0000315498-11-000004.txt : 20111012
0000315498-11-000004.hdr.sgml : 20111012
20111012102238
ACCESSION NUMBER: 0000315498-11-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111012
DATE AS OF CHANGE: 20111012
EFFECTIVENESS DATE: 20111012
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOFEN & GLOSSBERG LLC /IL/
CENTRAL INDEX KEY: 0000315498
IRS NUMBER: 364143109
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01240
FILM NUMBER: 111136775
BUSINESS ADDRESS:
STREET 1: 455 CITYFRONT PLAZA STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 3128281100
MAIL ADDRESS:
STREET 1: 455 CITYFRONT STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60611
FORMER COMPANY:
FORMER CONFORMED NAME: GOFEN & GLOSSBERG INC /IL/
DATE OF NAME CHANGE: 19970206
13F-HR
1
sep11.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
REPORT FOR CALENDAR YEAR OR QUARTER ENDED: June 30, 2011
CHECK HERE IF AMENDMENT [ ]; AMENDMENT NUMBER:
THIS AMENDMENT (CHECK ONLY ONE.): [ ] IS A RESTATEMENT.
[ ] ADD NEW HOLDINGS ENTRIES
INSTITUTIONAL INVESMENT MANAGER FILING THIS REPORT:
GOFEN AND GLOSSBERG, L.L.C.
455 CITYFRONT PLAZA
SUITE 3000
CHICAGO, IL 60611
13F FILE NUMBER: 28-1240
THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE
PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON
SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL
INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND
THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS,
SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF
THIS FORM.
PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER:
NAME : MARK BROWN
TITLE : COMPLIANCE OFFICER
PHONE : 312-832-1534
SIGNATURE, PLACE, AND DATE OF SIGNING:
MARK BROWN CHICAGO, ILLINOIS June 30, 2011
REPORT TYPE (CHECK ONLY ONE.) :
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13 COMBINATION REPORT.
LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER :
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
Report Summary:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 418
FORM 13F INFORMATION TABLE VALUE TOTAL: $1,309,670,000
LIST OF OTHER INCLUDED MANAGERS: NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
Hologic Cvt CONV 436440AA9 5112 5460000 PRN Sole 25000 5435000
Newell Financial 5.25% Cvt Pfd PFD CV 651195307 2499 59500 SH Sole 4000 55500
3M Company COM 88579Y101 9651 134427 SH Sole 1238 133189
Abbott Laboratories COM 002824100 14932 291985 SH Sole 1520 290465
Accenture Plc Cl A COM G1151C101 32 600 SH Sole 600
Actuant Cl A COM 00508X203 233 11784 SH Sole 11784
Adobe Systems COM 00724F101 1399 57880 SH Sole 1100 56780
Advance Auto Parts COM 00751Y106 163 2800 SH Sole 2800
Affiliated Managers Group COM 008252108 267 3418 SH Sole 3418
AFLAC COM 001055102 10 300 SH Sole 300
Allergan COM 018490102 8339 101227 SH Sole 5465 95762
Allstate COM 020002101 819 34569 SH Sole 34569
Altria Group COM 02209S103 3580 133541 SH Sole 1245 132296
Amazon.com COM 023135106 1539 7116 SH Sole 7116
American Express COM 025816109 22970 511585 SH Sole 13510 498075
American Tower Cl A COM 029912201 1663 30913 SH Sole 200 30713
Americas Power Partners COM 03061A107 0 56382 SH Sole 56382
Ameriprise Financial COM 03076C106 266 6757 SH Sole 6757
AMETEK COM 031100100 759 23025 SH Sole 23025
Amgen COM 031162100 2098 38173 SH Sole 700 37473
