0000315498-11-000002.txt : 20110419
0000315498-11-000002.hdr.sgml : 20110419
20110419125715
ACCESSION NUMBER: 0000315498-11-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110419
DATE AS OF CHANGE: 20110419
EFFECTIVENESS DATE: 20110419
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOFEN & GLOSSBERG LLC /IL/
CENTRAL INDEX KEY: 0000315498
IRS NUMBER: 364143109
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01240
FILM NUMBER: 11767463
BUSINESS ADDRESS:
STREET 1: 455 CITYFRONT PLAZA STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 3128281100
MAIL ADDRESS:
STREET 1: 455 CITYFRONT STE 3000
CITY: CHICAGO
STATE: IL
ZIP: 60611
FORMER COMPANY:
FORMER CONFORMED NAME: GOFEN & GLOSSBERG INC /IL/
DATE OF NAME CHANGE: 19970206
13F-HR
1
jan11.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
REPORT FOR CALENDAR YEAR OR QUARTER ENDED: December 31, 2010
CHECK HERE IF AMENDMENT [ ]; AMENDMENT NUMBER:
THIS AMENDMENT (CHECK ONLY ONE.): [ ] IS A RESTATEMENT.
[ ] ADD NEW HOLDINGS ENTRIES
INSTITUTIONAL INVESMENT MANAGER FILING THIS REPORT:
GOFEN AND GLOSSBERG, L.L.C.
455 CITYFRONT PLAZA
SUITE 3000
CHICAGO, IL 60611
13F FILE NUMBER: 28-1240
THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE
PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON
SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL
INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND
THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS,
SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF
THIS FORM.
PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER:
NAME : MARK BROWN
TITLE : COMPLIANCE OFFICER
PHONE : 312-832-1534
SIGNATURE, PLACE, AND DATE OF SIGNING:
MARK BROWN CHICAGO, ILLINOIS December 31, 2010
REPORT TYPE (CHECK ONLY ONE.) :
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13 COMBINATION REPORT.
LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER :
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
Report Summary:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 456
FORM 13F INFORMATION TABLE VALUE TOTAL: $1,522,148,000
LIST OF OTHER INCLUDED MANAGERS: NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
Hologic Cvt CONV 436440AA9 2509 2600000 PRN Sole 2600000
Medtronic CONV 585055AL0 1465 1465000 PRN Sole 225000 1240000
Newell Financial 5.25% Cvt Pfd PFD CV 651195307 3136 65500 SH Sole 4000 61500
3M Company COM 88579Y101 12921 138194 SH Sole 1438 136756
Abbott Laboratories COM 002824100 14526 296144 SH Sole 1520 294624
Accenture Plc Cl A COM G1151C101 38 700 SH Sole 700
Actuant Cl A COM 00508X203 342 11784 SH Sole 11784
Adobe Systems COM 00724F101 2260 68155 SH Sole 1100 67055
Advance Auto Parts COM 00751Y106 197 3000 SH Sole 3000
Affiliated Managers Group COM 008252108 374 3418 SH Sole 3418
AFLAC COM 001055102 69 1300 SH Sole 1300
Akamai Technologies COM 00971T101 17 439 SH Sole 439
Alberto Culver COM 013078100 230 6175 SH Sole 6175
Allergan COM 018490102 7502 105638 SH Sole 4610 101028
Allstate COM 020002101 1173 36899 SH Sole 36899
Altria Group COM 02209S103 3582 137598 SH Sole 1200 136398
Amazon.com COM 023135106 1218 6761 SH Sole 6761
American Express COM 025816109 23881 528337 SH Sole 13645 514692
American Tower Cl A COM 029912201 321 6198 SH Sole 6198
Americas Power Partners COM 03061A107 0 56382 SH Sole 56382
Ameriprise Financial COM 03076C106 421 6899 SH Sole 6899
AMETEK COM 031100100 1010 23025 SH Sole 23025
Amgen COM 031162100 2379 44502 SH Sole 700 43802
