0001193125-11-308717.txt : 20111114
0001193125-11-308717.hdr.sgml : 20111111
20111114064659
ACCESSION NUMBER: 0001193125-11-308717
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SAROFIM FAYEZ
CENTRAL INDEX KEY: 0000315027
IRS NUMBER: 741312679
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00132
FILM NUMBER: 111197561
BUSINESS ADDRESS:
STREET 1: TWO HOUSTON CTR STE 2907
CITY: HOUSTON
STATE: TX
ZIP: 77010
BUSINESS PHONE: 7136544484
MAIL ADDRESS:
STREET 1: TWO HOUSTON CENTER
STREET 2: SUITE 2907
CITY: HOUSTON
STATE: TX
ZIP: 77010
13F-HR
1
d247485d13fhr.txt
FORM 13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F Cover Page
Report for the Calendar Year or Quarter Ended September 30, 2011
Check here if Amendment: [_]; Amendment Number:
----------
This Amendment (Check only one): [_] is a restatement
[_] adds new holding entries.
Institutional Manager Filing this Report:
Name: Fayez Sarofim & Co.
Address: Two Houston Center, Suite 2907
Houston, Texas 77010
13F File Number: 028-133
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Fayez Sarofim
Phone: (713) 654-4484
Signature, Place and Date of Signing:
/s/ Fayez Sarofim Houston, Texas 11/14/2011
------------------------------- ------------------------ -------------------
[Signature] [City, State] [Date]
Report Type: (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report).
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting managers(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 517
Form 13F Information Table Value Total: $19,660,958
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
--- -------------------- ----------------------------------------
1. 028-960 Sarofim Trust Co.
2. 028-5074 Sarofim International Management Company
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION"
FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
----------------------- ------- --------- -------------- ---------- ---------------------------- ------- ---------------------------
Investment Discretion
(Shares)
Title Shares or ---------------------------- Voting Authority (Shares)
of CUSIP Fair Principal (c)Shared ---------------------------
Name of Issuer Class Number Market Value Amount (a)Sole (b)Shared -Other (a)Sole (b)Shared (c)None
----------------------- ------- --------- -------------- ---------- ------- ---------- --------- ------- --------- ---------
ABB Ltd. ADR COMMON 000375204 406,419 23,795 23,795 1 2,425 21,370
AOL INC COMMON 00184X105 23,964 1,997 1,997 1 1,881 116
AOL INC COMMON 00184X105 220,152 18,346 18,346 1., 3. 18,346
AT&T Inc. COMMON 00206R102 7,892,625 276,740 276,740 1 202,371 74,369
AT&T Inc. COMMON 00206R102 1,439,889 50,487 50,487 1., 2. 50,487
AT&T Inc. COMMON 00206R102 2,752,094 96,497 96,497 1., 3. 96,318 179
AT&T Inc. COMMON 00206R102 5,704 200 200 None 200
Abbott Laboratories COMMON 002824100 342,087,506 6,689,236 6,689,236 1 3,612,774 3,076,462
Abbott Laboratories COMMON 002824100 2,415,802 47,239 47,239 1., 2. 28,289 18,950
Abbott Laboratories COMMON 002824100 24,315,843 475,476 475,476 1., 3. 301,000 174,476
Abbott Laboratories COMMON 002824100 813,126 15,900 2,900 13,000 None 2,900 13,000
Zurich Financial
Services AG Reg
Ord Shs Sedol 5983 COMMON 005983812 2,123,857 10,100 10,100 1 10,100
L'Air Liquide ADR COMMON 009126202 18,020,521 763,300 763,300 1 50,000 713,300
Air Products &
Chemicals COMMON 009158106 93,373,017 1,222,640 1,222,640 1 636,702 585,938
Air Products &
Chemicals COMMON 009158106 842,743 11,035 11,035 1., 2. 8,085 2,950
Air Products &
Chemicals COMMON 009158106 3,250,689 42,565 42,565 1., 3. 13,900 28,665
Air Products &
Chemicals COMMON 009158106 30,548 400 400 None 400
Alamo Group Inc COMMON 011311107 3,149,685 151,500 151,500 1., 3. 151,500
Alcoa Inc COMMON 013817101 191,400 20,000 20,000 1 20,000
Allegheny Technologies COMMON 01741R102 285,748 7,725 7,725 1 7,725
Allergan Inc COMMON 018490102 859,718 10,436 10,436 1 6,333 4,103
Alliance Resource
Partners Ltd COMMON 01877R108 288,464 4,400 4,400 1 4,400
--------------
COLUMN TOTALS 504,789,514
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION"
FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
----------------------- ------- --------- -------------- ---------- ---------------------------- ------- ---------------------------
Investment Discretion
(Shares)
Title Shares or ---------------------------- Voting Authority (Shares)
of CUSIP Fair Principal (c)Shared ---------------------------
Name of Issuer Class Number Market Value Amount (a)Sole (b)Shared -Other (a)Sole (b)Shared (c)None
----------------------- ------- --------- -------------- ---------- ------- ---------- --------- ------- --------- ---------
Altria Group Inc. COMMON 02209S103 459,018,575 17,121,170 17,121,170 1 900 9,906,567 7,213,703
Altria Group Inc. COMMON 02209S103 8,605,659 320,987 320,987 1., 2. 272,050 48,937
Altria Group Inc. COMMON 02209S103 196,226,680 7,319,160 7,319,160 1., 3. 6,680,000 639,160
Altria Group Inc. COMMON 02209S103 3,643,050 135,884 8,284 127,600 None 8,284 127,600
American Express Co COMMON 025816109 83,159,739 1,852,110 1,852,110 1 1,366,010 486,100
American Express Co COMMON 025816109 760,157 16,930 16,930 1., 2. 6,330 10,600
American Express Co COMMON 025816109 6,241,908 139,018 139,018 1., 3. 85,000 54,018
American Express Co COMMON 025816109 53,880 1,200 1,200 None 1,200
Ameriprise Financial
Inc. COMMON 03076C106 223,368 5,675 5,675 1 3,374 2,301
Ameriprise Financial
Inc. COMMON 03076C106 2,362 60 60 1., 2. 60
Anadarko Petroleum
Corp COMMON 032511107 1,226,196 19,448 19,448 1 19,098 350
Apache Corp COMMON 037411105 47,306,230 589,559 589,559 1 309,274 280,285
Apache Corp COMMON 037411105 74,222 925 925 1., 2. 875 50
Apache Corp COMMON 037411105 486,254 6,060 6,060 1., 3. 6,060
Apple Inc. COMMON 037833100 774,289,326 2,030,550 2,030,550 1 80 1,138,671 891,799
Apple Inc. COMMON 037833100 4,390,900 11,515 11,515 1., 2. 7,760 3,755
Apple Inc. COMMON 037833100 40,143,463 105,275 105,275 1., 3. 49,000 56,275
Apple Inc. COMMON 037833100 190,660 500 500 None 500
Arkema SA ADS COMMON 041232109 8,265 140 140 1 100 40
Arkema SA ADS COMMON 041232109 301,079 5,100 5,100 1., 3. 5,100
Artio Global
Investment Funds COMMON 04315J860 132,360 14,356 14,356 1 14,356
Automatic Data
Processing COMMON 053015103 162,336,342 3,442,977 3,442,977 1 1,854,711 1,588,266
Automatic Data
Processing COMMON 053015103 1,017,733 21,585 21,585 1., 2. 16,160 5,425
Automatic Data
Processing COMMON 053015103 10,906,738 231,320 231,320 1., 3. 165,000 66,320
Automatic Data
Processing COMMON 053015103 91,943 1,950 1,000 950 None 1,000 950
--------------
COLUMN TOTALS 1,800,837,089
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION"
FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
----------------------- ------- --------- -------------- ---------- ---------------------------- ------- ---------------------------
Investment Discretion
(Shares)
Title Shares or ---------------------------- Voting Authority (Shares)
of CUSIP Fair Principal (c)Shared ---------------------------