Analog Devices COM 032654105 1979 63330 SH Sole 1200 62130
ANSYS COM 03662Q105 248 5055 SH Sole 5055
Aon COM 037389103 742 17685 SH Sole 17685
Apache Corporation COM 037411105 137 1710 SH Sole 1710
Apollo Group Cl A COM 037604105 5 128 SH Sole 128
Apple COM 037833100 7203 18890 SH Sole 450 18440
Applied Nanotech Holdings COM 03824B103 4 12000 SH Sole 12000
AptarGroup COM 038336103 2347 52541 SH Sole 2400 50141
AquaCell Technologies COM 03840N107 0 23000 SH Sole 23000
Arcadia Resources COM 039209101 3 110434 SH Sole 110434
AT&T COM 00206R102 8444 296066 SH Sole 2800 293266
Automatic Data Processing COM 053015103 955 20261 SH Sole 20261
Baker Hughes COM 057224107 363 7868 SH Sole 7868
Bank of America COM 060505104 495 80954 SH Sole 65 80889
Bank of New York Mellon Corp COM 064058100 4634 249249 SH Sole 13126 236123
Baxter International COM 071813109 849 15128 SH Sole 2000 13128
BB&T COM 054937107 2801 131308 SH Sole 4300 127008
BCE COM 05534B760 244 6523 SH Sole 6523
Becton Dickinson COM 075887109 428 5835 SH Sole 500 5335
Bed Bath & Beyond COM 075896100 772 13477 SH Sole 800 12677
Berkshire Hathaway Cl A COM 084670108 3524 33 SH Sole 33
Berkshire Hathaway Cl B COM 084670702 8155 114797 SH Sole 3100 111697
Boeing COM 097023105 7396 122220 SH Sole 3550 118670
BP Prudhoe Bay Royalty Trust S COM 055630107 294 2791 SH Sole 2791
Bristol-Myers Squibb COM 110122108 1114 35486 SH Sole 35486
Campbell Soup COM 134429109 460 14200 SH Sole 14200
Cardinal Health COM 14149Y108 598 14281 SH Sole 14281
Carnival COM 143658300 315 10400 SH Sole 10400
Caterpillar COM 149123101 17778 240765 SH Sole 6452 234313
CB Richard Ellis Group Cl A COM 12497T101 16 1200 SH Sole 1200
CBS Cl B COM 124857202 2 110 SH Sole 110
Celgene COM 151020104 17076 275814 SH Sole 11205 264609
Central Illinois Bancorp COM 0 26750 SH Sole 26750
Charles Schwab COM 808513105 2550 226292 SH Sole 9725 216567
Chesapeake Energy COM 165167107 1003 39260 SH Sole 700 38560
Chevron COM 166764100 16259 175603 SH Sole 2725 172878
Chubb COM 171232101 3958 65977 SH Sole 94 65883
CIGNA COM 125509109 516 12300 SH Sole 12300
Cisco Systems COM 17275R102 6544 422219 SH Sole 7040 415179
Clorox COM 189054109 232 3492 SH Sole 100 3392
CME Group COM 12572Q105 987 4004 SH Sole 4004
CMG Holdings COM 125749101 0 10100 SH Sole 10100
Coach COM 189754104 248 4792 SH Sole 4792
CoBiz Financial COM 190897108 10 2200 SH Sole 2200
Coca-Cola COM 191216100 19124 283063 SH Sole 4425 278638
Colgate-Palmolive COM 194162103 8593 96900 SH Sole 1400 95500
Comcast Cl A COM 20030N101 2764 132106 SH Sole 96 132010
Comcast Spec Com Cl A COM 20030N200 12247 591074 SH Sole 27348 563726
ConocoPhillips COM 20825C104 2331 36813 SH Sole 36813
Consolidated Edison COM 209115104 376 6599 SH Sole 6599
CopyTele COM 217721109 2 10000 SH Sole 10000
Corning COM 219350105 2432 196750 SH Sole 9710 187040
Costco Wholesale COM 22160K105 7899 96180 SH Sole 2530 93650
Covidien Plc COM G2554F113 173 3919 SH Sole 3919
Cree COM 225447101 518 19925 SH Sole 2655 17270
Cummins COM 231021106 10584 129613 SH Sole 7970 121643
CVS/Caremark Corp COM 126650100 135 4007 SH Sole 4007
Danaher COM 235851102 6159 146846 SH Sole 2300 144546
Deere & Co COM 244199105 8279 128210 SH Sole 3300 124910
Defentect Group COM 244639100 0 23000 SH Sole 23000
Dell COM 24702R101 23 1600 SH Sole 1600
