0001193125-11-140894.txt : 20110516 0001193125-11-140894.hdr.sgml : 20110516 20110516122004 ACCESSION NUMBER: 0001193125-11-140894 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 EFFECTIVENESS DATE: 20110516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAROFIM FAYEZ CENTRAL INDEX KEY: 0000315027 IRS NUMBER: 741312679 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00132 FILM NUMBER: 11844746 BUSINESS ADDRESS: STREET 1: TWO HOUSTON CTR STE 2907 CITY: HOUSTON STATE: TX ZIP: 77010 BUSINESS PHONE: 7136544484 MAIL ADDRESS: STREET 1: TWO HOUSTON CENTER STREET 2: SUITE 2907 CITY: HOUSTON STATE: TX ZIP: 77010 13F-HR 1 d13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended March 31, 2011 Check here if Amendment: [_]; Amendment Number: ----------- This Amendment (Check only one): [_] is a restatement [_] adds new holding entries.
Institutional Manager Filing this Report: Name: Fayez Sarofim & Co. Address: Two Houston Center, Suite 2907 Houston, Texas 77010
13F File Number: 028-133 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Fayez Sarofim Phone: (713) 654-4484
Signature, Place and Date of Signing: /s/ Fayez Sarofim Houston, Texas 5/16/2011 ------------------- -------------------- ------------ [Signature] [City, State] [Date]
Report Type: (Check only one): [X]13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_]13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_]13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 488 Form 13F Information Table Value Total: $21,392,852 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 2. 028-960 Sarofim Trust Co. 3. 028-5074 Sarofim International Management Company ---- ---------------------- -----------------------------------------
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 03/31/11 ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 7: Item 8: Investment Discretion Voting Authority (Shares) (Shares) Item 2: Item 4: Item 5: ------------------------ -------------------------- Item 1: Title Item 3: Fair Shares or (c) Name of of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Issuer Class Number Value Amount Sole Shared Other Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ ABB Ltd. ADR COMMON 000375204 1,000,208 41,348 41,348 1 17,865 23,483 ABB Ltd. ADR COMMON 000375204 16,933 700 700 1., 2. 700 AOL INC COMMON 00184X105 39,060 2,000 2,000 1 1,881 119 AOL INC COMMON 00184X105 358,297 18,346 18,346 1., 3. 18,346 AT&T Inc. COMMON 00206R102 7,708,578 251,832 251,832 1 197,693 54,139 AT&T Inc. COMMON 00206R102 1,576,017 51,487 51,487 1., 2. 51,487 AT&T Inc. COMMON 00206R102 2,953,773 96,497 96,497 1., 3. 96,318 179 AT&T Inc. COMMON 00206R102 6,122 200 200 None 200 Abbott Laboratories COMMON 002824100 339,745,783 6,926,520 6,926,520 1 3,858,042 3,068,478 Abbott Laboratories COMMON 002824100 2,255,760 45,989 45,989 1., 2. 26,689 19,300 Abbott Laboratories COMMON 002824100 23,447,666 478,036 478,036 1., 3. 301,000 177,036 Abbott Laboratories COMMON 002824100 779,895 15,900 2,900 13,000 None 2,900 13,000 Zurich Financial Services AG Reg Ord Shs Sedol 5983 COMMON 005983812 2,838,400 10,100 10,100 1 10,100 Aetna Inc COMMON 00817Y108 202,122 5,400 5,400 1 5,400 L'Air Liquide ADR COMMON 009126202 18,848,571 708,300 708,300 1 708,300 Air Products & Chemicals COMMON 009158106 67,144,150 744,557 744,557 1 600 375,608 368,349 Air Products & Chemicals COMMON 009158106 448,646 4,975 4,975 1., 2. 2,700 2,275 Air Products & Chemicals COMMON 009158106 2,733,807 30,315 30,315 1., 3. 6,000 24,315 Air Products & Chemicals COMMON 009158106 36,072 400 400 None 400 Alamo Group Inc COMMON 011311107 4,158,675 151,500 151,500 1., 3. 151,500 Alcoa Inc COMMON 013817101 353,200 20,000 20,000 1 20,000 Allegheny Technologies COMMON 01741R102 523,746 7,734 7,734 1 7,725 9 Allergan Inc COMMON 018490102 590,744 8,318 8,318 1 7,933 385 -------------- COLUMN TOTALS 477,766,225
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 03/31/11 ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 7: Item 8: Investment Discretion Voting Authority (Shares) (Shares) Item 2: Item 4: Item 5: ------------------------ -------------------------- Item 1: Title Item 3: Fair Shares or (c) Name of of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Issuer Class Number Value Amount Sole Shared Other Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ Alliance Resource Partners Ltd COMMON 01877R108 358,292 4,400 4,400 1 4,400 Altria Group Inc. COMMON 02209S103 451,845,667 17,358,650 17,358,650 1 10,879 10,241,467 7,106,304 Altria Group Inc. COMMON 02209S103 8,347,480 320,687 320,687 1., 2. 271,500 49,187 Altria Group Inc. COMMON 02209S103 190,711,554 7,326,606 7,326,606 1., 3. 6,680,000 646,606 Altria Group Inc. COMMON 02209S103 3,537,061 135,884 8,284 127,600 None 8,284 127,600 American Express Co COMMON 025816109 90,564,618 2,003,642 2,003,642 1 1,506,932 496,710 American Express Co COMMON 025816109 744,896 16,480 16,480 1., 2. 5,880 10,600 American Express Co COMMON 025816109 6,308,022 139,558 139,558 1., 3. 