-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P8W467cOYE1ZKA6Xnfev6GHBn8sytQ1wrpm9vjkADMwMGYUvkR2c3VcRdpH3Kti2 3FeJ73uPYUGCE1aBA83iww== 0001140361-11-005857.txt : 20110203 0001140361-11-005857.hdr.sgml : 20110203 20110203121438 ACCESSION NUMBER: 0001140361-11-005857 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110203 DATE AS OF CHANGE: 20110203 EFFECTIVENESS DATE: 20110203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: REGENTS OF THE UNIVERSITY OF CALIFORNIA CENTRAL INDEX KEY: 0000315054 IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00224 FILM NUMBER: 11569250 BUSINESS ADDRESS: STREET 1: 1111 BROADWAY STREET 2: 14TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94607-4026 BUSINESS PHONE: 510-987-9676 MAIL ADDRESS: STREET 1: 1111 BROADWAY STREET 2: 14TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94607-4026 FORMER COMPANY: FORMER CONFORMED NAME: REGENTS OF THE UNIVERSITY OF CA DATE OF NAME CHANGE: 19600201 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Regents of the University of California Address: 1111 Broadway, Suite 1400 Oakland, CA 94607 Form 13F File Number: 28-00224 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Marie Berggren Title: Treasurer Phone: (510) 987-9600 Signature, Place, and Date of Signing: /s/ Marie Berggren Oakland, CA 2/2/2011 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 25 Form 13F Information Table Value Total: $17,275,571.00 -------------- List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------------- ---------------------------- --------- -------- ----------------- ---------- -------- ---------------- SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------- ---------------------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- AT+T INC COMMON STOCK USD1. 00206R102 556751 18950 SOLE X 0 0 ACCELRYS INC COMMON STOCK USD.0001 00430U103 86876 10467 SOLE X 0 0 AIR PRODUCTS + CHEMICALS INC COMMON STOCK USD1. 9158106 927690 10200 SOLE X 0 0 ANADARKO PETROLEUM CORP COMMON STOCK USD.1 32511107 350488 4602 SOLE X 0 0 ARUBA NETWORKS INC COMMON STOCK USD.0001 43176106 2098586 100507 SOLE X 0 0 ATHERSYS INC COMMON STOCK USD.001 04744L106 168251 68118 SOLE X 0 0 COCA COLA CO/THE COMMON STOCK USD.25 191216100 591930 9000 SOLE X 0 0 WALT DISNEY CO/THE COMMON STOCK USD.01 254687106 225060 6000 SOLE X 0 0 EXXON MOBIL CORP COMMON STOCK NPV 30231G102 2456832 33600 SOLE X 0 0 GENERAL ELECTRIC CO COMMON STOCK USD.06 369604103 724284 39600 SOLE X 0 0 GENOMIC HEALTH INC COMMON STOCK USD.0001 37244C101 210478 9840 SOLE X 0 0 HANSEN MEDICAL INC COMMON STOCK USD.0001 411307101 77121 52463 SOLE X 0 0 HONEYWELL INTERNATIONAL INC COMMON STOCK USD1. 438516106 223272 4200 SOLE X 0 0 ESTEE LAUDER COMPANIES CL A COMMON STOCK USD.01 518439104 1347690 16700 SOLE X 0 0 LIMONEIRA CO COMMON STOCK USD.01 532746104 241080 8400 SOLE X 0 0 MCGRAW HILL COMPANIES INC COMMON STOCK USD1. 580645109 218460 6000 SOLE X 0 0 MERCK + CO. INC. COMMON STOCK USD.01 58933Y105 778464 21600 SOLE X 0 0 PFIZER INC COMMON STOCK USD.05 717081103 484064 27645 SOLE X 0 0 SPDR S+P MIDCAP 400 ETF TRUST SPDR S+P MIDCAP 400 ETF TRUS 78467Y107 922208 5600 SOLE X 0 0 SOLARWINDS INC COMMON STOCK USD.001 83416B109 2448273 127183 SOLE X 0 0 TEARLAB CORP COMMON STOCK USD.001 878193101 563866 257473 SOLE X 0 0 TEXAS INSTRUMENTS INC COMMON STOCK USD1. 882508104 211250 6500 SOLE X 0 0 VERIZON COMMUNICATIONS INC COMMON STOCK USD.1 92343V104 634558 17735 SOLE X 0 0 WELLS FARGO + CO COMMON STOCK USD1.666 949746101 560175 18076 SOLE X 0 0 ZIPREALTY INC COMMON STOCK USD.001 98974V107 167864 64563 SOLE X 0 0
-----END PRIVACY-ENHANCED MESSAGE-----