DiaSys COM 252838107 0 20000 SH Sole 20000
DIRECTV Cl A COM 25490A101 2291 54191 SH Sole 54191
Discovery Communications C COM 25470F302 103 2933 SH Sole 2933
Disney Walt COM 254687106 11891 394277 SH Sole 10445 383832
Dominion Resources/VA COM 25746U109 2911 57333 SH Sole 900 56433
Dover COM 260003108 559 12000 SH Sole 12000
Dow Chemical COM 260543103 309 13775 SH Sole 13775
DTE Energy COM 233331107 151 3089 SH Sole 3089
Du Pont E I COM 263534109 5488 137315 SH Sole 9170 128145
Duke Energy COM 26441C105 522 26100 SH Sole 26100
Dun & Bradstreet COM 26483E100 579 9450 SH Sole 9450
eBay COM 278642103 697 23620 SH Sole 23620
Ecolab COM 278865100 8812 180247 SH Sole 5125 175122
EMC COM 268648102 2677 127549 SH Sole 5525 122024
Emerson Electric COM 291011104 3807 92166 SH Sole 1050 91116
Entergy COM 29364G103 1078 16265 SH Sole 16265
EPL Technologies COM 268920204 0 41000 SH Sole 41000
EQT Corporation COM 26884L109 262 4908 SH Sole 4908
Estee Lauder Cl A COM 518439104 2004 22810 SH Sole 1060 21750
Exelon COM 30161N101 1223 28703 SH Sole 28703
Express Scripts COM 302182100 358 9648 SH Sole 9648
Exxon Mobil COM 30231G102 49604 682970 SH Sole 12928 670042
First Merchants Acceptance COM 320816101 0 13000 SH Sole 13000
Fiserv COM 337738108 5661 111511 SH Sole 6785 104726
Fortune Brands COM 349631101 288 5332 SH Sole 5332
Franklin Resources COM 354613101 277 2900 SH Sole 2900
Frontier Communications COM 35906A108 62 10104 SH Sole 288 9816
General Dynamics COM 369550108 167 2942 SH Sole 2942
General Electric COM 369604103 23589 1549842 SH Sole 31362 1518480
General Mills COM 370334104 597 15512 SH Sole 15512
Gilead Sciences COM 375558103 7858 202531 SH Sole 4850 197681
Goldman Sachs Group COM 38141G104 49 513 SH Sole 513
Google Cl A COM 38259P508 8524 16550 SH Sole 630 15920
Grainger W W COM 384802104 7192 48095 SH Sole 400 47695
Great Plains Energy COM 391164100 648 33600 SH Sole 1500 32100
Hanesbrands COM 410345102 338 13500 SH Sole 13500
Heinz H J COM 423074103 225 4455 SH Sole 4455
Hershey Company COM 427866108 1448 24448 SH Sole 100 24348
Hewlett-Packard COM 428236103 2421 107860 SH Sole 3874 103986
Hologic COM 436440101 453 29815 SH Sole 29815
Home Depot COM 437076102 3158 96075 SH Sole 10800 85275
Honeywell International COM 438516106 11029 251165 SH Sole 11325 239840
Hospira COM 441060100 171 4610 SH Sole 4610
IDEX COM 45167R104 2749 88231 SH Sole 88231
Illinois Tool Works COM 452308109 1196 28753 SH Sole 200 28553
Integrys Energy Group COM 45822P105 411 8458 SH Sole 8458
Intel COM 458140100 7048 330332 SH Sole 4905 325427
Interactive Motorsports COM 45839P106 0 200000 SH Sole 200000
IntercontinentalExchange COM 45865V100 2953 24969 SH Sole 2000 22969
International Business Machine COM 459200101 67240 384516 SH Sole 4455 380061
International Game Technology COM 459902102 49 3350 SH Sole 3350
Interpublic Group Cos COM 460690100 8 1129 SH Sole 1129
Intuitive Surgical COM 46120E602 219 600 SH Sole 600
Isis Pharmaceuticals COM 464330109 187 27515 SH Sole 27515
ITT COM 450911102 255 6074 SH Sole 6074
Johnson & Johnson COM 478160104 39212 615676 SH Sole 12752 602924
Johnson Controls COM 478366107 285 10821 SH Sole 10821
Joy Global COM 481165108 373 5980 SH Sole 5980
JPMorgan Chase & Co COM 46625H100 24514 813886 SH Sole 17819 796067
Kansas City Southern Industrie COM 485170302 574 11490 SH Sole 11490
