0000315498-11-000002.txt : 20110419 0000315498-11-000002.hdr.sgml : 20110419 20110419125715 ACCESSION NUMBER: 0000315498-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110419 DATE AS OF CHANGE: 20110419 EFFECTIVENESS DATE: 20110419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOFEN & GLOSSBERG LLC /IL/ CENTRAL INDEX KEY: 0000315498 IRS NUMBER: 364143109 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01240 FILM NUMBER: 11767463 BUSINESS ADDRESS: STREET 1: 455 CITYFRONT PLAZA STE 3000 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3128281100 MAIL ADDRESS: STREET 1: 455 CITYFRONT STE 3000 CITY: CHICAGO STATE: IL ZIP: 60611 FORMER COMPANY: FORMER CONFORMED NAME: GOFEN & GLOSSBERG INC /IL/ DATE OF NAME CHANGE: 19970206 13F-HR 1 jan11.txt UNITED STATES SECURITIES AND EXCHANGE COMMISION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR CALENDAR YEAR OR QUARTER ENDED: December 31, 2010 CHECK HERE IF AMENDMENT [ ]; AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONLY ONE.): [ ] IS A RESTATEMENT. [ ] ADD NEW HOLDINGS ENTRIES INSTITUTIONAL INVESMENT MANAGER FILING THIS REPORT: GOFEN AND GLOSSBERG, L.L.C. 455 CITYFRONT PLAZA SUITE 3000 CHICAGO, IL 60611 13F FILE NUMBER: 28-1240 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS, SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME : MARK BROWN TITLE : COMPLIANCE OFFICER PHONE : 312-832-1534 SIGNATURE, PLACE, AND DATE OF SIGNING: MARK BROWN CHICAGO, ILLINOIS December 31, 2010 REPORT TYPE (CHECK ONLY ONE.) : [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13 COMBINATION REPORT. LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER : I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Report Summary: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 456 FORM 13F INFORMATION TABLE VALUE TOTAL: $1,522,148,000 LIST OF OTHER INCLUDED MANAGERS: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Hologic Cvt CONV 436440AA9 2509 2600000 PRN Sole 2600000 Medtronic CONV 585055AL0 1465 1465000 PRN Sole 225000 1240000 Newell Financial 5.25% Cvt Pfd PFD CV 651195307 3136 65500 SH Sole 4000 61500 3M Company COM 88579Y101 12921 138194 SH Sole 1438 136756 Abbott Laboratories COM 002824100 14526 296144 SH Sole 1520 294624 Accenture Plc Cl A COM G1151C101 38 700 SH Sole 700 Actuant Cl A COM 00508X203 342 11784 SH Sole 11784 Adobe Systems COM 00724F101 2260 68155 SH Sole 1100 67055 Advance Auto Parts COM 00751Y106 197 3000 SH Sole 3000 Affiliated Managers Group COM 008252108 374 3418 SH Sole 3418 AFLAC COM 001055102 69 1300 SH Sole 1300 Akamai Technologies COM 00971T101 17 439 SH Sole 439 Alberto Culver COM 013078100 230 6175 SH Sole 6175 Allergan COM 018490102 7502 105638 SH Sole 4610 101028 Allstate COM 020002101 1173 36899 SH Sole 36899 Altria Group COM 02209S103 3582 137598 SH Sole 1200 136398 Amazon.com COM 023135106 1218 6761 SH Sole 6761 American Express COM 025816109 23881 528337 SH Sole 13645 514692 American Tower Cl A COM 029912201 321 6198 SH Sole 6198 Americas Power Partners COM 03061A107 0 56382 SH Sole 56382 Ameriprise Financial COM 03076C106 421 6899 SH Sole 6899 AMETEK COM 031100100 1010 23025 SH Sole 23025 Amgen COM 031162100 2379 44502 SH Sole 700 43802 Analog Devices COM 032654105 2656 67455 SH Sole 1200 66255 ANSYS COM 03662Q105 274 5055 SH Sole 5055 Aon COM 037389103 937 17685 SH Sole 17685 Apache Corporation COM 037411105 657 5018 SH Sole 5018 Apple COM 037833100 6454 18520 SH Sole 500 18020 Applied Nanotech Holdings COM 03824B103 6 12000 SH Sole 12000 AptarGroup COM 038336103 2727 54402 SH Sole 2800 