0001193125-11-220227.txt : 20110812 0001193125-11-220227.hdr.sgml : 20110812 20110812060250 ACCESSION NUMBER: 0001193125-11-220227 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110812 DATE AS OF CHANGE: 20110812 EFFECTIVENESS DATE: 20110812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAROFIM FAYEZ CENTRAL INDEX KEY: 0000315027 IRS NUMBER: 741312679 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00132 FILM NUMBER: 111029093 BUSINESS ADDRESS: STREET 1: TWO HOUSTON CTR STE 2907 CITY: HOUSTON STATE: TX ZIP: 77010 BUSINESS PHONE: 7136544484 MAIL ADDRESS: STREET 1: TWO HOUSTON CENTER STREET 2: SUITE 2907 CITY: HOUSTON STATE: TX ZIP: 77010 13F-HR 1 d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended June 30, 2011 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Fayez Sarofim & Co. Address: Two Houston Center, Suite 2907 Houston, Texas 77010 13F File Number: 028-133 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Fayez Sarofim Phone: (713) 654-4484 Signature, Place and Date of Signing: /s/ Fayez Sarofim Houston, Texas 8/12/2011 ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 489 Form 13F Information Table Value Total: $21,745,541 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-960 Sarofim Trust Co. 2. 028-5074 Sarofim International Management Company ---- ---------------------- -------------------------------------------- THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION FORM 13F NAME OF REPORTING MANAGER: FAYEZ SAROFIM & CO.
6/30/2011 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 6: ITEM 6: ITEM 7: ITEM 8: ITEM 8: ITEM 8: NAME OF ISSUER TITLE OF CUSIP FAIR SHARES INVESTMENT INVESTMENT INVESTMENT MANAGERS VOTING VOTING VOTING CLASS NUMBER MARKET OR DISCRETION DISCRETION DISCRETION AUTHORITY AUTHORITY AUTHORITY VALUE PRINCIPAL (SHARES) (SHARES) (SHARES) (SHARES): (SHARES) (SHARES) AMOUNT (A)SOLE (B)SHARED (C)SHARED (A) (B) (C) - OTHER SOLE SHARED NONE ---------------- -------- -------- ----------- ---------- ---------- ---------- ---------- --------- --------- ----------- --------- ABB Ltd. ADR COMMON 00037520 765,136 29,485 0 29,485 0 0 7,365 22,120 AOL INC COMMON 00184X10 39,660 1,997 0 1,997 0 0 1,881 116 AOL INC COMMON 364,352 18,346 0 18,346 0 2 0 18,346 0 AT&T Inc. COMMON 00206R10 10,781,263 343,243 0 343,243 0 0 267,371 75,872 AT&T Inc. COMMON 1,585,797 50,487 0 50,487 0 1 0 50,487 0 AT&T Inc. COMMON 3,030,971 96,497 0 96,497 0 2 0 96,318 179 AT&T Inc. COMMON 6,282 200 0 0 200 0 200 0 Abbott COMMON 00282410 365,754,545 6,950,866 0 6,950,866 0 0 3,843,787 3,107,079 Laboratories Abbott COMMON 2,414,679 45,889 0 45,889 0 1 0 26,689 19,200 Laboratories Abbott COMMON 25,143,730 477,836 0 477,836 0 2 0 301,000 176,836 Laboratories Abbott COMMON 836,658 15,900 2,900 0 13,000 2,900 13,000 0 Laboratories Zurich COMMON 00598381 2,550,190 10,100 0 10,100 0 0 0 10,100 Financial Services AG Reg Ord Shs Sedol 5983816 Aetna Inc COMMON 00817Y10 238,086 5,400 0 5,400 0 0 0 5,400 L'Air Liquide COMMON 00912620 21,589,955 753,300 0 753,300 0 0 40,000 713,300 ADR Air Products & COMMON 00915810 99,221,789 1,038,102 0 1,038,102 0 0 596,578 441,524 Chemicals Air Products & COMMON 650,900 6,810 0 6,810 0 1 0 3,985 2,825 Chemicals Air Products & COMMON 3,934,551 41,165 0 41,165 0 2 0 13,900 27,265 Chemicals Air Products & COMMON 38,232 400 400 0 0 400 0 0 Chemicals Alamo Group COMMON 01131110 3,590,550 151,500 0 151,500 0 2 0 151,500 0 Inc Alcoa Inc COMMON 01381710 317,200 20,000 0 20,000 0 0 0 20,000 Allegheny COMMON 01741R10 490,306 7,725 0 7,725 0 0 7,725 0 Technologies Allergan Inc COMMON 01849010 594,072 7,136 0 7,136 0 0 6,433 703 Alliance COMMON 01877R10 340,780 4,400 0 4,400 0 0 4,400 0 Resource Partners Ltd Altria Group COMMON 02209S10 451,722,722 17,104,230 0 17,104,230 0 900 10,090,725 7,012,605 Inc. Altria Group COMMON 10,595,346 401,187 0 401,187 0 1 0 352,250 48,937 Inc. Altria Group COMMON 193,479,528 7,325,995 0 7,325,995 0 2 0 6,680,000 645,995 Inc. Altria Group COMMON 3,588,696 135,884 8,284 0 127,600 8,284 127,600 0 Inc. American COMMON 02581610 99,180,556 1,918,386 0 1,918,386 0 0 1,422,158 496,228 Express Co
FORM 13F NAME OF REPORTING MANAGER: FAYEZ SAROFIM & CO.
6/30/2011 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 6: ITEM 6: ITEM 7: ITEM 8: ITEM 8: ITEM 8: NAME OF ISSUER TITLE OF CUSIP FAIR SHARES INVESTMENT INVESTMENT INVESTMENT MANAGERS VOTING VOTING VOTING CLASS NUMBER MARKET OR DISCRETION DISCRETION DISCRETION AUTHORITY AUTHORITY AUTHORITY VALUE PRINCIPAL (SHARES) (SHARES) (SHARES) (SHARES): (SHARES) (SHARES) AMOUNT (A)SOLE (B)SHARED (C)SHARED (A) (B) (C) - OTHER SOLE SHARED NONE ---------------- -------- -------- ----------- ---------- ---------- ---------- ---------- --------- --------- ----------- --------- American COMMON 850,724 16,455 0 16,455 0 1 0 5,855 10,600 Express Co American COMMON 7,215,149 139,558 0 139,558 0 2 0 85,000 54,558 Express Co American COMMON 62,040 1,200 1,200 0 0 1,200 0 0 Express Co Ameriprise COMMON 03076C10 279,748 4,850 0 4,850 0 0 2,779 2,071 Financial Inc. Ameriprise COMMON 21,918 380 0 380 0 1 0 60 320 Financial Inc. Anadarko COMMON 03251110 1,492,828 19,448 0 19,448 0 0 19,098 350 Petroleum Corp Apache Corp COMMON 03741110 13,818,470 111,990 0 111,990 0 0 109,980 2,010 Apple Inc. COMMON 03783310 689,719,947 2,054,756 0 2,054,756 0 80 1,170,453 884,223 Apple Inc. COMMON 3,616,844 10,775 0 10,775 0 1 0 7,020 3,755 Apple Inc. COMMON 35,629,692 106,145 0 106,145 0 2 0 49,000 57,145 Apple Inc. COMMON 167,835 500 500 0 0 500 0 0 Artio Global COMMON 04315J86 145,775 14,098 0 14,098 0 0 0 14,098 Investment Funds Automatic Data COMMON 05301510 175,778,225 3,336,717 0 3,336,717 0 0 1,879,336 1,457,381 Processing Automatic Data COMMON 1,047,542 19,885 0 19,885 0 1 0 14,660 5,225 Processing Automatic Data COMMON 12,234,930 232,250 0 232,250 0 2 0 165,000 67,250 Processing Automatic Data COMMON 102,726 1,950 1,000 0 950 1,000 950 0 Processing Babcock & COMMON 05615F10 1,186,736 42,827 0 42,827 0 0 32,709 10,118 Wilcox Co Babcock & COMMON 11,084 400 0 400 0 1 0 0 400 Wilcox Co Babcock & COMMON 416 15 0 15 0 2 0 0 15 Wilcox Co Baidu Com Inc. COMMON 05675210 297,076 2,120 0 2,120 0 0 1,120 1,000 Bancshares COMMON 05976410 207,183 1,280 0 1,280 0 0 1,280 0 Inc Bank of COMMON 06050510 15,637,414 1,426,771 0 1,426,771 0 0 869,937 556,834 America Bank of COMMON 56,214 5,129 0 5,129 0 1 0 0 5,129 America Bank of COMMON 8,853,872 807,835 0 807,835 0 2 0 613,950 193,885 America Bank of COMMON 125,865 11,484 3,284 0 8,200 3,284 8,200 0 America Bank of New COMMON 06405810 308,388 12,037 0 12,037 0 0 9,294 2,743 York Mellon Corp. Bank of New COMMON 2,692,969 105,112 0 105,112 0 1 0 105,112 0 York Mellon Corp. Bank of New COMMON 186,726,451 7,288,308 0 7,288,308 0 2 0 7,288,308 0 York Mellon Corp. Baxter COMMON 07181310 1,011,746 16,950 0 16,950 0 0 16,750 200 International Inc
FORM 13F NAME OF REPORTING MANAGER: FAYEZ SAROFIM & CO.