Analog Devices COM 032654105 2656 67455 SH Sole 1200 66255
ANSYS COM 03662Q105 274 5055 SH Sole 5055
Aon COM 037389103 937 17685 SH Sole 17685
Apache Corporation COM 037411105 657 5018 SH Sole 5018
Apple COM 037833100 6454 18520 SH Sole 500 18020
Applied Nanotech Holdings COM 03824B103 6 12000 SH Sole 12000
AptarGroup COM 038336103 2727 54402 SH Sole 2800 51602
AquaCell Technologies COM 03840N107 0 23000 SH Sole 23000
Arcadia Resources COM 039209101 14 110434 SH Sole 110434
Archer-Daniels-Midland COM 039483102 18 500 SH Sole 500
AT&T COM 00206R102 9464 309175 SH Sole 2800 306375
Automatic Data Processing COM 053015103 1034 20144 SH Sole 20144
Baker Hughes COM 057224107 585 7970 SH Sole 7970
Bank of America COM 060505104 2109 158194 SH Sole 1165 157029
Bank of New York Mellon Corp COM 064058100 7567 253333 SH Sole 12781 240552
Baxter International COM 071813109 910 16924 SH Sole 2000 14924
BB&T COM 054937107 4005 145898 SH Sole 4300 141598
BCE COM 05534B760 237 6523 SH Sole 6523
Beckman Coulter COM 075811109 2079 25022 SH Sole 800 24222
Becton Dickinson COM 075887109 520 6535 SH Sole 500 6035
Bed Bath & Beyond COM 075896100 651 13477 SH Sole 800 12677
Berkshire Hathaway Cl A COM 084670108 4636 37 SH Sole 37
Berkshire Hathaway Cl B COM 084670702 5354 64016 SH Sole 2100 61916
Best Buy Companies COM 086516101 658 22912 SH Sole 1225 21687
Boeing COM 097023105 8522 115275 SH Sole 3800 111475
BP Prudhoe Bay Royalty Trust S COM 055630107 334 2791 SH Sole 2791
Bristol-Myers Squibb COM 110122108 921 34849 SH Sole 34849
Campbell Soup COM 134429109 470 14200 SH Sole 14200
Cardinal Health COM 14149Y108 587 14279 SH Sole 14279
Carnival COM 143658300 15 400 SH Sole 400
Caterpillar COM 149123101 29806 267681 SH Sole 7862 259819
CB Richard Ellis Group Cl A COM 12497T101 32 1200 SH Sole 1200
CBS Cl B COM 124857202 3 110 SH Sole 110
Celgene COM 151020104 15994 277794 SH Sole 11315 266479
Cenovus Energy COM 15135U109 201 5112 SH Sole 5112
Central Illinois Bancorp COM 0 26750 SH Sole 26750
Charles Schwab COM 808513105 4683 259755 SH Sole 9725 250030
Chesapeake Energy COM 165167107 1416 42245 SH Sole 700 41545
Chevron COM 166764100 18114 168519 SH Sole 1925 166594
Chubb COM 171232101 4210 68673 SH Sole 94 68579
CIGNA COM 125509109 545 12300 SH Sole 12300
Cisco Systems COM 17275R102 8951 521945 SH Sole 19895 502050
Citigroup COM 172967101 87 19590 SH Sole 19590
Clorox COM 189054109 266 3792 SH Sole 100 3692
CME Group COM 12572Q105 1222 4054 SH Sole 4054
CMG Holdings COM 125749101 1 10100 SH Sole 10100
CoBiz Financial COM 190897108 15 2200 SH Sole 2200
Coca-Cola COM 191216100 18450 278111 SH Sole 4725 273386
Colgate-Palmolive COM 194162103 8062 99821 SH Sole 1700 98121
Comcast Cl A COM 20030N101 3431 138809 SH Sole 96 138713
Comcast Spec Com Cl A COM 20030N200 13862 596996 SH Sole 27038 569958
ConocoPhillips COM 20825C104 3362 42102 SH Sole 934 41168
Consolidated Edison COM 209115104 335 6599 SH Sole 6599
Copart COM 217204106 204 4710 SH Sole 4710
CopyTele COM 217721109 2 10000 SH Sole 10000
Corning COM 219350105 4745 230005 SH Sole 10210 219795
Costco Wholesale COM 22160K105 7624 103981 SH Sole 2735 101246
Covidien Plc COM G2554F113 204 3919 SH Sole 3919
Cree COM 225447101 5214 112950 SH Sole 7095 105855
Cummins COM 231021106 15654 142805 SH Sole 8830 133975
CVS/Caremark Corp COM 126650100 244 7109 SH Sole 7109
Danaher COM 235851102 5002 96371 SH Sole 1000 95371
Deere & Co COM 244199105 12726 131344 SH Sole 3600 127744
Defentect Group COM 244639100 1 23000 SH Sole 23000