51602 AquaCell Technologies COM 03840N107 0 23000 SH Sole 23000 Arcadia Resources COM 039209101 14 110434 SH Sole 110434 Archer-Daniels-Midland COM 039483102 18 500 SH Sole 500 AT&T COM 00206R102 9464 309175 SH Sole 2800 306375 Automatic Data Processing COM 053015103 1034 20144 SH Sole 20144 Baker Hughes COM 057224107 585 7970 SH Sole 7970 Bank of America COM 060505104 2109 158194 SH Sole 1165 157029 Bank of New York Mellon Corp COM 064058100 7567 253333 SH Sole 12781 240552 Baxter International COM 071813109 910 16924 SH Sole 2000 14924 BB&T COM 054937107 4005 145898 SH Sole 4300 141598 BCE COM 05534B760 237 6523 SH Sole 6523 Beckman Coulter COM 075811109 2079 25022 SH Sole 800 24222 Becton Dickinson COM 075887109 520 6535 SH Sole 500 6035 Bed Bath & Beyond COM 075896100 651 13477 SH Sole 800 12677 Berkshire Hathaway Cl A COM 084670108 4636 37 SH Sole 37 Berkshire Hathaway Cl B COM 084670702 5354 64016 SH Sole 2100 61916 Best Buy Companies COM 086516101 658 22912 SH Sole 1225 21687 Boeing COM 097023105 8522 115275 SH Sole 3800 111475 BP Prudhoe Bay Royalty Trust S COM 055630107 334 2791 SH Sole 2791 Bristol-Myers Squibb COM 110122108 921 34849 SH Sole 34849 Campbell Soup COM 134429109 470 14200 SH Sole 14200 Cardinal Health COM 14149Y108 587 14279 SH Sole 14279 Carnival COM 143658300 15 400 SH Sole 400 Caterpillar COM 149123101 29806 267681 SH Sole 7862 259819 CB Richard Ellis Group Cl A COM 12497T101 32 1200 SH Sole 1200 CBS Cl B COM 124857202 3 110 SH Sole 110 Celgene COM 151020104 15994 277794 SH Sole 11315 266479 Cenovus Energy COM 15135U109 201 5112 SH Sole 5112 Central Illinois Bancorp COM 0 26750 SH Sole 26750 Charles Schwab COM 808513105 4683 259755 SH Sole 9725 250030 Chesapeake Energy COM 165167107 1416 42245 SH Sole 700 41545 Chevron COM 166764100 18114 168519 SH Sole 1925 166594 Chubb COM 171232101 4210 68673 SH Sole 94 68579 CIGNA COM 125509109 545 12300 SH Sole 12300 Cisco Systems COM 17275R102 8951 521945 SH Sole 19895 502050 Citigroup COM 172967101 87 19590 SH Sole 19590 Clorox COM 189054109 266 3792 SH Sole 100 3692 CME Group COM 12572Q105 1222 4054 SH Sole 4054 CMG Holdings COM 125749101 1 10100 SH Sole 10100 CoBiz Financial COM 190897108 15 2200 SH Sole 2200 Coca-Cola COM 191216100 18450 278111 SH Sole 4725 273386 Colgate-Palmolive COM 194162103 8062 99821 SH Sole 1700 98121 Comcast Cl A COM 20030N101 3431 138809 SH Sole 96 138713 Comcast Spec Com Cl A COM 20030N200 13862 596996 SH Sole 27038 569958 ConocoPhillips COM 20825C104 3362 42102 SH Sole 934 41168 Consolidated Edison COM 209115104 335 6599 SH Sole 6599 Copart COM 217204106 204 4710 SH Sole 4710 CopyTele COM 217721109 2 10000 SH Sole 10000 Corning COM 219350105 4745 230005 SH Sole 10210 219795 Costco Wholesale COM 22160K105 7624 103981 SH Sole 2735 101246 Covidien Plc COM G2554F113 204 3919 SH Sole 3919 Cree COM 225447101 5214 112950 SH Sole 7095 105855 Cummins COM 231021106 15654 142805 SH Sole 8830 133975 CVS/Caremark Corp COM 126650100 244 7109 SH Sole 7109 Danaher COM 235851102 5002 96371 SH Sole 1000 95371 Deere & Co COM 244199105 12726 131344 SH Sole 3600 127744 Defentect Group COM 244639100 1 23000 SH Sole 23000 Dell COM 24702R101 23 1600 SH Sole 1600 DiaSys COM 252838107 0 27000 SH Sole 27000 DIRECTV Cl A COM 25490A101 2577 55067 SH Sole 55067 Discovery Communications A COM 25470F104 157 3933 SH Sole 3933 Discovery Communications C COM 25470F302 138 3933 SH Sole 3933 Disney Walt COM 254687106 17289 401226 SH Sole 11445 389781 Dominion Resources/VA COM 25746U109 2675 59833 SH Sole 900 58933 Dover COM 260003108 789 