 268 5495 SH Sole 5495
Stericycle COM 858912108 524 6260 SH Sole 6260
Stryker COM 863667101 1301 23454 SH Sole 23454
Sysco COM 871829107 68 2275 SH Sole 2275
T Rowe Price Group COM 74144T108 487 7454 SH Sole 7454
Target COM 87612E106 12826 220111 SH Sole 7515 212596
Tellabs COM 879664100 8 2009 SH Sole 2009
Teradata COM 88076W103 230 3371 SH Sole 3371
Texas Instruments COM 882508104 2787 82909 SH Sole 3260 79649
Thermo Fisher Scientific COM 883556102 22365 396686 SH Sole 12385 384301
Tiffany COM 886547108 6441 93169 SH Sole 93169
Time Warner COM 887317303 501 13282 SH Sole 100 13182
Time Warner Cable COM 88732J207 318 3896 SH Sole 25 3871
Travelers Companies COM 89417E109 6987 118032 SH Sole 6767 111265
U S Bancorp COM 902973304 2748 86750 SH Sole 400 86350
Unilever NV NY Shs COM 904784709 9046 265816 SH Sole 8475 257341
Union Pacific COM 907818108 2060 19167 SH Sole 19167
United Parcel Service Cl B COM 911312106 2628 32560 SH Sole 1150 31410
United Technologies COM 913017109 26992 325438 SH Sole 9561 315877
UnitedHealth Group COM 91324P102 201 3402 SH Sole 3402
Verizon Communications COM 92343V104 6983 182646 SH Sole 2100 180546
Versus Technology COM 925313108 6 69966 SH Sole 69966
Viacom Cl B COM 92553P201 214 4509 SH Sole 4509
Viaspace COM 92554W106 1 70000 SH Sole 70000
ViroPharma COM 928241108 215 7155 SH Sole 7155
Visa Class A COM 92826C839 94 800 SH Sole 800
Wal Mart Stores COM 931142103 2725 44521 SH Sole 70 44451
Walgreen COM 931422109 11451 341919 SH Sole 8755 333164
Washington Post Class B COM 939640108 264 707 SH Sole 707
Waste Management COM 94106L109 4328 123810 SH Sole 8825 114985
Wells Fargo COM 949746101 8515 249407 SH Sole 13664 235743
Westar Energy COM 95709T100 212 7600 SH Sole 7600
Western Union COM 959802109 1879 106746 SH Sole 1000 105746
Williams-Sonoma COM 969904101 1198 31960 SH Sole 31960
Wisconsin Energy COM 976657106 1492 42408 SH Sole 42408
Yum! Brands COM 988498101 4885 68631 SH Sole 1170 67461
Zimmer Holdings COM 98956P102 460 7163 SH Sole 600 6563
Energy Transfer Partners LP LTD 29273R109 1871 39880 SH Sole 200 39680
Enterprise Products Partners L LTD 293792107 1139 22574 SH Sole 22574
Genesis Energy LP LTD 371927104 212 6900 SH Sole 6900
Kinder Morgan Energy Partners LTD 494550106 2250 27186 SH Sole 125 27061
Magellan Midstream Partners LP LTD 559080106 217 3000 SH Sole 3000
NuStar Energy LP LTD 67058H102 632 10700 SH Sole 100 10600
ONEOK Partners LP LTD 68268N103 1342 24550 SH Sole 24550
Plains All American Pipeline L LTD 726503105 303 3864 SH Sole 3864
America Movil SAB ADR Ser L COM 02364W105 3958 159415 SH Sole 400 159015
BHP Billiton Ltd Spon ADR COM 088606108 2349 32445 SH Sole 32445
BP PLC Spon ADR COM 055622104 2403 53408 SH Sole 53408
Diageo PLC Spon ADR COM 25243Q205 374 3875 SH Sole 3875
ENI SpA ADR COM 26874R108 1175 25103 SH Sole 1750 23353
GlaxoSmithKline PLC ADS COM 37733W105 1022 22761 SH Sole 22761
HSBC Hldgs PLC Sp ADR COM 404280406 2568 57846 SH Sole 3125 54721
Luxottica Group SpA Spon ADR COM 55068R202 6542 181363 SH Sole 5400 175963
National Grid PLC ADR COM 636274300 13014 257807 SH Sole 6600 251207
Nestle SA Sponsored ADR COM 641069406 28919 460178 SH Sole 6150 454028
Novartis AG ADR COM 66987V109 13723 247669 SH Sole 12695 234974