Dell COM 24702R101 23 1600 SH Sole 1600
DiaSys COM 252838107 0 27000 SH Sole 27000
DIRECTV Cl A COM 25490A101 2577 55067 SH Sole 55067
Discovery Communications A COM 25470F104 157 3933 SH Sole 3933
Discovery Communications C COM 25470F302 138 3933 SH Sole 3933
Disney Walt COM 254687106 17289 401226 SH Sole 11445 389781
Dominion Resources/VA COM 25746U109 2675 59833 SH Sole 900 58933
Dover COM 260003108 789 12000 SH Sole 12000
Dow Chemical COM 260543103 510 13501 SH Sole 13501
DTE Energy COM 233331107 151 3089 SH Sole 3089
Du Pont E I COM 263534109 4294 78115 SH Sole 7055 71060
Duke Energy COM 26441C105 465 25600 SH Sole 25600
Dun & Bradstreet COM 26483E100 758 9450 SH Sole 9450
eBay COM 278642103 722 23270 SH Sole 23270
Ecolab COM 278865100 2066 40495 SH Sole 800 39695
EMC COM 268648102 3296 124099 SH Sole 5525 118574
Emerson Electric COM 291011104 3340 57159 SH Sole 550 56609
EnCana COM 292505104 177 5112 SH Sole 5112
Entergy COM 29364G103 1234 18365 SH Sole 18365
EPL Technologies COM 268920204 0 41000 SH Sole 41000
EQT Corporation COM 26884L109 245 4908 SH Sole 4908
Estee Lauder Cl A COM 518439104 2222 23060 SH Sole 1060 22000
Exelon COM 30161N101 1271 30814 SH Sole 30814
Express Scripts COM 302182100 537 9648 SH Sole 9648
Exxon Mobil COM 30231G102 59539 707697 SH Sole 13538 694159
F5 Networks COM 315616102 254 2475 SH Sole 2475
First Merchants Acceptance COM 320816101 0 13000 SH Sole 13000
Fiserv COM 337738108 7471 119109 SH Sole 6570 112539
Fortune Brands COM 349631101 347 5602 SH Sole 5602
Franklin Resources COM 354613101 313 2500 SH Sole 2500
Frontier Communications COM 35906A108 100 12153 SH Sole 288 11865
General Dynamics COM 369550108 218 2842 SH Sole 2842
General Electric COM 369604103 31160 1554098 SH Sole 30832 1523266
General Mills COM 370334104 567 15512 SH Sole 15512
Gilead Sciences COM 375558103 8982 211499 SH Sole 6000 205499
Goldman Sachs Group COM 38141G104 156 983 SH Sole 983
Google Cl A COM 38259P508 6430 10958 SH Sole 495 10463
Grainger W W COM 384802104 6970 50628 SH Sole 400 50228
Great Plains Energy COM 391164100 1473 73600 SH Sole 2200 71400
Hanesbrands COM 410345102 515 19030 SH Sole 19030
Heinz H J COM 423074103 332 6798 SH Sole 6798
Hershey Company COM 427866108 1329 24444 SH Sole 100 24344
Hewlett-Packard COM 428236103 5520 134735 SH Sole 3874 130861
Hologic COM 436440101 1214 54700 SH Sole 600 54100
Home Depot COM 437076102 3512 94762 SH Sole 9540 85222
Honeywell International COM 438516106 15894 266188 SH Sole 11885 254303
Horizon Bancorp Indiana COM 440407104 205 7506 SH Sole 7506
Hospira COM 441060100 254 4610 SH Sole 4610
IDEX COM 45167R104 4069 93209 SH Sole 93209
Illinois Tool Works COM 452308109 1792 33349 SH Sole 200 33149
Integrys Energy Group COM 45822P105 427 8458 SH Sole 8458
Intel COM 458140100 7240 358788 SH Sole 5405 353383
Interactive Motorsports COM 45839P106 0 200000 SH Sole 200000
IntercontinentalExchange COM 45865V100 3109 25169 SH Sole 2100 23069
International Business Machine COM 459200101 63980 392346 SH Sole 4375 387971
International Game Technology COM 459902102 54 3350 SH Sole 3350
International Paper COM 460146103 243 8038 SH Sole 8038
International Rectifier COM 460254105 16 470 SH Sole 470
Interpublic Group Cos COM 460690100 14 1129 SH Sole 1129
Intuitive Surgical COM 46120E602 200 600 SH Sole 600
Isis Pharmaceuticals COM 464330109 224 24750 SH Sole 24750
ITT COM 450911102 334 5569 SH Sole 5569
