0001209191-22-048161.txt : 20220831 0001209191-22-048161.hdr.sgml : 20220831 20220831173213 ACCESSION NUMBER: 0001209191-22-048161 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20220831 DATE AS OF CHANGE: 20220831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEFNER ROBERT A III CENTRAL INDEX KEY: 0001085946 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31759 FILM NUMBER: 221218931 MAIL ADDRESS: STREET 1: 6305 WATEFORD BLVD SUITE 300 CITY: OKLAHOMA CITY STATE: OK ZIP: 73118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GHK Royalty LLC CENTRAL INDEX KEY: 0001824164 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31759 FILM NUMBER: 221218932 BUSINESS ADDRESS: STREET 1: 6305 WATERFORD BLVD STREET 2: #470 CITY: OKLAHOMA CITY STATE: OK ZIP: 73118 BUSINESS PHONE: 4058589816 MAIL ADDRESS: STREET 1: 6305 WATERFORD BLVD STREET 2: #470 CITY: OKLAHOMA CITY STATE: OK ZIP: 73118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHX MINERALS INC. CENTRAL INDEX KEY: 0000315131 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 731055775 STATE OF INCORPORATION: OK FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 1601 NW EXPRESSWAY STREET 2: VALLIANCE BANK TOWER STE 1100 CITY: OKLAHOMA CITY STATE: OK ZIP: 73118 BUSINESS PHONE: 4059481560 MAIL ADDRESS: STREET 1: 1601 NW EXPRESSWAY STREET 2: VALLIANCE BANK TOWER STE 1100 CITY: OKLAHOMA CITY STATE: OK ZIP: 73118 FORMER COMPANY: FORMER CONFORMED NAME: PANHANDLE OIL & GAS INC DATE OF NAME CHANGE: 20070509 FORMER COMPANY: FORMER CONFORMED NAME: PANHANDLE ROYALTY CO DATE OF NAME CHANGE: 19920703 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2021-09-30 1 0 0 0000315131 PHX MINERALS INC. PHX 0001824164 GHK Royalty LLC 6305 WATERFORD BLVD #470 OKLAHOMA CITY OK 73118 0 0 1 0 0001085946 HEFNER ROBERT A III 6305 WATERFORD BLVD #470 OKLAHOMA CITY OK 73118 0 0 1 0 Common Stock 2020-12-03 5 P 0 13664 1.779 A 691459 D Common Stock 2020-12-04 5 P 0 86336 2.048 A 777795 D Common Stock 2020-12-10 5 P 0 6100 2.03 A 783895 D Common Stock 2020-12-16 5 P 0 6777 2.007 A 790672 D Common Stock 2020-12-17 5 P 0 55033 2.029 A 845705 D Common Stock 2021-01-25 5 P 0 15823 2.926 A 861528 D Common Stock 2021-01-27 5 P 0 25713 3.003 A 887241 D Common Stock 2021-02-01 5 J 0 1000000 0.00 A 1887241 D Common Stock 2021-02-01 5 J 0 1000000 0.00 D 2000000 D Common Stock 2021-03-02 5 J 0 1700000 0.00 A 3587241 D Common Stock 2021-03-02 5 J 0 1700000 0.00 D 300000 D Common Stock 2021-04-08 5 S 0 18000 2.82 D 282000 D Common Stock 2021-04-09 5 S 0 31400 2.781 D 250600 D Common Stock 2021-04-12 5 S 0 9571 2.622 D 241029 D Common Stock 2021-05-13 5 J 0 150000 D 91029 D Common Stock 2021-08-03 5 S 0 87423 2.998 D 3499818 D Common Stock 2021-08-04 5 S 0 34405 2.971 D 3465413 D Common Stock 2021-08-05 5 S 0 13615 2.988 D 3451798 D Common Stock 2021-08-06 5 S 0 20067 2.967 D 3431731 D Common Stock 2021-08-09 5 S 0 82274 2.974 D 3349457 D Common Stock 2021-08-10 5 S 0 3856 2.958 D 3345601 D Common Stock 2021-08-11 5 S 0 16978 2.944 D 3328623 D Common Stock 2021-08-12 5 S 0 5386 2.936 D 3323237 D Common Stock 2021-08-13 5 S 0 1396 2.914 D 3321841 D Common Stock 2021-08-23 5 S 0 12700 2.50 D 89633 D Common Stock 2021-09-01 5 S 0 2800 2.515 D 3319041 D Common Stock 2021-09-02 5 S 0 38022 2.451 D 3281019 D Common Stock 2021-09-03 5 S 0 56427 2.469 D 3224592 D Common Stock 2021-09-06 5 S 0 105670 2.466 D 3118922 D These shares are owned directly by Mr. Hefner. These transactions represent distributions from GHK Royalty LLC to Mr. Hefner for no consideration. Mr. Hefner is the 100% owner of GHK Royalty LLC and these transactions represent a mere change in form of ownership for Mr. Hefner. These shares are owned directly by GHK Royalty LLC. Mr. Hefner indirectly owns these shares as a manager and 100% owner of GHK Royalty LLC. The Reporting Person's sale on April 8, 2021 was matchable under Section 16(b) of the Exchange Act with purchases on made December 3, 2020 and December 16, 2020. The Reporting Person remitted $17,749.39 to the Issuer prior to the filing of this Form 5, representing the full amount of profit realized on the short-swing transaction. The Reporting Person's sale on April 9, 2021 was matchable under Section 16(b) of the Exchange Act with purchases made on December 16, 2020 and December 17, 2020. The Reporting Person remitted $23,666.50 to the Issuer prior to the filing of this Form 5, representing the full amount of profit realized on the short-swing transaction. The Reporting Person's sale on April 12, 2021 was matchable under Section 16(b) of the Exchange Act with the purchase made December 17, 2020. The Reporting Person paid $5,675.60 to the Issuer on May 26, 2022, representing the full amount of profit realized on the short-swing transaction. The Reporting Person transferred shares to a non-affiliated employee. GHK Royalty LLC By:/s/ Robert A Hefner III Manager 2022-08-31 /s/ Robert A. Hefner III 2022-08-31