0001209191-22-048161.txt : 20220831
0001209191-22-048161.hdr.sgml : 20220831
20220831173213
ACCESSION NUMBER: 0001209191-22-048161
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20220831
DATE AS OF CHANGE: 20220831
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HEFNER ROBERT A III
CENTRAL INDEX KEY: 0001085946
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31759
FILM NUMBER: 221218931
MAIL ADDRESS:
STREET 1: 6305 WATEFORD BLVD SUITE 300
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GHK Royalty LLC
CENTRAL INDEX KEY: 0001824164
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31759
FILM NUMBER: 221218932
BUSINESS ADDRESS:
STREET 1: 6305 WATERFORD BLVD
STREET 2: #470
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73118
BUSINESS PHONE: 4058589816
MAIL ADDRESS:
STREET 1: 6305 WATERFORD BLVD
STREET 2: #470
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PHX MINERALS INC.
CENTRAL INDEX KEY: 0000315131
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 731055775
STATE OF INCORPORATION: OK
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 1601 NW EXPRESSWAY
STREET 2: VALLIANCE BANK TOWER STE 1100
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73118
BUSINESS PHONE: 4059481560
MAIL ADDRESS:
STREET 1: 1601 NW EXPRESSWAY
STREET 2: VALLIANCE BANK TOWER STE 1100
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73118
FORMER COMPANY:
FORMER CONFORMED NAME: PANHANDLE OIL & GAS INC
DATE OF NAME CHANGE: 20070509
FORMER COMPANY:
FORMER CONFORMED NAME: PANHANDLE ROYALTY CO
DATE OF NAME CHANGE: 19920703
5
1
doc5.xml
FORM 5 SUBMISSION
X0306
5
2021-09-30
1
0
0
0000315131
PHX MINERALS INC.
PHX
0001824164
GHK Royalty LLC
6305 WATERFORD BLVD
#470
OKLAHOMA CITY
OK
73118
0
0
1
0
0001085946
HEFNER ROBERT A III
6305 WATERFORD BLVD
#470
OKLAHOMA CITY
OK
73118
0
0
1
0
Common Stock
2020-12-03
5
P
0
13664
1.779
A
691459
D
Common Stock
2020-12-04
5
P
0
86336
2.048
A
777795
D
Common Stock
2020-12-10
5
P
0
6100
2.03
A
783895
D
Common Stock
2020-12-16
5
P
0
6777
2.007
A
790672
D
Common Stock
2020-12-17
5
P
0
55033
2.029
A
845705
D
Common Stock
2021-01-25
5
P
0
15823
2.926
A
861528
D
Common Stock
2021-01-27
5
P
0
25713
3.003
A
887241
D
Common Stock
2021-02-01
5
J
0
1000000
0.00
A
1887241
D
Common Stock
2021-02-01
5
J
0
1000000
0.00
D
2000000
D
Common Stock
2021-03-02
5
J
0
1700000
0.00
A
3587241
D
Common Stock
2021-03-02
5
J
0
1700000
0.00
D
300000
D
Common Stock
2021-04-08
5
S
0
18000
2.82
D
282000
D
Common Stock
2021-04-09
5
S
0
31400
2.781
D
250600
D
Common Stock
2021-04-12
5
S
0
9571
2.622
D
241029
D
Common Stock
2021-05-13
5
J
0
150000
D
91029
D
Common Stock
2021-08-03
5
S
0
87423
2.998
D
3499818
D
Common Stock
2021-08-04
5
S
0
34405
2.971
D
3465413
D
Common Stock
2021-08-05
5
S
0
13615
2.988
D
3451798
D
Common Stock
2021-08-06
5
S
0
20067
2.967
D
3431731
D
Common Stock
2021-08-09
5
S
0
82274
2.974
D
3349457
D
Common Stock
2021-08-10
5
S
0
3856
2.958
D
3345601
D
Common Stock
2021-08-11
5
S
0
16978
2.944
D
3328623
D
Common Stock
2021-08-12
5
S
0
5386
2.936
D
3323237
D
Common Stock
2021-08-13
5
S
0
1396
2.914
D
3321841
D
Common Stock
2021-08-23
5
S
0
12700
2.50
D
89633
D
Common Stock
2021-09-01
5
S
0
2800
2.515
D
3319041
D
Common Stock
2021-09-02
5
S
0
38022
2.451
D
3281019
D
Common Stock
2021-09-03
5
S
0
56427
2.469
D
3224592
D
Common Stock
2021-09-06
5
S
0
105670
2.466
D
3118922
D
These shares are owned directly by Mr. Hefner.
These transactions represent distributions from GHK Royalty LLC to Mr. Hefner for no consideration. Mr. Hefner is the 100% owner of GHK Royalty LLC and these transactions represent a mere change in form of ownership for Mr. Hefner.
These shares are owned directly by GHK Royalty LLC. Mr. Hefner indirectly owns these shares as a manager and 100% owner of GHK Royalty LLC.
The Reporting Person's sale on April 8, 2021 was matchable under Section 16(b) of the Exchange Act with purchases on made December 3, 2020 and December 16, 2020. The Reporting Person remitted $17,749.39 to the Issuer prior to the filing of this Form 5, representing the full amount of profit realized on the short-swing transaction.
The Reporting Person's sale on April 9, 2021 was matchable under Section 16(b) of the Exchange Act with purchases made on December 16, 2020 and December 17, 2020. The Reporting Person remitted $23,666.50 to the Issuer prior to the filing of this Form 5, representing the full amount of profit realized on the short-swing transaction.
The Reporting Person's sale on April 12, 2021 was matchable under Section 16(b) of the Exchange Act with the purchase made December 17, 2020. The Reporting Person paid $5,675.60 to the Issuer on May 26, 2022, representing the full amount of profit realized on the short-swing transaction.
The Reporting Person transferred shares to a non-affiliated employee.
GHK Royalty LLC
By:/s/ Robert A Hefner III
Manager
2022-08-31
/s/ Robert A. Hefner III
2022-08-31