Name of Issuer Class Number Market Value Amount (a)Sole (b)Shared -Other (a)Sole (b)Shared (c)None
----------------------- ------- --------- -------------- ---------- ------- ---------- --------- ------- --------- ---------
Babcock & Wilcox Co COMMON 05615F102 509,786 26,076 26,076 1 17,844 8,232
Babcock & Wilcox Co COMMON 05615F102 7,820 400 400 1., 2. 400
Babcock & Wilcox Co COMMON 05615F102 293 15 15 1., 3. 15
Baidu Com Inc. COMMON 056752108 226,649 2,120 2,120 1 1,120 1,000
Bancshares Inc COMMON 059764100 207,183 1,280 1,280 1 1,280
Bank of America COMMON 060505104 8,179,269 1,336,482 1,336,482 1 835,601 500,881
Bank of America COMMON 060505104 31,389 5,129 5,129 1., 2. 5,129
Bank of America COMMON 060505104 4,936,655 806,643 806,643 1., 3. 613,950 192,693
Bank of America COMMON 060505104 70,282 11,484 3,284 8,200 None 3,284 8,200
Bank of New York
Mellon Corp. COMMON 064058100 239,718 12,895 12,895 1 10,234 2,661
Bank of New York
Mellon Corp. COMMON 064058100 1,954,032 105,112 105,112 1., 2. 105,112
Bank of New York
Mellon Corp. COMMON 064058100 135,489,646 7,288,308 7,288,308 1., 3. 7,288,308
Baxter International
Inc COMMON 071813109 931,924 16,600 16,600 1 16,400 200
Becton Dickinson COMMON 075887109 57,601,898 785,623 785,623 1 597,388 188,235
Becton Dickinson COMMON 075887109 574,096 7,830 7,830 1., 2. 3,680 4,150
Becton Dickinson COMMON 075887109 3,655,735 49,860 49,860 1., 3. 30,000 19,860
Becton Dickinson COMMON 075887109 29,328 400 400 None 400
Berkshire Hathaway Cl
A COMMON 084670108 57,031,200 534 534 1 109 425
Berkshire Hathaway Cl
A COMMON 084670108 1,602,000 15 15 1., 2. 12 3
Berkshire Hathaway Cl
A COMMON 084670108 8,010,000 75 75 1., 3. 30 45
Berkshire Hathaway Cl
B COMMON 084670702 3,400,330 47,865 47,865 1 29,878 17,987
Berkshire Hathaway Cl
B COMMON 084670702 152,736 2,150 2,150 1., 2. 1,100 1,050
Berkshire Hathaway Cl
B COMMON 084670702 78,144 1,100 1,100 1., 3. 1,100
--------------
COLUMN TOTALS 284,920,113
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION"
FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
----------------------- ------- --------- -------------- ---------- ---------------------------- ------- ---------------------------
Investment Discretion
(Shares)
Title Shares or ---------------------------- Voting Authority (Shares)
of CUSIP Fair Principal (c)Shared ---------------------------
Name of Issuer Class Number Market Value Amount (a)Sole (b)Shared -Other (a)Sole (b)Shared (c)None
----------------------- ------- --------- -------------- ---------- ------- ---------- --------- ------- --------- ---------
BHP Billiton Ltd Spon
ADR COMMON 088606108 1,101,575 16,580 16,580 1 16,330 250
Blackrock Inc COMMON 09247X101 47,590,691 321,537 321,537 1 138,947 182,590
Blackrock Inc COMMON 09247X101 165,771 1,120 1,120 1., 2. 825 295
Blackrock Inc COMMON 09247X101 518,035 3,500 3,500 1., 3. 3,500
Boardwalk Pipeline
Partners, LP COMMON 096627104 253,323 9,880 9,880 1 9,880
Boeing Co COMMON 097023105 330,143 5,456 5,456 1 200 5,256
Bristol-Myers Squibb
Co COMMON 110122108 789,050 25,145 25,145 1 4,238 20,907
Bristol-Myers Squibb
Co COMMON 110122108 172,590 5,500 5,500 1., 2. 5,500
British American
Tobacco Plc Spon
ADR COMMON 110448107 8,337,432 98,400 98,400 1 280 38,120 60,000
Broadridge Financial
Solutions COMMON 11133T103 268,486 13,331 13,331 1 9,337 3,994
Broadridge Financial
Solutions COMMON 11133T103 251,750 12,500 12,500 1., 3. 12,500
Broadridge Financial
Solutions COMMON 11133T103 8,056 400 200 200 None 200 200
Buckeye Partners LP
Units COMMON 118230101 256,916 4,110 4,110 1 700 3,410
CLECO Corp (new) COMMON 12561W105 1,328,729 38,920 38,920 1 8,632 30,288
CSX Corp COMMON 126408103 451,553 24,186 24,186 1 186 24,000
Camden Property Trust COMMON 133131102 14,251,554 257,900 257,900 1 257,900
Campbell Soup Co COMMON 134429109 707,932 21,870 21,870 1 1,100 20,770
Caterpillar Inc COMMON 149123101 225,988,853 3,060,521 3,060,521 1 1,521,195 1,539,326
--------------
COLUMN TOTALS 302,772,439
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION"
FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
----------------------- ------- --------- -------------- ---------- ---------------------------- ------- ---------------------------
Investment Discretion
(Shares)
Title Shares or ---------------------------- Voting Authority (Shares)
of CUSIP Fair Principal (c)Shared ---------------------------
Name of Issuer Class Number Market Value Amount (a)Sole (b)Shared -Other (a)Sole (b)Shared (c)None
----------------------- ------- --------- -------------- ---------- ------- ---------- --------- ------- --------- ---------
Caterpillar Inc COMMON 149123101 1,471,262 19,925 19,925 1., 2. 13,275 6,650
Caterpillar Inc COMMON 149123101 10,954,976 148,361 148,361 1., 3. 77,000 71,361
Caterpillar Inc COMMON 149123101 62,764 850 800 50 None 800 50
Cenovus Energy Inc. COMMON 15135U109 208,982 6,805 6,805 1 6,805
CenturyLink Inc. COMMON 156700106 301,723 9,110 9,110 1 9,110
Chevron Corp. COMMON 166764100 677,195,377 7,313,915 7,313,915 1 600 3,890,017 3,423,298
Chevron Corp. COMMON 166764100 11,254,870 121,556 121,556 1., 2. 101,706 19,850
Chevron Corp. COMMON 166764100 215,178,234 2,323,990 2,323,990 1., 3. 2,133,620 190,370
Chevron Corp. COMMON 166764100 2,474,005 26,720 2,960 23,760 None 2,960 23,760
Chubb Corp COMMON 171232101 479,920 8,000 8,000 1 8,000
Cisco Systems Inc COMMON 17275R102 17,154,548 1,106,745 1,106,745 1 637,256 469,489
Cisco Systems Inc COMMON 17275R102 199,950 12,900 12,900 1., 2. 12,900
Cisco Systems Inc COMMON 17275R102 3,822,378 246,605 246,605 1., 3. 160,500 86,105
Citigroup Inc COMMON 172967424 1,323,988 51,688 51,688 1 220 32,944 18,524
Citigroup Inc COMMON 172967424 46,927 1,832 1,832 1., 2. 1,832
Citigroup Inc COMMON 172967424 292,523 11,420 11,420 1., 3. 11,420
Citigroup Inc COMMON 172967424 58,966 2,302 348 1,954 None 348 1,954
Clean Energy Fuels
Corp. COMMON 184499101 351,392 31,600 31,600 1 31,600
Coach Inc COMMON 189754104 5,846,424 112,800 112,800 1 54,894 57,906
Coca-Cola Co COMMON 191216100 951,565,757 14,084,751 14,084,751 1 400 7,789,401 6,294,950
Coca-Cola Co COMMON 191216100 19,616,102 290,351 290,351 1., 2. 252,719 37,632
Coca-Cola Co COMMON 191216100 353,334,071 5,229,930 5,229,930 1., 3. 4,719,880 510,050
Coca-Cola Co COMMON 191216100 5,623,019 83,230 6,380 76,850 None 6,380 76,850
Coca Cola Hellenic
Bttlg COMMON 1912EP104 894,650 50,000 50,000 1 50,000
Colgate Palmolive Co COMMON 194162103 3,478,675 39,227 39,227 1 2,520 36,707
--------------
COLUMN TOTALS 2,283,191,483
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION"
FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
----------------------- ------- --------- -------------- ---------- ---------------------------- ------- ---------------------------
Investment Discretion
(Shares)
Title Shares or ---------------------------- Voting Authority (Shares)
of CUSIP Fair Principal (c)Shared ---------------------------
Name of Issuer Class Number Market Value Amount (a)Sole (b)Shared -Other (a)Sole (b)Shared (c)None