Johnson & Johnson COM 478160104 37119 626476 SH Sole 13147 613329
Johnson Controls COM 478366107 437 10506 SH Sole 10506
Jones Lang LaSalle COM 48020Q107 18 180 SH Sole 180
Joy Global COM 481165108 591 5980 SH Sole 5980
JPMorgan Chase & Co COM 46625H100 37883 821749 SH Sole 16914 804835
Kansas City Southern Industrie COM 485170302 201 3700 SH Sole 3700
Kimberly Clark COM 494368103 2529 38753 SH Sole 38753
Kohls COM 500255104 3388 63880 SH Sole 5840 58040
Koninklijke Philips Electronic COM 500472303 3828 119007 SH Sole 119007
Kraft Foods Cl A COM 50075N104 3026 96482 SH Sole 692 95790
Ladenburg Thalmann Finl Svcs COM 50575Q102 23 20000 SH Sole 20000
Leeward Capital COM 52459E106 2 30000 SH Sole 30000
Leggett & Platt COM 524660107 137 5600 SH Sole 5600
Liberty Global-A COM 530555101 269 6486 SH Sole 6486
Liberty Global-C COM 530555309 260 6508 SH Sole 6508
Liberty Media Hldg-Capital Grp COM 53071M302 254 3446 SH Sole 3446
Liberty Media Hldg-Interactive COM 53071M104 585 36467 SH Sole 36467
Lilly Eli COM 532457108 950 27007 SH Sole 27007
Lincoln National COM 534187109 241 8023 SH Sole 8023
Littelfuse COM 537008104 160 2800 SH Sole 2800
Lockheed Martin COM 539830109 12579 156461 SH Sole 3075 153386
Lowe's Companies COM 548661107 1339 50674 SH Sole 1500 49174
Macy's COM 55616P104 403 16604 SH Sole 16604
Manulife Financial COM 56501R106 200 11294 SH Sole 11294
Marriott International Cl A COM 571903202 14 403 SH Sole 403
Mattel COM 577081102 21 832 SH Sole 832
MB Financial COM 55264U108 2186 104298 SH Sole 104298
McCormick Non-Voting COM 579780206 9730 203428 SH Sole 425 203003
McDonalds COM 580135101 34258 450236 SH Sole 2890 447346
McGraw Hill Companies COM 580645109 146 3700 SH Sole 3700
McKesson HBOC COM 58155Q103 55 690 SH Sole 690
Mead Johnson Nutrition COM 582839106 309 5341 SH Sole 5341
Medco Health Solutions COM 58405U102 132 2344 SH Sole 2344
Medtronic COM 585055106 925 23504 SH Sole 800 22704
Merck COM 58933Y105 7666 232245 SH Sole 500 231745
MetLife COM 59156R108 7657 171175 SH Sole 2175 169000
Microsoft COM 594918104 28676 1129437 SH Sole 28204 1101233
Midas COM 595626102 134 17438 SH Sole 17438
Mohawk Industries COM 608190104 1 11 SH Sole 11
Monsanto COM 61166W101 11721 162199 SH Sole 6780 155419
MSCI COM 55354G100 574 15595 SH Sole 15595
Murphy Oil COM 626717102 6041 82285 SH Sole 550 81735
MVC Capital COM 553829102 182 13250 SH Sole 13250
Mylan Laboratories COM 628530107 807 35610 SH Sole 35610
Nabors Industries Ltd COM G6359F103 46 1500 SH Sole 1500
National-Oilwell Varco COM 637071101 14449 182281 SH Sole 8080 174201
Netlogic Microsystems COM 64118B100 454 10800 SH Sole 10800
Newmont Mining COM 651639106 309 5663 SH Sole 5663
NextEra Energy COM 65339F101 472 8564 SH Sole 8564
NICOR COM 654086107 506 9425 SH Sole 9425
Nike Cl B COM 654106103 6495 85799 SH Sole 4930 80869
Nordstrom COM 655664100 540 12037 SH Sole 12037
Norfolk Southern COM 655844108 172 2476 SH Sole 2476
Northern Trust COM 665859104 9057 178454 SH Sole 1700 176754
Northrop Grumman COM 666807102 997 15900 SH Sole 447 15453
NYSE Euronext COM 629491101 4372 124300 SH Sole 124300
Occidental Petroleum COM 674599105 632 6049 SH Sole 6049
Old Republic International COM 680223104 4921 387776 SH Sole 12129 375647
Omnicare COM 681904108 0 10 SH Sole 10
ONEOK COM 682680103 200 2995 SH Sole 2995
Oracle COM 68389X105 4518 135140 SH Sole 650 134490
Paychex COM 704326107 2570 81890 SH Sole 1600 80290
PepsiCo COM 713448108 30663 476062 SH Sole 9057 467005