Royal Dutch Shell PLC ADR-A COM 780259206 4071 58043 SH Sole 800 57243
Royal Dutch Shell PLC ADR-B COM 780259107 212 3000 SH Sole 3000
Siemens AG Sp ADR COM 826197501 962 9535 SH Sole 9535
Syngenta AG ADR COM 87160A100 2813 40870 SH Sole 2120 38750
Telefonica SA ADR COM 879382208 1001 60975 SH Sole 60975
Teva Pharmaceutical Industries COM 881624209 22820 506442 SH Sole 11512 494930
Total SA Spon ADR COM 89151E109 3 54 SH Sole 54
Unilever PLC Spon ADR COM 904767704 49 1476 SH Sole 1476
Vodafone Group PLC Sp ADR COM 92857W209 16146 583505 SH Sole 19539 563966
BPI Energy Holdings COM 055934103 0 10000 SH Sole 10000
Central Gold Trust COM 153546106 587 9200 SH Sole 9200
iSonea Ltd COM 040181580 4 444000 SH Sole 444000
Lazard Ltd COM G54050102 1821 63775 SH Sole 1400 62375
Nansonics Limited COM Q6499K102 53 90051 SH Sole 90051
Options Media Group Hldgs COM 684008105 1 200000 SH Sole 200000
TE Connectivity Ltd COM H84989104 4 116 SH Sole 116
Vodafone PLC Ord 211 76374 SH Sole 76374
American Tower REIT COM 03027X100 1883 29883 SH Sole 200 29683
Equity Lifestyle Properties COM 29472R108 222 3188 SH Sole 3188
Plum Creek Timber Company COM 729251108 1586 38168 SH Sole 38168
Weyerhaeuser COM 962166104 914 41711 SH Sole 41711
HCP COM 40414L109 358 9064 SH Sole 9064
Ventas COM 92276F100 312 5466 SH Sole 5466
Starwood Hotels & Resorts Worl COM 85590A401 501 8884 SH Sole 8884
ProLogis COM 74340W103 772 21425 SH Sole 957 20468
Annaly Capital Management COM 035710409 165 10402 SH Sole 10402
Starwood Property Trust COM 85571B105 335 15955 SH Sole 15955
Boston Properties COM 101121101 351 3346 SH Sole 3346
Corporate Office Properties COM 22002T108 2184 94094 SH Sole 1150 92944
Kite Realty Group Trust COM 49803T102 3883 736734 SH Sole 39900 696834
Realty Income COM 756109104 151 3900 SH Sole 3900
Simon Property Group COM 828806109 1400 9607 SH Sole 9607
Taubman Centers COM 876664103 547 7500 SH Sole 7500
Vornado Realty Trust COM 929042109 270 3201 SH Sole 3201
Public Storage COM 74460D109 5107 36960 SH Sole 1200 35760
Alpine Dynamic Dvd Fund COM 020875209 77 20141 SH Sole 20141
Amer Fds-Cap Wrld Grwth&Inc COM 140543109 55 1549 SH Sole 1549
Amer Fds - Fundamental Inv COM 360802821 238 6048 SH Sole 6048
American Fds-New Perspective-A COM 648018109 316 10630 SH Sole 10630
American Fds-Washington Mutual COM 939330106 33 1085 SH Sole 1085
American Grw Fd of Amer 2 COM 399874825 240 7302 SH Sole 7302
Baron Asset Fund COM 068278100 283 5424 SH Sole 5424
Columbia Acorn Fund-Z COM 197199409 3825 120158 SH Sole 120158
Columbia Acorn Intl Fd-Z COM 197199813 1233 31238 SH Sole 31238
Columbia High Yield Muni Fd COM 19765P125 5 485 SH Sole 485
Columbia Inc Oppor Fund COM 19763T889 150 15680 SH Sole 15680
Columbia Mid Cap Value Fd A COM 19765J863 10 676 SH Sole 676
Columbia Multi Adv Intl Eq Fd COM 19765H677 160 13515 SH Sole 13515
Davis New York Venture Fd-A COM 239080104 216 5964 SH Sole 5964
Dodge & Cox Stock Fund COM 256219106 377 3286 SH Sole 3286
Doubleline Total Return Bd COM 258620202 527 47265 SH Sole 47265
Dreyfus Municipal Bond Fund COM 26201Q104 622 53574 SH Sole 53574
Fidelity Balanced Fd COM 316345206 184 9260 SH Sole 9260
Fidelity Contrafund COM 316071109 105 1356 SH Sole 1356