----------------------- ------- --------- -------------- ---------- ------- ---------- --------- ------- --------- ---------
ConAgra Foods Inc COMMON 205887102 474,131 19,576 19,576 1 19,576
ConocoPhillips COMMON 20825C104 408,954,063 6,458,529 6,458,529 1 3,702,750 2,755,779
ConocoPhillips COMMON 20825C104 2,388,430 37,720 37,720 1., 2. 23,400 14,320
ConocoPhillips COMMON 20825C104 54,164,308 855,406 855,406 1., 3. 685,000 170,406
ConocoPhillips COMMON 20825C104 1,177,752 18,600 2,400 16,200 None 2,400 16,200
Costco Whsl Corp (new) COMMON 22160K105 604,313 7,358 7,358 1 2,678 4,680
Crown Holdings Inc. COMMON 228368106 247,941 8,100 8,100 1 8,100
Curtiss-Wright Corp COMMON 231561101 727,323 25,228 25,228 1 21,808 3,420
Curtiss-Wright Corp COMMON 231561101 1,606,754 55,732 55,732 1., 3. 55,732
Danaher Corp COMMON 235851102 372,218 8,875 8,875 1 4,000 4,875
Danone Sponsored ADR COMMON 23636T100 18,560,160 1,497,101 1,497,101 1 726,700 770,401
Davita Inc COMMON 23918K108 260,081 4,150 4,150 1 4,150
Devon Energy Corp COMMON 25179M103 199,140 3,592 3,592 1 3,443 149
Devon Energy Corp COMMON 25179M103 22,176 400 400 1., 2. 400
Diageo PLC Sponsored
ADR COMMON 25243Q205 22,855,158 301,003 301,003 1 73,650 227,353
Diageo PLC Sponsored
ADR COMMON 25243Q205 174,639 2,300 2,300 1., 2. 1,800 500
Diageo PLC Sponsored
ADR COMMON 25243Q205 37,965 500 500 None 500
Diamond Foods Inc. COMMON 252603105 877,800 11,000 11,000 1 11,000
Walt Disney Co COMMON 254687106 106,241,465 3,522,595 3,522,595 1 1,656,436 1,866,159
Walt Disney Co COMMON 254687106 687,497 22,795 22,795 1., 2. 13,775 9,020
Walt Disney Co COMMON 254687106 1,953,614 64,775 64,775 1., 3. 17,000 47,775
Dreyfus Appreciation
Fund COMMON 261970107 4,116,906 111,842 111,842 1 111,042 800
--------------
COLUMN TOTALS 626,703,834
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION"
FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
----------------------- ------- --------- -------------- ---------- ---------------------------- ------- ---------------------------
Investment Discretion
(Shares)
Title Shares or ---------------------------- Voting Authority (Shares)
of CUSIP Fair Principal (c)Shared ---------------------------
Name of Issuer Class Number Market Value Amount (a)Sole (b)Shared -Other (a)Sole (b)Shared (c)None
----------------------- ------- --------- -------------- ---------- ------- ---------- --------- ------- --------- ---------
Dreyfus Core Equity
Fund Class A COMMON 261978217 3,471,342 225,705 225,705 1 225,705
Dreyfus Tax Managed
Growth Fund -
Class A COMMON 261978381 1,600,305 90,209 90,209 1 90,209
Dreyfus Worldwide
Growth Fund -
Class A COMMON 261989107 3,743,684 97,619 97,619 1 97,619
DuPont E I de Nemours COMMON 263534109 1,251,421 31,309 31,309 1 200 28,798 2,311
EMC Corp COMMON 268648102 560,601 26,708 26,708 1 3,890 22,818
EMC Corp COMMON 268648102 13,644 650 650 1., 2. 650
EOG Resources Inc COMMON 26875P101 1,445,551 20,357 20,357 1 2,042 18,315
Eaton Vance Corp
(non-voting) COMMON 278265103 20,844,720 936,000 936,000 1., 2. 936,000
Eaton Vance Corp
(non-voting) COMMON 278265103 94,068,480 4,224,000 4,224,000 1., 3. 4,224,000
Ecolab Inc COMMON 278865100 271,780 5,559 5,559 1 5,559
El Paso Corporation COMMON 28336L109 671,756 38,430 38,430 1 38,430
Emerson Electric Co. COMMON 291011104 1,884,562 45,620 45,620 1 600 22,621 22,399
Emerson Electric Co. COMMON 291011104 78,489 1,900 1,900 1., 2. 1,900
Encore Bancshares Inc. COMMON 29255V201 1,928,138 180,876 180,876 1., 3. 180,876
Energy Transfer
Partners L.P. COMMON 29273R109 2,772,276 67,600 67,600 1 67,100 500
Entergy Corp COMMON 29364G103 1,142,508 17,235 17,235 1 9,985 7,250
--------------
COLUMN TOTALS 135,749,257
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION"
FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
----------------------- ------- --------- -------------- ---------- ---------------------------- ------- ---------------------------
Investment Discretion
(Shares)
Title Shares or ---------------------------- Voting Authority (Shares)
of CUSIP Fair Principal (c)Shared ---------------------------
Name of Issuer Class Number Market Value Amount (a)Sole (b)Shared -Other (a)Sole (b)Shared (c)None
----------------------- ------- --------- -------------- ---------- ------- ---------- --------- ------- --------- ---------
Entergy Corp COMMON 29364G103 13,258 200 200 1., 2. 200
Enterprise Products
Partners, LP COMMON 293792107 299,117,645 7,450,004 7,450,004 1 6,196,617 1,253,387
Enterprise Products
Partners, LP COMMON 293792107 489,830 12,200 12,200 1., 2. 5,500 6,700
Eskay Mining
Corporation (CDN) COMMON 296437106 900 10,000 10,000 1 10,000
Exelon Corp COMMON 30161N101 1,104,110 25,912 25,912 1 13,700 12,212
Exxon Mobil Corp COMMON 30231G102 1,111,619,522 15,305,239 15,305,239 1 628 8,566,080 6,738,532
Exxon Mobil Corp COMMON 30231G102 21,239,458 292,434 292,434 1., 2. 240,276 52,158
Exxon Mobil Corp COMMON 30231G102 326,752,710 4,498,867 4,498,867 1., 3. 4,055,160 443,707
Exxon Mobil Corp COMMON 30231G102 5,781,784 79,606 8,182 71,424 None 8,182 71,424
Fastenal Company COMMON 311900104 253,993 7,632 7,632 1 7,632
Fidelity Floating
Rate Hight Income
Fund COMMON 315916783 158,844 16,791 16,791 1 16,791
Finning Int'l Inc. COMMON 318071404 5,145,616 280,000 280,000 1 40,000 240,000
Fluor Corp COMMON 343412102 314,445 6,755 6,755 1 2,190 4,565
Fluor Corp COMMON 343412102 18,620 400 400 1., 2. 400
Fomento Economico
Mexicano SAB de CV
Sponso ADR COMMON 344419106 11,153,902 172,075 172,075 1 18,865 153,210
Fomento Economico
Mexicano SAB de CV
Sponso ADR COMMON 344419106 77,784 1,200 1,200 None 1,200
Fortune Brands Inc COMMON 349631101 560,593 10,366 10,366 1 2,050 8,316
--------------
COLUMN TOTALS 1,783,803,014
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION"
FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
----------------------- ------- --------- -------------- ---------- ---------------------------- ------- ---------------------------
Investment Discretion
(Shares)
Title Shares or ---------------------------- Voting Authority (Shares)
of CUSIP Fair Principal (c)Shared ---------------------------
Name of Issuer Class Number Market Value Amount (a)Sole (b)Shared -Other (a)Sole (b)Shared (c)None
----------------------- ------- --------- -------------- ---------- ------- ---------- --------- ------- --------- ---------
Franklin Resources Inc COMMON 354613101 117,527,023 1,228,848 1,228,848 1 640,907 587,941
Franklin Resources Inc COMMON 354613101 697,694 7,295 7,295 1., 2. 3,580 3,715
Franklin Resources Inc COMMON 354613101 17,698,086 185,049 185,049 1., 3. 164,849 20,200
Freeport McMoRan
Copper & Gold Inc
(Class B) COMMON 35671D857 184,395,643 6,055,686 6,055,686 1 2,975,540 3,080,146
Freeport McMoRan
Copper & Gold Inc
(Class B) COMMON 35671D857 1,163,495 38,210 38,210 1., 2. 23,385 14,825
Freeport McMoRan
Copper & Gold Inc
(Class B) COMMON 35671D857 10,647,147 349,660 349,660 1., 3. 172,000 177,660
Freeport McMoRan
Copper & Gold Inc