6/30/2011 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 6: ITEM 6: ITEM 7: ITEM 8: ITEM 8: ITEM 8: NAME OF ISSUER TITLE OF CUSIP FAIR SHARES INVESTMENT INVESTMENT INVESTMENT MANAGERS VOTING VOTING VOTING CLASS NUMBER MARKET OR DISCRETION DISCRETION DISCRETION AUTHORITY AUTHORITY AUTHORITY VALUE PRINCIPAL (SHARES) (SHARES) (SHARES) (SHARES): (SHARES) (SHARES) AMOUNT (A)SOLE (B)SHARED (C)SHARED (A) (B) (C) - OTHER SOLE SHARED NONE ---------------- -------- -------- ----------- ---------- ---------- ---------- ---------- --------- --------- ----------- --------- Becton COMMON 07588710 69,357,027 804,886 0 804,886 0 0 614,644 190,242 Dickinson Becton COMMON 631,626 7,330 0 7,330 0 1 0 3,180 4,150 Dickinson Becton COMMON 4,296,436 49,860 0 49,860 0 2 0 30,000 19,860 Dickinson Becton COMMON 34,468 400 400 0 0 400 0 0 Dickinson Berkshire COMMON 08467010 62,000,070 534 0 534 0 0 109 425 Hathaway Cl A Berkshire COMMON 1,741,575 15 0 15 0 1 0 12 3 Hathaway Cl A Berkshire COMMON 8,707,875 75 0 75 0 2 0 30 45 Hathaway Cl A Berkshire COMMON 08467070 3,969,488 51,292 0 51,292 0 0 31,878 19,414 Hathaway Cl B Berkshire COMMON 81,260 1,050 0 1,050 0 1 0 0 1,050 Hathaway Cl B Berkshire COMMON 85,129 1,100 0 1,100 0 2 0 0 1,100 Hathaway Cl B BHP Billiton COMMON 08860610 1,568,965 16,580 0 16,580 0 0 16,330 250 Ltd Spon ADR Boardwalk COMMON 09662710 286,915 9,880 0 9,880 0 0 0 9,880 Pipeline Partners, LP Boeing Co COMMON 09702310 405,950 5,491 0 5,491 0 0 200 5,291 Bristol-Myers COMMON 11012210 728,199 25,145 0 25,145 0 0 4,559 20,586 Squibb Co Bristol-Myers COMMON 159,280 5,500 0 5,500 0 1 0 0 5,500 Squibb Co British COMMON 11044810 7,955,200 90,400 0 90,400 0 280 30,120 60,000 American Tobacco Plc Spon ADR Broadridge COMMON 11133T10 323,573 13,443 0 13,443 0 0 9,337 4,106 Financial Solutions Broadridge COMMON 300,875 12,500 0 12,500 0 2 0 12,500 0 Financial Solutions Broadridge COMMON 9,628 400 200 0 200 200 200 0 Financial Solutions Buckeye COMMON 11823010 284,710 4,410 0 4,410 0 0 1,000 3,410 Partners LP Units CLECO Corp COMMON 12561W10 1,356,362 38,920 0 38,920 0 0 8,632 30,288 (new) CSX Corp COMMON 12640810 634,157 24,186 0 24,186 0 0 186 24,000 Camden Property COMMON 13313110 16,407,598 257,900 0 257,900 0 0 257,900 0 Trust Campbell Soup COMMON 13442910 755,609 21,870 0 21,870 0 0 1,100 20,770 Co Caterpillar COMMON 14912310 303,174,315 2,847,777 0 2,847,777 0 0 1,507,101 1,340,676 Inc Caterpillar COMMON 2,004,110 18,825 0 18,825 0 1 0 12,175 6,650 Inc Caterpillar COMMON 15,479,390 145,401 0 145,401 0 2 0 77,000 68,401 Inc Caterpillar COMMON 90,491 850 800 0 50 800 50 0 Inc Cenovus Energy COMMON 15135U10 256,276 6,805 0 6,805 0 0 6,805 0 Inc.
FORM 13F NAME OF REPORTING MANAGER: FAYEZ SAROFIM & CO.
6/30/2011 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 6: ITEM 6: ITEM 7: ITEM 8: ITEM 8: ITEM 8: NAME OF ISSUER TITLE OF CUSIP FAIR SHARES INVESTMENT INVESTMENT INVESTMENT MANAGERS VOTING VOTING VOTING CLASS NUMBER MARKET OR DISCRETION DISCRETION DISCRETION AUTHORITY AUTHORITY AUTHORITY VALUE PRINCIPAL (SHARES) (SHARES) (SHARES) (SHARES): (SHARES) (SHARES) AMOUNT (A)SOLE (B)SHARED (C)SHARED (A) (B) (C) - OTHER SOLE SHARED NONE ---------------- -------- -------- ----------- ---------- ---------- ---------- ---------- --------- --------- ----------- --------- CenturyLink COMMON 15670010 368,317 9,110 0 9,110 0 0 9,110 0 Inc. Chevron Corp. COMMON 16676410 743,964,231 7,234,191 0 7,234,191 0 600 3,919,823 3,313,769 Chevron Corp. COMMON 12,110,027 117,756 0 117,756 0 1 0 97,906 19,850 Chevron Corp. COMMON 239,285,027 2,326,770 0 2,326,770 0 2 0 2,133,620 193,150 Chevron Corp. COMMON 2,747,885 26,720 2,960 0 23,760 2,960 23,760 0 Chubb Corp COMMON 17123210 500,880 8,000 0 8,000 0 0 8,000 0 Cisco Systems COMMON 17275R10 35,415,437 2,268,766 0 2,268,766 0 0 1,451,668 817,098 Inc Cisco Systems COMMON 441,919 28,310 0 28,310 0 1 0 15,050 13,260 Inc Cisco Systems COMMON 3,858,090 247,155 0 247,155 0 2 0 160,500 86,655 Inc Citigroup COMMON 17296742 2,467,137 59,249 0 59,249 0 220 40,633 18,396 Inc Citigroup COMMON 76,268 1,832 0 1,832 0 1 0 0 1,832 Inc Citigroup COMMON 475,529 11,420 0 11,420 0 2 0 0 11,420 Inc Citigroup COMMON 95,859 2,302 348 0 1,954 348 1,954 0 Inc Clean Energy COMMON 18449910 415,540 31,600 0 31,600 0 0 0 31,600 Fuels Corp. Coach Inc COMMON 18975410 7,215,651 112,868 0 112,868 0 0 55,394 57,474 Coca-Cola Co COMMON 19121610 963,030,488 14,311,643 0 14,311,643 0 400 7,998,180 6,313,063 Coca-Cola Co COMMON 19,329,109 287,251 0 287,251 0 1 0 249,619 37,632 Coca-Cola Co COMMON 352,330,776 5,236,005 0 5,236,005 0 2 0 4,719,880 516,125 Coca-Cola Co COMMON 5,600,547 83,230 6,380 0 76,850 6,380 76,850 0 Coca Cola COMMON 1912EP10 1,338,000 50,000 0 50,000 0 0 0 50,000 Hellenic Bttlg Colgate COMMON 19416210 3,457,264 39,552 0 39,552 0 0 2,845 36,707 Palmolive Co ConAgra Foods COMMON 20588710 734,346 28,452 0 28,452 0 0 28,452 0 Inc ConocoPhillips COMMON 20825C10 496,502,987 6,603,311 0 6,603,311 0 0 3,832,145 2,771,166 ConocoPhillips COMMON 2,725,638 36,250 0 36,250 0 1 0 21,930 14,320 ConocoPhillips COMMON 64,575,879 858,836 0 858,836 0 2 0 685,000 173,836 ConocoPhillips COMMON 1,398,534 18,600 2,400 0 16,200 2,400 16,200 0 Costco Whsl COMMON 22160K10 554,707 6,828 0 6,828 0 0 2,678 4,150 Corp (new)
FORM 13F NAME OF REPORTING MANAGER: FAYEZ SAROFIM & CO.