12000 SH Sole 12000 Dow Chemical COM 260543103 510 13501 SH Sole 13501 DTE Energy COM 233331107 151 3089 SH Sole 3089 Du Pont E I COM 263534109 4294 78115 SH Sole 7055 71060 Duke Energy COM 26441C105 465 25600 SH Sole 25600 Dun & Bradstreet COM 26483E100 758 9450 SH Sole 9450 eBay COM 278642103 722 23270 SH Sole 23270 Ecolab COM 278865100 2066 40495 SH Sole 800 39695 EMC COM 268648102 3296 124099 SH Sole 5525 118574 Emerson Electric COM 291011104 3340 57159 SH Sole 550 56609 EnCana COM 292505104 177 5112 SH Sole 5112 Entergy COM 29364G103 1234 18365 SH Sole 18365 EPL Technologies COM 268920204 0 41000 SH Sole 41000 EQT Corporation COM 26884L109 245 4908 SH Sole 4908 Estee Lauder Cl A COM 518439104 2222 23060 SH Sole 1060 22000 Exelon COM 30161N101 1271 30814 SH Sole 30814 Express Scripts COM 302182100 537 9648 SH Sole 9648 Exxon Mobil COM 30231G102 59539 707697 SH Sole 13538 694159 F5 Networks COM 315616102 254 2475 SH Sole 2475 First Merchants Acceptance COM 320816101 0 13000 SH Sole 13000 Fiserv COM 337738108 7471 119109 SH Sole 6570 112539 Fortune Brands COM 349631101 347 5602 SH Sole 5602 Franklin Resources COM 354613101 313 2500 SH Sole 2500 Frontier Communications COM 35906A108 100 12153 SH Sole 288 11865 General Dynamics COM 369550108 218 2842 SH Sole 2842 General Electric COM 369604103 31160 1554098 SH Sole 30832 1523266 General Mills COM 370334104 567 15512 SH Sole 15512 Gilead Sciences COM 375558103 8982 211499 SH Sole 6000 205499 Goldman Sachs Group COM 38141G104 156 983 SH Sole 983 Google Cl A COM 38259P508 6430 10958 SH Sole 495 10463 Grainger W W COM 384802104 6970 50628 SH Sole 400 50228 Great Plains Energy COM 391164100 1473 73600 SH Sole 2200 71400 Hanesbrands COM 410345102 515 19030 SH Sole 19030 Heinz H J COM 423074103 332 6798 SH Sole 6798 Hershey Company COM 427866108 1329 24444 SH Sole 100 24344 Hewlett-Packard COM 428236103 5520 134735 SH Sole 3874 130861 Hologic COM 436440101 1214 54700 SH Sole 600 54100 Home Depot COM 437076102 3512 94762 SH Sole 9540 85222 Honeywell International COM 438516106 15894 266188 SH Sole 11885 254303 Horizon Bancorp Indiana COM 440407104 205 7506 SH Sole 7506 Hospira COM 441060100 254 4610 SH Sole 4610 IDEX COM 45167R104 4069 93209 SH Sole 93209 Illinois Tool Works COM 452308109 1792 33349 SH Sole 200 33149 Integrys Energy Group COM 45822P105 427 8458 SH Sole 8458 Intel COM 458140100 7240 358788 SH Sole 5405 353383 Interactive Motorsports COM 45839P106 0 200000 SH Sole 200000 IntercontinentalExchange COM 45865V100 3109 25169 SH Sole 2100 23069 International Business Machine COM 459200101 63980 392346 SH Sole 4375 387971 International Game Technology COM 459902102 54 3350 SH Sole 3350 International Paper COM 460146103 243 8038 SH Sole 8038 International Rectifier COM 460254105 16 470 SH Sole 470 Interpublic Group Cos COM 460690100 14 1129 SH Sole 1129 Intuitive Surgical COM 46120E602 200 600 SH Sole 600 Isis Pharmaceuticals COM 464330109 224 24750 SH Sole 24750 ITT COM 450911102 334 5569 SH Sole 5569 Johnson & Johnson COM 478160104 37119 626476 SH Sole 13147 613329 Johnson Controls COM 478366107 437 10506 SH Sole 10506 Jones Lang LaSalle COM 48020Q107 18 180 SH Sole 180 Joy Global COM 481165108 591 5980 SH Sole 5980 JPMorgan Chase & Co COM 46625H100 37883 821749 SH Sole 16914 804835 Kansas City Southern Industrie COM 485170302 201 3700 SH Sole 3700 Kimberly Clark COM 494368103 2529 38753 SH Sole 38753 Kohls COM 500255104 3388 63880 SH Sole 5840 58040 Koninklijke Philips Electronic COM 500472303 3828 119007 SH Sole 119007 Kraft Foods Cl A COM 