Perrigo Company COM 714290103 289 3630 SH Sole 3630
Pfizer COM 717081103 8498 418399 SH Sole 7125 411274
Philip Morris International COM 718172109 10417 158724 SH Sole 7000 151724
PNC Financial Services Group COM 693475105 1451 23033 SH Sole 23033
PPG Industries COM 693506107 238 2500 SH Sole 2500
Praxair COM 74005P104 3060 30123 SH Sole 700 29423
Procter & Gamble COM 742718109 56426 916011 SH Sole 16557 899454
Progress Energy COM 743263105 313 6773 SH Sole 6773
Prudential Financial COM 744320102 4772 77485 SH Sole 6000 71485
Public Service Enterprise Grou COM 744573106 214 6806 SH Sole 6806
QUALCOMM COM 747525103 34322 625980 SH Sole 21130 604850
Quicksilver Resources COM 74837R104 292 20400 SH Sole 400 20000
Raytheon COM 755111507 46 912 SH Sole 912
RBC Bearings COM 75524B104 679 17755 SH Sole 350 17405
Republic Services COM 760759100 24 813 SH Sole 813
Rogers Communications Cl B COM 775109200 248 6812 SH Sole 300 6512
Ross Stores COM 778296103 313 4400 SH Sole 4400
Safeway COM 786514208 59 2509 SH Sole 2509
San Juan Basin Royalty Trust COM 798241105 278 10095 SH Sole 10095
Schlumberger Ltd COM 806857108 35563 381327 SH Sole 9825 371502
Scripps Network Interactive-A COM 811065101 304 6061 SH Sole 6061
Sempra Energy COM 816851109 246 4600 SH Sole 4600
Sherwin Williams COM 824348106 545 6494 SH Sole 6494
Sigma-Aldrich COM 826552101 736 11560 SH Sole 1600 9960
Smucker J M COM 832696405 5 71 SH Sole 3 68
Southern Company COM 842587107 584 15313 SH Sole 15313
Southwestern Energy COM 845467109 8639 201038 SH Sole 11110 189928
Spectra Energy COM 847560109 356 13110 SH Sole 13110
SPX COM 784635104 357 4495 SH Sole 4495
St Jude Medical COM 790849103 488 9529 SH Sole 9529
Stanley Black & Decker COM 854502101 168 2190 SH Sole 2190
Staples COM 855030102 9310 479415 SH Sole 15935 463480
Starbucks COM 855244109 10427 282192 SH Sole 5400 276792
Stericycle COM 858912108 639 7210 SH Sole 7210
Stryker COM 863667101 1539 25310 SH Sole 100 25210
Suntrust Banks COM 867914103 35 1200 SH Sole 1200
Sysco COM 871829107 63 2275 SH Sole 2275
T Rowe Price Group COM 74144T108 361 5435 SH Sole 5435
Target COM 87612E106 7701 153989 SH Sole 2855 151134
Tellabs COM 879664100 11 2042 SH Sole 2042
Texas Instruments COM 882508104 3977 115072 SH Sole 4260 110812
Thermo Fisher Scientific COM 883556102 21902 394283 SH Sole 12750 381533
Tiffany COM 886547108 6062 98658 SH Sole 98658
Time Warner COM 887317303 520 14577 SH Sole 100 14477
Time Warner Cable COM 88732J207 325 4559 SH Sole 25 4534
Travelers Companies COM 89417E109 7783 130859 SH Sole 7401 123458
U S Bancorp COM 902973304 1735 65650 SH Sole 65650
UGI COM 902681105 158 4800 SH Sole 4800
Unilever NV NY Shs COM 904784709 227 7230 SH Sole 7230
Union Pacific COM 907818108 1924 19567 SH Sole 19567
United Parcel Service Cl B COM 911312106 2286 30757 SH Sole 1150 29607
United Technologies COM 913017109 26168 309131 SH Sole 10156 298975
UnitedHealth Group COM 91324P102 204 4514 SH Sole 4514
Verizon Communications COM 92343V104 7070 183435 SH Sole 2100 181335
Versus Technology COM 925313108 6 69966 SH Sole 69966
Viacom Cl B COM 92553P201 244 5235 SH Sole 5235
Viaspace COM 92554W106 1 70000 SH Sole 70000
ViroPharma COM 928241108 210 10530 SH Sole 10530
Visa Class A COM 92826C839 63 860 SH Sole 860
Wal Mart Stores COM 931142103 3154 60597 SH Sole 70 60527
Walgreen COM 931422109 19045 474463 SH Sole 20260 454203
Washington Post Class B COM 939640108 427 977 SH Sole 977
Waste Management COM 94106L109 4760 127485 SH Sole 9720 117765