6/30/2011 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 6: ITEM 6: ITEM 7: ITEM 8: ITEM 8: ITEM 8: NAME OF ISSUER TITLE OF CUSIP FAIR SHARES INVESTMENT INVESTMENT INVESTMENT MANAGERS VOTING VOTING VOTING CLASS NUMBER MARKET OR DISCRETION DISCRETION DISCRETION AUTHORITY AUTHORITY AUTHORITY VALUE PRINCIPAL (SHARES) (SHARES) (SHARES) (SHARES): (SHARES) (SHARES) AMOUNT (A)SOLE (B)SHARED (C)SHARED (A) (B) (C) - OTHER SOLE SHARED NONE ---------------- -------- -------- ----------- ---------- ---------- ---------- ---------- --------- --------- ----------- --------- Crown Holdings COMMON 22836810 314,442 8,100 0 8,100 0 0 0 8,100 Inc. Curtiss-Wright COMMON 23156110 814,041 25,148 0 25,148 0 0 21,472 3,676 Corp Curtiss-Wright COMMON 1,804,045 55,732 0 55,732 0 2 0 55,732 0 Corp Danaher Corp COMMON 23585110 211,960 4,000 0 4,000 0 0 4,000 0 Danone COMMON 23636T10 20,992,399 1,407,101 0 1,407,101 0 0 636,700 770,401 Sponsored ADR Davita Inc COMMON 23918K10 374,588 4,325 0 4,325 0 0 0 4,325 Diageo PLC COMMON 25243Q20 23,994,951 293,086 0 293,086 0 0 66,250 226,836 Sponsored ADR Diageo PLC COMMON 40,935 500 0 500 0 1 0 0 500 Sponsored ADR Diageo PLC COMMON 40,935 500 0 0 500 0 500 0 Sponsored ADR Diamond Foods COMMON 25260310 839,740 11,000 0 11,000 0 0 0 11,000 Inc. Walt Disney Co COMMON 25468710 118,900,302 3,045,602 0 3,045,602 0 0 1,567,849 1,477,753 Walt Disney Co COMMON 759,133 19,445 0 19,445 0 1 0 10,475 8,970 Walt Disney Co COMMON 2,333,616 59,775 0 59,775 0 2 0 17,000 42,775 Dominion COMMON 25746U10 278,518 5,770 0 5,770 0 0 3,540 2,230 Resources Inc Dow Chemical COMMON 26054310 289,944 8,054 0 8,054 0 0 2,279 5,775 Co Dreyfus COMMON 26197010 4,596,660 112,004 0 112,004 0 0 110,964 1,040 Appreciation Fund Dreyfus Core COMMON 26197821 3,877,611 225,705 0 225,705 0 0 225,705 0 Equity Fund Class A Dreyfus Tax COMMON 26197838 1,765,387 90,209 0 90,209 0 0 90,209 0 Managed Growth Fund - Class A Dreyfus COMMON 26198910 4,342,301 98,981 0 98,981 0 0 98,981 0 Worldwide Growth Fund - Class A DuPont E I de COMMON 26353410 1,686,955 31,211 0 31,211 0 200 28,798 2,213 Nemours Duke Energy COMMON 26441C10 314,687 16,712 0 16,712 0 0 16,012 700 Corporation EMC Corp COMMON 26864810 735,805 26,708 0 26,708 0 0 3,890 22,818 EMC Corp COMMON 17,908 650 0 650 0 1 0 0 650 EOG Resources COMMON 26875P10 1,984,882 18,985 0 18,985 0 0 2,042 16,943 Inc
FORM 13F NAME OF REPORTING MANAGER: FAYEZ SAROFIM & CO.
6/30/2011 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 6: ITEM 6: ITEM 7: ITEM 8: ITEM 8: ITEM 8: NAME OF ISSUER TITLE OF CUSIP FAIR SHARES INVESTMENT INVESTMENT INVESTMENT MANAGERS VOTING VOTING VOTING CLASS NUMBER MARKET OR DISCRETION DISCRETION DISCRETION AUTHORITY AUTHORITY AUTHORITY VALUE PRINCIPAL (SHARES) (SHARES) (SHARES) (SHARES): (SHARES) (SHARES) AMOUNT (A)SOLE (B)SHARED (C)SHARED (A) (B) (C) - OTHER SOLE SHARED NONE ---------------- -------- -------- ----------- ---------- ---------- ---------- ---------- --------- --------- ----------- --------- Eaton Vance COMMON 27826510 56,590,560 1,872,000 0 1,872,000 0 1 0 1,872,000 0 Corp (non-voting) Eaton Vance COMMON 127,691,520 4,224,000 0 4,224,000 0 2 0 4,224,000 0 Corp (non-voting) El Paso COMMON 28336L10 776,286 38,430 0 38,430 0 0 0 38,430 Corporation Emerson COMMON 29101110 2,559,094 45,495 0 45,495 0 600 22,796 22,099 Electric Co. Emerson COMMON 16,875 300 0 300 0 1 0 300 0 Electric Co. Encana Corp. COMMON 29250510 209,526 6,805 0 6,805 0 0 6,805 0 Encore COMMON 29255V20 2,174,130 180,876 0 180,876 0 2 0 180,876 0 Bancshares Inc. Energy Transfer COMMON 29273R10 3,303,612 67,600 0 67,600 0 0 67,100 500 Partners L.P. Entergy Corp COMMON 29364G10 1,668,012 24,429 0 24,429 0 0 13,985 10,444 Entergy Corp COMMON 13,656 200 0 200 0 1 0 0 200 Enterprise COMMON 29379210 318,729,218 7,376,284 0 7,376,284 0 0 6,126,301 1,249,983 Products Partners, LP Enterprise COMMON 527,162 12,200 0 12,200 0 1 0 5,500 6,700 Products Partners, LP Eskay Mining COMMON 29643710 1,100 10,000 0 10,000 0 0 10,000 0 Corporation (CDN) Exelon Corp COMMON 30161N10 1,673,373 39,061 0 39,061 0 0 20,850 18,211 Exxon Mobil COMMON 30231G101,245,550,92 15,305,369 0 15,305,369 0 628 8,710,135 6,594,606 Corp Exxon Mobil COMMON 28,829,165 354,254 0 354,254 0 1 0 302,096 52,158 Corp Exxon Mobil COMMON 366,604,449 4,504,847 0 4,504,847 0 2 0 4,055,160 449,687 Corp Exxon Mobil COMMON 6,478,336 79,606 8,182 0 71,424 8,182 71,424 0 Corp Finning Int'l COMMON 31807140 6,464,452 220,000 0 220,000 0 0 35,000 185,000 Inc. Fluor Corp COMMON 34341210 818,725 12,662 0 12,662 0 0 5,192 7,470 Fluor Corp COMMON 25,864 400 0 400 0 1 0 0 400 Fomento COMMON 34441910 13,344,078 200,693 0 200,693 0 0 28,115 172,578 Economico Mexicano SAB de CV Sponsored ADR Fomento COMMON 0 0 0 0 0 1 0 0 0 Economico Mexicano SAB de CV Sponsored ADR Fomento COMMON 79,788 1,200 1,200 0 0 1,200 0 0 Economico Mexicano SAB de CV Sponsored ADR Fortune Brands COMMON 34963110 661,040 10,366 0 10,366 0 0 2,050 8,316 Inc Franklin COMMON 35461310 157,507,563 1,199,692 0 1,199,692 0 0 639,583 560,109 Resources Inc
FORM 13F NAME OF REPORTING MANAGER: FAYEZ SAROFIM & CO.
6/30/2011 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 6: ITEM 6: ITEM 7: ITEM 8: ITEM 8: ITEM 8: NAME OF ISSUER TITLE OF CUSIP FAIR SHARES INVESTMENT INVESTMENT INVESTMENT MANAGERS VOTING VOTING VOTING CLASS NUMBER MARKET OR DISCRETION DISCRETION DISCRETION AUTHORITY AUTHORITY AUTHORITY VALUE PRINCIPAL (SHARES) (SHARES) (SHARES) (SHARES): (SHARES) (SHARES) AMOUNT (A)SOLE (B)SHARED (C)SHARED (A) (B) (C) - OTHER SOLE SHARED NONE ---------------- -------- -------- ----------- ---------- ---------- ---------- ---------- --------- --------- ----------- --------- Franklin COMMON 905,245 6,895 0 6,895 0 1 0 3,180 3,715 Resources Inc Franklin COMMON 24,373,857 185,649 0 185,649 0 2 0 164,849 20,800 Resources Inc Freeport COMMON 35671D85 301,179,386 5,693,372 0 5,693,372 0 0 2,911,641 2,781,731 McMoRan Copper & Gold Inc (Class B) Freeport COMMON 1,895,672 35,835 0 35,835 0 1 0 21,285 14,550 McMoRan Copper & Gold Inc (Class B) Freeport COMMON 18,639,844 352,360 0 352,360 0 2 0 172,000 180,360 McMoRan Copper & Gold Inc (Class B) Freeport COMMON 327,980 6,200 1,800 0 4,400 1,800 4,400 0 McMoRan Copper & Gold Inc (Class B) General COMMON 36955010 59,813,702 802,653 0 802,653 0 0 622,730 179,923 Dynamics Corp General COMMON 574,177 7,705 0 7,705 0 1 0 3,615 4,090 Dynamics Corp General COMMON 4,132,507 55,455 0 55,455 0 2 0 20,000 35,455 Dynamics Corp General COMMON 11,923 160 0 0 160 0 160 0 Dynamics Corp General COMMON 36960410 246,858,059 13,088,975 0 13,088,975 0 1,800 7,797,944 5,289,231 Electric Co General COMMON 5,619,101 297,938 0 297,938 0 1 0 256,710 41,228 Electric Co General COMMON 33,121,875 1,756,197 0 1,756,197 0 2 0 1,320,000 436,197 Electric Co General COMMON 1,539,542 81,630 6,865 0 74,765 6,865 74,765 0 Electric Co General Growth COMMON 37002310 305,346 18,295 0 18,295 0 0 0 18,295 Properties Inc. General Mills COMMON 37033410 1,309,809 35,191 0 35,191 0 0 361 34,830 Inc GlaxoSmithKline COMMON 37733W10 591,205 13,781 0 13,781 0 0 9,609 4,172 PLC ADR Goldman Sachs COMMON 38141G10 285,877 2,148 0 2,148 0 0 1,668 480 Group Inc Google Inc. COMMON 38259P50 580,311 1,146 0 1,146 0 45 933 168 GPS Industries COMMON 38387010 173 577,664 0 577,664 0 0 577,664 0 Inc. Grainger (W.W.) COMMON 38480210 279,950 1,822 0 1,822 0 0 0 1,822 Inc Greatbatch COMMON 39153L10 804,600 30,000 0 30,000 0 0 0 30,000 Inc. HSBC Holdings COMMON 40428040 135,819,846 2,737,200 0 2,737,200 0 50 1,663,464 1,073,686 plc Ltd Sponsored ADR HSBC Holdings COMMON 1,381,470 27,841 0 27,841 0 1 0 16,798 11,043 plc Ltd Sponsored ADR HSBC Holdings COMMON 58,612,881 1,181,235 0 1,181,235 0 2 0 1,120,548 60,687 plc Ltd Sponsored ADR HSBC Holdings COMMON 343,916 6,931 2,264 0 4,667 2,264 4,667 0 plc Ltd Sponsored ADR Halliburton COMMON 40621610 5,500,310 107,849 0 107,849 0 0 49,203 58,646 Co Halliburton COMMON 58,344 1,144 0 1,144 0 2 0 0 1,144 Co
FORM 13F NAME OF REPORTING MANAGER: FAYEZ SAROFIM & CO.