50075N104 3026 96482 SH Sole 692 95790 Ladenburg Thalmann Finl Svcs COM 50575Q102 23 20000 SH Sole 20000 Leeward Capital COM 52459E106 2 30000 SH Sole 30000 Leggett & Platt COM 524660107 137 5600 SH Sole 5600 Liberty Global-A COM 530555101 269 6486 SH Sole 6486 Liberty Global-C COM 530555309 260 6508 SH Sole 6508 Liberty Media Hldg-Capital Grp COM 53071M302 254 3446 SH Sole 3446 Liberty Media Hldg-Interactive COM 53071M104 585 36467 SH Sole 36467 Lilly Eli COM 532457108 950 27007 SH Sole 27007 Lincoln National COM 534187109 241 8023 SH Sole 8023 Littelfuse COM 537008104 160 2800 SH Sole 2800 Lockheed Martin COM 539830109 12579 156461 SH Sole 3075 153386 Lowe's Companies COM 548661107 1339 50674 SH Sole 1500 49174 Macy's COM 55616P104 403 16604 SH Sole 16604 Manulife Financial COM 56501R106 200 11294 SH Sole 11294 Marriott International Cl A COM 571903202 14 403 SH Sole 403 Mattel COM 577081102 21 832 SH Sole 832 MB Financial COM 55264U108 2186 104298 SH Sole 104298 McCormick Non-Voting COM 579780206 9730 203428 SH Sole 425 203003 McDonalds COM 580135101 34258 450236 SH Sole 2890 447346 McGraw Hill Companies COM 580645109 146 3700 SH Sole 3700 McKesson HBOC COM 58155Q103 55 690 SH Sole 690 Mead Johnson Nutrition COM 582839106 309 5341 SH Sole 5341 Medco Health Solutions COM 58405U102 132 2344 SH Sole 2344 Medtronic COM 585055106 925 23504 SH Sole 800 22704 Merck COM 58933Y105 7666 232245 SH Sole 500 231745 MetLife COM 59156R108 7657 171175 SH Sole 2175 169000 Microsoft COM 594918104 28676 1129437 SH Sole 28204 1101233 Midas COM 595626102 134 17438 SH Sole 17438 Mohawk Industries COM 608190104 1 11 SH Sole 11 Monsanto COM 61166W101 11721 162199 SH Sole 6780 155419 MSCI COM 55354G100 574 15595 SH Sole 15595 Murphy Oil COM 626717102 6041 82285 SH Sole 550 81735 MVC Capital COM 553829102 182 13250 SH Sole 13250 Mylan Laboratories COM 628530107 807 35610 SH Sole 35610 Nabors Industries Ltd COM G6359F103 46 1500 SH Sole 1500 National-Oilwell Varco COM 637071101 14449 182281 SH Sole 8080 174201 Netlogic Microsystems COM 64118B100 454 10800 SH Sole 10800 Newmont Mining COM 651639106 309 5663 SH Sole 5663 NextEra Energy COM 65339F101 472 8564 SH Sole 8564 NICOR COM 654086107 506 9425 SH Sole 9425 Nike Cl B COM 654106103 6495 85799 SH Sole 4930 80869 Nordstrom COM 655664100 540 12037 SH Sole 12037 Norfolk Southern COM 655844108 172 2476 SH Sole 2476 Northern Trust COM 665859104 9057 178454 SH Sole 1700 176754 Northrop Grumman COM 666807102 997 15900 SH Sole 447 15453 NYSE Euronext COM 629491101 4372 124300 SH Sole 124300 Occidental Petroleum COM 674599105 632 6049 SH Sole 6049 Old Republic International COM 680223104 4921 387776 SH Sole 12129 375647 Omnicare COM 681904108 0 10 SH Sole 10 ONEOK COM 682680103 200 2995 SH Sole 2995 Oracle COM 68389X105 4518 135140 SH Sole 650 134490 Paychex COM 704326107 2570 81890 SH Sole 1600 80290 PepsiCo COM 713448108 30663 476062 SH Sole 9057 467005 Perrigo Company COM 714290103 289 3630 SH Sole 3630 Pfizer COM 717081103 8498 418399 SH Sole 7125 411274 Philip Morris International COM 718172109 10417 158724 SH Sole 7000 151724 PNC Financial Services Group COM 693475105 1451 23033 SH Sole 23033 PPG Industries COM 693506107 238 2500 SH Sole 2500 Praxair COM 74005P104 3060 30123 SH Sole 700 29423 Procter & Gamble COM 742718109 56426 916011 SH Sole 16557 899454 Progress Energy COM 743263105 313 6773 SH Sole 6773 Prudential Financial COM 744320102 4772 77485 SH Sole 6000 71485 Public Service Enterprise Grou COM 744573106 214 6806 SH Sole 6806 QUALCOMM COM 747525103 34322 625980 