85,000 54,558 American Express Co COMMON 025816109 54,240 1,200 1,200 None 1,200 Ameriprise Financial Inc. COMMON 03076C106 356,402 5,835 5,835 1 3,989 1,846 Ameriprise Financial Inc. COMMON 03076C106 23,210 380 380 1., 2. 60 320 Anadarko Petroleum Corp COMMON 032511107 1,593,180 19,448 19,448 1 19,098 350 Apache Corp COMMON 037411105 542,034 4,140 4,140 1 3,180 960 Apple Inc. COMMON 037833100 703,585,724 2,018,851 2,018,851 1 984 1,179,383 838,484 Apple Inc. COMMON 037833100 3,676,759 10,550 10,550 1., 2. 7,020 3,530 Apple Inc. COMMON 037833100 36,865,176 105,780 105,780 1., 3. 49,000 56,780 Apple Inc. COMMON 037833100 174,254 500 500 None 500 Arkema SA ADS COMMON 041232109 12,733 140 140 1 100 40 Arkema SA ADS COMMON 041232109 463,847 5,100 5,100 1., 3. 5,100 Artio Global Investment Funds COMMON 04315J860 144,500 13,854 13,854 1 13,854 Automatic Data Processing COMMON 053015103 171,502,213 3,342,472 3,342,472 1 1,897,467 1,445,005 Automatic Data Processing COMMON 053015103 1,017,734 19,835 19,835 1., 2. 14,660 5,175 Automatic Data Processing COMMON 053015103 11,921,879 232,350 232,350 1., 3. 165,000 67,350 -------------- COLUMN TOTALS 1,684,351,475
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 03/31/11 ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 7: Item 8: Investment Discretion Voting Authority (Shares) (Shares) Item 2: Item 4: Item 5: ------------------------ -------------------------- Item 1: Title Item 3: Fair Shares or (c) Name of of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Issuer Class Number Value Amount Sole Shared Other Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ Automatic Data Processing COMMON 053015103 100,055 1,950 1,000 950 None 1,000 950 Babcock & Wilcox Co COMMON 05615F102 2,734,289 81,914 81,914 1 56,009 25,905 Babcock & Wilcox Co COMMON 05615F102 13,352 400 400 1., 2. 400 Babcock & Wilcox Co COMMON 05615F102 501 15 15 1., 3. 15 Baidu Com Inc. COMMON 056752108 292,157 2,120 2,120 1 1,120 1,000 Bancshares Inc COMMON 059764100 207,183 1,280 1,280 1 1,280 Bank of America COMMON 060505104 21,016,709 1,576,647 1,576,647 1 976,056 600,591 Bank of America COMMON 060505104 68,370 5,129 5,129 1., 2. 5,129 Bank of America COMMON 060505104 10,768,441 807,835 807,835 1., 3. 613,950 193,885 Bank of America COMMON 060505104 153,082 11,484 3,284 8,200 None 3,284 8,200 Bank of New York Mellon Corp. COMMON 064058100 359,545 12,037 12,037 1 9,294 2,743 Bank of New York Mellon Corp. COMMON 064058100 3,139,695 105,112 105,112 1., 2. 105,112 Bank of New York Mellon Corp. COMMON 064058100 217,701,760 7,288,308 7,288,308 1., 3. 7,288,308 Baxter International Inc COMMON 071813109 911,402 16,950 16,950 1 16,750 200 Becton Dickinson COMMON 075887109 65,033,377 816,797 816,797 1 626,026 190,771 Becton Dickinson COMMON 075887109 583,615 7,330 7,330 1., 2. 3,180 4,150 Becton Dickinson COMMON 075887109 3,969,853 49,860 49,860 1., 3. 30,000 19,860 Becton Dickinson COMMON 075887109 31,848 400 400 None 400 Berkshire Hathaway Cl A COMMON 084670108 67,787,300 541 541 1 116 425 Berkshire Hathaway Cl A COMMON 084670108 1,879,500 15 15 1., 2. 12 3 Berkshire Hathaway Cl A COMMON 084670108 9,397,500 75 75 1., 3. 30 45 Berkshire Hathaway Cl B COMMON 084670702 4,316,312 51,612 51,612 1 32,778 18,834 Berkshire Hathaway Cl B COMMON 084670702 87,812 1,050 1,050 1., 2. 1,050 -------------- COLUMN TOTALS 410,553,658
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 03/31/11 ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 7: Item 8: Investment Discretion Voting Authority (Shares) (Shares) Item 2: Item 4: Item 5: ------------------------ -------------------------- Item 1: Title Item 3: Fair Shares or (c) Name of of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Issuer Class Number Value Amount Sole Shared Other Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ Berkshire Hathaway Cl B COMMON 084670702 91,993 1,100 1,100 1., 3. 1,100 BHP Billiton Ltd Spon ADR COMMON 088606108 1,747,892 18,230 18,230 1 17,980 250 Boardwalk Pipeline Partners, LP COMMON 096627104 417,395 12,780 12,780 1 12,780 Boeing Co COMMON 097023105 464,946 6,289 6,289 1 712 5,577 Bristol-Myers Squibb Co COMMON 110122108 707,901 26,784 26,784 1 6,198 20,586 Bristol-Myers Squibb Co COMMON 110122108 145,365 5,500 5,500 1., 2. 5,500 Broadridge Financial Solutions COMMON 11133T103 670,308 29,542 29,542 1 23,349 6,193 Broadridge Financial Solutions COMMON 11133T103 283,625 12,500 12,500 1., 3. 12,500 Broadridge Financial Solutions COMMON 11133T103 9,076 400 200 200 None 200 200 Buckeye Partners LP Units COMMON 118230101 216,671 3,410 3,410 1 3,410 CLECO Corp (new) COMMON 12561W105 1,334,567 38,920 38,920 1 8,632 30,288 CSX Corp COMMON 126408103 633,673 8,062 8,062 1 62 8,000 Camden Property Trust COMMON 133131102 14,653,878 257,900 257,900 1 257,900 Campbell Soup Co COMMON 134429109 762,192 23,020 23,020 1 23,020 Caterpillar Inc COMMON 149123101 285,692,896 2,565,720 2,565,720 1 2,586 1,365,535 1,197,599 Caterpillar Inc COMMON 149123101 1,990,381 17,875 17,875 1., 2. 11,750 6,125 Caterpillar Inc COMMON 149123101 15,728,299 141,251 141,251 1., 3. 73,000 68,251 Caterpillar Inc COMMON 149123101 89,080 800 800 None 800 Celera Corp. COMMON 15100E106 97,320 12,000 12,000 1 12,000 -------------- COLUMN TOTALS 325,737,458