Kimberly Clark COM 494368103 2649 37299 SH Sole 37299
Kohls COM 500255104 2963 60355 SH Sole 6045 54310
Koninklijke Philips Electronic COM 500472303 2007 111866 SH Sole 111866
Kraft Foods Cl A COM 50075N104 3168 94342 SH Sole 692 93650
Ladenburg Thalmann Finl Svcs COM 50575Q102 31 20000 SH Sole 20000
Leeward Capital COM 52459E106 1 30000 SH Sole 30000
Liberty Global-A COM 530555101 235 6486 SH Sole 6486
Liberty Global-C COM 530555309 225 6508 SH Sole 6508
Liberty Interactive Cl A COM 53071M104 538 36467 SH Sole 36467
Liberty Media - Liberty Capita COM 530322106 225 3396 SH Sole 3396
Lilly Eli COM 532457108 998 27007 SH Sole 27007
Lincoln National COM 534187109 125 8023 SH Sole 8023
Lockheed Martin COM 539830109 7773 107003 SH Sole 2200 104803
Lowe's Companies COM 548661107 974 50374 SH Sole 1500 48874
Macy's COM 55616P104 429 16304 SH Sole 16304
Manulife Financial COM 56501R106 128 11294 SH Sole 11294
Marriott International Cl A COM 571903202 11 403 SH Sole 403
Marriott Intl FRAC New A COM 903208 0 37082 SH Sole 37082
Marvell Technology Group Ltd COM G5876H105 205 14155 SH Sole 14155
Mattel COM 577081102 22 832 SH Sole 832
MB Financial COM 55264U108 1526 103698 SH Sole 103698
McCormick Non-Voting COM 579780206 8977 194478 SH Sole 495 193983
McDonalds COM 580135101 38437 437676 SH Sole 2890 434786
McGraw Hill Companies COM 580645109 152 3700 SH Sole 3700
McKesson HBOC COM 58155Q103 50 690 SH Sole 690
Mead Johnson Nutrition COM 582839106 233 3381 SH Sole 3381
Medco Health Solutions COM 58405U102 72 1546 SH Sole 1546
Medtronic COM 585055106 459 13802 SH Sole 800 13002
Merck COM 58933Y105 7398 226254 SH Sole 500 225754
MetLife COM 59156R108 5634 201130 SH Sole 2175 198955
Microsoft COM 594918104 27090 1088405 SH Sole 28074 1060331
Midas COM 595626102 143 17438 SH Sole 17438
Mohawk Industries COM 608190104 0 11 SH Sole 11
Monsanto COM 61166W101 6372 106130 SH Sole 3880 102250
MSCI COM 55354G100 629 20755 SH Sole 20755
Murphy Oil COM 626717102 3348 75825 SH Sole 550 75275
MVC Capital COM 553829102 139 13250 SH Sole 13250
Mylan Laboratories COM 628530107 597 35110 SH Sole 35110
National-Oilwell Varco COM 637071101 9951 194279 SH Sole 7965 186314
Netlogic Microsystems COM 64118B100 401 8340 SH Sole 8340
Newmont Mining COM 651639106 360 5723 SH Sole 5723
NextEra Energy COM 65339F101 463 8564 SH Sole 8564
NICOR COM 654086107 473 8597 SH Sole 8597
Nike Cl B COM 654106103 7396 86488 SH Sole 5085 81403
Nordstrom COM 655664100 544 11918 SH Sole 11918
Norfolk Southern COM 655844108 151 2476 SH Sole 2476
Northern Trust COM 665859104 6962 199025 SH Sole 1700 197325
Northrop Grumman COM 666807102 659 12625 SH Sole 447 12178
NYSE Euronext COM 629491101 2381 102460 SH Sole 102460
Occidental Petroleum COM 674599105 441 6164 SH Sole 6164
Old Republic International COM 680223104 1000 112092 SH Sole 1312 110780
Omnicare COM 681904108 0 10 SH Sole 10
Oracle COM 68389X105 5701 198351 SH Sole 9500 188851
Paychex COM 704326107 2048 77669 SH Sole 1680 75989
PepsiCo COM 713448108 28212 455773 SH Sole 9277 446496
Perrigo Company COM 714290103 381 3920 SH Sole 3920
Pfizer COM 717081103 6393 361585 SH Sole 6625 354960
Philip Morris International COM 718172109 9713 155707 SH Sole 7220 148487
PNC Financial Services Group COM 693475105 965 20033 SH Sole 20033
