0001144204-18-002397.txt : 20180117 0001144204-18-002397.hdr.sgml : 20180117 20180117134721 ACCESSION NUMBER: 0001144204-18-002397 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180112 FILED AS OF DATE: 20180117 DATE AS OF CHANGE: 20180117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McClelland Sonja K CENTRAL INDEX KEY: 0001310471 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09143 FILM NUMBER: 18531040 MAIL ADDRESS: STREET 1: ONE TECHNOLOGY WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46268 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HURCO COMPANIES INC CENTRAL INDEX KEY: 0000315374 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 351150732 STATE OF INCORPORATION: IN FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: ONE TECHNOLOGY WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46268 BUSINESS PHONE: 3172935309 MAIL ADDRESS: STREET 1: ONE TECHNOLOGY WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46268 FORMER COMPANY: FORMER CONFORMED NAME: HURCO MANUFACTURING CO INC DATE OF NAME CHANGE: 19850324 4 1 tv483467_form4.xml FORM 4 X0306 4 2018-01-12 0 0000315374 HURCO COMPANIES INC HURC 0001310471 McClelland Sonja K ONE TECHNOLOGY WAY INDIANAPOLIS IN 46268 0 1 0 0 Chief Financial Officer Common Stock 2018-01-12 4 M 0 2700 14.82 A 25399 D Common Stock 2018-01-12 4 S 0 2700 47.9367 D 22699 D Common Stock 2018-01-16 4 M 0 300 14.82 A 22999 D Common Stock 2018-01-16 4 M 0 2000 18.13 A 24999 D Common Stock 2018-01-16 4 S 0 550 47.3495 D 24449 D Common Stock 2018-01-16 4 S 0 1750 48.329 D 22699 D Stock Option (right to buy) 14.82 2018-01-12 4 M 0 2700 0 D 2019-12-18 Common Stock 2700 300 D Stock Option (right to buy) 14.82 2018-01-16 4 M 0 300 0 D 2019-12-18 Common Stock 300 0 D Stock Option (right to buy) 18.13 2018-01-16 4 M 0 2000 0 D 2020-05-13 Common Stock 2000 0 D Represents the sale of 2,700 shares in multiple transactions, ranging in price from $47.75 to $48.0619 per share, resulting in a weighted average sale price of $47.9367. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range. Represents the sale of 550 shares in multiple transactions, ranging in price from $47.00 to $47.95 per share, resulting in a weighted average sale price of $47.3495. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range. Represents the sale of 1,750 shares in multiple transactions, ranging in price from $48.05 to $48.95 per share, resulting in a weighted average sale price of $48.329. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range. Options vested in thirds on each of December 18, 2010, December 18, 2011 and December 18, 2012. Options vested in thirds on each of May 13, 2011, May 13, 2012 and May 13, 2013. /s/ Sonja K. McClelland 2018-01-17