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 03/31/11 ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 7: Item 8: Investment Discretion Voting Authority (Shares) (Shares) Item 2: Item 4: Item 5: ------------------------ -------------------------- Item 1: Title Item 3: Fair Shares or (c) Name of of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Issuer Class Number Value Amount Sole Shared Other Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ Cenovus Energy Inc. COMMON 15135U109 267,981 6,805 6,805 1 6,805 CenturyLink Inc. COMMON 156700106 378,521 9,110 9,110 1 9,110 Chevron Corp. COMMON 166764100 764,146,224 7,108,998 7,108,998 1 4,516 3,814,695 3,289,788 Chevron Corp. COMMON 166764100 12,543,653 116,696 116,696 1., 2. 97,246 19,450 Chevron Corp. COMMON 166764100 250,129,767 2,327,005 2,327,005 1., 3. 2,133,620 193,385 Chevron Corp. COMMON 166764100 2,872,133 26,720 2,960 23,760 None 2,960 23,760 Chubb Corp COMMON 171232101 588,576 9,600 9,600 1 9,600 Cisco Systems Inc COMMON 17275R102 84,259,013 4,913,062 4,913,062 1 3,622,790 1,290,272 Cisco Systems Inc COMMON 17275R102 685,314 39,960 39,960 1., 2. 23,950 16,010 Cisco Systems Inc COMMON 17275R102 5,684,453 331,455 331,455 1., 3. 160,500 170,955 Cisco Systems Inc COMMON 17275R102 5,145 300 300 None 300 Citigroup Inc COMMON 172967424 2,829,622 640,186 640,186 1 2,200 448,528 189,458 Citigroup Inc COMMON 172967424 80,992 18,324 18,324 1., 2. 18,324 Citigroup Inc COMMON 172967424 504,795 114,207 114,207 1., 3. 114,207 Citigroup Inc COMMON 172967424 101,841 23,041 3,500 19,541 None 3,500 19,541 Clean Energy Fuels Corp. COMMON 184499101 517,608 31,600 31,600 1 31,600 CLP Holdings Ltd ADR COMMON 18946Q101 691,615 85,525 85,525 1 1,440 84,085 Coach Inc COMMON 189754104 5,920,695 113,772 113,772 1 55,394 58,378 Coca-Cola Co COMMON 191216100 959,443,275 14,462,515 14,462,515 1 6,400 8,097,076 6,359,039 Coca-Cola Co COMMON 191216100 19,026,367 286,801 286,801 1., 2. 250,319 36,482 Coca-Cola Co COMMON 191216100 347,728,805 5,241,616 5,241,616 1., 3. 4,724,880 516,736 Coca-Cola Co COMMON 191216100 5,521,478 83,230 6,380 76,850 None 6,380 76,850 Coca Cola Hellenic Bttlg COMMON 1912EP104 1,355,500 50,000 50,000 1 50,000 Colgate Palmolive Co COMMON 194162103 2,540,166 31,453 31,453 1 3,226 28,227 -------------- COLUMN TOTALS 2,467,823,539
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 03/31/11 ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 7: Item 8: Investment Discretion Voting Authority (Shares) (Shares) Item 2: Item 4: Item 5: ------------------------ -------------------------- Item 1: Title Item 3: Fair Shares or (c) Name of of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Issuer Class Number Value Amount Sole Shared Other Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ ConAgra Foods Inc COMMON 205887102 464,930 19,576 19,576 1 19,576 ConocoPhillips COMMON 20825C104 530,714,297 6,645,558 6,645,558 1 3,977 3,867,574 2,774,007 ConocoPhillips COMMON 20825C104 2,902,911 36,350 36,350 1., 2. 21,980 14,370 ConocoPhillips COMMON 20825C104 68,602,615 859,036 859,036 1., 3. 685,000 174,036 ConocoPhillips COMMON 20825C104 1,485,396 18,600 2,400 16,200 None 2,400 16,200 Costco Whsl Corp (new) COMMON 22160K105 348,857 4,758 4,758 1 2,678 2,080 Crown Holdings Inc. COMMON 228368106 312,498 8,100 8,100 1 8,100 Curtiss-Wright Corp COMMON 231561101 883,701 25,148 25,148 1 21,472 3,676 Curtiss-Wright Corp COMMON 231561101 1,958,422 55,732 55,732 1., 3. 55,732 Danaher Corp COMMON 235851102 207,600 4,000 4,000 1 4,000 Danone Sponsored ADR COMMON 23636T100 18,408,680 1,407,101 1,407,101 1 636,700 770,401 Davita Inc COMMON 23918K108 369,831 4,325 4,325 1 4,325 Diageo PLC Sponsored ADR COMMON 25243Q205 20,688,852 271,436 271,436 1 48,300 223,136 Diageo PLC Sponsored ADR COMMON 25243Q205 38,110 500 500 1., 2. 500 Diageo PLC Sponsored ADR COMMON 25243Q205 38,110 500 500 None 500 Diamond Foods Inc. COMMON 252603105 613,800 11,000 11,000 1 11,000 Walt Disney Co COMMON 254687106 118,532,446 2,750,811 2,750,811 1 1,800 1,416,401 1,332,610 Walt Disney Co COMMON 254687106 814,186 18,895 18,895 1., 2. 9,975 8,920 Walt Disney Co COMMON 254687106 2,487,370 57,725 57,725 1., 3. 17,000 40,725 Dow Chemical Co COMMON 260543103 304,039 8,054 8,054 1 2,279 5,775 Dreyfus Appreciation Fund COMMON 261970107 4,510,811 111,764 111,764 1 110,964 800 -------------- COLUMN TOTALS 774,687,462