SH Sole 21130 604850 Quicksilver Resources COM 74837R104 292 20400 SH Sole 400 20000 Raytheon COM 755111507 46 912 SH Sole 912 RBC Bearings COM 75524B104 679 17755 SH Sole 350 17405 Republic Services COM 760759100 24 813 SH Sole 813 Rogers Communications Cl B COM 775109200 248 6812 SH Sole 300 6512 Ross Stores COM 778296103 313 4400 SH Sole 4400 Safeway COM 786514208 59 2509 SH Sole 2509 San Juan Basin Royalty Trust COM 798241105 278 10095 SH Sole 10095 Schlumberger Ltd COM 806857108 35563 381327 SH Sole 9825 371502 Scripps Network Interactive-A COM 811065101 304 6061 SH Sole 6061 Sempra Energy COM 816851109 246 4600 SH Sole 4600 Sherwin Williams COM 824348106 545 6494 SH Sole 6494 Sigma-Aldrich COM 826552101 736 11560 SH Sole 1600 9960 Smucker J M COM 832696405 5 71 SH Sole 3 68 Southern Company COM 842587107 584 15313 SH Sole 15313 Southwestern Energy COM 845467109 8639 201038 SH Sole 11110 189928 Spectra Energy COM 847560109 356 13110 SH Sole 13110 SPX COM 784635104 357 4495 SH Sole 4495 St Jude Medical COM 790849103 488 9529 SH Sole 9529 Stanley Black & Decker COM 854502101 168 2190 SH Sole 2190 Staples COM 855030102 9310 479415 SH Sole 15935 463480 Starbucks COM 855244109 10427 282192 SH Sole 5400 276792 Stericycle COM 858912108 639 7210 SH Sole 7210 Stryker COM 863667101 1539 25310 SH Sole 100 25210 Suntrust Banks COM 867914103 35 1200 SH Sole 1200 Sysco COM 871829107 63 2275 SH Sole 2275 T Rowe Price Group COM 74144T108 361 5435 SH Sole 5435 Target COM 87612E106 7701 153989 SH Sole 2855 151134 Tellabs COM 879664100 11 2042 SH Sole 2042 Texas Instruments COM 882508104 3977 115072 SH Sole 4260 110812 Thermo Fisher Scientific COM 883556102 21902 394283 SH Sole 12750 381533 Tiffany COM 886547108 6062 98658 SH Sole 98658 Time Warner COM 887317303 520 14577 SH Sole 100 14477 Time Warner Cable COM 88732J207 325 4559 SH Sole 25 4534 Travelers Companies COM 89417E109 7783 130859 SH Sole 7401 123458 U S Bancorp COM 902973304 1735 65650 SH Sole 65650 UGI COM 902681105 158 4800 SH Sole 4800 Unilever NV NY Shs COM 904784709 227 7230 SH Sole 7230 Union Pacific COM 907818108 1924 19567 SH Sole 19567 United Parcel Service Cl B COM 911312106 2286 30757 SH Sole 1150 29607 United Technologies COM 913017109 26168 309131 SH Sole 10156 298975 UnitedHealth Group COM 91324P102 204 4514 SH Sole 4514 Verizon Communications COM 92343V104 7070 183435 SH Sole 2100 181335 Versus Technology COM 925313108 6 69966 SH Sole 69966 Viacom Cl B COM 92553P201 244 5235 SH Sole 5235 Viaspace COM 92554W106 1 70000 SH Sole 70000 ViroPharma COM 928241108 210 10530 SH Sole 10530 Visa Class A COM 92826C839 63 860 SH Sole 860 Wal Mart Stores COM 931142103 3154 60597 SH Sole 70 60527 Walgreen COM 931422109 19045 474463 SH Sole 20260 454203 Washington Post Class B COM 939640108 427 977 SH Sole 977 Waste Management COM 94106L109 4760 127485 SH Sole 9720 117765 Wells Fargo COM 949746101 8711 274695 SH Sole 14579 260116 Westar Energy COM 95709T100 174 6600 SH Sole 6600 Western Union COM 959802109 2721 131002 SH Sole 1000 130002 Weyerhaeuser COM 962166104 1024 41611 SH Sole 41611 Williams-Sonoma COM 969904101 1284 31700 SH Sole 31700 Wisconsin Energy COM 976657106 1296 42508 SH Sole 42508 Yum! Brands COM 988498101 3541 68916 SH Sole 1100 67816 Zimmer Holdings COM 98956P102 696 11503 SH Sole 600 10903 Energy Transfer Partners LP LTD 29273R109 2200 42500 SH Sole 550 41950 Enterprise Products Partners L LTD 293792107 1017 23619 SH Sole 23619 Genesis Energy LP LTD 371927104 203 7165 SH Sole 7165 Kinder Morgan Energy Partners LTD 494550106 2124 