(Class B) COMMON 35671D857 188,790 6,200 1,800 4,400 None 1,800 4,400
General Dynamics Corp COMMON 369550108 38,493,082 676,623 676,623 1 514,476 162,147
General Dynamics Corp COMMON 369550108 324,557 5,705 5,705 1., 2. 1,615 4,090
General Dynamics Corp COMMON 369550108 3,146,301 55,305 55,305 1., 3. 20,000 35,305
General Dynamics Corp COMMON 369550108 9,102 160 160 None 160
General Electric Co COMMON 369604103 196,809,026 12,930,948 12,930,948 1 1,800 7,672,861 5,256,287
General Electric Co COMMON 369604103 4,602,338 302,388 302,388 1., 2. 261,160 41,228
General Electric Co COMMON 369604103 26,513,651 1,742,027 1,742,027 1., 3. 1,320,000 422,027
General Electric Co COMMON 369604103 1,242,409 81,630 6,865 74,765 None 6,865 74,765
General Growth
Properties Inc. COMMON 370023103 221,371 18,295 18,295 1 18,295
General Mills Inc COMMON 370334104 1,359,082 35,310 35,310 1 361 34,949
GlaxoSmithKline PLC
ADR COMMON 37733W105 569,017 13,781 13,781 1 9,609 4,172
Google Inc. COMMON 38259P508 779,771 1,514 1,514 1 45 933 536
GPS Industries Inc. COMMON 383870102 116 577,664 577,664 1 577,664
Grainger (W.W.) Inc COMMON 384802104 354,709 2,372 2,372 1 2,372
--------------
COLUMN TOTALS 606,742,410
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION"
FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
----------------------- ------- --------- -------------- ---------- ---------------------------- ------- ---------------------------
Investment Discretion
(Shares)
Title Shares or ---------------------------- Voting Authority (Shares)
of CUSIP Fair Principal (c)Shared ---------------------------
Name of Issuer Class Number Market Value Amount (a)Sole (b)Shared -Other (a)Sole (b)Shared (c)None
----------------------- ------- --------- -------------- ---------- ------- ---------- --------- ------- --------- ---------
Greatbatch Inc. COMMON 39153L106 600,300 30,000 30,000 1 30,000
Grifols S.A. Spon ADR COMMON 398438309 616,622 96,498 96,498 1 96,498
HSBC Holdings plc Ltd
Sponsored ADR COMMON 404280406 104,493,584 2,746,940 2,746,940 1 50 1,678,570 1,068,320
HSBC Holdings plc Ltd
Sponsored ADR COMMON 404280406 1,119,936 29,441 29,441 1., 2. 18,398 11,043
HSBC Holdings plc Ltd
Sponsored ADR COMMON 404280406 44,918,583 1,180,825 1,180,825 1., 3. 1,120,548 60,277
HSBC Holdings plc Ltd
Sponsored ADR COMMON 404280406 263,655 6,931 2,264 4,667 None 2,264 4,667
Halliburton Co COMMON 406216101 2,022,416 66,265 66,265 1 33,020 33,245
Halliburton Co COMMON 406216101 61,040 2,000 2,000 1., 2. 2,000
Halliburton Co COMMON 406216101 33,328 1,092 1,092 1., 3. 1,092
Hancock Holdings Corp COMMON 410120109 567,032 21,150 21,150 1 21,150
Heinz (H. J.) Co COMMON 423074103 3,121,986 61,846 61,846 1 41,317 20,529
Heinz (H. J.) Co COMMON 423074103 1,514,400 30,000 30,000 1., 2. 30,000
Heinz (H. J.) Co COMMON 423074103 21,201,600 420,000 420,000 1., 3. 420,000
Hess Corporation COMMON 42809H107 1,554,914 29,640 29,640 1 9,300 20,340
Hess Corporation COMMON 42809H107 36,722 700 700 1., 3. 700
Hewlett-Packard Co COMMON 428236103 223,894 9,973 9,973 1 1,298 8,675
Home Depot Inc COMMON 437076102 17,294,583 526,151 526,151 1 300 425,825 100,026
Home Depot Inc COMMON 437076102 629,461 19,150 19,150 1., 2. 17,950 1,200
Home Depot Inc COMMON 437076102 4,390,775 133,580 133,580 1., 3. 100,000 33,580
Home Depot Inc COMMON 437076102 39,444 1,200 1,200 None 1,200
Honeywell Int'l Inc COMMON 438516106 1,901,918 43,314 43,314 1 190 31,450 11,674
--------------
COLUMN TOTALS 206,606,193
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION"
FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
----------------------- ------- --------- -------------- ---------- ---------------------------- ------- ---------------------------
Investment Discretion
(Shares)
Title Shares or ---------------------------- Voting Authority (Shares)
of CUSIP Fair Principal (c)Shared ---------------------------
Name of Issuer Class Number Market Value Amount (a)Sole (b)Shared -Other (a)Sole (b)Shared (c)None
----------------------- ------- --------- -------------- ---------- ------- ---------- --------- ------- --------- ---------
Honeywell Int'l Inc COMMON 438516106 4,391 100 100 1., 2. 100
Illinois Tool Works
Inc COMMON 452308109 239,200 5,750 5,750 1 5,750
Imperial Oil Ltd COMMON 453038408 45,677,778 1,264,962 1,264,962 1 18,700 1,246,262
Imperial Oil Ltd COMMON 453038408 97,497 2,700 2,700 1., 2. 2,700
Imperial Oil Ltd COMMON 453038408 1,531,064 42,400 42,400 1., 3. 42,400
Intel Corporation COMMON 458140100 341,235,588 15,994,169 15,994,169 1 8,845,870 7,148,298
Intel Corporation COMMON 458140100 2,368,185 111,000 111,000 1., 2. 57,260 53,740
Intel Corporation COMMON 458140100 25,643,198 1,201,931 1,201,931 1., 3. 577,600 624,331
Intel Corporation COMMON 458140100 1,077,844 50,520 5,540 44,980 None 5,540 44,980
Intl Business Machines COMMON 459200101 379,260,718 2,168,815 2,168,815 1 1,150,535 1,018,280
Intl Business Machines COMMON 459200101 2,544,359 14,550 14,550 1., 2. 8,075 6,475
Intl Business Machines COMMON 459200101 17,222,072 98,485 98,485 1., 3. 46,700 51,785
Intl Business Machines COMMON 459200101 708,224 4,050 1,050 3,000 None 1,050 3,000
Intuitive Surgical
Inc. COMMON 46120E602 96,931,994 266,092 266,092 1 124,313 141,779
Intuitive Surgical
Inc. COMMON 46120E602 491,778 1,350 1,350 1., 2. 1,095 255
Intuitive Surgical
Inc. COMMON 46120E602 1,686,616 4,630 4,630 1., 3. 1,000 3,630
iShares MSCI Pacific
ex-Japan Index Fund COMMON 464286665 291,182 7,919 7,919 1 7,919
iShares MSCI Japan
Index Fund Inc. COMMON 464286848 103,341 10,924 10,924 1 10,924
iShares Trust S&P 500
Index Fund COMMON 464287200 532,069 4,680 4,680 1 4,680
iShares Trust MSCI
EAFE Index COMMON 464287465 219,310 4,590 4,590 1 4,590
IShares Trust Russell
Mid Cap COMMON 464287499 296,079 3,355 3,355 1 3,355
--------------
COLUMN TOTALS 918,162,487
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION"
FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
----------------------- ------- --------- -------------- ---------- ---------------------------- ------- ---------------------------
Investment Discretion
(Shares)
Title Shares or ---------------------------- Voting Authority (Shares)
of CUSIP Fair Principal (c)Shared ---------------------------
Name of Issuer Class Number Market Value Amount (a)Sole (b)Shared -Other (a)Sole (b)Shared (c)None
----------------------- ------- --------- -------------- ---------- ------- ---------- --------- ------- --------- ---------
iShares Trust S&P
MidCap COMMON 464287507 903,592 11,586 11,586 1 11,586
IShares Trust Russell
2000 COMMON 464287655 275,847 4,290 4,290 1 4,290
Ishares Trust Asia Ex
Japan Index Fund COMMON 464288182 394,108 8,450 8,450 1 8,450
JPMorgan Chase & Co. COMMON 46625H100 269,968,057 8,963,083 8,963,083 1 459 4,776,694 4,185,930
JPMorgan Chase & Co. COMMON 46625H100 5,147,708 170,907 170,907 1., 2. 146,286 24,621
JPMorgan Chase & Co. COMMON 46625H100 17,116,624 568,281 568,281 1., 3. 357,950 210,331
JPMorgan Chase & Co. COMMON 46625H100 534,630 17,750 3,350 14,400 None 3,350 14,400