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 03/31/11 ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 7: Item 8: Investment Discretion Voting Authority (Shares) (Shares) Item 2: Item 4: Item 5: ------------------------ -------------------------- Item 1: Title Item 3: Fair Shares or (c) Name of of CUSIP Market Principal (a) (b) Shared - (a) (b) (c) Issuer Class Number Value Amount Sole Shared Other Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ Dreyfus Core Equity Fund Class A COMMON 261978217 3,809,899 225,705 225,705 1 225,705 Dreyfus Tax Managed Growth Fund - Class A COMMON 261978381 1,726,597 90,209 90,209 1 90,209 Dreyfus Worldwide Growth Fund - Class A COMMON 261989107 4,080,469 97,619 97,619 1 97,619 DuPont E I de Nemours COMMON 263534109 1,602,980 29,161 29,161 1 200 26,448 2,513 Duke Energy Corporation COMMON 26441C105 306,953 16,912 16,912 1 16,212 700 EMC Corp COMMON 268648102 607,374 22,868 22,868 1 3,890 18,978 EMC Corp COMMON 268648102 17,264 650 650 1., 2. 650 EOG Resources Inc COMMON 26875P101 2,249,912 18,985 18,985 1 2,042 16,943 Eastern Insurance Holdings Inc. COMMON 276534104 486,272 37,579 37,579 1 37,579 Eaton Vance Corp (non- voting) COMMON 278265103 30,176,640 936,000 936,000 1., 2. 936,000 Eaton Vance Corp (non- voting) COMMON 278265103 136,181,760 4,224,000 4,224,000 1., 3. 4,224,000 El Paso Corporation COMMON 28336L109 691,740 38,430 38,430 1 38,430 Emerson Electric Co. COMMON 291011104 2,583,190 44,210 44,210 1 600 22,946 20,664 Emerson Electric Co. COMMON 291011104 17,529 300 300 1., 2. 300 Encana Corp. COMMON 292505104 234,977 6,805 6,805 1 6,805 Encore Bancshares Inc. COMMON 29255V201 2,195,835 180,876 180,876 1., 3. 180,876 -------------- COLUMN TOTALS 186,969,391
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 03/31/11 ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 7: Item 8: Investment Discretion Voting Authority (Shares) (Shares) Item 2: Item 4: Item 5: ------------------------ -------------------------- Item 1: Title Item 3: Fair Shares or (c) Name of of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Issuer Class Number Value Amount Sole Shared Other Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ Energy Transfer Partners L.P. COMMON 29273R109 3,550,736 68,600 68,600 1 67,100 1,500 Entergy Corp COMMON 29364G103 2,029,615 30,198 30,198 1 16,800 13,398 Entergy Corp COMMON 29364G103 13,442 200 200 1., 2. 200 Enterprise Products Partners, LP COMMON 293792107 313,305,024 7,276,011 7,276,011 1 6,020,878 1,255,133 Enterprise Products Partners, LP COMMON 293792107 525,332 12,200 12,200 1., 2. 5,500 6,700 Eskay Mining Corporation (CDN) COMMON 296437106 1,600 10,000 10,000 1 10,000 Exelon Corp COMMON 30161N101 2,143,490 51,976 51,976 1 27,045 24,931 Exelon Corp COMMON 30161N101 12,372 300 300 1., 2. 300 Exxon Mobil Corp COMMON 30231G102 1,303,302,920 15,491,536 15,491,536 1 9,028 8,900,364 6,582,144 Exxon Mobil Corp COMMON 30231G102 24,278,545 288,584 288,584 1., 2. 236,426 52,158 Exxon Mobil Corp COMMON 30231G102 379,026,430 4,505,247 4,505,247 1., 3. 4,055,160 450,087 Exxon Mobil Corp COMMON 30231G102 6,697,253 79,606 8,182 71,424 None 8,182 71,424 FNB Corp PA COMMON 302520101 282,124 26,767 26,767 1 26,767 Finning Int'l Inc. COMMON 318071404 1,771,914 60,000 60,000 1 60,000 Fluor Corp COMMON 343412102 4,662,478 63,297 63,297 1 54,487 8,810 Fluor Corp COMMON 343412102 29,464 400 400 1., 2. 400 Fomento Economico Mexicano SAB de CV Sponso ADR COMMON 344419106 18,495,020 315,077 315,077 1 104,765 210,312 -------------- COLUMN TOTALS 2,060,127,759
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 03/31/11 ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 7: Item 8: Investment Discretion Voting Authority (Shares) (Shares) Item 2: Item 4: Item 5: ------------------------ -------------------------- Item 1: Title Item 3: Fair Shares or (c) Name of of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Issuer Class Number Value Amount Sole Shared Other Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ Fomento Economico Mexicano SAB de CV Sponso ADR COMMON 344419106 52,830 900 900 1., 2. 100 800 Fomento Economico Mexicano SAB de CV Sponso ADR COMMON 344419106 70,440 1,200 1,200 None 1,200 Fortune Brands Inc COMMON 349631101 262,785 4,246 4,246 1 2,050 2,196 Franklin Resources Inc COMMON 354613101 131,095,222 1,048,091 1,048,091 1 537,555 510,536 Franklin Resources Inc COMMON 354613101 774,871 6,195 6,195 1., 2. 2,980 3,215 Franklin Resources Inc COMMON 354613101 23,080,887 184,529 184,529 1., 3. 163,849 20,680 Freeport McMoRan Copper & Gold Inc (Class B) COMMON 35671D857 287,726,232 5,179,590 5,179,590 1 4,000 2,551,629 2,623,961 Freeport McMoRan Copper & Gold Inc (Class B) COMMON 35671D857 1,865,369 33,580 33,580 1., 2. 20,105 13,475 Freeport McMoRan Copper & Gold Inc (Class B) COMMON 35671D857 19,486,940 350,800 350,800 1., 3. 172,000 178,800 Freeport McMoRan Copper & Gold Inc (Class B) COMMON 35671D857 344,410 6,200 1,800 4,400 None 1,800 4,400 General Dynamics Corp COMMON 369550108 68,561,930 895,532 895,532 1 688,692 206,840 General Dynamics Corp COMMON 369550108 589,895 7,705 7,705 1., 2. 3,615 4,090 General Dynamics Corp COMMON 369550108 4,245,635 55,455 55,455 1., 3. 20,000 35,455 General Dynamics Corp COMMON 369550108 12,250 160 160 None 160 General Electric Co COMMON 369604103 274,065,445 13,669,100 13,669,100 1 1,800 8,288,631 5,378,669 General Electric Co COMMON 369604103 5,975,652 298,038 298,038 1., 2. 256,710 41,328 General Electric Co COMMON 369604103 35,217,765 1,756,497 1,756,497 1., 3. 1,320,000 436,497 General Electric Co COMMON 369604103 1,636,682 81,630 6,865 74,765 None 6,865 74,765 General Growth Properties Inc. COMMON 370023103 274,321 17,721 17,721 1 17,721 General Mills Inc COMMON 370334104 1,319,418 36,099 36,099 1 379 35,720 -------------- COLUMN TOTALS 856,658,979