Wells Fargo COM 949746101 8711 274695 SH Sole 14579 260116
Westar Energy COM 95709T100 174 6600 SH Sole 6600
Western Union COM 959802109 2721 131002 SH Sole 1000 130002
Weyerhaeuser COM 962166104 1024 41611 SH Sole 41611
Williams-Sonoma COM 969904101 1284 31700 SH Sole 31700
Wisconsin Energy COM 976657106 1296 42508 SH Sole 42508
Yum! Brands COM 988498101 3541 68916 SH Sole 1100 67816
Zimmer Holdings COM 98956P102 696 11503 SH Sole 600 10903
Energy Transfer Partners LP LTD 29273R109 2200 42500 SH Sole 550 41950
Enterprise Products Partners L LTD 293792107 1017 23619 SH Sole 23619
Genesis Energy LP LTD 371927104 203 7165 SH Sole 7165
Kinder Morgan Energy Partners LTD 494550106 2124 28670 SH Sole 375 28295
Magellan Midstream Partners LP LTD 559080106 180 3000 SH Sole 3000
NuStar Energy LP LTD 67058H102 855 12600 SH Sole 100 12500
ONEOK Partners LP LTD 68268N103 865 10500 SH Sole 10500
Plains All American Pipeline L LTD 726503105 186 2924 SH Sole 2924
America Movil SAB ADR Ser L COM 02364W105 5210 89668 SH Sole 89668
Banco Santander Cen Hispano AD COM 05964H105 170 14500 SH Sole 14500
BHP Billiton Ltd Spon ADR COM 088606108 1704 17770 SH Sole 17770
BP PLC Spon ADR COM 055622104 3021 68442 SH Sole 68442
Diageo PLC Spon ADR COM 25243Q205 341 4475 SH Sole 4475
ENI SpA ADR COM 26874R108 1377 28036 SH Sole 1750 26286
GlaxoSmithKline PLC ADS COM 37733W105 874 22761 SH Sole 22761
HSBC Hldgs PLC Sp ADR COM 404280406 3512 67792 SH Sole 3275 64517
Luxottica Group SpA Spon ADR COM 55068R202 6806 207617 SH Sole 6750 200867
National Grid PLC ADR COM 636274300 10411 216715 SH Sole 4800 211915
Nestle SA Sponsored ADR COM 641069406 26736 464570 SH Sole 7200 457370
Novartis AG ADR COM 66987V109 10012 184219 SH Sole 7465 176754
Royal Dutch Shell PLC ADR-A COM 780259206 4424 60723 SH Sole 800 59923
Royal Dutch Shell PLC ADR-B COM 780259107 256 3500 SH Sole 3500
Siemens AG Sp ADR COM 826197501 1313 9560 SH Sole 9560
Syngenta AG ADR COM 87160A100 345 5300 SH Sole 5300
Telefonica SA ADR COM 879382208 1725 68389 SH Sole 68389
Teva Pharmaceutical Industries COM 881624209 28794 573919 SH Sole 19762 554157
Total SA Spon ADR COM 89151E109 3 54 SH Sole 54
Trina Solar LTD COM 89628E104 327 10845 SH Sole 10845
Unilever PLC Spon ADR COM 904767704 45 1476 SH Sole 1476
Vodafone Group PLC Sp ADR COM 92857W209 14392 500574 SH Sole 10649 489925
BPI Energy Holdings COM 055934103 0 10000 SH Sole 10000
Ingersoll-Rand PLC COM G47791101 215 4448 SH Sole 4448
KarmelSonix LTD COM 9 444000 SH Sole 444000
Lazard Ltd COM G54050102 2501 60140 SH Sole 1400 58740
Nansonics Limited COM Q6499K102 80 90051 SH Sole 90051
Options Media Group Hldgs COM 684008105 1 100000 SH Sole 100000
TE Connectivity Ltd COM H84989104 4 116 SH Sole 116
Vodafone PLC Ord 247 87285 SH Sole 87285
Equity Lifestyle Properties COM 29472R108 210 3638 SH Sole 3638
Plum Creek Timber Company COM 729251108 1707 39144 SH Sole 39144
HCP COM 40414L109 386 10164 SH Sole 10164
Ventas COM 92276F100 279 5137 SH Sole 5137
ProLogis COM 743410102 1210 75695 SH Sole 3992 71703
Starwood Property Trust COM 85571B105 383 17165 SH Sole 17165
Boston Properties COM 101121101 346 3646 SH Sole 3646
Corporate Office Properties COM 22002T108 3954 109399 SH Sole 1350 108049
Kite Realty Group Trust COM 49803T102 3554 669250 SH Sole 36900 632350
Realty Income COM 756109104 179 5127 SH Sole 5127
Simon Property Group COM 828806109 1029 9607 SH Sole 9607
Taubman Centers COM 876664103 402 7500 SH Sole 7500