Polypore International COM 73179V103 207 3655 SH Sole 3655
PPG Industries COM 693506107 177 2500 SH Sole 2500
PPL COM 69351T106 3603 126250 SH Sole 6200 120050
Praxair COM 74005P104 2788 29828 SH Sole 500 29328
Procter & Gamble COM 742718109 56164 888959 SH Sole 16362 872597
Progress Energy COM 743263105 350 6773 SH Sole 6773
Prudential Financial COM 744320102 3409 72755 SH Sole 6190 66565
QUALCOMM COM 747525103 29904 614922 SH Sole 20920 594002
Quicksilver Resources COM 74837R104 108 14200 SH Sole 14200
Raytheon COM 755111507 37 912 SH Sole 912
RBC Bearings COM 75524B104 598 17595 SH Sole 17595
Republic Services COM 760759100 23 813 SH Sole 813
Ross Stores COM 778296103 346 4400 SH Sole 4400
Schlumberger Ltd COM 806857108 21795 364887 SH Sole 9640 355247
Scripps Network Interactive-A COM 811065101 209 5611 SH Sole 5611
Sempra Energy COM 816851109 237 4600 SH Sole 4600
Sherwin Williams COM 824348106 483 6494 SH Sole 6494
Sigma-Aldrich COM 826552101 714 11560 SH Sole 1600 9960
Smucker J M COM 832696405 6 76 SH Sole 3 73
Southern Company COM 842587107 649 15313 SH Sole 15313
Southwestern Energy COM 845467109 8262 247889 SH Sole 11665 236224
Spectra Energy COM 847560109 305 12447 SH Sole 12447
SPX COM 784635104 223 4930 SH Sole 4930
St Jude Medical COM 790849103 216 5979 SH Sole 5979
Stanley Black & Decker COM 854502101 250 5085 SH Sole 5085
Staples COM 855030102 6718 505118 SH Sole 20935 484183
Starbucks COM 855244109 10301 276242 SH Sole 5100 271142
Steiner Leisure Ltd COM P8744Y102 218 5355 SH Sole 5355
Stericycle COM 858912108 582 7210 SH Sole 7210
Stryker COM 863667101 1077 22850 SH Sole 22850
Sysco COM 871829107 59 2275 SH Sole 2275
T Rowe Price Group COM 74144T108 356 7454 SH Sole 7454
Target COM 87612E106 7703 157074 SH Sole 2915 154159
Tellabs COM 879664100 9 2044 SH Sole 2044
Texas Instruments COM 882508104 2901 108872 SH Sole 3260 105612
Thermo Fisher Scientific COM 883556102 20006 395062 SH Sole 13050 382012
Tiffany COM 886547108 5851 96194 SH Sole 96194
Time Warner COM 887317303 412 13748 SH Sole 100 13648
Time Warner Cable COM 88732J207 273 4355 SH Sole 25 4330
Travelers Companies COM 89417E109 6174 126694 SH Sole 7646 119048
U S Bancorp COM 902973304 1532 65100 SH Sole 65100
UGI COM 902681105 126 4800 SH Sole 4800
Unilever NV NY Shs COM 904784709 501 15900 SH Sole 1050 14850
Union Pacific COM 907818108 1574 19267 SH Sole 19267
United Parcel Service Cl B COM 911312106 2053 32510 SH Sole 1150 31360
United Technologies COM 913017109 22124 314441 SH Sole 10136 304305
UnitedHealth Group COM 91324P102 175 3797 SH Sole 3797
Verizon Communications COM 92343V104 6650 180704 SH Sole 2100 178604
Versus Technology COM 925313108 4 69966 SH Sole 69966
Viacom Cl B COM 92553P201 175 4530 SH Sole 4530
Viaspace COM 92554W106 1 70000 SH Sole 70000
ViroPharma COM 928241108 220 12175 SH Sole 12175
Visa Class A COM 92826C839 69 800 SH Sole 800
Wal Mart Stores COM 931142103 2318 44656 SH Sole 70 44586
Walgreen COM 931422109 15314 465608 SH Sole 19690 445918
Washington Post Class B COM 939640108 270 827 SH Sole 827
Waste Management COM 94106L109 4174 128180 SH Sole 10045 118135
Wells Fargo COM 949746101 6314 261777 SH Sole 14939 246838
Westar Energy COM 95709T100 174 6600 SH Sole 6600
Western Union COM 959802109 1861 121734 SH Sole 1000 120734
Williams-Sonoma COM 969904101 976 31700 SH Sole 31700