6/30/2011 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 6: ITEM 6: ITEM 7: ITEM 8: ITEM 8: ITEM 8: NAME OF ISSUER TITLE OF CUSIP FAIR SHARES INVESTMENT INVESTMENT INVESTMENT MANAGERS VOTING VOTING VOTING CLASS NUMBER MARKET OR DISCRETION DISCRETION DISCRETION AUTHORITY AUTHORITY AUTHORITY VALUE PRINCIPAL (SHARES) (SHARES) (SHARES) (SHARES): (SHARES) (SHARES) AMOUNT (A)SOLE (B)SHARED (C)SHARED (A) (B) (C) - OTHER SOLE SHARED NONE ---------------- -------- -------- ----------- ---------- ---------- ---------- ---------- --------- --------- ----------- --------- Hancock COMMON 41012010 655,227 21,150 0 21,150 0 0 21,150 0 Holdings Corp Heinz (H. J.) COMMON 42307410 3,289,933 61,748 0 61,748 0 0 41,317 20,431 Co Heinz (H. J.) COMMON 1,998,000 37,500 0 37,500 0 1 0 37,500 0 Co Heinz (H. J.) COMMON 22,377,600 420,000 0 420,000 0 2 0 420,000 0 Co Hess COMMON 42809H10 2,223,362 29,740 0 29,740 0 0 9,300 20,440 Corporation Hess COMMON 52,332 700 0 700 0 2 0 0 700 Corporation Hewlett-Packard COMMON 42823610 560,742 15,405 0 15,405 0 0 5,162 10,243 Co Home Depot COMMON 43707610 21,017,597 580,276 0 580,276 0 300 460,857 119,119 Inc Home Depot COMMON 693,616 19,150 0 19,150 0 1 0 17,950 1,200 Inc Home Depot COMMON 4,853,480 134,000 0 134,000 0 2 0 100,000 34,000 Inc Home Depot COMMON 43,464 1,200 1,200 0 0 1,200 0 0 Inc Honeywell Int'l COMMON 43851610 2,574,824 43,209 0 43,209 0 190 31,450 11,569 Inc Honeywell Int'l COMMON 5,959 100 0 100 0 1 0 0 100 Inc Illinois Tool COMMON 45230810 330,467 5,850 0 5,850 0 0 0 5,850 Works Inc Imperial Oil COMMON 45303840 41,714,916 895,362 0 895,362 0 0 18,700 876,662 Ltd Imperial Oil COMMON 125,793 2,700 0 2,700 0 1 0 0 2,700 Ltd Imperial Oil COMMON 2,063,937 44,300 0 44,300 0 2 0 0 44,300 Ltd Intel COMMON 45814010 361,643,192 16,319,639 0 16,319,639 0 0 9,112,568 7,207,070 Corporation Intel COMMON 2,355,608 106,300 0 106,300 0 1 0 52,560 53,740 Corporation Intel COMMON 26,852,203 1,211,742 0 1,211,742 0 2 0 577,600 634,142 Corporation Intel COMMON 1,119,523 50,520 5,540 0 44,980 5,540 44,980 0 Corporation Intl Business COMMON 45920010 375,166,298 2,186,921 0 2,186,921 0 0 1,174,515 1,012,406 Machines Intl Business COMMON 2,393,123 13,950 0 13,950 0 1 0 7,475 6,475 Machines Intl Business COMMON 17,032,342 99,285 0 99,285 0 2 0 46,700 52,585 Machines Intl Business COMMON 694,778 4,050 1,050 0 3,000 1,050 3,000 0 Machines Intuitive COMMON 46120E60 100,320,856 269,600 0 269,600 0 0 127,019 142,581 Surgical Inc. Intuitive COMMON 465,138 1,250 0 1,250 0 1 0 995 255 Surgical Inc. Intuitive COMMON 1,722,869 4,630 0 4,630 0 2 0 1,000 3,630 Surgical Inc. iShares Trust COMMON 46428720 757,707 5,722 0 5,722 0 0 0 5,722 S&P 500 Index Fund iShares Trust COMMON 46428746 276,043 4,590 0 4,590 0 0 0 4,590 MSCI EAFE Index
FORM 13F NAME OF REPORTING MANAGER: FAYEZ SAROFIM & CO.
6/30/2011 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 6: ITEM 6: ITEM 7: ITEM 8: ITEM 8: ITEM 8: NAME OF ISSUER TITLE OF CUSIP FAIR SHARES INVESTMENT INVESTMENT INVESTMENT MANAGERS VOTING VOTING VOTING CLASS NUMBER MARKET OR DISCRETION DISCRETION DISCRETION AUTHORITY AUTHORITY AUTHORITY VALUE PRINCIPAL (SHARES) (SHARES) (SHARES) (SHARES): (SHARES) (SHARES) AMOUNT (A)SOLE (B)SHARED (C)SHARED (A) (B) (C) - OTHER SOLE SHARED NONE ---------------- -------- -------- ----------- ---------- ---------- ---------- ---------- --------- --------- ----------- --------- IShares Trust COMMON 46428749 366,836 3,355 0 3,355 0 0 0 3,355 Russell Mid Cap iShares Trust COMMON 46428750 1,933,092 19,786 0 19,786 0 0 19,786 0 S&P MidCap IShares Trust COMMON 46428765 355,212 4,290 0 4,290 0 0 0 4,290 Russell 2000 JPMorgan Chase COMMON 46625H10 361,161,663 8,821,731 0 8,821,731 0 459 4,785,967 4,035,305 & Co. JPMorgan Chase COMMON 6,824,970 166,707 0 166,707 0 1 0 142,086 24,621 & Co. JPMorgan Chase COMMON 23,379,237 571,061 0 571,061 0 2 0 357,950 213,111 & Co. JPMorgan Chase COMMON 726,685 17,750 3,350 0 14,400 3,350 14,400 0 & Co. Johnson & COMMON 47816010 629,716,764 9,466,578 0 9,466,578 0 600 5,220,862 4,245,116 Johnson Johnson & COMMON 6,188,688 93,035 0 93,035 0 1 0 64,085 28,950 Johnson Johnson & COMMON 43,640,180 656,046 0 656,046 0 2 0 425,800 230,246 Johnson Johnson & COMMON 1,492,709 22,440 4,240 0 18,200 4,240 18,200 0 Johnson Kellogg Co COMMON 48783610 19,000,152 343,459 0 343,459 0 0 209,101 134,358 Kellogg Co COMMON 4,249,682 76,820 0 76,820 0 1 0 74,840 1,980 Kellogg Co COMMON 28,219,285 510,110 0 510,110 0 2 0 505,760 4,350 Kellogg Co COMMON 470,220 8,500 0 0 8,500 0 8,500 0 Kinder Morgan COMMON 49455010 380,547,565 5,241,702 0 5,241,702 0 0 4,268,869 972,833 Energy Partners L.P. Kinder Morgan COMMON 1,190,640 16,400 0 16,400 0 1 0 0 16,400 Energy Partners L.P. Kinder Morgan COMMON 49455U10 1,030,484 15,711 0 15,711 0 0 0 15,711 Management LLC Kinder Morgan COMMON 49456B10 9,214,860 320,740 0 320,740 0 0 159,275 161,465 Inc. Kinder Morgan COMMON 359,125 12,500 0 12,500 0 1 0 0 12,500 Inc. Kinder Morgan COMMON 6,234,410 217,000 0 217,000 0 2 0 129,200 87,800 Inc. Kinder Morgan COMMON 0 0 0 0 0 0 0 0 Inc. Kirby Corp COMMON 49726610 1,133,400 20,000 0 20,000 0 0 0 20,000 Kraft Foods COMMON 50075N10 194,905,395 5,532,370 0 5,532,370 0 622 2,865,656 2,666,092 Inc Kraft Foods COMMON 7,652,555 217,217 0 217,217 0 1 0 199,637 17,580 Inc Kraft Foods COMMON 153,793,852 4,365,423 0 4,365,423 0 2 0 4,294,225 71,198 Inc Kraft Foods COMMON 1,768,616 50,202 5,102 0 45,100 5,102 45,100 0 Inc L'Oreal Co ADR COMMON 50211720 24,724,098 952,040 0 952,040 0 0 0 952,040 Unsponsored LTWC COMMON 50238610 11 18,468 0 18,468 0 0 0 18,468 Corporation
FORM 13F NAME OF REPORTING MANAGER: FAYEZ SAROFIM & CO.