28670 SH Sole 375 28295 Magellan Midstream Partners LP LTD 559080106 180 3000 SH Sole 3000 NuStar Energy LP LTD 67058H102 855 12600 SH Sole 100 12500 ONEOK Partners LP LTD 68268N103 865 10500 SH Sole 10500 Plains All American Pipeline L LTD 726503105 186 2924 SH Sole 2924 America Movil SAB ADR Ser L COM 02364W105 5210 89668 SH Sole 89668 Banco Santander Cen Hispano AD COM 05964H105 170 14500 SH Sole 14500 BHP Billiton Ltd Spon ADR COM 088606108 1704 17770 SH Sole 17770 BP PLC Spon ADR COM 055622104 3021 68442 SH Sole 68442 Diageo PLC Spon ADR COM 25243Q205 341 4475 SH Sole 4475 ENI SpA ADR COM 26874R108 1377 28036 SH Sole 1750 26286 GlaxoSmithKline PLC ADS COM 37733W105 874 22761 SH Sole 22761 HSBC Hldgs PLC Sp ADR COM 404280406 3512 67792 SH Sole 3275 64517 Luxottica Group SpA Spon ADR COM 55068R202 6806 207617 SH Sole 6750 200867 National Grid PLC ADR COM 636274300 10411 216715 SH Sole 4800 211915 Nestle SA Sponsored ADR COM 641069406 26736 464570 SH Sole 7200 457370 Novartis AG ADR COM 66987V109 10012 184219 SH Sole 7465 176754 Royal Dutch Shell PLC ADR-A COM 780259206 4424 60723 SH Sole 800 59923 Royal Dutch Shell PLC ADR-B COM 780259107 256 3500 SH Sole 3500 Siemens AG Sp ADR COM 826197501 1313 9560 SH Sole 9560 Syngenta AG ADR COM 87160A100 345 5300 SH Sole 5300 Telefonica SA ADR COM 879382208 1725 68389 SH Sole 68389 Teva Pharmaceutical Industries COM 881624209 28794 573919 SH Sole 19762 554157 Total SA Spon ADR COM 89151E109 3 54 SH Sole 54 Trina Solar LTD COM 89628E104 327 10845 SH Sole 10845 Unilever PLC Spon ADR COM 904767704 45 1476 SH Sole 1476 Vodafone Group PLC Sp ADR COM 92857W209 14392 500574 SH Sole 10649 489925 BPI Energy Holdings COM 055934103 0 10000 SH Sole 10000 Ingersoll-Rand PLC COM G47791101 215 4448 SH Sole 4448 KarmelSonix LTD COM 9 444000 SH Sole 444000 Lazard Ltd COM G54050102 2501 60140 SH Sole 1400 58740 Nansonics Limited COM Q6499K102 80 90051 SH Sole 90051 Options Media Group Hldgs COM 684008105 1 100000 SH Sole 100000 TE Connectivity Ltd COM H84989104 4 116 SH Sole 116 Vodafone PLC Ord 247 87285 SH Sole 87285 Equity Lifestyle Properties COM 29472R108 210 3638 SH Sole 3638 Plum Creek Timber Company COM 729251108 1707 39144 SH Sole 39144 HCP COM 40414L109 386 10164 SH Sole 10164 Ventas COM 92276F100 279 5137 SH Sole 5137 ProLogis COM 743410102 1210 75695 SH Sole 3992 71703 Starwood Property Trust COM 85571B105 383 17165 SH Sole 17165 Boston Properties COM 101121101 346 3646 SH Sole 3646 Corporate Office Properties COM 22002T108 3954 109399 SH Sole 1350 108049 Kite Realty Group Trust COM 49803T102 3554 669250 SH Sole 36900 632350 Realty Income COM 756109104 179 5127 SH Sole 5127 Simon Property Group COM 828806109 1029 9607 SH Sole 9607 Taubman Centers COM 876664103 402 7500 SH Sole 7500 Vornado Realty Trust COM 929042109 290 3317 SH Sole 3317 Public Storage COM 74460D109 4584 41335 SH Sole 1600 39735 AllianceBernstein Growth & In COM 018597104 9 2393 SH Sole 2393 Alpine Dynamic Dvd Fund COM 020875209 89 17846 SH Sole 17846 Amer Fds - Fundamental Inv COM 360802821 236 6048 SH Sole 6048 American Fds-New Perspective-A COM 648018109 313 10516 SH Sole 10516 American Grw Fd of Amer 2 COM 399874825 234 7302 SH Sole 7302 BlackRock Focus Value Fd-A COM 09252E501 217 17570 SH Sole 17570 BlackRock Global Dynamic Equit COM 09251W106 264 20276 SH Sole 20276 Calamos Mkt Neutral Inc Fd COM 128119203 136 11190 SH Sole 11190 California Inv Tr-S&P MidCap I COM 130347503 354 14489 SH Sole 14489 Columbia Acorn Fund-Z COM 197199409 3697 115892 SH Sole 115892 Columbia Acorn Intl Fd-Z COM 