0000315189-18-000004.txt : 20180109 0000315189-18-000004.hdr.sgml : 20180109 20180109172115 ACCESSION NUMBER: 0000315189-18-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180109 FILED AS OF DATE: 20180109 DATE AS OF CHANGE: 20180109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones Mary K.W. CENTRAL INDEX KEY: 0001566435 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04121 FILM NUMBER: 18519788 MAIL ADDRESS: STREET 1: DEERE & COMPANY STREET 2: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEERE & CO CENTRAL INDEX KEY: 0000315189 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 362382580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 BUSINESS PHONE: (309) 765-8000 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-01-09 0 0000315189 DEERE & CO DE 0001566435 Jones Mary K.W. DEERE & COMPANY ONE JOHN DEERE PLACE MOLINE IL 61265 0 1 0 0 Sr. V.P. & General Counsel $1 Par Common Stock 2018-01-09 4 M 0 10220 86.36 A 52432.7781 D $1 Par Common Stock 2018-01-09 4 S 0 10220 165.0634 A 42212.7781 D Market Priced Options 86.36 2018-01-09 4 M 0 10220 0 D 2022-12-12 Common Stock 10220 0 D Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 25, 2017. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $165.00 to $165.145, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footage. Includes 25,652 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. The options became exercisable in three approximately equal installments on December 12, 2013, 2014, and 2015. /s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney 2018-01-09