6/30/2011 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 6: ITEM 6: ITEM 7: ITEM 8: ITEM 8: ITEM 8: NAME OF ISSUER TITLE OF CUSIP FAIR SHARES INVESTMENT INVESTMENT INVESTMENT MANAGERS VOTING VOTING VOTING CLASS NUMBER MARKET OR DISCRETION DISCRETION DISCRETION AUTHORITY AUTHORITY AUTHORITY VALUE PRINCIPAL (SHARES) (SHARES) (SHARES) (SHARES): (SHARES) (SHARES) AMOUNT (A)SOLE (B)SHARED (C)SHARED (A) (B) (C) - OTHER SOLE SHARED NONE ---------------- -------- -------- ----------- ---------- ---------- ---------- ---------- --------- --------- ----------- --------- Estee Lauder Co COMMON 51843910 150,252,029 1,428,387 0 1,428,387 0 0 821,401 606,986 Cl A Estee Lauder Co COMMON 568,026 5,400 0 5,400 0 1 0 4,375 1,025 Cl A Estee Lauder Co COMMON 13,887,710 132,025 0 132,025 0 2 0 95,300 36,725 Cl A Estee Lauder Co COMMON 84,152 800 800 0 0 800 0 0 Cl A Leggett & Platt COMMON 52466010 1,950,400 80,000 0 80,000 0 2 0 80,000 0 Inc Eli Lilly & Co COMMON 53245710 2,148,968 57,260 0 57,260 0 0 19,175 38,085 Eli Lilly & Co COMMON 487,890 13,000 0 13,000 0 2 0 0 13,000 Eli Lilly & Co COMMON 72,058 1,920 0 0 1,920 0 1,920 0 Lincoln COMMON 53390010 7,413,780 206,800 0 206,800 0 2 0 206,800 0 Electric Hldgs Lord Abbet COMMON 54391619 124,877 13,413 0 13,413 0 0 0 13,413 Investment Tr Cl A Lowe's Cos COMMON 54866110 479,114 20,554 0 20,554 0 0 5,800 14,754 Inc Marsh & COMMON 57174810 593,109 19,016 0 19,016 0 0 18,496 520 McLennan Cos, Inc Marsh & COMMON 436,660 14,000 0 0 14,000 0 14,000 0 McLennan Cos, Inc McDermott Intl COMMON 58003710 308,917 15,594 0 15,594 0 0 4,625 10,969 Inc McDermott Intl COMMON 594 30 0 30 0 2 0 0 30 Inc McDonalds COMMON 58013510 536,135,633 6,358,345 0 6,358,345 0 0 3,380,372 2,977,973 Corp McDonalds COMMON 3,578,962 42,445 0 42,445 0 1 0 24,645 17,800 Corp McDonalds COMMON 40,393,665 479,052 0 479,052 0 2 0 305,000 174,052 Corp McDonalds COMMON 1,020,272 12,100 2,900 0 9,200 2,900 9,200 0 Corp McGraw-Hill COMMON 58064510 149,386,740 3,564,465 0 3,564,465 0 0 1,994,647 1,569,818 Inc McGraw-Hill COMMON 1,222,484 29,169 0 29,169 0 1 0 13,575 15,594 Inc McGraw-Hill COMMON 10,112,338 241,287 0 241,287 0 2 0 114,600 126,687 Inc McGraw-Hill COMMON 134,112 3,200 3,200 0 0 3,200 0 0 Inc McMoRan COMMON 58241110 369,600 20,000 0 20,000 0 0 0 20,000 Exploration Co Mead Johnson COMMON 58283910 839,511 12,428 0 12,428 0 0 2,699 9,729 Nutrition Co Mead Johnson COMMON 8,241 122 0 122 0 2 0 0 122 Nutrition Co Medco Health COMMON 58405U10 1,034,373 18,301 0 18,301 0 0 13,956 4,345 Solutions Inc. Medco Health COMMON 1,994,365 35,286 0 35,286 0 1 0 34,732 554 Solutions Inc. Medco Health COMMON 23,966,741 424,040 0 424,040 0 2 0 424,028 12 Solutions Inc.
FORM 13F NAME OF REPORTING MANAGER: FAYEZ SAROFIM & CO.
6/30/2011 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 6: ITEM 6: ITEM 7: ITEM 8: ITEM 8: ITEM 8: NAME OF ISSUER TITLE OF CUSIP FAIR SHARES INVESTMENT INVESTMENT INVESTMENT MANAGERS VOTING VOTING VOTING CLASS NUMBER MARKET OR DISCRETION DISCRETION DISCRETION AUTHORITY AUTHORITY AUTHORITY VALUE PRINCIPAL (SHARES) (SHARES) (SHARES) (SHARES): (SHARES) (SHARES) AMOUNT (A)SOLE (B)SHARED (C)SHARED (A) (B) (C) - OTHER SOLE SHARED NONE ---------------- -------- -------- ----------- ---------- ---------- ---------- ---------- --------- --------- ----------- --------- Medco Health COMMON 317,529 5,618 72 0 5,546 72 5,546 0 Solutions Inc. Medtronic COMMON 58505510 103,036,656 2,674,193 0 2,674,193 0 0 1,380,688 1,293,505 Inc Medtronic COMMON 466,406 12,105 0 12,105 0 1 0 4,545 7,560 Inc Medtronic COMMON 5,018,340 130,245 0 130,245 0 2 0 68,000 62,245 Inc Medtronic COMMON 30,824 800 800 0 0 800 0 0 Inc Merck & Co., COMMON 58933Y10 230,254,029 6,524,625 0 6,524,625 0 553 3,971,254 2,552,818 Inc. Merck & Co., COMMON 4,244,258 120,268 0 120,268 0 1 0 101,646 18,622 Inc. Merck & Co., COMMON 74,052,148 2,098,389 0 2,098,389 0 2 0 1,938,600 159,789 Inc. Merck & Co., COMMON 1,400,307 39,680 3,580 0 36,100 3,580 36,100 0 Inc. Mesa Royalty COMMON 59066010 405,000 9,000 0 9,000 0 2 0 9,000 0 Trust Microsoft COMMON 59491810 36,282,223 1,395,470 0 1,395,470 0 0 839,316 556,154 Corp Microsoft COMMON 2,137,980 82,230 0 82,230 0 1 0 80,000 2,230 Corp Microsoft COMMON 491,140 18,890 0 18,890 0 2 0 0 18,890 Corp Microsoft COMMON 84,240 3,240 3,240 0 0 3,240 0 0 Corp Microchip COMMON 59501710 15,738,642 415,158 0 415,158 0 0 343,960 71,198 Technology Inc. Microchip COMMON 32,224 850 0 850 0 1 0 500 350 Technology Inc. Microchip COMMON 379 10 0 10 0 2 0 0 10 Technology Inc. Morgan Stanley COMMON 61744644 207,826 9,032 0 9,032 0 250 8,743 39 Morgan Stanley COMMON 11,505 500 0 500 0 1 0 0 500 National COMMON 63707110 1,067,958 13,655 0 13,655 0 0 2,300 11,355 Oilwell Varco Inc News Corp Class COMMON 65248E10 160,914,435 9,091,211 0 9,091,211 0 0 4,658,609 4,432,602 A (Limited Voting) News Corp Class COMMON 809,775 45,750 0 45,750 0 1 0 24,000 21,750 A (Limited Voting) News Corp Class COMMON 7,536,518 425,792 0 425,792 0 2 0 224,600 201,192 A (Limited Voting) News Corp Class COMMON 56,640 3,200 3,200 0 0 3,200 0 0 A (Limited Voting) News Corp Class COMMON 65248E20 15,843,992 876,327 0 876,327 0 0 531,199 345,128 B News Corp Class COMMON 0 0 0 0 0 1 0 0 0 B News Corp Class COMMON 632,800 35,000 0 35,000 0 2 0 0 35,000 B NextEra Energy COMMON 65339F10 850,983 14,810 0 14,810 0 0 8,360 6,450 Inc. NIKE Inc Class COMMON 65410610 254,643 2,830 0 2,830 0 0 45 2,785 B Norfolk COMMON 65584410 1,912,813 25,528 0 25,528 0 0 8,103 17,425 Southern Corp
FORM 13F NAME OF REPORTING MANAGER: FAYEZ SAROFIM & CO.