Johnson & Johnson COMMON 478160104 562,151,667 8,826,373 8,826,373 1 600 4,694,704 4,131,069
Johnson & Johnson COMMON 478160104 5,895,146 92,560 92,560 1., 2. 64,510 28,050
Johnson & Johnson COMMON 478160104 41,588,169 652,978 652,978 1., 3. 425,800 227,178
Johnson & Johnson COMMON 478160104 1,429,204 22,440 4,240 18,200 None 4,240 18,200
Kellogg Co COMMON 487836108 18,488,897 347,601 347,601 1 213,026 134,575
Kellogg Co COMMON 487836108 4,086,056 76,820 76,820 1., 2. 74,840 1,980
Kellogg Co COMMON 487836108 27,132,751 510,110 510,110 1., 3. 505,760 4,350
Kellogg Co COMMON 487836108 452,115 8,500 8,500 None 8,500
Kemper Corp COMMON 488401100 12,017,977 501,585 501,585 1 439,611 61,974
Kemper Corp COMMON 488401100 11,980 500 500 1., 2. 500
Kemper Corp COMMON 488401100 17,569,101 733,268 733,268 1., 3. 725,020 8,248
Kinder Morgan Energy
Partners L.P. COMMON 494550106 358,443,310 5,241,932 5,241,932 1 4,270,820 971,112
Kinder Morgan Energy
Partners L.P. COMMON 494550106 1,121,432 16,400 16,400 1., 2. 16,400
Kinder Morgan
Management LLC COMMON 49455U100 938,570 15,992 15,992 1 15,992
--------------
COLUMN TOTALS 1,345,666,941
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION"
FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
----------------------- ------- --------- -------------- ---------- ---------------------------- ------- ---------------------------
Investment Discretion
(Shares)
Title Shares or ---------------------------- Voting Authority (Shares)
of CUSIP Fair Principal (c)Shared ---------------------------
Name of Issuer Class Number Market Value Amount (a)Sole (b)Shared -Other (a)Sole (b)Shared (c)None
----------------------- ------- --------- -------------- ---------- ------- ---------- --------- ------- --------- ---------
Kinder Morgan Inc. COMMON 49456B101 30,011,300 1,159,185 1,159,185 1 866,900 292,285
Kinder Morgan Inc. COMMON 49456B101 420,065 16,225 16,225 1., 2. 2,650 13,575
Kinder Morgan Inc. COMMON 49456B101 45,828,070 1,770,107 1,770,107 1., 3. 1,678,107 92,000
Kirby Corp COMMON 497266106 1,324,264 25,157 25,157 1 5,157 20,000
Kraft Foods Inc COMMON 50075N104 185,048,198 5,510,667 5,510,667 1 622 2,831,573 2,678,472
Kraft Foods Inc COMMON 50075N104 5,392,511 160,587 160,587 1., 2. 143,007 17,580
Kraft Foods Inc COMMON 50075N104 146,538,889 4,363,874 4,363,874 1., 3. 4,294,225 69,649
Kraft Foods Inc COMMON 50075N104 1,685,783 50,202 5,102 45,100 None 5,102 45,100
L'Oreal Co ADR
Unsponsored COMMON 502117203 18,746,524 952,040 952,040 1 952,040
LTWC Corporation COMMON 502386105 15 18,468 18,468 1 18,468
Estee Lauder Co Cl A COMMON 518439104 127,824,856 1,455,201 1,455,201 1 785,964 669,237
Estee Lauder Co Cl A COMMON 518439104 518,256 5,900 5,900 1., 2. 4,875 1,025
Estee Lauder Co Cl A COMMON 518439104 11,930,868 135,825 135,825 1., 3. 95,300 40,525
Estee Lauder Co Cl A COMMON 518439104 70,272 800 800 None 800
Leggett & Platt Inc COMMON 524660107 1,583,200 80,000 80,000 1., 3. 80,000
Eli Lilly & Co COMMON 532457108 1,821,142 49,260 49,260 1 19,726 29,534
Eli Lilly & Co COMMON 532457108 480,610 13,000 13,000 1., 3. 13,000
Eli Lilly & Co COMMON 532457108 70,982 1,920 1,920 None 1,920
Lincoln Electric Hldgs COMMON 533900106 5,999,268 206,800 206,800 1., 3. 206,800
Lord Abbet Investment
Tr Cl A COMMON 543916191 120,431 13,639 13,639 1 13,639
--------------
COLUMN TOTALS 585,415,504
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION"
FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
----------------------- ------- --------- -------------- ---------- ---------------------------- ------- ---------------------------
Investment Discretion
(Shares)
Title Shares or ---------------------------- Voting Authority (Shares)
of CUSIP Fair Principal (c)Shared ---------------------------
Name of Issuer Class Number Market Value Amount (a)Sole (b)Shared -Other (a)Sole (b)Shared (c)None
----------------------- ------- --------- -------------- ---------- ------- ---------- --------- ------- --------- ---------
Lowe's Cos Inc COMMON 548661107 390,281 20,180 20,180 1 5,800 14,380
Marsh & McLennan Cos,
Inc COMMON 571748102 504,875 19,016 19,016 1 18,496 520
Marsh & McLennan Cos,
Inc COMMON 571748102 371,700 14,000 14,000 None 14,000
McDonalds Corp COMMON 580135101 551,656,410 6,281,672 6,281,672 1 3,302,991 2,978,681
McDonalds Corp COMMON 580135101 3,883,400 44,220 44,220 1., 2. 26,420 17,800
McDonalds Corp COMMON 580135101 41,855,188 476,602 476,602 1., 3. 305,000 171,602
McDonalds Corp COMMON 580135101 1,062,622 12,100 2,900 9,200 None 2,900 9,200
McGraw-Hill Inc COMMON 580645109 143,074,387 3,489,619 3,489,619 1 1,932,052 1,557,567
McGraw-Hill Inc COMMON 580645109 1,245,140 30,369 30,369 1., 2. 14,775 15,594
McGraw-Hill Inc COMMON 580645109 9,828,684 239,724 239,724 1., 3. 114,600 125,124
McGraw-Hill Inc COMMON 580645109 131,200 3,200 3,200 None 3,200
McMoRan Exploration Co COMMON 582411104 198,600 20,000 20,000 1 20,000
Mead Johnson
Nutrition Co COMMON 582839106 855,419 12,428 12,428 1 2,462 9,966
Mead Johnson
Nutrition Co COMMON 582839106 8,397 122 122 1., 3. 122
Medco Health
Solutions Inc. COMMON 58405U102 782,735 16,693 16,693 1 12,372 4,321
Medco Health
Solutions Inc. COMMON 58405U102 840,269 17,920 17,920 1., 2. 17,366 554
Medco Health
Solutions Inc. COMMON 58405U102 19,883,236 424,040 424,040 1., 3. 424,028 12
Medco Health
Solutions Inc. COMMON 58405U102 263,428 5,618 72 5,546 None 72 5,546
Medtronic Inc COMMON 585055106 83,875,722 2,523,337 2,523,337 1 1,299,350 1,223,987
Medtronic Inc COMMON 585055106 397,052 11,945 11,945 1., 2. 4,385 7,560
Medtronic Inc COMMON 585055106 4,281,146 128,795 128,795 1., 3. 68,000 60,795
Medtronic Inc COMMON 585055106 26,592 800 800 None 800
Merck & Co., Inc. COMMON 58933Y105 210,425,101 6,435,018 6,435,018 1 553 3,893,498 2,540,967
--------------
COLUMN TOTALS 1,075,841,584
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION"
FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
----------------------- ------- --------- -------------- ---------- ---------------------------- ------- ---------------------------
Investment Discretion
(Shares)
Title Shares or ---------------------------- Voting Authority (Shares)
of CUSIP Fair Principal (c)Shared ---------------------------
Name of Issuer Class Number Market Value Amount (a)Sole (b)Shared -Other (a)Sole (b)Shared (c)None
----------------------- ------- --------- -------------- ---------- ------- ---------- --------- ------- --------- ---------
Merck & Co., Inc. COMMON 58933Y105 3,980,179 121,718 121,718 1., 2. 103,096 18,622
Merck & Co., Inc. COMMON 58933Y105 68,533,608 2,095,829 2,095,829 1., 3. 1,938,600 157,229
Merck & Co., Inc. COMMON 58933Y105 1,297,536 39,680 3,580 36,100 None 3,580 36,100
Mesa Royalty Trust COMMON 590660106 396,000 9,000 9,000 1., 3. 9,000
Microsoft Corp COMMON 594918104 14,781,632 593,878 593,878 1 288,370 305,508
Microsoft Corp COMMON 594918104 985,644 39,600 39,600 1., 2. 39,600
Microsoft Corp COMMON 594918104 345,722 13,890 13,890 1., 3. 13,890