Fidelity Equity Income Fd COM 316138106 212 4656 SH Sole 4656
Fidelity Equity Income II Fund COM 316145101 184 9632 SH Sole 9632
Fidelity Fund COM 316153105 163 4582 SH Sole 4582
Fidelity GMNA Fd COM 31617K105 170 14408 SH Sole 14408
Fidelity Growth & Income Fd COM 316389204 20 945 SH Sole 945
Fidelity Growth Company Fd COM 316200104 21 213 SH Sole 213
Fidelity Muni Income Fd COM 316089507 160 12134 SH Sole 12134
Fidelity Puritan Fund COM 316345107 560 28681 SH Sole 28681
Fidelity Short-Term Bond Fd COM 316146208 27 3151 SH Sole 3151
Fidelity Spartan 500 Index COM 315911206 859 17158 SH Sole 17158
Fidelity Spartan 500 Index Fd COM 315911701 1576 31457 SH Sole 31457
Fidelity Spartan Inter Muni In COM 31638R204 74 7050 SH Sole 7050
Fidelity Spartan Intl Index IV COM 315911602 279 8438 SH Sole 8438
Fidelity Value Fund COM 316464106 236 3261 SH Sole 3261
First Eagle Overseas Fd-A COM 32008F101 137 6184 SH Sole 6184
First Eagle US Value Fd A COM 32008F887 269 14996 SH Sole 14996
Franklin Cust Fds Income Ser 1 COM 353496300 30 13737 SH Sole 13737
Harbor International Fund COM 411511306 25 419 SH Sole 419
Harris Assoc Oakmark Fund COM 413838103 299 6276 SH Sole 6276
Harris Assoc Oakmark Intl Fd COM 413838202 220 11379 SH Sole 11379
Hussman Strat Gr Fund COM 448108100 129 11155 SH Sole 11155
Janus Fund COM 471023101 220 6922 SH Sole 6922
Janus S/T Bond Fd COM 471023887 557 180304 SH Sole 180304
Keeley Mid Cap Value Fd COM 487300105 261 24100 SH Sole 24100
Keeley Small Cap Value Fund COM 487300501 1613 62185 SH Sole 5853 56333
Lord Abbet Sht Dur Income COM 543916464 7 1619 SH Sole 1619
Nuveen H/Y Muni Bd Fd COM 67065Q772 195 12249 SH Sole 12249
Permanent Portfolio Fd COM 714199106 250 5135 SH Sole 5135
PIMCO Commodity RR Strategy-I COM 722005667 540 80780 SH Sole 80780
PIMCO Total Return Fd-C COM 693390429 24 2175 SH Sole 2175
PIMCO Total Return Fd-Inst COM 693390700 195 17539 SH Sole 17539
Pioneer High Income Muni Fd - COM 72387N846 80 10929 SH Sole 10929
Price T Rowe Capital Appreciat COM 77954M105 60 2665 SH Sole 2665
Price T Rowe Growth Stock Fund COM 741479109 408 10759 SH Sole 10759
Price T Rowe Intl Stock Fd COM 77956H203 37 2643 SH Sole 2643
Price T Rowe Mid Cap Grwth Fd COM 779556109 344 5766 SH Sole 5766
Price T Rowe Tax Free Inc Bond COM 779576107 222 21638 SH Sole 21638
Schwab Total Stock Mrkt Ind-Se COM 808509756 433 16974 SH Sole 16974
Shelton Funds - S&P MidCap Ind COM 82301Q767 360 15247 SH Sole 15247
T Rowe Price High Yield Fd COM 741481105 114 16857 SH Sole 16857
T Rowe Price Mid Cap Value Fd COM 77957Y106 9 371 SH Sole 371
T Rowe Price S/T Bond COM 77957P105 2513 519255 SH Sole 193776 325478
Templeton Global Bond Fd-A COM 880208103 279 21258 SH Sole 21258
Thornbugr Inv Inc Bld Fd COM 885215558 242 12977 SH Sole 12977
Thornburg Intl Value Fd-I COM 885215566 97 3554 SH Sole 3554
Tweedy Browne American Value F COM 901165209 134 6926 SH Sole 6926
Tweedy Browne Global Value Fd COM 901165100 432 18151 SH Sole 18151
Vanguard 500 Index Fd Signal COM 922908496 365 3406 SH Sole 3406
Vanguard GNMA Fd-Inv COM 922031307 2187 198608 SH Sole 198608
Vanguard GNMA Fd - Adm COM 922031794 5289 480378 SH Sole 52224 428154
Vanguard Index 500 Fund COM 922908108 207 1593 SH Sole 1593
Vanguard Inflat Protect Sec AD COM 922031737 238 8538 SH Sole 8538