6/30/2011 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 6: ITEM 6: ITEM 7: ITEM 8: ITEM 8: ITEM 8: NAME OF ISSUER TITLE OF CUSIP FAIR SHARES INVESTMENT INVESTMENT INVESTMENT MANAGERS VOTING VOTING VOTING CLASS NUMBER MARKET OR DISCRETION DISCRETION DISCRETION AUTHORITY AUTHORITY AUTHORITY VALUE PRINCIPAL (SHARES) (SHARES) (SHARES) (SHARES): (SHARES) (SHARES) AMOUNT (A)SOLE (B)SHARED (C)SHARED (A) (B) (C) - OTHER SOLE SHARED NONE ---------------- -------- -------- ----------- ---------- ---------- ---------- ---------- --------- --------- ----------- --------- Novartis A G COMMON 66987V10 8,773,013 143,561 0 143,561 0 210 73,880 69,471 Spon ADR Novo-Nordisk A COMMON 67010020 233,558,502 1,864,292 0 1,864,292 0 0 1,091,606 772,686 S ADR Novo-Nordisk A COMMON 1,740,766 13,895 0 13,895 0 1 0 7,285 6,610 S ADR Novo-Nordisk A COMMON 10,448,978 83,405 0 83,405 0 2 0 50,000 33,405 S ADR Nustar Energy COMMON 67058H10 207,137 3,202 0 3,202 0 0 3,202 0 LP Occidental COMMON 67459910 390,242,067 3,750,885 0 3,750,885 0 100 2,119,377 1,631,408 Petroleum Corp Occidental COMMON 1,980,401 19,035 0 19,035 0 1 0 8,895 10,140 Petroleum Corp Occidental COMMON 25,527,254 245,360 0 245,360 0 2 0 138,000 107,360 Petroleum Corp Occidental COMMON 426,564 4,100 1,100 0 3,000 1,100 3,000 0 Petroleum Corp Oneok Partners COMMON 68268N10 3,869,208 45,360 0 45,360 0 0 0 45,360 LP Oracle Corp COMMON 68389X10 1,315,643 39,977 0 39,977 0 0 28,869 11,108 Panacos COMMON 69811Q10 859 171,850 0 171,850 0 0 171,850 0 Pharmaceuticals, Inc. Patriot Coal COMMON 70336T10 108,095 4,856 0 4,856 0 0 512 4,344 Corp. Patriot Coal COMMON 13,356,000 600,000 0 600,000 0 2 0 600,000 0 Corp. Peabody Energy COMMON 70454910 1,395,872 23,695 0 23,695 0 0 4,190 19,505 Corp. PepsiCo Inc COMMON 71344810 430,581,982 6,113,616 0 6,113,616 0 600 3,440,312 2,672,704 PepsiCo Inc COMMON 3,320,223 47,142 0 47,142 0 1 0 25,165 21,977 PepsiCo Inc COMMON 24,699,167 350,691 0 350,691 0 2 0 158,100 192,591 PepsiCo Inc COMMON 1,326,901 18,840 3,440 0 15,400 3,440 15,400 0 Petroleo COMMON 71654V10 2,328,612 75,900 0 75,900 0 0 2,700 73,200 Brasileiro S A Petrobas ADR preferred shs 268341 sedol Pfizer Inc COMMON 71708110 8,652,865 420,042 0 420,042 0 1,800 177,176 241,066 Pfizer Inc COMMON 8,157,600 396,000 0 396,000 0 1 0 396,000 0 Pfizer Inc COMMON 4,418,700 214,500 0 214,500 0 2 0 214,500 0 Pfizer Inc COMMON 1,163,900 56,500 4,400 0 52,100 4,400 52,100 0 Philip Morris COMMON 71817210 1,154,162,7917,285,649 0 17,285,649 0 900 9,641,946 7,642,803 Int'l Inc. Philip Morris COMMON 27,129,385 406,311 0 406,311 0 1 0 355,525 50,786 Int'l Inc. Philip Morris COMMON 490,088,128 7,339,945 0 7,339,945 0 2 0 6,680,000 659,945 Int'l Inc. Philip Morris COMMON 9,099,683 136,284 8,684 0 127,600 8,684 127,600 0 Int'l Inc.
FORM 13F NAME OF REPORTING MANAGER: FAYEZ SAROFIM & CO.
6/30/2011 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 6: ITEM 6: ITEM 7: ITEM 8: ITEM 8: ITEM 8: NAME OF ISSUER TITLE OF CUSIP FAIR SHARES INVESTMENT INVESTMENT INVESTMENT MANAGERS VOTING VOTING VOTING CLASS NUMBER MARKET OR DISCRETION DISCRETION DISCRETION AUTHORITY AUTHORITY AUTHORITY VALUE PRINCIPAL (SHARES) (SHARES) (SHARES) (SHARES): (SHARES) (SHARES) AMOUNT (A)SOLE (B)SHARED (C)SHARED (A) (B) (C) - OTHER SOLE SHARED NONE ---------------- -------- -------- ----------- ---------- ---------- ---------- ---------- --------- --------- ----------- --------- Piedmont COMMON 72018610 12,658,968 418,340 0 418,340 0 0 0 418,340 Natural Gas Inc Pioneer Nat Res COMMON 72378710 221,686 2,475 0 2,475 0 0 0 2,475 Co Plains All COMMON 72650310 99,376,640 1,552,760 0 1,552,760 0 0 1,439,350 113,410 American Pipeline L.P. Plains COMMON 72650510 395,647 10,379 0 10,379 0 0 0 10,379 Exploration & Production Co. Plum Creek COMMON 72925110 433,454 10,692 0 10,692 0 0 9,292 1,400 Timber Co Inc Polo Ralph COMMON 73157210 1,674,864 12,630 0 12,630 0 0 930 11,700 Lauren Corp Polo Ralph COMMON 19,892 150 0 150 0 2 0 0 150 Lauren Corp Powershares QQQ COMMON 73935A10 447,843 7,850 0 7,850 0 0 0 7,850 Trust Praxair Inc COMMON 74005P10 295,602,612 2,727,213 0 2,727,213 0 200 1,527,917 1,199,096 Praxair Inc COMMON 2,236,628 20,635 0 20,635 0 1 0 12,595 8,040 Praxair Inc COMMON 21,832,673 201,427 0 201,427 0 2 0 133,000 68,427 Praxair Inc COMMON 86,712 800 800 0 0 800 0 0 Price (T Rowe) COMMON 74144T10 940,399 15,585 0 15,585 0 0 950 14,635 Group Inc. Price (T Rowe) COMMON 482,720,000 8,000,000 0 8,000,000 0 2 0 8,000,000 0 Group Inc. Procter & COMMON 74271810 599,657,115 9,433,021 0 9,433,021 0 140 5,230,537 4,202,344 Gamble Procter & COMMON 13,326,179 209,630 0 209,630 0 1 0 181,435 28,195 Gamble Procter & COMMON 127,046,934 1,998,536 0 1,998,536 0 2 0 1,750,000 248,536 Gamble Procter & COMMON 3,314,222 52,135 3,390 0 48,745 3,390 48,745 0 Gamble Progress Energy COMMON 74326310 1,027,894 21,410 0 21,410 0 0 7,000 14,410 Inc Prudential COMMON 74432010 35,180,468 553,239 0 553,239 0 0 458,110 95,129 Financial Inc Prudential COMMON 280,432 4,410 0 4,410 0 1 0 1,105 3,305 Financial Inc Prudential COMMON 2,425,641 38,145 0 38,145 0 2 0 0 38,145 Financial Inc QEP Resources, COMMON 74733V10 424,156 10,140 0 10,140 0 0 6,440 3,700 Inc. Qualcomm Inc COMMON 74752510 113,332,350 1,995,639 0 1,995,639 0 0 1,265,167 730,472 Qualcomm Inc COMMON 539,505 9,500 0 9,500 0 1 0 7,700 1,800 Qualcomm Inc COMMON 6,315,616 111,210 0 111,210 0 2 0 62,000 49,210 Qualcomm Inc COMMON 45,432 800 800 0 0 800 0 0 Questar Corp COMMON 74835610 179,579 10,140 0 10,140 0 0 6,440 3,700
FORM 13F NAME OF REPORTING MANAGER: FAYEZ SAROFIM & CO.