Vornado Realty Trust COM 929042109 290 3317 SH Sole 3317
Public Storage COM 74460D109 4584 41335 SH Sole 1600 39735
AllianceBernstein Growth & In COM 018597104 9 2393 SH Sole 2393
Alpine Dynamic Dvd Fund COM 020875209 89 17846 SH Sole 17846
Amer Fds - Fundamental Inv COM 360802821 236 6048 SH Sole 6048
American Fds-New Perspective-A COM 648018109 313 10516 SH Sole 10516
American Grw Fd of Amer 2 COM 399874825 234 7302 SH Sole 7302
BlackRock Focus Value Fd-A COM 09252E501 217 17570 SH Sole 17570
BlackRock Global Dynamic Equit COM 09251W106 264 20276 SH Sole 20276
Calamos Mkt Neutral Inc Fd COM 128119203 136 11190 SH Sole 11190
California Inv Tr-S&P MidCap I COM 130347503 354 14489 SH Sole 14489
Columbia Acorn Fund-Z COM 197199409 3697 115892 SH Sole 115892
Columbia Acorn Intl Fd-Z COM 197199813 962 23199 SH Sole 23199
Columbia Mid Cap Value Fd A COM 19765J863 10 672 SH Sole 672
Credit Suisse Comm Ret St Fd COM 22544R305 15 1571 SH Sole 1571
Davis New York Venture Fd-A COM 239080104 213 5928 SH Sole 5928
Dodge & Cox Intl Stock Fd COM 256206103 91 2490 SH Sole 2490
Dodge & Cox Stock Fund COM 256219106 70 612 SH Sole 612
Doubleline Total Return Bd COM 258620202 253 23102 SH Sole 23102
Dreyfus Municipal Bond Fund COM 26201Q104 580 54118 SH Sole 54118
Fidelity Contrafund COM 316071109 132 1855 SH Sole 1855
Fidelity Equity Income Fd COM 316138106 181 3837 SH Sole 3837
Fidelity Equity Income II Fund COM 316145101 9 442 SH Sole 442
Fidelity Fund COM 316153105 157 4562 SH Sole 4562
Fidelity Growth & Income Fd COM 316389204 18 929 SH Sole 929
Fidelity Growth Company Fd COM 316200104 19 206 SH Sole 206
Fidelity Magellan Fund COM 316184100 99 1306 SH Sole 1306
Fidelity Muni Income Fd COM 316089507 242 19896 SH Sole 19896
Fidelity Puritan Fund COM 316345107 401 21372 SH Sole 21372
Fidelity Short-Term Bond Fd COM 316146208 27 3151 SH Sole 3151
Fidelity Spartan 500 Index COM 315911206 594 12616 SH Sole 12616
Fidelity Spartan 500 Index Fd COM 315911701 1460 30991 SH Sole 30991
Fidelity Spartan Inter Muni In COM 31638R204 68 6820 SH Sole 6820
Fidelity Spartan Intl Index IV COM 315911602 283 7799 SH Sole 7799
Fidelity Spartan Sht-Int Mun I COM 316203207 140 13186 SH Sole 13186
Fidelity Value Fund COM 316464106 240 3249 SH Sole 3249
Franklin Cust Fds Income Ser 1 COM 353496300 36 16000 SH Sole 16000
Harbor Bond Fund Inst COM 411511108 19 1524 SH Sole 1524
Harbor International Fund COM 411511306 29 459 SH Sole 459
Harris Assoc Oakmark Fund COM 413838103 288 6640 SH Sole 6640
Harris Assoc Oakmark Intl Fd COM 413838202 218 10960 SH Sole 10960
Hussman Strat Gr Fund COM 448108100 133 11100 SH Sole 11100
Janus Fund COM 471023101 208 6918 SH Sole 6918
John Hancock Inv Grade Bond COM 41014P789 122 11870 SH Sole 11870
JPMorgan Inter Tax Free Bd-S COM 4812A0441 124 11563 SH Sole 11563
JPMorgan Treas&Agency Sel COM 4812C1405 746 76481 SH Sole 76481
Keeley Mid Cap Value Fd COM 487300105 264 24283 SH Sole 24283
Keeley Small Cap Value Fund COM 487300501 1948 71441 SH Sole 10853 60588
Nuveen H/Y Muni Bd Fd COM 67065Q772 163 11587 SH Sole 11587
PIMCO Commodity RR Strategy-I COM 722005667 593 61151 SH Sole 61151
PIMCO Total Return Fd-C COM 693390429 49 4473 SH Sole 4473
PIMCO Total Return Fd-Inst COM 693390700 227 20825 SH Sole 20825
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Price T Rowe Intl Stock Fd COM 77956H203 53 3643 SH Sole 3643
Price T Rowe Tax Free Inc Bond COM 779576107 196 20788 SH Sole 20788