Wisconsin Energy COM 976657106 1347 43058 SH Sole 43058
Yum! Brands COM 988498101 3451 69881 SH Sole 1170 68711
Zimmer Holdings COM 98956P102 556 10403 SH Sole 600 9803
Energy Transfer Partners LP LTD 29273R109 1713 41780 SH Sole 200 41580
Enterprise Products Partners L LTD 293792107 922 22964 SH Sole 22964
Kinder Morgan Energy Partners LTD 494550106 1948 28488 SH Sole 125 28363
Magellan Midstream Partners LP LTD 559080106 181 3000 SH Sole 3000
NuStar Energy LP LTD 67058H102 612 11700 SH Sole 100 11600
ONEOK Partners LP LTD 68268N103 1147 24600 SH Sole 24600
Plains All American Pipeline L LTD 726503105 228 3864 SH Sole 3864
America Movil SAB ADR Ser L COM 02364W105 3665 165995 SH Sole 165995
Banco Santander Cen Hispano AD COM 05964H105 124 15400 SH Sole 15400
BHP Billiton Ltd Spon ADR COM 088606108 1221 18370 SH Sole 18370
BP PLC Spon ADR COM 055622104 1963 54433 SH Sole 54433
Diageo PLC Spon ADR COM 25243Q205 294 3875 SH Sole 3875
ENI SpA ADR COM 26874R108 885 25178 SH Sole 1750 23428
GlaxoSmithKline PLC ADS COM 37733W105 940 22761 SH Sole 22761
HSBC Hldgs PLC Sp ADR COM 404280406 2579 67799 SH Sole 3275 64524
Luxottica Group SpA Spon ADR COM 55068R202 5085 201957 SH Sole 6125 195832
National Grid PLC ADR COM 636274300 12070 243344 SH Sole 5100 238244
Nestle SA Sponsored ADR COM 641069406 24933 452028 SH Sole 6750 445278
Novartis AG ADR COM 66987V109 12078 216564 SH Sole 12065 204499
Royal Dutch Shell PLC ADR-A COM 780259206 3551 57723 SH Sole 800 56923
Siemens AG Sp ADR COM 826197501 856 9535 SH Sole 9535
Syngenta AG ADR COM 87160A100 1920 37020 SH Sole 1120 35900
Telefonica SA ADR COM 879382208 1222 63889 SH Sole 63889
Teva Pharmaceutical Industries COM 881624209 20496 550677 SH Sole 13282 537395
Total SA Spon ADR COM 89151E109 2 54 SH Sole 54
Unilever PLC Spon ADR COM 904767704 46 1476 SH Sole 1476
Vodafone Group PLC Sp ADR COM 92857W209 14108 549793 SH Sole 20304 529489
BPI Energy Holdings COM 055934103 0 10000 SH Sole 10000
iSonea Ltd COM 040181580 6 444000 SH Sole 444000
Lazard Ltd COM G54050102 1347 63825 SH Sole 1400 62425
Nansonics Limited COM Q6499K102 62 90051 SH Sole 90051
Options Media Group Hldgs COM 684008105 5 200000 SH Sole 200000
TE Connectivity Ltd COM H84989104 3 116 SH Sole 116
Vodafone PLC Ord 226 87285 SH Sole 87285
Plum Creek Timber Company COM 729251108 1373 39554 SH Sole 39554
Weyerhaeuser COM 962166104 649 41711 SH Sole 41711
HCP COM 40414L109 321 9164 SH Sole 9164
Ventas COM 92276F100 313 6331 SH Sole 6331
Starwood Hotels & Resorts Worl COM 85590A401 268 6899 SH Sole 6899
ProLogis COM 74340W103 785 32369 SH Sole 1709 30660
Starwood Property Trust COM 85571B105 303 17665 SH Sole 17665
Boston Properties COM 101121101 307 3446 SH Sole 3446
Corporate Office Properties COM 22002T108 2329 106926 SH Sole 1150 105776
Kite Realty Group Trust COM 49803T102 2242 612675 SH Sole 30900 581775
Simon Property Group COM 828806109 1057 9607 SH Sole 9607
Taubman Centers COM 876664103 377 7500 SH Sole 7500
Vornado Realty Trust COM 929042109 244 3264 SH Sole 3264
Public Storage COM 74460D109 4226 37950 SH Sole 1600 36350
AllianceBernstein Growth & In COM 018597104 7 2393 SH Sole 2393
Alpine Dynamic Dvd Fund COM 020875209 65 18830 SH Sole 18830
Amer T/E Bond Fd COM 876902404 134 10845 SH Sole 10845