6/30/2011 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 6: ITEM 6: ITEM 7: ITEM 8: ITEM 8: ITEM 8: NAME OF ISSUER TITLE OF CUSIP FAIR SHARES INVESTMENT INVESTMENT INVESTMENT MANAGERS VOTING VOTING VOTING CLASS NUMBER MARKET OR DISCRETION DISCRETION DISCRETION AUTHORITY AUTHORITY AUTHORITY VALUE PRINCIPAL (SHARES) (SHARES) (SHARES) (SHARES): (SHARES) (SHARES) AMOUNT (A)SOLE (B)SHARED (C)SHARED (A) (B) (C) - OTHER SOLE SHARED NONE ---------------- -------- -------- ----------- ---------- ---------- ---------- ---------- --------- --------- ----------- --------- Rio Tinto PLC COMMON 76720410 200,577,190 2,773,468 0 2,773,468 0 60 1,352,616 1,420,792 Spon ADR Rio Tinto PLC COMMON 1,613,459 22,310 0 22,310 0 1 0 12,745 9,565 Spon ADR Rio Tinto PLC COMMON 6,432,141 88,940 0 88,940 0 2 0 60,100 28,840 Spon ADR Rio Tinto PLC COMMON 18,803 260 0 0 260 0 260 0 Spon ADR Roche Holding COMMON 77119510 189,909,460 4,545,953 0 4,545,953 0 600 2,040,601 2,504,752 AG ADR Sponsored ADR(non-voting) Roche Holding COMMON 1,471,333 35,220 0 35,220 0 1 0 12,920 22,300 AG ADR Sponsored ADR(non-voting) Roche Holding COMMON 6,606,795 158,150 0 158,150 0 2 0 79,000 79,150 AG ADR Sponsored ADR(non-voting) Roche Holding COMMON 518,016 12,400 2,400 0 10,000 2,400 10,000 0 AG ADR Sponsored ADR(non-voting) Rockwell COMMON 77390310 526,026 6,063 0 6,063 0 0 950 5,113 Automation Rockwell COMMON 77434110 202,282 3,279 0 3,279 0 0 550 2,729 Collins Royal Dutch COMMON 78025910 1,422,372 19,824 0 19,824 0 0 17,128 2,696 Shell Plc B ADRs (1 ADR= 2 Ordinary Shs) Royal Dutch COMMON 78025920 379,889,118 5,340,772 0 5,340,772 0 300 2,758,302 2,582,170 Shell plc ADR Royal Dutch COMMON 3,145,440 44,221 0 44,221 0 1 0 29,366 14,855 Shell plc ADR Royal Dutch COMMON 17,926,183 252,020 0 252,020 0 2 0 126,300 125,720 Shell plc ADR Royal Dutch COMMON 1,408,374 19,800 2,000 0 17,800 2,000 17,800 0 Shell plc ADR S&P Depositary COMMON 78462F10 975,918 7,395 0 7,395 0 0 0 7,395 Receipt SPDR S&P Midcap COMMON 78467Y10 226,647 1,730 0 1,730 0 0 0 1,730 400 ETF Trust Sabine Royalty COMMON 78568810 9,561,000 150,000 0 150,000 0 2 0 150,000 0 Trust Sara Lee COMMON 80311110 291,819 15,367 0 15,367 0 0 14,737 630 Corp Savient COMMON 80517Q10 103,796 13,858 0 13,858 0 0 0 13,858 Pharmaceuticals Inc. Schlumberger COMMON 80685710 4,411,325 51,057 0 51,057 0 0 40,961 10,096 Ltd Schlumberger COMMON 6,480 75 0 75 0 1 0 75 0 Ltd Schlumberger COMMON 708,048 8,195 0 0 8,195 0 8,195 0 Ltd Schwab COMMON 80851310 601,823 36,585 0 36,585 0 0 0 36,585 (Charles) Corp Sigma Aldrich COMMON 82655210 388,620 5,296 0 5,296 0 0 4,400 896 Corp Smucker (J M) COMMON 83269640 31,646 414 0 414 0 0 310 104 Co Smucker (J M) COMMON 97,843 1,280 0 1,280 0 1 0 1,280 0 Co
FORM 13F NAME OF REPORTING MANAGER: FAYEZ SAROFIM & CO.
6/30/2011 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 6: ITEM 6: ITEM 7: ITEM 8: ITEM 8: ITEM 8: NAME OF ISSUER TITLE OF CUSIP FAIR SHARES INVESTMENT INVESTMENT INVESTMENT MANAGERS VOTING VOTING VOTING CLASS NUMBER MARKET OR DISCRETION DISCRETION DISCRETION AUTHORITY AUTHORITY AUTHORITY VALUE PRINCIPAL (SHARES) (SHARES) (SHARES) (SHARES): (SHARES) (SHARES) AMOUNT (A)SOLE (B)SHARED (C)SHARED (A) (B) (C) - OTHER SOLE SHARED NONE ---------------- -------- -------- ----------- ---------- ---------- ---------- ---------- --------- --------- ----------- --------- Smucker (J M) COMMON 1,125,197 14,720 0 14,720 0 2 0 14,720 0 Co Smucker (J M) COMMON 16,817 220 0 0 220 0 220 0 Co Solera Holdings COMMON 83421A10 435,003 7,353 0 7,353 0 0 7,353 0 Inc. Southern Co COMMON 84258710 728,455 18,040 0 18,040 0 0 17,180 860 Southwest COMMON 84474110 267,456 23,420 0 23,420 0 0 19,570 3,850 Airlines Co State Street COMMON 85747710 69,890 1,550 0 1,550 0 0 0 1,550 Corp State Street COMMON 13,522,130 299,892 0 299,892 0 1 0 299,892 0 Corp State Street COMMON 43,905,846 973,738 0 973,738 0 2 0 973,738 0 Corp Statoil ASA COMMON 85771P10 10,229,806 401,957 0 401,957 0 0 5,173 396,784 ADR Stereotaxis COMMON 85916J10 35,100 10,000 0 10,000 0 0 0 10,000 Inc. Suncor Energy COMMON 86722410 443,355 11,339 0 11,339 0 0 118 11,221 Inc. New SunTrust Banks COMMON 86791410 147,653 5,723 0 5,723 0 550 4,400 773 Inc SunTrust Banks COMMON 129,000 5,000 0 0 5,000 0 5,000 0 Inc Sysco Corp COMMON 87182910 11,114,298 356,456 0 356,456 0 0 140,813 215,643 Sysco Corp COMMON 36,169 1,160 0 1,160 0 1 0 160 1,000 Sysco Corp COMMON 3,046,723 97,714 0 97,714 0 2 0 70,000 27,714 Sysco Corp COMMON 24,944 800 800 0 0 800 0 0 Target Corp COMMON 87612E10 264,299,765 5,634,188 0 5,634,188 0 0 2,979,123 2,655,065 Target Corp COMMON 2,044,704 43,588 0 43,588 0 1 0 26,635 16,953 Target Corp COMMON 16,365,257 348,865 0 348,865 0 2 0 236,300 112,565 Target Corp COMMON 70,365 1,500 1,500 0 0 1,500 0 0 Teledyne COMMON 87936010 36,511 725 0 725 0 0 213 512 Technologies Inc Teledyne COMMON 5,020,388 99,690 0 99,690 0 2 0 99,690 0 Technologies Inc Temple-Inland COMMON 87986810 83,331 2,802 0 2,802 0 690 0 2,112 Inc Temple-Inland COMMON 1,838,289 61,812 0 61,812 0 2 0 61,812 0 Inc Texas COMMON 88250810 230,513,349 7,021,424 0 7,021,424 0 0 3,907,016 3,114,408 Instruments Texas COMMON 1,389,201 42,315 0 42,315 0 1 0 24,165 18,150 Instruments Texas COMMON 13,125,598 399,805 0 399,805 0 2 0 200,000 199,805 Instruments
FORM 13F NAME OF REPORTING MANAGER: FAYEZ SAROFIM & CO.