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T Rowe Price High Yield Fd COM 741481105 117 16857 SH Sole 16857
T Rowe Price S/T Bond COM 77957P105 688 142127 SH Sole 142127
Thornbugr Inv Inc Bld Fd COM 885215558 268 13666 SH Sole 13666
Thornburg Intl Value Fd-I COM 885215566 104 3500 SH Sole 3500
Tweedy Browne American Value F COM 901165209 159 8192 SH Sole 8192
Tweedy Browne Global Value Fd COM 901165100 473 19584 SH Sole 1665 17919
Vanguard 500 Index Fd Signal COM 922908496 346 3426 SH Sole 3426
Vanguard GNMA Fd-Inv COM 922031307 2224 207462 SH Sole 207462
Vanguard GNMA Fd - Adm COM 922031794 5068 472770 SH Sole 50076 422694
Vanguard Index 500 Fund COM 922908108 206 1689 SH Sole 1689
Vanguard Inflat Protect Sec AD COM 922031737 221 8538 SH Sole 8538
Vanguard Inflat Protected Sec COM 922031869 222 16850 SH Sole 16850
Vanguard Interm Term Fund COM 922031885 102 10368 SH Sole 10368
Vanguard Intl Growth Fd-I COM 921910204 374 18738 SH Sole 18738
Vanguard PRIMECAP Fd - Adm COM 921936209 399 5550 SH Sole 5550
Vanguard S/T Invest Gr Adm Fd COM 922031836 214 20000 SH Sole 20000
Vanguard Small Cap Index Fd-I COM 922908702 85 2249 SH Sole 2249
Vanguard Small Cap Index Signa COM 922908421 25 724 SH Sole 724
Vanguard Wellington Fd COM 921935201 389 7000 SH Sole 7000
Vanguard Windsor Fd ADM COM 922018403 233 4817 SH Sole 4817
Vanguard Windsor Fund II COM 922018205 314 11500 SH Sole 11500
Virtus Multi Sector S/T Bond COM 92828R644 206 42577 SH Sole 42577
Wells Fargo Adv Inc Pl COM 949921522 118 10093 SH Sole 10093
Wells Fargo Ultra S/T Muni COM 949917801 51 10578 SH Sole 10578
AMEX Energy Select SPDR COM 81369Y506 408 5118 SH Sole 5118
AMEX Financial Select Sector COM 81369Y605 161 9835 SH Sole 9835
Central Fund of Canada Cl A COM 153501101 859 38400 SH Sole 38400
DNP Select Income Fd COM 23325P104 137 14393 SH Sole 14393
i-shares IBoxx H/Y Corp Bd COM 464288513 612 6655 SH Sole 6655
iShares Lehman 1-3 Yr Treas Bd COM 464287457 1012 12080 SH Sole 4800 7280
iShares Lehman Treas Inf Prot COM 464287176 253 2318 SH Sole 2318
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iShares MSCI Canada Index Fd COM 464286509 705 20970 SH Sole 200 20770
iShares MSCI EAFE Index Fd COM 464287465 19097 317857 SH Sole 23485 294372
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iShares Russell 2000 Index Fun COM 464287655 3685 43781 SH Sole 5875 37906
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Materials Select Sect SPDR Tr COM 81369Y100 264 6600 SH Sole 6600
Powershares FTSE RAFI COM 73936T789 24 585 SH Sole 585
Powershares QQQ COM 73935A104 469 8166 SH Sole 8166
S&P Mid-Cap 400 ETF Trust COM 78467Y107 6982 38885 SH Sole 3030 35855
SPDR 500 ETF Trust Ser 1 COM 78462F103 13008 98107 SH Sole 5050 93057
SPDR DJIA ETF Trust COM 78467X109 204 1660 SH Sole 1660
SPDR Gold Trust COM 78463V107 1163 8317 SH Sole 8317
SPDR Nuveen Barclays Cap S/T B COM 78464A425 528 22148 SH Sole 22148
SPDR S&P China ETF COM 78463X400 2227 27715 SH Sole 1100 26615
TCW Strategic Income Fund COM 872340104 56 10192 SH Sole 10192
UltraShort Lehman ProShares COM 74347R297 354 9445 SH Sole 1000 8445
Vanguard FTSE All Wo X-US COM 922042775 736 14930 SH Sole 1200 13730
Vanguard MidCap ETF COM 922908629 198 2453 SH Sole 2453
Vanguard MSCI EAFE ETF COM 921943858 185 4946 SH Sole 4946
Vanguard MSCI Emerging Mkts COM 922042858 7678 156845 SH Sole 2800 154045
Vanguard Small Cap ETF COM 922908751 284 3600 SH Sole 3600
Vanguard Total Bd Mrkt COM 921937835 294 3675 SH Sole 3675