American Fds-New Perspective-A COM 648018109 262 10516 SH Sole 10516
California Inv Tr-S&P MidCap I COM 130347503 282 14536 SH Sole 14536
Columbia Acorn Fund-Z COM 197199409 2930 114131 SH Sole 114131
Columbia Acorn Intl Fd-Z COM 197199813 784 23322 SH Sole 23322
Columbia High Yield Muni Fd COM 19765P125 5 473 SH Sole 473
Columbia Mid Cap Value Fd A COM 19765J863 8 674 SH Sole 674
Credit Suisse Comm Ret St Fd COM 22544R305 13 1571 SH Sole 1571
Dodge & Cox Stock Fund COM 256219106 56 615 SH Sole 615
Doubleline Total Return Bd COM 258620202 547 48810 SH Sole 48810
Dreyfus Municipal Bond Fund COM 26201Q104 613 54118 SH Sole 54118
Fidelity Balanced Fd COM 316345206 160 9254 SH Sole 9254
Fidelity Contrafund COM 316071109 85 1355 SH Sole 1355
Fidelity Equity Income II Fund COM 316145101 7 446 SH Sole 446
Fidelity Fund COM 316153105 133 4569 SH Sole 4569
Fidelity Growth & Income Fd COM 316389204 15 936 SH Sole 936
Fidelity Growth Company Fd COM 316200104 16 206 SH Sole 206
Fidelity Muni Income Fd COM 316089507 184 14280 SH Sole 14280
Fidelity Puritan Fund COM 316345107 361 21447 SH Sole 21447
Fidelity Short-Term Bond Fd COM 316146208 27 3151 SH Sole 3151
Fidelity Spartan 500 Index COM 315911206 593 14725 SH Sole 14725
Fidelity Spartan 500 Index Fd COM 315911701 1255 31198 SH Sole 31198
Fidelity Spartan Inter Muni In COM 31638R204 72 6939 SH Sole 6939
Fidelity Spartan Intl Index IV COM 315911602 232 7817 SH Sole 7817
Fidelity Spartan Sht-Int Mun I COM 316203207 144 13359 SH Sole 13359
First Eagle US Value Fd A COM 32008F887 229 14466 SH Sole 14466
Franklin Cust Fds Income Ser 1 COM 353496300 27 13737 SH Sole 13737
Harbor Bond Fund Inst COM 411511108 19 1542 SH Sole 1542
Harbor International Fund COM 411511306 21 419 SH Sole 419
Harris Assoc Oakmark Fund COM 413838103 251 6640 SH Sole 6640
Harris Assoc Oakmark Intl Fd COM 413838202 182 11311 SH Sole 11311
Hussman Strat Gr Fund COM 448108100 146 11100 SH Sole 11100
Janus Fund COM 471023101 176 6918 SH Sole 6918
John Hancock Inv Grade Bond COM 41014P789 123 11870 SH Sole 11870
JPMorgan Treas&Agency Sel COM 4812C1405 592 60000 SH Sole 60000
Keeley Mid Cap Value Fd COM 487300105 206 24100 SH Sole 24100
Keeley Small Cap Value Fund COM 487300501 1313 64703 SH Sole 5853 58851
Nuveen H/Y Muni Bd Fd COM 67065Q772 181 11944 SH Sole 11944
PIMCO Commodity RR Strategy-I COM 722005667 411 55586 SH Sole 55586
PIMCO Total Return Fd-C COM 693390429 48 4495 SH Sole 4495
PIMCO Total Return Fd-Inst COM 693390700 238 22021 SH Sole 22021
Pioneer Bond Fd -A COM 723622106 96 10015 SH Sole 10015
Pioneer High Income Muni Fd - COM 72387N846 82 10682 SH Sole 10682
Price T Rowe Growth Stock Fund COM 741479109 311 10757 SH Sole 10757
Price T Rowe Intl Stock Fd COM 77956H203 43 3643 SH Sole 3643
Price T Rowe Tax Free Inc Bond COM 779576107 213 21210 SH Sole 21210
Schwab Total Stock Mrkt Ind-Se COM 808509756 369 17929 SH Sole 17929
T Rowe Price High Yield Fd COM 741481105 105 16857 SH Sole 16857
T Rowe Price S/T Bond COM 77957P105 2816 584207 SH Sole 205339 378868
Templeton Global Bond Fd-A COM 880208103 258 20314 SH Sole 20314
Thornbugr Inv Inc Bld Fd COM 885215558 244 14084 SH Sole 14084
Thornburg Intl Value Fd-I COM 885215566 84 3538 SH Sole 3538
Tweedy Browne American Value F COM 901165209 140 8192 SH Sole 8192
Tweedy Browne Global Value Fd COM 901165100 384 17773 SH Sole 17773