Microsoft Corp COMMON 594918104 80,644 3,240 3,240 None 3,240
Microchip Technology
Inc. COMMON 595017104 807,367 25,952 25,952 1 15,315 10,637
Microchip Technology
Inc. COMMON 595017104 9,333 300 300 1., 2. 200 100
Microchip Technology
Inc. COMMON 595017104 311 10 10 1., 3. 10
National Oilwell
Varco Inc COMMON 637071101 665,911 13,001 13,001 1 1,750 11,251
News Corp Class A
(Limited Voting) COMMON 65248E104 122,795,657 7,932,536 7,932,536 1 3,726,799 4,205,737
News Corp Class A
(Limited Voting) COMMON 65248E104 656,352 42,400 42,400 1., 2. 20,650 21,750
News Corp Class A
(Limited Voting) COMMON 65248E104 6,527,173 421,652 421,652 1., 3. 224,600 197,052
News Corp Class A
(Limited Voting) COMMON 65248E104 49,536 3,200 3,200 None 3,200
News Corp Class B COMMON 65248E203 13,149,661 842,927 842,927 1 500,199 342,728
News Corp Class B COMMON 65248E203 546,000 35,000 35,000 1., 3. 35,000
NextEra Energy Inc. COMMON 65339F101 789,232 14,610 14,610 1 8,160 6,450
NIKE Inc Class B COMMON 654106103 255,675 2,990 2,990 1 45 2,945
Norfolk Southern Corp COMMON 655844108 1,557,719 25,528 25,528 1 8,103 17,425
--------------
COLUMN TOTALS 238,210,892
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION"
FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
----------------------- ------- --------- -------------- ---------- ---------------------------- ------- ---------------------------
Investment Discretion
(Shares)
Title Shares or ---------------------------- Voting Authority (Shares)
of CUSIP Fair Principal (c)Shared ---------------------------
Name of Issuer Class Number Market Value Amount (a)Sole (b)Shared -Other (a)Sole (b)Shared (c)None
----------------------- ------- --------- -------------- ---------- ------- ---------- --------- ------- --------- ---------
Novartis A G Spon ADR COMMON 66987V109 8,006,397 143,561 143,561 1 210 73,880 69,471
Novartis A G Spon ADR COMMON 66987V109 111,540 2,000 2,000 1., 2. 2,000
Novo-Nordisk A S ADR COMMON 670100205 198,235,679 1,991,918 1,991,918 1 1,095,204 896,714
Novo-Nordisk A S ADR COMMON 670100205 1,452,494 14,595 14,595 1., 2. 7,985 6,610
Novo-Nordisk A S ADR COMMON 670100205 8,276,581 83,165 83,165 1., 3. 50,000 33,165
Occidental Petroleum
Corp COMMON 674599105 297,628,906 4,162,642 4,162,642 1 100 2,227,371 1,935,171
Occidental Petroleum
Corp COMMON 674599105 1,596,953 22,335 22,335 1., 2. 12,195 10,140
Occidental Petroleum
Corp COMMON 674599105 17,577,560 245,840 245,840 1., 3. 138,000 107,840
Occidental Petroleum
Corp COMMON 674599105 293,150 4,100 1,100 3,000 None 1,100 3,000
Oneok Partners LP COMMON 68268N103 4,229,366 90,720 90,720 1 90,720
Oracle Corp COMMON 68389X105 1,439,931 50,102 50,102 1 28,869 21,233
PIMCO High Yield
Funds Class A COMMON 693390379 938,808 109,037 109,037 1 109,037
Panacos
Pharmaceuticals,
Inc. COMMON 69811Q106 859 171,850 171,850 1 171,850
Patriot Coal Corp. COMMON 70336T104 13,824 1,634 1,634 1 372 1,262
Patriot Coal Corp. COMMON 70336T104 5,076,000 600,000 600,000 1., 3. 600,000
Peabody Energy Corp. COMMON 704549104 738,415 21,795 21,795 1 3,790 18,005
PepsiCo Inc COMMON 713448108 366,134,832 5,914,941 5,914,941 1 600 3,328,580 2,585,761
PepsiCo Inc COMMON 713448108 3,014,045 48,692 48,692 1., 2. 26,715 21,977
PepsiCo Inc COMMON 713448108 21,543,243 348,033 348,033 1., 3. 158,100 189,933
PepsiCo Inc COMMON 713448108 1,011,446 16,340 3,440 12,900 None 3,440 12,900
Perrigo Co COMMON 714290103 245,300 2,526 2,526 1 1,866 660
--------------
COLUMN TOTALS 937,565,329
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION"
FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
----------------------- ------- --------- -------------- ---------- ---------------------------- ------- ---------------------------
Investment Discretion
(Shares)
Title Shares or ---------------------------- Voting Authority (Shares)
of CUSIP Fair Principal (c)Shared ---------------------------
Name of Issuer Class Number Market Value Amount (a)Sole (b)Shared -Other (a)Sole (b)Shared (c)None
----------------------- ------- --------- -------------- ---------- ------- ---------- --------- ------- --------- ---------
Petroleo Brasileiro S
A Petrobas ADR
preferred sh
268341 sedol COMMON 71654V101 1,572,648 75,900 75,900 1 2,700 73,200
Pfizer Inc COMMON 717081103 6,302,319 356,466 356,466 1 1,800 121,994 232,672
Pfizer Inc COMMON 717081103 3,500,640 198,000 198,000 1., 2. 198,000
Pfizer Inc COMMON 717081103 3,792,360 214,500 214,500 1., 3. 214,500
Pfizer Inc COMMON 717081103 998,920 56,500 4,400 52,100 None 4,400 52,100
Philip Morris Int'l
Inc. COMMON 718172109 1,075,929,440 17,247,987 17,247,987 1 900 9,470,053 7,777,034
Philip Morris Int'l
Inc. COMMON 718172109 20,328,769 325,886 325,886 1., 2. 275,100 50,786
Philip Morris Int'l
Inc. COMMON 718172109 457,439,402 7,333,110 7,333,110 1., 3. 6,680,000 653,110
Philip Morris Int'l
Inc. COMMON 718172109 8,501,396 136,284 8,684 127,600 None 8,684 127,600
Piedmont Natural Gas
Inc COMMON 720186105 12,085,843 418,340 418,340 1 418,340
Plains All American
Pipeline L.P. COMMON 726503105 91,488,619 1,552,760 1,552,760 1 1,439,350 113,410
Plains Exploration &
Production Co. COMMON 726505100 235,707 10,379 10,379 1 10,379
Plum Creek Timber Co
Inc COMMON 729251108 371,119 10,692 10,692 1 9,292 1,400
Powershares QQQ Trust COMMON 73935A104 412,047 7,850 7,850 1 7,850
Praxair Inc COMMON 74005P104 256,298,648 2,741,748 2,741,748 1 200 1,496,213 1,245,335
Praxair Inc COMMON 74005P104 2,001,407 21,410 21,410 1., 2. 13,370 8,040
Praxair Inc COMMON 74005P104 18,712,546 200,177 200,177 1., 3. 133,000 67,177
Praxair Inc COMMON 74005P104 74,784 800 800 None 800
Price (T Rowe) Group
Inc. COMMON 74144T108 744,495 15,585 15,585 1 950 14,635
Price (T Rowe) Group
Inc. COMMON 74144T108 382,160,000 8,000,000 8,000,000 1., 3. 8,000,000
Procter & Gamble COMMON 742718109 605,116,213 9,577,655 9,577,655 1 140 5,166,794 4,410,721
--------------
COLUMN TOTALS 2,948,067,322
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION"
FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
----------------------- ------- --------- -------------- ---------- ---------------------------- ------- ---------------------------
Investment Discretion
(Shares)
Title Shares or ---------------------------- Voting Authority (Shares)
of CUSIP Fair Principal (c)Shared ---------------------------
Name of Issuer Class Number Market Value Amount (a)Sole (b)Shared -Other (a)Sole (b)Shared (c)None
----------------------- ------- --------- -------------- ---------- ------- ---------- --------- ------- --------- ---------
Procter & Gamble COMMON 742718109 13,405,532 212,180 212,180 1., 2. 183,985 28,195
Procter & Gamble COMMON 742718109 126,186,002 1,997,246 1,997,246 1., 3. 1,750,000 247,246
Procter & Gamble COMMON 742718109 3,293,889 52,135 3,390 48,745 None 3,390 48,745
Progress Energy Inc COMMON 743263105 1,107,325 21,410 21,410 1 7,000 14,410
Prudential Financial
Inc COMMON 744320102 6,986,029 149,083 149,083 1 100,181 48,902
Prudential Financial
Inc COMMON 744320102 133,317 2,845 2,845 1., 2. 345 2,500