6/30/2011 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 6: ITEM 6: ITEM 7: ITEM 8: ITEM 8: ITEM 8: NAME OF ISSUER TITLE OF CUSIP FAIR SHARES INVESTMENT INVESTMENT INVESTMENT MANAGERS VOTING VOTING VOTING CLASS NUMBER MARKET OR DISCRETION DISCRETION DISCRETION AUTHORITY AUTHORITY AUTHORITY VALUE PRINCIPAL (SHARES) (SHARES) (SHARES) (SHARES): (SHARES) (SHARES) AMOUNT (A)SOLE (B)SHARED (C)SHARED (A) (B) (C) - OTHER SOLE SHARED NONE ---------------- -------- -------- ----------- ---------- ---------- ---------- ---------- --------- --------- ----------- --------- 3M Company COMMON 88579Y10 5,447,994 57,438 0 57,438 0 0 11,381 46,057 3M Company COMMON 215,120 2,268 0 2,268 0 1 0 1,668 600 3M Company COMMON 189,700 2,000 0 0 2,000 0 2,000 0 Tidewater COMMON 88642310 1,782,510 33,126 0 33,126 0 0 33,126 0 Inc Time Warner COMMON 88731730 939,219 25,824 0 25,824 0 0 23,726 2,098 Inc.(New) Time Warner COMMON 7,340,157 201,819 0 201,819 0 2 0 201,819 0 Inc.(New) Time Warner COMMON 58,192 1,600 0 0 1,600 0 1,600 0 Inc.(New) Time Warner COMMON 88732J20 679,104 8,702 0 8,702 0 0 6,480 2,222 Cable Inc. Time Warner COMMON 4,715,255 60,421 0 60,421 0 2 0 60,421 0 Cable Inc. Time Warner COMMON 31,294 401 0 0 401 0 401 0 Cable Inc. Total S A ADR COMMON 89151E10 354,086,647 6,121,830 0 6,121,830 0 0 2,926,938 3,194,892 Total S A ADR COMMON 2,508,521 43,370 0 43,370 0 1 0 24,370 19,000 Total S A ADR COMMON 66,851,183 1,155,795 0 1,155,795 0 2 0 1,090,000 65,795 Total S A ADR COMMON 948,576 16,400 2,400 0 14,000 2,400 14,000 0 Tractor Supply COMMON 89235610 376,668 5,632 0 5,632 0 0 5,632 0 Co. Travelers COMMON 89417E10 1,691,852 28,980 0 28,980 0 0 20,467 8,513 Companies, Inc. Travelers COMMON 48,922 838 0 838 0 1 0 838 0 Companies, Inc. Triquint COMMON 89674K10 387,536 38,031 0 38,031 0 0 38,031 0 Semiconductor Inc. UGI Corp COMMON 90268110 414,570 13,000 0 13,000 0 0 13,000 0 US Bancorp Del COMMON 90297330 282,651 11,080 0 11,080 0 0 4,180 6,900 Unilever N V COMMON 90478470 615,182 18,727 0 18,727 0 0 0 18,727 (New York Shares) Union Pacific COMMON 90781810 236,570 2,266 0 2,266 0 0 0 2,266 Corp United Parcel COMMON 91131210 270,570 3,710 0 3,710 0 0 0 3,710 Service United COMMON 91301710 261,683,026 2,956,536 0 2,956,536 0 0 1,752,567 1,203,969 Technologies Corp United COMMON 1,914,029 21,625 0 21,625 0 1 0 14,300 7,325 Technologies Corp United COMMON 12,773,232 144,314 0 144,314 0 2 0 70,000 74,314 Technologies Corp United COMMON 53,106 600 600 0 0 600 0 0 Technologies Corp Unitrin Inc COMMON 91327510 15,086,869 508,489 0 508,489 0 0 445,515 62,974
FORM 13F NAME OF REPORTING MANAGER: FAYEZ SAROFIM & CO.
6/30/2011 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 6: ITEM 6: ITEM 7: ITEM 8: ITEM 8: ITEM 8: NAME OF ISSUER TITLE OF CUSIP FAIR SHARES INVESTMENT INVESTMENT INVESTMENT MANAGERS VOTING VOTING VOTING CLASS NUMBER MARKET OR DISCRETION DISCRETION DISCRETION AUTHORITY AUTHORITY AUTHORITY VALUE PRINCIPAL (SHARES) (SHARES) (SHARES) (SHARES): (SHARES) (SHARES) AMOUNT (A)SOLE (B)SHARED (C)SHARED (A) (B) (C) - OTHER SOLE SHARED NONE ---------------- -------- -------- ----------- ---------- ---------- ---------- ---------- --------- --------- ----------- --------- Unitrin Inc COMMON 14,835 500 0 500 0 1 0 0 500 Unitrin Inc COMMON 21,756,062 733,268 0 733,268 0 2 0 725,020 8,248 US Ecology COMMON 91732J10 91,023 5,323 0 5,323 0 0 2,637 2,686 Inc. US Ecology COMMON 201,506 11,784 0 11,784 0 2 0 11,784 0 Inc. Verizon COMMON 92343V10 741,696 19,922 0 19,922 0 0 4,541 15,381 Communications Volcano COMMON 92864510 322,900 10,000 0 10,000 0 0 0 10,000 Corporation Wal-Mart Stores COMMON 93114210 291,604,046 5,487,468 0 5,487,468 0 400 2,860,471 2,626,597 Inc Wal-Mart Stores COMMON 2,199,088 41,383 0 41,383 0 1 0 25,100 16,283 Inc Wal-Mart Stores COMMON 18,097,040 340,554 0 340,554 0 2 0 175,000 165,554 Inc Wal-Mart Stores COMMON 1,250,916 23,540 2,740 0 20,800 2,740 20,800 0 Inc Walgreen Co COMMON 93142210 380,845,355 8,969,509 0 8,969,509 0 0 4,747,372 4,222,137 Walgreen Co COMMON 2,950,121 69,480 0 69,480 0 1 0 43,680 25,800 Walgreen Co COMMON 23,710,980 558,431 0 558,431 0 2 0 265,200 293,231 Walgreen Co COMMON 757,911 17,850 3,300 0 14,550 3,300 14,550 0 Weingarten COMMON 94874110 1,004,412 39,921 0 39,921 0 0 31,392 8,529 Realty Inv Weingarten COMMON 5,032 200 0 200 0 1 0 200 0 Realty Inv Weingarten COMMON 16,983 675 0 0 675 0 675 0 Realty Inv Wells Fargo & COMMON 94974610 922,753 32,885 0 32,885 0 0 22,894 9,991 Co Whole Foods Mkt COMMON 96683710 52,192,701 822,580 0 822,580 0 0 418,916 403,664 Inc Whole Foods Mkt COMMON 263,318 4,150 0 4,150 0 1 0 750 3,400 Inc Whole Foods Mkt COMMON 6,261,754 98,688 0 98,688 0 2 0 50,000 48,688 Inc Whole Foods Mkt COMMON 69,795 1,100 800 0 300 800 300 0 Inc Williams COMMON 96950F10 7,097,580 131,000 0 131,000 0 0 39,000 92,000 Partners LP World Fuel COMMON 98147510 380,966 10,603 0 10,603 0 0 10,603 0 Services Corp. World Wrestling COMMON 98156Q10 238,917 25,070 0 25,070 0 0 25,070 0 Entmt Inc Yahoo! Inc. COMMON 98433210 1,328,724 88,346 0 88,346 0 0 58,346 30,000 Yum! Brands COMMON 98849810 1,118,334 20,245 0 20,245 0 0 780 19,465 Inc. Yum! Brands COMMON 5,524 100 0 100 0 1 0 100 0 Inc.
FORM 13F NAME OF REPORTING MANAGER: FAYEZ SAROFIM & CO.
6/30/2011 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 6: ITEM 6: ITEM 7: ITEM 8: ITEM 8: ITEM 8: NAME OF ISSUER TITLE OF CUSIP FAIR SHARES INVESTMENT INVESTMENT INVESTMENT MANAGERS VOTING VOTING VOTING CLASS NUMBER MARKET OR DISCRETION DISCRETION DISCRETION AUTHORITY AUTHORITY AUTHORITY VALUE PRINCIPAL (SHARES) (SHARES) (SHARES) (SHARES): (SHARES) (SHARES) AMOUNT (A)SOLE (B)SHARED (C)SHARED (A) (B) (C) - OTHER SOLE SHARED NONE ---------------- -------- -------- ----------- ---------- ---------- ---------- ---------- --------- --------- ----------- --------- Zions COMMON 98970110 255,370 10,636 0 10,636 0 0 10,280 356 Bancorp Christian Dior COMMON F2633410 105,806,841 672,600 0 672,600 0 0 53,600 619,000 SA (Sedol 4061393) Christian Dior COMMON 818,013 5,200 0 5,200 0 1 0 0 5,200 SA (Sedol 4061393) Eurazeo (Sedol COMMON F3292811 7,901,446 108,173 0 108,173 0 0 13,000 95,173 7042395) Ordinary Shares FF20 Arcos Dorados COMMON G0457F10 30,516,049 1,446,944 0 1,446,944 0 0 666,861 780,083 Holdings Inc. Arcos Dorados COMMON 141,303 6,700 0 6,700 0 1 0 6,150 550 Holdings Inc. Arcos Dorados COMMON 115,995 5,500 0 5,500 0 2 0 0 5,500 Holdings Inc. Argo Group COMMON G0464B10 305,284 10,272 0 10,272 0 0 10,272 0 International Holdings, Ltd. Argo Group COMMON 7,891,344 265,523 0 265,523 0 2 0 265,523 0 International Holdings, Ltd. ACE LTD COMMON H0023R10 34,556 525 0 525 0 200 0 325 ACE LTD COMMON 19,010,067 288,819 0 288,819 0 2 0 288,819 0 Allied World COMMON H0153110 3,013,737 52,340 0 52,340 0 0 52,340 0 Assurance Co Holdings AG Transocean Ltd COMMON H8817H10 207,302 3,211 0 3,211 0 200 1,784 1,227 ------------------------------------------------------------------------------------------------------------------------------------ COUNT: 489 REPORT TOTALS 21,745,541,199