Vanguard 500 Index Fd Signal COM 922908496 295 3426 SH Sole 3426
Vanguard GNMA Fd-Inv COM 922031307 2310 206964 SH Sole 206964
Vanguard GNMA Fd - Adm COM 922031794 4930 441750 SH Sole 50910 390840
Vanguard Inflat Protect Sec AD COM 922031737 234 8538 SH Sole 8538
Vanguard Inflat Protected Sec COM 922031869 239 17073 SH Sole 17073
Vanguard Interm Term Fund COM 922031885 105 10457 SH Sole 10457
Vanguard Intl Growth Fd-I COM 921910204 295 18738 SH Sole 18738
Vanguard PRIMECAP Fd - Adm COM 921936209 337 5550 SH Sole 5550
Vanguard S/T Invest Gr Adm Fd COM 922031836 213 20000 SH Sole 20000
Vanguard Small Cap Index Fd-I COM 922908702 66 2249 SH Sole 2249
Vanguard Small Cap Index Signa COM 922908421 19 724 SH Sole 724
Vanguard Wellington Fd COM 921935201 353 7000 SH Sole 7000
Vanguard Windsor Fund II COM 922018205 268 11591 SH Sole 11591
Wells Fargo Adv Inc Pl COM 949921522 124 10262 SH Sole 10262
AMEX Energy Select SPDR COM 81369Y506 299 5118 SH Sole 5118
AMEX Financial Select Sector COM 81369Y605 93 7835 SH Sole 7835
Central Fund of Canada Cl A COM 153501101 794 38400 SH Sole 38400
DNP Select Income Fd COM 23325P104 144 14393 SH Sole 14393
i-shares IBoxx H/Y Corp Bd COM 464288513 551 6655 SH Sole 6655
iShares Lehman 1-3 Yr Treas Bd COM 464287457 1003 11859 SH Sole 5300 6559
iShares Lehman Treas Inf Prot COM 464287176 118 1032 SH Sole 1032
iShares MSCI Asia Ex-Japan COM 464288182 1708 36625 SH Sole 2500 34125
iShares MSCI Brazil Index Fd COM 464286400 2013 38695 SH Sole 1800 36895
iShares MSCI Canada Index Fd COM 464286509 535 20970 SH Sole 200 20770
iShares MSCI EAFE Index Fd COM 464287465 13391 280267 SH Sole 20985 259282
iShares MSCI EAFE S/C COM 464288273 1155 33050 SH Sole 1100 31950
iShares MSCI Emerging Mkts Ind COM 464287234 14086 401357 SH Sole 27764 373593
iShares MSCI Japan Index Fd COM 464286848 120 12690 SH Sole 12690
iShares Russell 2000 Index Fun COM 464287655 2794 43456 SH Sole 5825 37631
iShares Russell Midcap Index F COM 464287499 3135 35520 SH Sole 5400 30120
ishares S&P 100 Index Fd COM 464287101 452 8780 SH Sole 1000 7780
ishares S&P 500 Index Fd COM 464287200 1618 14234 SH Sole 1425 12809
iShares S&P 500 Vaue Index Fd COM 464287408 373 7227 SH Sole 7227
iShares S&P Global 100 Index F COM 464287572 440 8209 SH Sole 1275 6934
iShares S&P MidCap 400 Index COM 464287507 1787 22916 SH Sole 950 21966
iShares S&P MidCap 400/Value I COM 464287705 1382 20930 SH Sole 20930
iShares S&P SmallCap 600 Val I COM 464287879 275 4640 SH Sole 4640
iShares S&P SmlCap 600 Index F COM 464287804 4580 78233 SH Sole 3210 75023
Powershares FTSE RAFI COM 73936T789 18 585 SH Sole 585
Powershares QQQ COM 73935A104 375 7152 SH Sole 7152
S&P Mid-Cap 400 ETF Trust COM 78467Y107 5446 38314 SH Sole 3030 35284
SPDR 500 ETF Trust Ser 1 COM 78462F103 10286 90903 SH Sole 4650 86253
SPDR DJIA ETF Trust COM 78467X109 181 1660 SH Sole 1660
SPDR Gold Trust COM 78463V107 1607 10167 SH Sole 10167
Vanguard FTSE All Wo X-US COM 922042775 628 16230 SH Sole 1200 15030
Vanguard FTSE All Wo X-US SC COM 922042718 938 11955 SH Sole 1400 10555
Vanguard MSCI EAFE ETF COM 921943858 149 4946 SH Sole 4946
Vanguard MSCI Emerging Mkts COM 922042858 6720 187552 SH Sole 2800 184752
Vanguard Small Cap ETF COM 922908751 221 3600 SH Sole 3600
Vanguard Total Bd Mrkt COM 921937835 308 3675 SH Sole 3675