Prudential Financial
Inc COMMON 744320102 1,131,435 24,145 24,145 1., 3. 24,145
QEP Resources, Inc. COMMON 74733V100 274,490 10,140 10,140 1 6,440 3,700
Qualcomm Inc COMMON 747525103 95,524,307 1,964,308 1,964,308 1 1,233,439 730,869
Qualcomm Inc COMMON 747525103 534,930 11,000 11,000 1., 2. 9,200 1,800
Qualcomm Inc COMMON 747525103 5,365,834 110,340 110,340 1., 3. 62,000 48,340
Qualcomm Inc COMMON 747525103 38,904 800 800 None 800
Questar Corp COMMON 748356102 179,579 10,140 10,140 1 6,440 3,700
Ralph Lauren Corp. COMMON 751212101 1,638,111 12,630 12,630 1 930 11,700
Ralph Lauren Corp. COMMON 751212101 19,455 150 150 1., 3. 150
Rio Tinto PLC Spon ADR COMMON 767204100 133,291,871 3,023,863 3,023,863 1 60 1,394,134 1,629,669
Rio Tinto PLC Spon ADR COMMON 767204100 1,040,729 23,610 23,610 1., 2. 14,045 9,565
Rio Tinto PLC Spon ADR COMMON 767204100 3,920,475 88,940 88,940 1., 3. 60,100 28,840
Rio Tinto PLC Spon ADR COMMON 767204100 11,461 260 260 None 260
Roche Holding AG ADR
Sponsored
ADR(non-voting) COMMON 771195104 183,068,698 4,521,588 4,521,588 1 600 2,024,390 2,496,598
Roche Holding AG ADR
Sponsored
ADR(non-voting) COMMON 771195104 1,434,074 35,420 35,420 1., 2. 12,920 22,500
Roche Holding AG ADR
Sponsored
ADR(non-voting) COMMON 771195104 6,388,959 157,800 157,800 1., 3. 79,000 78,800
Roche Holding AG ADR
Sponsored
ADR(non-voting) COMMON 771195104 502,047 12,400 2,400 10,000 None 2,400 10,000
--------------
COLUMN TOTALS 585,477,453
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION"
FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
----------------------- ------- --------- -------------- ---------- ---------------------------- ------- ---------------------------
Investment Discretion
(Shares)
Title Shares or ---------------------------- Voting Authority (Shares)
of CUSIP Fair Principal (c)Shared ---------------------------
Name of Issuer Class Number Market Value Amount (a)Sole (b)Shared -Other (a)Sole (b)Shared (c)None
----------------------- ------- --------- -------------- ---------- ------- ---------- --------- ------- --------- ---------
Rockwell Automation COMMON 773903109 318,528 5,688 5,688 1 950 4,738
Royal Dutch Shell Plc
B ADRs (1 ADR= 2
Ordinary S COMMON 780259107 1,331,469 21,458 21,458 1 18,762 2,696
Royal Dutch Shell plc
ADR COMMON 780259206 343,379,914 5,581,598 5,581,598 1 300 2,834,818 2,746,480
Royal Dutch Shell plc
ADR COMMON 780259206 3,083,444 50,121 50,121 1., 2. 35,166 14,955
Royal Dutch Shell plc
ADR COMMON 780259206 15,716,330 255,467 255,467 1., 3. 127,592 127,875
Royal Dutch Shell plc
ADR COMMON 780259206 1,218,096 19,800 2,000 17,800 None 2,000 17,800
S&P Depositary Receipt COMMON 78462F103 830,860 7,343 7,343 1 204 7,139
SPDR Index Shares
Fund S&P Emerging
Middle East Africa
ETF COMMON 78463X806 201,550 3,327 3,327 1 3,327
SPDR S&P Midcap 400
ETF Trust COMMON 78467Y107 200,445 1,530 1,530 1 1,530
Sabine Royalty Trust COMMON 785688102 78,737 1,249 1,249 1 1,249
Sabine Royalty Trust COMMON 785688102 9,456,000 150,000 150,000 1., 3. 150,000
Sara Lee Corp COMMON 803111103 251,250 15,367 15,367 1 14,737 630
Savient
Pharmaceuticals
Inc. COMMON 80517Q100 56,826 13,860 13,860 1 13,860
Schlumberger Ltd COMMON 806857108 2,966,013 49,657 49,657 1 39,611 10,046
Schlumberger Ltd COMMON 806857108 4,480 75 75 1., 2. 75
Schlumberger Ltd COMMON 806857108 489,487 8,195 8,195 None 8,195
Schwab (Charles) Corp COMMON 808513105 412,313 36,585 36,585 1 36,585
Sigma Aldrich Corp COMMON 826552101 327,240 5,296 5,296 1 4,400 896
--------------
COLUMN TOTALS 380,322,982
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION"
FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
----------------------- ------- --------- -------------- ---------- ---------------------------- ------- ---------------------------
Investment Discretion
(Shares)
Title Shares or ---------------------------- Voting Authority (Shares)
of CUSIP Fair Principal (c)Shared ---------------------------
Name of Issuer Class Number Market Value Amount (a)Sole (b)Shared -Other (a)Sole (b)Shared (c)None
----------------------- ------- --------- -------------- ---------- ------- ---------- --------- ------- --------- ---------
Smucker (J M) Co COMMON 832696405 30,176 414 414 1 310 104
Smucker (J M) Co COMMON 832696405 93,299 1,280 1,280 1., 2. 1,280
Smucker (J M) Co COMMON 832696405 1,072,941 14,720 14,720 1., 3. 14,720
Smucker (J M) Co COMMON 832696405 16,036 220 220 None 220
Solera Holdings Inc. COMMON 83421A104 376,377 7,453 7,453 1 6,353 1,100
Southern Co COMMON 842587107 764,355 18,040 18,040 1 17,180 860
Southwest Airlines Co COMMON 844741108 188,297 23,420 23,420 1 19,570 3,850
Starbucks Corp COMMON 855244109 442,558 11,868 11,868 1 1,193 10,675
State Street Corp COMMON 857477103 49,848 1,550 1,550 1 1,550
State Street Corp COMMON 857477103 4,822,263 149,946 149,946 1., 2. 149,946
State Street Corp COMMON 857477103 31,315,414 973,738 973,738 1., 3. 973,738
Statoil ASA ADR COMMON 85771P102 9,739,673 451,957 451,957 1 55,173 396,784
Stereotaxis Inc. COMMON 85916J102 11,100 10,000 10,000 1 10,000
Suncor Energy Inc. New COMMON 867224107 288,464 11,339 11,339 1 118 11,221
SunTrust Banks Inc COMMON 867914103 102,728 5,723 5,723 1 550 4,400 773
SunTrust Banks Inc COMMON 867914103 89,750 5,000 5,000 None 5,000
Sysco Corp COMMON 871829107 5,946,407 229,591 229,591 1 85,514 144,077
Sysco Corp COMMON 871829107 30,044 1,160 1,160 1., 2. 160 1,000
Sysco Corp COMMON 871829107 2,413,932 93,202 93,202 1., 3. 70,000 23,202
Sysco Corp COMMON 871829107 20,720 800 800 None 800
Target Corp COMMON 87612E106 281,321,704 5,736,576 5,736,576 1 3,000,154 2,736,422
Target Corp COMMON 87612E106 2,464,888 50,263 50,263 1., 2. 33,310 16,953
Target Corp COMMON 87612E106 17,052,434 347,725 347,725 1., 3. 236,300 111,425
--------------
COLUMN TOTALS 358,653,408
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION"
FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
----------------------- ------- --------- -------------- ---------- ---------------------------- ------- ---------------------------
Investment Discretion
(Shares)
Title Shares or ---------------------------- Voting Authority (Shares)
of CUSIP Fair Principal (c)Shared ---------------------------
Name of Issuer Class Number Market Value Amount (a)Sole (b)Shared -Other (a)Sole (b)Shared (c)None
----------------------- ------- --------- -------------- ---------- ------- ---------- --------- ------- --------- ---------
Target Corp COMMON 87612E106 73,560 1,500 1,500 None 1,500
Teledyne Technologies
Inc COMMON 879360105 35,424 725 725 1 213 512
Teledyne Technologies
Inc COMMON 879360105 4,870,853 99,690 99,690 1., 3. 99,690
Texas Instruments COMMON 882508104 194,300,512 7,290,826 7,290,826 1 3,852,392 3,438,434
Texas Instruments COMMON 882508104 1,196,985 44,915 44,915 1., 2. 26,765 18,150
Texas Instruments COMMON 882508104 10,587,645 397,285 397,285 1., 3. 200,000 197,285
3M Company COMMON 88579Y101 3,999,636 55,713 55,713 1 9,731 45,982
3M Company COMMON 88579Y101 162,820 2,268 2,268 1., 2. 1,668 600