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 03/31/11 ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 7: Item 8: Investment Discretion Voting Authority (Shares) (Shares) Item 2: Item 4: Item 5: ------------------------ -------------------------- Item 1: Title Item 3: Fair Shares or (c) Name of of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Issuer Class Number Value Amount Sole Shared Other Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ GlaxoSmithKline PLC ADR COMMON 37733W105 529,328 13,781 13,781 1 9,609 4,172 Goldman Sachs Group Inc COMMON 38141G104 340,673 2,148 2,148 1 1,668 480 Google Inc. COMMON 38259P508 827,918 1,411 1,411 1 45 1,198 168 GPS Industries Inc. COMMON 383870102 231 577,664 577,664 1 577,664 Grainger (W.W.) Inc COMMON 384802104 203,216 1,476 1,476 1 1,476 Greatbatch Inc. COMMON 39153L106 1,058,400 40,000 40,000 1 40,000 HSBC Holdings plc Ltd Sponsored ADR COMMON 404280406 140,795,852 2,718,067 2,718,067 1 50 1,649,077 1,068,940 HSBC Holdings plc Ltd Sponsored ADR COMMON 404280406 1,444,754 27,891 27,891 1., 2. 16,798 11,093 HSBC Holdings plc Ltd Sponsored ADR COMMON 404280406 61,187,973 1,181,235 1,181,235 1., 3. 1,120,548 60,687 HSBC Holdings plc Ltd Sponsored ADR COMMON 404280406 359,026 6,931 2,264 4,667 None 2,264 4,667 Halliburton Co COMMON 406216101 13,818,868 277,265 277,265 1 155,184 122,081 Halliburton Co COMMON 406216101 157,295 3,156 3,156 1., 3. 3,156 Heinz (H. J.) Co COMMON 423074103 3,014,537 61,748 61,748 1 41,317 20,431 Heinz (H. J.) Co COMMON 423074103 1,464,600 30,000 30,000 1., 2. 30,000 Heinz (H. J.) Co COMMON 423074103 20,504,400 420,000 420,000 1., 3. 420,000 Hess Corporation COMMON 42809H107 2,527,669 29,664 29,664 1 9,324 20,340 Hess Corporation COMMON 42809H107 59,647 700 700 1., 3. 700 Hewlett-Packard Co COMMON 428236103 643,516 15,707 15,707 1 5,464 10,243 Home Depot Inc COMMON 437076102 26,709,624 720,713 720,713 1 300 596,960 123,453 -------------- COLUMN TOTALS 275,647,527
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 03/31/11 ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 7: Item 8: Investment Discretion Voting Authority (Shares) (Shares) Item 2: Item 4: Item 5: ------------------------ -------------------------- Item 1: Title Item 3: Fair Shares or (c) Name of of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Issuer Class Number Value Amount Sole Shared Other Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ Home Depot Inc COMMON 437076102 720,820 19,450 19,450 1., 2. 18,250 1,200 Home Depot Inc COMMON 437076102 5,040,160 136,000 136,000 1., 3. 100,000 36,000 Home Depot Inc COMMON 437076102 44,472 1,200 1,200 None 1,200 Honeywell Int'l Inc COMMON 438516106 2,591,951 43,409 43,409 1 190 31,650 11,569 Honeywell Int'l Inc COMMON 438516106 5,971 100 100 1., 2. 100 Illinois Tool Works Inc COMMON 452308109 314,262 5,850 5,850 1 5,850 Imperial Oil Ltd COMMON 453038408 4,956,956 97,062 97,062 1 34,400 62,662 Imperial Oil Ltd COMMON 453038408 127,675 2,500 2,500 1., 2. 2,500 Imperial Oil Ltd COMMON 453038408 2,272,615 44,500 44,500 1., 3. 44,500 Intel Corporation COMMON 458140100 342,903,961 16,992,268 16,992,268 1 4,800 9,543,912 7,443,555 Intel Corporation COMMON 458140100 2,215,764 109,800 109,800 1., 2. 54,860 54,940 Intel Corporation COMMON 458140100 24,806,104 1,229,242 1,229,242 1., 3. 577,600 651,642 Intel Corporation COMMON 458140100 1,019,494 50,520 5,540 44,980 None 5,540 44,980 Intl Business Machines COMMON 459200101 354,019,915 2,170,969 2,170,969 1 1,166,468 1,004,501 Intl Business Machines COMMON 459200101 2,274,827 13,950 13,950 1., 2. 7,475 6,475 Intl Business Machines COMMON 459200101 16,196,112 99,320 99,320 1., 3. 46,700 52,620 Intl Business Machines COMMON 459200101 660,434 4,050 1,050 3,000 None 1,050 3,000 Intuitive Surgical Inc. COMMON 46120E602 85,061,311 255,087 255,087 1 112,191 142,896 Intuitive Surgical Inc. COMMON 46120E602 416,825 1,250 1,250 1., 2. 995 255 Intuitive Surgical Inc. COMMON 46120E602 1,543,920 4,630 4,630 1., 3. 1,000 3,630 iShares Trust S&P 500 Index Fund COMMON 464287200 761,083 5,722 5,722 1 5,722 iShares Trust MSCI EAFE Index COMMON 464287465 381,429 4,590 4,590 1 4,590 IShares Trust Russell Mid Cap COMMON 464287499 340,130 3,355 3,355 1 3,355 -------------- COLUMN TOTALS 848,676,191
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 03/31/11 ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 7: Item 8: Investment Discretion Voting Authority (Shares) (Shares) Item 2: Item 4: Item 5: ------------------------ -------------------------- Item 1: Title Item 3: Fair Shares or (c) Name of of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Issuer Class Number Value Amount Sole Shared Other Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ iShares Trust S&P MidCap COMMON 464287507 1,943,579 19,786 19,786 1 19,786 IShares Trust Russell 2000 COMMON 464287655 283,440 4,290 4,290 1 4,290 JPMorgan Chase & Co. COMMON 46625H100 377,079,878 8,179,607 8,179,607 1 2,859 4,571,416 3,605,332 JPMorgan Chase & Co. COMMON 46625H100 7,652,906 166,007 166,007 1., 2. 