Vanguard Inflat Protected Sec COM 922031869 244 17247 SH Sole 17247
Vanguard Interm Term Fund COM 922031885 107 10596 SH Sole 10596
Vanguard Intl Growth Fd-I COM 921910204 356 19106 SH Sole 19106
Vanguard PRIMECAP Fd - Adm COM 921936209 392 5550 SH Sole 5550
Vanguard S/T Invest Gr Adm Fd COM 922031836 215 20000 SH Sole 20000
Vanguard Small Cap Index Fd-I COM 922908702 86 2276 SH Sole 2276
Vanguard Small Cap Index Signa COM 922908421 24 694 SH Sole 694
Vanguard Wellington Fd COM 921935201 405 7000 SH Sole 7000
Vanguard Windsor Fd ADM COM 922018403 238 4817 SH Sole 4817
Vanguard Windsor Fund II COM 922018205 420 14502 SH Sole 14502
Wells Fargo Adv Inc Pl COM 949921522 127 10416 SH Sole 10416
AMEX Energy Select SPDR COM 81369Y506 367 5118 SH Sole 5118
Central Fund of Canada Cl A COM 153501101 843 38400 SH Sole 38400
DNP Select Income Fd COM 23325P104 145 14393 SH Sole 14393
ETFS Gold Trust COM 26922Y105 264 1600 SH Sole 1600
i-shares IBoxx H/Y Corp Bd COM 464288513 604 6655 SH Sole 6655
iPath S&P 500 VIX S/T Futures COM 06740C261 207 12350 SH Sole 12350
iShares Lehman 1-3 Yr Treas Bd COM 464287457 970 11509 SH Sole 5300 6209
iShares Lehman Treas Inf Prot COM 464287176 118 1007 SH Sole 1007
iShares MSCI Asia Ex-Japan COM 464288182 2116 37487 SH Sole 2500 34987
iShares MSCI Brazil Index Fd COM 464286400 2597 40162 SH Sole 1800 38362
iShares MSCI Canada Index Fd COM 464286509 923 32570 SH Sole 1200 31370
iShares MSCI EAFE Index Fd COM 464287465 13090 238478 SH Sole 17935 220543
iShares MSCI EAFE S/C COM 464288273 1126 28050 SH Sole 1100 26950
iShares MSCI Emerging Mkts Ind COM 464287234 17453 406405 SH Sole 27609 378796
iShares MSCI Japan Index Fd COM 464286848 113 11084 SH Sole 11084
iShares Russell 2000 Index Fun COM 464287655 3622 43743 SH Sole 5100 38643
iShares Russell Midcap Index F COM 464287499 4821 43540 SH Sole 6200 37340
ishares S&P 100 Index Fd COM 464287101 497 7755 SH Sole 350 7405
ishares S&P 500 Index Fd COM 464287200 1902 13466 SH Sole 390 13076
iShares S&P 500 Vaue Index Fd COM 464287408 443 6827 SH Sole 6827
iShares S&P Global 100 Index F COM 464287572 459 7222 SH Sole 700 6522
iShares S&P MidCap 400 Index COM 464287507 2601 26213 SH Sole 200 26013
iShares S&P MidCap 400/Value I COM 464287705 1558 18240 SH Sole 18240
iShares S&P SmallCap 600 Val I COM 464287879 315 4010 SH Sole 4010
iShares S&P SmlCap 600 Index F COM 464287804 6227 81600 SH Sole 3210 78390
Materials Select Sect SPDR Tr COM 81369Y100 244 6600 SH Sole 6600
Powershares FTSE RAFI COM 73936T789 21 585 SH Sole 585
Powershares QQQ COM 73935A104 483 7153 SH Sole 7153
S&P Mid-Cap 400 ETF Trust COM 78467Y107 6854 37930 SH Sole 3030 34900
SPDR 500 ETF Trust Ser 1 COM 78462F103 14037 99690 SH Sole 5950 93740
SPDR Gold Trust COM 78463V107 1441 8889 SH Sole 8889
Vanguard FTSE All Wo X-US COM 922042775 697 15760 SH Sole 1200 14560
Vanguard FTSE All Wo X-US SC COM 922042718 1290 14495 SH Sole 1700 12795
Vanguard MidCap ETF COM 922908629 237 2903 SH Sole 2903
Vanguard MSCI EAFE ETF COM 921943858 295 8676 SH Sole 8676
Vanguard MSCI Emerging Mkts COM 922042858 9185 211300 SH Sole 4800 206500
Vanguard Small Cap ETF COM 922908751 320 4065 SH Sole 4065
Vanguard Total Bd Mrkt COM 921937835 306 3675 SH Sole 3675