3M Company COMMON 88579Y101 143,580 2,000 2,000 None 2,000
Tidewater Inc COMMON 886423102 1,392,948 33,126 33,126 1 33,126
Time Warner Inc.(New) COMMON 887317303 726,503 24,241 24,241 1 21,844 2,397
Time Warner Inc.(New) COMMON 887317303 6,048,515 201,819 201,819 1., 3. 201,819
Time Warner Inc.(New) COMMON 887317303 47,952 1,600 1,600 None 1,600
Time Warner Cable Inc. COMMON 88732J207 47,254,183 754,016 754,016 1 337,076 416,940
Time Warner Cable Inc. COMMON 88732J207 148,841 2,375 2,375 1., 2. 1,825 550
Time Warner Cable Inc. COMMON 88732J207 4,413,284 70,421 70,421 1., 3. 60,421 10,000
Time Warner Cable Inc. COMMON 88732J207 25,131 401 401 None 401
Total S A ADR COMMON 89151E109 310,302,907 7,073,237 7,073,237 1 3,172,991 3,900,246
Total S A ADR COMMON 89151E109 2,051,800 46,770 46,770 1., 2. 27,670 19,100
Total S A ADR COMMON 89151E109 52,536,299 1,197,545 1,197,545 1., 3. 1,132,000 65,545
Total S A ADR COMMON 89151E109 719,468 16,400 2,400 14,000 None 2,400 14,000
Tractor Supply Co. COMMON 892356106 352,169 5,632 5,632 1 5,632
Travelers Companies,
Inc. COMMON 89417E109 1,387,830 28,480 28,480 1 20,467 8,013
Travelers Companies,
Inc. COMMON 89417E109 40,836 838 838 1., 2. 838
Triquint
Semiconductor Inc. COMMON 89674K103 190,916 38,031 38,031 1 38,031
--------------
COLUMN TOTALS 643,010,597
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION"
FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
----------------------- ------- --------- -------------- ---------- ---------------------------- ------- ---------------------------
Investment Discretion
(Shares)
Title Shares or ---------------------------- Voting Authority (Shares)
of CUSIP Fair Principal (c)Shared ---------------------------
Name of Issuer Class Number Market Value Amount (a)Sole (b)Shared -Other (a)Sole (b)Shared (c)None
----------------------- ------- --------- -------------- ---------- ------- ---------- --------- ------- --------- ---------
UGI Corp COMMON 902681105 341,510 13,000 13,000 1 13,000
US Bancorp Del COMMON 902973304 260,823 11,080 11,080 1 4,180 6,900
Unilever N V (New
York Shares) COMMON 904784709 589,713 18,727 18,727 1 18,727
United Parcel Service COMMON 911312106 229,550 3,635 3,635 1 3,635
United Technologies
Corp COMMON 913017109 222,773,195 3,166,191 3,166,191 1 1,753,996 1,412,195
United Technologies
Corp COMMON 913017109 1,620,039 23,025 23,025 1., 2. 15,675 7,350
United Technologies
Corp COMMON 913017109 10,365,717 147,324 147,324 1., 3. 70,000 77,324
United Technologies
Corp COMMON 913017109 42,216 600 600 None 600
US Ecology Inc. COMMON 91732J102 71,379 4,614 4,614 1 1,928 2,686
US Ecology Inc. COMMON 91732J102 182,298 11,784 11,784 1., 3. 11,784
Verizon Communications COMMON 92343V104 745,274 20,252 20,252 1 4,931 15,321
Volcano Corporation COMMON 928645100 296,300 10,000 10,000 1 10,000
Wal-Mart Stores Inc COMMON 931142103 290,685,999 5,600,886 5,600,886 1 400 2,839,512 2,760,974
Wal-Mart Stores Inc COMMON 931142103 2,236,003 43,083 43,083 1., 2. 26,700 16,383
Wal-Mart Stores Inc COMMON 931142103 17,548,117 338,114 338,114 1., 3. 175,000 163,114
Wal-Mart Stores Inc COMMON 931142103 1,221,726 23,540 2,740 20,800 None 2,740 20,800
Walgreen Co COMMON 931422109 298,957,041 9,089,603 9,089,603 1 4,672,937 4,416,666
Walgreen Co COMMON 931422109 2,374,000 72,180 72,180 1., 2. 46,380 25,800
Walgreen Co COMMON 931422109 18,239,840 554,571 554,571 1., 3. 265,200 289,371
Walgreen Co COMMON 931422109 587,087 17,850 3,300 14,550 None 3,300 14,550
Weingarten Realty Inv COMMON 948741103 845,128 39,921 39,921 1 31,392 8,529
Weingarten Realty Inv COMMON 948741103 4,234 200 200 1., 2. 200
Weingarten Realty Inv COMMON 948741103 14,290 675 675 None 675
--------------
COLUMN TOTALS 870,231,479
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION"
FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
----------------------- ------- --------- -------------- ---------- ---------------------------- ------- ---------------------------
Investment Discretion
(Shares)
Title Shares or ---------------------------- Voting Authority (Shares)
of CUSIP Fair Principal (c)Shared ---------------------------
Name of Issuer Class Number Market Value Amount (a)Sole (b)Shared -Other (a)Sole (b)Shared (c)None
----------------------- ------- --------- -------------- ---------- ------- ---------- --------- ------- --------- ---------
Wells Fargo & Co COMMON 949746101 788,145 32,676 32,676 1 22,894 9,782
Whole Foods Mkt Inc COMMON 966837106 52,716,931 807,180 807,180 1 402,916 404,264
Whole Foods Mkt Inc COMMON 966837106 222,054 3,400 3,400 1., 2. 3,400
Whole Foods Mkt Inc COMMON 966837106 6,387,057 97,796 97,796 1., 3. 50,000 47,796
Whole Foods Mkt Inc COMMON 966837106 71,841 1,100 800 300 None 800 300
Williams Partners LP COMMON 96950F104 7,354,944 135,600 135,600 1 42,000 93,600
World Fuel Services
Corp. COMMON 981475106 346,188 10,603 10,603 1 10,603
World Wrestling Entmt
Inc COMMON 98156Q108 223,374 25,070 25,070 1 25,070
Yahoo! Inc. COMMON 984332106 1,166,809 88,596 88,596 1 58,346 30,250
Yum! Brands Inc. COMMON 988498101 1,056,699 21,395 21,395 1 780 20,615
Yum! Brands Inc. COMMON 988498101 4,939 100 100 1., 2. 100
Zions Bancorp COMMON 989701107 147,643 10,486 10,486 1 10,280 206
Christian Dior SA
(Sedol 4061393) COMMON F26334106 76,300,551 672,600 672,600 1 53,600 619,000
Christian Dior SA
(Sedol 4061393) COMMON F26334106 589,894 5,200 5,200 1., 2. 5,200
Eurazeo (Sedol
7042395) Ordinary
Shares FF20 COMMON F32928115 4,783,732 112,172 112,172 1 16,000 96,172
Arcos Dorados
Holdings Inc. COMMON G0457F107 57,185,520 2,465,956 2,465,956 1 1,130,199 1,335,757
Arcos Dorados
Holdings Inc. COMMON G0457F107 452,785 19,525 19,525 1., 2. 17,550 1,975
--------------
COLUMN TOTALS 209,799,106
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION"
FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 9/30/2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
----------------------- ------- --------- -------------- ---------- ---------------------------- ------- ---------------------------
Investment Discretion
(Shares)
Title Shares or ---------------------------- Voting Authority (Shares)
of CUSIP Fair Principal (c)Shared ---------------------------
Name of Issuer Class Number Market Value Amount (a)Sole (b)Shared -Other (a)Sole (b)Shared (c)None
----------------------- ------- --------- -------------- ---------- ------- ---------- --------- ------- --------- ---------
Arcos Dorados
Holdings Inc. COMMON G0457F107 248,133 10,700 10,700 1., 3. 10,700
Argo Group
International
Holdings, Ltd. COMMON G0464B107 291,417 10,272 10,272 1 10,272
Argo Group
International
Holdings, Ltd. COMMON G0464B107 7,532,888 265,523 265,523 1., 3. 265,523
ACE LTD COMMON H0023R105 31,815 525 525 1 200 325
ACE LTD COMMON H0023R105 17,502,431 288,819 288,819 1., 3. 288,819
Allied World
Assurance Co
Holdings AG COMMON H01531104 2,811,181 52,340 52,340 1 52,340
--------------
COLUMN TOTALS 28,417,865
--------------
REPORT TOTALS 19,660,958,295
==============
Run Date: 11/6/11 8:26 AM