141,986 24,021 JPMorgan Chase & Co. COMMON 46625H100 26,014,230 564,300 564,300 1., 3. 357,950 206,350 JPMorgan Chase & Co. COMMON 46625H100 799,835 17,350 2,950 14,400 None 2,950 14,400 Johnson & Johnson COMMON 478160104 584,083,059 9,857,942 9,857,942 1 8,600 5,524,318 4,325,024 Johnson & Johnson COMMON 478160104 5,740,436 96,885 96,885 1., 2. 67,535 29,350 Johnson & Johnson COMMON 478160104 40,322,351 680,546 680,546 1., 3. 435,800 244,746 Johnson & Johnson COMMON 478160104 1,329,570 22,440 4,240 18,200 None 4,240 18,200 Kellogg Co COMMON 487836108 19,175,423 355,232 355,232 1 215,737 139,495 Kellogg Co COMMON 487836108 4,146,744 76,820 76,820 1., 2. 74,840 1,980 Kellogg Co COMMON 487836108 27,535,738 510,110 510,110 1., 3. 505,760 4,350 Kellogg Co COMMON 487836108 458,830 8,500 8,500 None 8,500 Kinder Morgan Energy Partners L.P. COMMON 494550106 388,854,178 5,248,403 5,248,403 1 4,260,070 988,333 Kinder Morgan Energy Partners L.P. COMMON 494550106 1,215,076 16,400 16,400 1., 2. 16,400 Kinder Morgan Management LLC COMMON 49455U100 1,086,826 16,570 16,570 1 16,570 Kinder Morgan Inc. COMMON 49456B101 3,337,464 112,600 112,600 1 12,250 100,350 Kinder Morgan Inc. COMMON 49456B101 821,028 27,700 27,700 1., 3. 27,700 Kirby Corp COMMON 497266106 1,145,800 20,000 20,000 1 20,000 Kraft Foods Inc COMMON 50075N104 173,700,876 5,538,931 5,538,931 1 5,583 2,864,345 2,669,003 -------------- COLUMN TOTALS 1,666,727,267
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 03/31/11 ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 7: Item 8: Investment Discretion Voting Authority (Shares) (Shares) Item 2: Item 4: Item 5: ------------------------ -------------------------- Item 1: Title Item 3: Fair Shares or (c) Name of of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Issuer Class Number Value Amount Sole Shared Other Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ Kraft Foods Inc COMMON 50075N104 4,990,536 159,137 159,137 1., 2. 141,507 17,630 Kraft Foods Inc COMMON 50075N104 137,219,537 4,375,623 4,375,623 1., 3. 4,304,225 71,398 Kraft Foods Inc COMMON 50075N104 1,574,335 50,202 5,102 45,100 None 5,102 45,100 L'Oreal Co ADR Unsponsored COMMON 502117203 22,211,188 952,040 952,040 1 952,040 LTWC Corporation COMMON 502386105 11 18,468 18,468 1 18,468 Estee Lauder Co Cl A COMMON 518439104 139,930,138 1,452,160 1,452,160 1 1,000 839,010 612,150 Estee Lauder Co Cl A COMMON 518439104 544,434 5,650 5,650 1., 2. 4,575 1,075 Estee Lauder Co Cl A COMMON 518439104 12,818,289 133,025 133,025 1., 3. 95,300 37,725 Estee Lauder Co Cl A COMMON 518439104 77,088 800 800 None 800 Leggett & Platt Inc COMMON 524660107 1,960,000 80,000 80,000 1., 3. 80,000 Eli Lilly & Co COMMON 532457108 2,648,934 75,318 75,318 1 35,356 39,962 Eli Lilly & Co COMMON 532457108 464,244 13,200 13,200 1., 3. 13,200 Eli Lilly & Co COMMON 532457108 67,526 1,920 1,920 None 1,920 Lincoln Electric Hldgs COMMON 533900106 7,850,128 103,400 103,400 1., 3. 103,400 Lord Abbet Investment Tr Cl A COMMON 543916191 124,459 13,254 13,254 1 13,254 Lowe's Cos Inc COMMON 548661107 726,931 27,504 27,504 1 10,650 16,854 Marsh & McLennan Cos, Inc COMMON 571748102 567,046 19,022 19,022 1 18,496 526 Marsh & McLennan Cos, Inc COMMON 571748102 417,340 14,000 14,000 None 14,000 McDermott Intl Inc COMMON 580037109 1,485,264 58,498 58,498 1 38,730 19,768 -------------- COLUMN TOTALS 335,677,428
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 03/31/11 ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 7: Item 8: Investment Discretion Voting Authority (Shares) (Shares) Item 2: Item 4: Item 5: ------------------------ -------------------------- Item 1: Title Item 3: Fair Shares or (c) Name of of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Issuer Class Number Value Amount Sole Shared Other Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ McDermott Intl Inc COMMON 580037109 254,662 10,030 10,030 1., 3. 10,030 McDonalds Corp COMMON 580135101 480,509,476 6,315,015 6,315,015 1 2,252 3,388,707 2,924,056 McDonalds Corp COMMON 580135101 3,275,294 43,045 43,045 1., 2. 25,145 17,900 McDonalds Corp COMMON 580135101 36,468,567 479,282 479,282 1., 3. 305,000 174,282 McDonalds Corp COMMON 580135101 920,689 12,100 2,900 9,200 None 2,900 9,200 McGraw-Hill Inc COMMON 580645109 147,045,736 3,732,125 3,732,125 1 2,140,104 1,592,021 McGraw-Hill Inc COMMON 580645109 1,316,719 33,419 33,419 1., 2. 17,775 15,644 McGraw-Hill Inc COMMON 580645109 9,550,048 242,387 242,387 1., 3. 114,600 127,787 McGraw-Hill Inc COMMON 580645109 126,080 3,200 3,200 None 3,200 McMoRan Exploration Co COMMON 582411104 354,200 20,000 20,000 1 20,000 Mead Johnson Nutrition Co COMMON 582839106 862,867 14,895 14,895 1 3,586 11,309 Mead Johnson Nutrition Co COMMON 582839106 7,067 122 122 1., 3. 122 Medco Health Solutions Inc. COMMON 58405U102 1,344,527 23,941 23,941 1 14,478 9,463 Medco Health Solutions Inc. COMMON 58405U102 1,006,387 17,920 17,920 1., 2. 17,366 554 Medco Health Solutions Inc. COMMON 58405U102 23,814,086 424,040 424,040 1., 3. 424,028 12 Medco Health Solutions Inc. COMMON 58405U102 315,507 5,618 72 5,546 None 72 5,546 Medtronic Inc COMMON 585055106 114,612,896 2,912,653 2,912,653 1 1,599,929 1,312,724 Medtronic Inc COMMON 585055106 608,154 15,455 15,455 1., 2. 7,845 7,610 Medtronic Inc COMMON 585055106 5,129,076 130,345 130,345 1., 3. 68,000 62,345 Medtronic Inc COMMON 585055106 31,480 800 800 None 800 Merck & Co., Inc. COMMON 58933Y105 216,931,730 6,571,697 6,571,697 1 553 3,993,389 2,577,755 Merck & Co., Inc. COMMON 58933Y105 3,976,649 120,468 120,468 1., 2. 101,746 18,722 Merck & Co., Inc. COMMON 58933Y105 69,274,423 2,098,589 2,098,589 1., 3. 1,938,600 159,989 Merck & Co., Inc. COMMON 58933Y105 1,309,837 39,680 3,580 36,100 None 3,580 36,100 -------------- COLUMN TOTALS 1,119,046,157