197199813 962 23199 SH Sole 23199 Columbia Mid Cap Value Fd A COM 19765J863 10 672 SH Sole 672 Credit Suisse Comm Ret St Fd COM 22544R305 15 1571 SH Sole 1571 Davis New York Venture Fd-A COM 239080104 213 5928 SH Sole 5928 Dodge & Cox Intl Stock Fd COM 256206103 91 2490 SH Sole 2490 Dodge & Cox Stock Fund COM 256219106 70 612 SH Sole 612 Doubleline Total Return Bd COM 258620202 253 23102 SH Sole 23102 Dreyfus Municipal Bond Fund COM 26201Q104 580 54118 SH Sole 54118 Fidelity Contrafund COM 316071109 132 1855 SH Sole 1855 Fidelity Equity Income Fd COM 316138106 181 3837 SH Sole 3837 Fidelity Equity Income II Fund COM 316145101 9 442 SH Sole 442 Fidelity Fund COM 316153105 157 4562 SH Sole 4562 Fidelity Growth & Income Fd COM 316389204 18 929 SH Sole 929 Fidelity Growth Company Fd COM 316200104 19 206 SH Sole 206 Fidelity Magellan Fund COM 316184100 99 1306 SH Sole 1306 Fidelity Muni Income Fd COM 316089507 242 19896 SH Sole 19896 Fidelity Puritan Fund COM 316345107 401 21372 SH Sole 21372 Fidelity Short-Term Bond Fd COM 316146208 27 3151 SH Sole 3151 Fidelity Spartan 500 Index COM 315911206 594 12616 SH Sole 12616 Fidelity Spartan 500 Index Fd COM 315911701 1460 30991 SH Sole 30991 Fidelity Spartan Inter Muni In COM 31638R204 68 6820 SH Sole 6820 Fidelity Spartan Intl Index IV COM 315911602 283 7799 SH Sole 7799 Fidelity Spartan Sht-Int Mun I COM 316203207 140 13186 SH Sole 13186 Fidelity Value Fund COM 316464106 240 3249 SH Sole 3249 Franklin Cust Fds Income Ser 1 COM 353496300 36 16000 SH Sole 16000 Harbor Bond Fund Inst COM 411511108 19 1524 SH Sole 1524 Harbor International Fund COM 411511306 29 459 SH Sole 459 Harris Assoc Oakmark Fund COM 413838103 288 6640 SH Sole 6640 Harris Assoc Oakmark Intl Fd COM 413838202 218 10960 SH Sole 10960 Hussman Strat Gr Fund COM 448108100 133 11100 SH Sole 11100 Janus Fund COM 471023101 208 6918 SH Sole 6918 John Hancock Inv Grade Bond COM 41014P789 122 11870 SH Sole 11870 JPMorgan Inter Tax Free Bd-S COM 4812A0441 124 11563 SH Sole 11563 JPMorgan Treas&Agency Sel COM 4812C1405 746 76481 SH Sole 76481 Keeley Mid Cap Value Fd COM 487300105 264 24283 SH Sole 24283 Keeley Small Cap Value Fund COM 487300501 1948 71441 SH Sole 10853 60588 Nuveen H/Y Muni Bd Fd COM 67065Q772 163 11587 SH Sole 11587 PIMCO Commodity RR Strategy-I COM 722005667 593 61151 SH Sole 61151 PIMCO Total Return Fd-C COM 693390429 49 4473 SH Sole 4473 PIMCO Total Return Fd-Inst COM 693390700 227 20825 SH Sole 20825 Pioneer Bond Fd -A COM 723622106 123 12872 SH Sole 12872 Pioneer High Income Muni Fd - COM 72387N846 75 10319 SH Sole 10319 Price T Rowe Capital Appreciat COM 77954M105 57 2665 SH Sole 2665 Price T Rowe Growth Stock Fund COM 741479109 378 11174 SH Sole 11174 Price T Rowe Intl Stock Fd COM 77956H203 53 3643 SH Sole 3643 Price T Rowe Tax Free Inc Bond COM 779576107 196 20788 SH Sole 20788 Schwab Total Stock Mrkt Ind-Se COM 808509756 403 16672 SH Sole 16672 T Rowe Price High Yield Fd COM 741481105 117 16857 SH Sole 16857 T Rowe Price S/T Bond COM 77957P105 688 142127 SH Sole 142127 Thornbugr Inv Inc Bld Fd COM 885215558 268 13666 SH Sole 13666 Thornburg Intl Value Fd-I COM 885215566 104 3500 SH Sole 3500 Tweedy Browne American Value F COM 901165209 159 8192 SH Sole 8192 Tweedy Browne Global Value Fd COM 901165100 473 19584 SH Sole 1665 17919 Vanguard 500 Index Fd Signal COM 922908496 346 3426 SH Sole 3426 Vanguard GNMA Fd-Inv COM 922031307 2224 207462 SH Sole 207462 Vanguard GNMA Fd - Adm COM 922031794 5068 472770 SH Sole 50076 422694 Vanguard Index 500 Fund COM 922908108 206 1689 SH