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 03/31/11 ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 7: Item 8: Investment Discretion Voting Authority (Shares) (Shares) Item 2: Item 4: Item 5: ------------------------ -------------------------- Item 1: Title Item 3: Fair Shares or (c) Name of of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Issuer Class Number Value Amount Sole Shared Other Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ Mesa Royalty Trust COMMON 590660106 446,400 9,000 9,000 1., 3. 9,000 Microsoft Corp COMMON 594918104 161,566,856 6,363,405 6,363,405 1 4,963,021 1,400,384 Microsoft Corp COMMON 594918104 2,599,428 102,380 102,380 1., 2. 92,100 10,280 Microsoft Corp COMMON 594918104 4,884,782 192,390 192,390 1., 3. 100,000 92,390 Microsoft Corp COMMON 594918104 82,264 3,240 3,240 None 3,240 Microchip Technology Inc. COMMON 595017104 23,084,102 607,317 607,317 1 474,891 132,426 Microchip Technology Inc. COMMON 595017104 32,309 850 850 1., 2. 500 350 Microchip Technology Inc. COMMON 595017104 380 10 10 1., 3. 10 Morgan Stanley COMMON 617446448 252,218 9,232 9,232 1 250 8,743 239 Morgan Stanley COMMON 617446448 13,660 500 500 1., 2. 500 National Oilwell Varco Inc COMMON 637071101 1,075,298 13,565 13,565 1 2,500 11,065 News Corp Class A (Limited Voting) COMMON 65248E104 160,881,823 9,151,412 9,151,412 1 4,710,707 4,440,705 News Corp Class A (Limited Voting) COMMON 65248E104 806,922 45,900 45,900 1., 2. 24,000 21,900 News Corp Class A (Limited Voting) COMMON 65248E104 7,545,195 429,192 429,192 1., 3. 224,600 204,592 News Corp Class A (Limited Voting) COMMON 65248E104 56,256 3,200 3,200 None 3,200 News Corp Class B COMMON 65248E203 16,369,345 879,127 879,127 1 534,799 344,328 News Corp Class B COMMON 65248E203 651,700 35,000 35,000 1., 3. 35,000 NextEra Energy Inc. COMMON 65339F101 838,375 15,210 15,210 1 8,160 7,050 Norfolk Southern Corp COMMON 655844108 1,304,216 18,828 18,828 1 1,403 17,425 Novartis A G Spon ADR COMMON 66987V109 7,740,853 142,426 142,426 1 210 73,880 68,336 -------------- COLUMN TOTALS 390,232,382
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 03/31/11 ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 7: Item 8: Investment Discretion Voting Authority (Shares) (Shares) Item 2: Item 4: Item 5: ------------------------ -------------------------- Item 1: Title Item 3: Fair Shares or (c) Name of of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Issuer Class Number Value Amount Sole Shared Other Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ Novo-Nordisk A S ADR COMMON 670100205 240,062,404 1,916,972 1,916,972 1 1,840 1,129,196 785,936 Novo-Nordisk A S ADR COMMON 670100205 1,821,470 14,545 14,545 1., 2. 7,885 6,660 Novo-Nordisk A S ADR COMMON 670100205 10,507,423 83,905 83,905 1., 3. 50,000 33,905 Nustar Energy LP COMMON 67058H102 217,384 3,202 3,202 1 3,202 Occidental Petroleum Corp COMMON 674599105 372,516,956 3,565,097 3,565,097 1 100 1,992,959 1,572,038 Occidental Petroleum Corp COMMON 674599105 1,869,849 17,895 17,895 1., 2. 8,205 9,690 Occidental Petroleum Corp COMMON 674599105 25,595,870 244,960 244,960 1., 3. 138,000 106,960 Occidental Petroleum Corp COMMON 674599105 417,960 4,000 1,000 3,000 None 1,000 3,000 Oneok Partners LP COMMON 68268N103 3,858,921 46,860 46,860 1 46,860 Oracle Corp COMMON 68389X105 840,928 25,153 25,153 1 17,721 7,432 Panacos Pharmaceuticals, Inc. COMMON 69811Q106 1,375 171,850 171,850 1 171,850 Patriot Coal Corp. COMMON 70336T104 126,309 4,890 4,890 1 512 4,378 Patriot Coal Corp. COMMON 70336T104 15,498,000 600,000 600,000 1., 3. 600,000 Peabody Energy Corp. COMMON 704549104 1,987,175 27,615 27,615 1 6,965 20,650 PepsiCo Inc COMMON 713448108 399,226,777 6,198,211 6,198,211 1 4,300 3,529,419 2,664,492 PepsiCo Inc COMMON 713448108 3,158,806 49,042 49,042 1., 2. 27,015 22,027 PepsiCo Inc COMMON 713448108 22,600,889 350,891 350,891 1., 3. 158,100 192,791 PepsiCo Inc COMMON 713448108 1,213,484 18,840 3,440 15,400 None 3,440 15,400 Petroleo Brasileiro S A Petrobas ADR preferred sh 268341 sedol COMMON 71654V101 2,697,486 75,900 75,900 1 2,700 73,200 Pfizer Inc COMMON 717081103 8,478,592 417,459 417,459 1 1,800 185,846 229,813 Pfizer Inc COMMON 717081103 4,051,845 199,500 199,500 1., 2. 198,000 1,500 -------------- COLUMN TOTALS 1,116,749,903