Sole 1689 Vanguard Inflat Protect Sec AD COM 922031737 221 8538 SH Sole 8538 Vanguard Inflat Protected Sec COM 922031869 222 16850 SH Sole 16850 Vanguard Interm Term Fund COM 922031885 102 10368 SH Sole 10368 Vanguard Intl Growth Fd-I COM 921910204 374 18738 SH Sole 18738 Vanguard PRIMECAP Fd - Adm COM 921936209 399 5550 SH Sole 5550 Vanguard S/T Invest Gr Adm Fd COM 922031836 214 20000 SH Sole 20000 Vanguard Small Cap Index Fd-I COM 922908702 85 2249 SH Sole 2249 Vanguard Small Cap Index Signa COM 922908421 25 724 SH Sole 724 Vanguard Wellington Fd COM 921935201 389 7000 SH Sole 7000 Vanguard Windsor Fd ADM COM 922018403 233 4817 SH Sole 4817 Vanguard Windsor Fund II COM 922018205 314 11500 SH Sole 11500 Virtus Multi Sector S/T Bond COM 92828R644 206 42577 SH Sole 42577 Wells Fargo Adv Inc Pl COM 949921522 118 10093 SH Sole 10093 Wells Fargo Ultra S/T Muni COM 949917801 51 10578 SH Sole 10578 AMEX Energy Select SPDR COM 81369Y506 408 5118 SH Sole 5118 AMEX Financial Select Sector COM 81369Y605 161 9835 SH Sole 9835 Central Fund of Canada Cl A COM 153501101 859 38400 SH Sole 38400 DNP Select Income Fd COM 23325P104 137 14393 SH Sole 14393 i-shares IBoxx H/Y Corp Bd COM 464288513 612 6655 SH Sole 6655 iShares Lehman 1-3 Yr Treas Bd COM 464287457 1012 12080 SH Sole 4800 7280 iShares Lehman Treas Inf Prot COM 464287176 253 2318 SH Sole 2318 iShares MSCI Asia Ex-Japan COM 464288182 2287 36320 SH Sole 2500 33820 iShares MSCI Brazil Index Fd COM 464286400 2929 37790 SH Sole 1800 35990 iShares MSCI Canada Index Fd COM 464286509 705 20970 SH Sole 200 20770 iShares MSCI EAFE Index Fd COM 464287465 19097 317857 SH Sole 23485 294372 iShares MSCI EAFE S/C COM 464288273 1432 33050 SH Sole 1100 31950 iShares MSCI Emerging Mkts Ind COM 464287234 19759 405979 SH Sole 27264 378715 iShares Russell 2000 Index Fun COM 464287655 3685 43781 SH Sole 5875 37906 iShares Russell Midcap Index F COM 464287499 3626 33270 SH Sole 5500 27770 ishares S&P 100 Index Fd COM 464287101 521 8780 SH Sole 1000 7780 ishares S&P 500 Index Fd COM 464287200 1893 14234 SH Sole 1425 12809 iShares S&P 500 Vaue Index Fd COM 464287408 458 7227 SH Sole 7227 iShares S&P Global 100 Index F COM 464287572 536 8209 SH Sole 1275 6934 iShares S&P MidCap 400 Index COM 464287507 2429 24611 SH Sole 950 23661 iShares S&P MidCap 400/Value I COM 464287705 1809 20990 SH Sole 20990 iShares S&P SmallCap 600 Val I COM 464287879 354 4640 SH Sole 4640 iShares S&P SmlCap 600 Index F COM 464287804 5922 80501 SH Sole 3210 77291 Materials Select Sect SPDR Tr COM 81369Y100 264 6600 SH Sole 6600 Powershares FTSE RAFI COM 73936T789 24 585 SH Sole 585 Powershares QQQ COM 73935A104 469 8166 SH Sole 8166 S&P Mid-Cap 400 ETF Trust COM 78467Y107 6982 38885 SH Sole 3030 35855 SPDR 500 ETF Trust Ser 1 COM 78462F103 13008 98107 SH Sole 5050 93057 SPDR DJIA ETF Trust COM 78467X109 204 1660 SH Sole 1660 SPDR Gold Trust COM 78463V107 1163 8317 SH Sole 8317 SPDR Nuveen Barclays Cap S/T B COM 78464A425 528 22148 SH Sole 22148 SPDR S&P China ETF COM 78463X400 2227 27715 SH Sole 1100 26615 TCW Strategic Income Fund COM 872340104 56 10192 SH Sole 10192 UltraShort Lehman ProShares COM 74347R297 354 9445 SH Sole 1000 8445 Vanguard FTSE All Wo X-US COM 922042775 736 14930 SH Sole 1200 13730 Vanguard MidCap ETF COM 922908629 198 2453 SH Sole 2453 Vanguard MSCI EAFE ETF COM 921943858 185 4946 SH Sole 4946 Vanguard MSCI Emerging Mkts COM 922042858 7678 156845 SH Sole 2800 154045 Vanguard Small Cap ETF COM 922908751 284 3600 SH Sole 3600 Vanguard Total Bd Mrkt COM 921937835 294 3675 SH Sole 3675