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 03/31/11 ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 7: Item 8: Investment Discretion Voting Authority (Shares) (Shares) Item 2: Item 4: Item 5: ------------------------ -------------------------- Item 1: Title Item 3: Fair Shares or (c) Name of of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Issuer Class Number Value Amount Sole Shared Other Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ Pfizer Inc COMMON 717081103 4,356,495 214,500 214,500 1., 3. 214,500 Pfizer Inc COMMON 717081103 1,161,732 57,200 4,400 52,800 None 4,400 52,800 Philip Morris Int'l Inc. COMMON 718172109 1,141,200,376 17,388,395 17,388,395 1 12,920 9,737,436 7,638,039 Philip Morris Int'l Inc. COMMON 718172109 21,241,871 323,661 323,661 1., 2. 272,625 51,036 Philip Morris Int'l Inc. COMMON 718172109 482,092,122 7,345,606 7,345,606 1., 3. 6,685,000 660,606 Philip Morris Int'l Inc. COMMON 718172109 8,944,319 136,284 8,684 127,600 None 8,684 127,600 Piedmont Natural Gas Inc COMMON 720186105 12,696,619 418,340 418,340 1 418,340 Pioneer Nat Res Co COMMON 723787107 252,252 2,475 2,475 1 2,475 Plains All American Pipeline L.P. COMMON 726503105 98,957,395 1,552,760 1,552,760 1 1,439,350 113,410 Plains Exploration & Production Co. COMMON 726505100 376,031 10,379 10,379 1 10,379 Plum Creek Timber Co Inc COMMON 729251108 466,278 10,692 10,692 1 9,292 1,400 Polo Ralph Lauren Corp COMMON 731572103 1,561,700 12,630 12,630 1 930 11,700 Polo Ralph Lauren Corp COMMON 731572103 18,548 150 150 1., 3. 150 Powershares QQQ Trust COMMON 73935A104 450,826 7,850 7,850 1 7,850 Praxair Inc COMMON 74005P104 280,638,905 2,762,194 2,762,194 1 1,986 1,556,854 1,203,354 Praxair Inc COMMON 74005P104 2,101,596 20,685 20,685 1., 2. 12,595 8,090 Praxair Inc COMMON 74005P104 20,478,090 201,556 201,556 1., 3. 133,000 68,556 Praxair Inc COMMON 74005P104 81,280 800 800 None 800 Price (T Rowe) Group Inc. COMMON 74144T108 1,013,436 15,258 15,258 1 1,300 13,958 Price (T Rowe) Group Inc. COMMON 74144T108 531,360,000 8,000,000 8,000,000 1., 3. 8,000,000 Procter & Gamble COMMON 742718109 592,628,500 9,620,593 9,620,593 1 5,611 5,351,176 4,263,806 Procter & Gamble COMMON 742718109 12,940,928 210,080 210,080 1., 2. 182,135 27,945 -------------- COLUMN TOTALS 3,215,019,299
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 03/31/11 ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 7: Item 8: Investment Discretion Voting Authority (Shares) (Shares) Item 2: Item 4: Item 5: ------------------------ -------------------------- Item 1: Title Item 3: Fair Shares or (c) Name of of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Issuer Class Number Value Amount Sole Shared Other Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ Procter & Gamble COMMON 742718109 123,132,178 1,998,899 1,998,899 1., 3. 1,750,000 248,899 Procter & Gamble COMMON 742718109 3,211,516 52,135 3,390 48,745 None 3,390 48,745 Progress Energy Inc COMMON 743263105 992,471 21,510 21,510 1 7,000 14,510 Prudential Financial Inc COMMON 744320102 34,548,843 561,040 561,040 1 465,831 95,209 Prudential Financial Inc COMMON 744320102 271,568 4,410 4,410 1., 2. 1,105 3,305 Prudential Financial Inc COMMON 744320102 2,355,127 38,245 38,245 1., 3. 38,245 QEP Resources, Inc. COMMON 74733V100 411,076 10,140 10,140 1 6,440 3,700 Qualcomm Inc COMMON 747525103 110,501,157 2,015,341 2,015,341 1 1,276,900 738,441 Qualcomm Inc COMMON 747525103 523,627 9,550 9,550 1., 2. 7,700 1,850 Qualcomm Inc COMMON 747525103 6,103,127 111,310 111,310 1., 3. 62,000 49,310 Qualcomm Inc COMMON 747525103 43,864 800 800 None 800 Questar Corp COMMON 748356102 176,943 10,140 10,140 1 6,440 3,700 Rio Tinto PLC Spon ADR COMMON 767204100 182,396,968 2,564,637 2,564,637 1 2,060 1,230,077 1,332,500 Rio Tinto PLC Spon ADR COMMON 767204100 1,469,339 20,660 20,660 1., 2. 11,845 8,815 Rio Tinto PLC Spon ADR COMMON 767204100 6,109,208 85,900 85,900 1., 3. 58,100 27,800 Rio Tinto PLC Spon ADR COMMON 767204100 18,491 260 260 None 260 Roche Holding AG ADR Sponsored ADR(non- voting) COMMON 771195104 165,277,387 4,609,875 4,609,875 1 600 2,058,221 2,551,054 Roche Holding AG ADR Sponsored ADR(non- voting) COMMON 771195104 1,262,739 35,220 35,220 1., 2. 12,920 22,300 Roche Holding AG ADR Sponsored ADR(non- voting) COMMON 771195104 5,670,136 158,150 158,150 1., 3. 79,000 79,150 Roche Holding AG ADR Sponsored ADR(non- voting) COMMON 771195104 444,576 12,400 2,400 10,000 None 2,400 10,000 Rockwell Automation COMMON 773903109 545,468 5,763 5,763 1 950 4,813 Rockwell Collins COMMON 774341101 212,578 3,279 3,279 1 550 2,729 -------------- COLUMN TOTALS 645,678,387
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 03/31/11 ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 7: Item 8: Investment Discretion Voting Authority (Shares) (Shares) Item 2: Item 4: Item 5: ------------------------ -------------------------- Item 1: Title Item 3: Fair Shares or (c) Name of of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Issuer Class Number Value Amount Sole Shared Other Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ Royal Dutch Shell Plc B ADRs (1 ADR= 2 Ordinary S COMMON 780259107 1,451,910 19,824 19,824 1 17,128 2,696 Royal Dutch Shell plc ADR COMMON 780259206 357,324,580 4,904,263 4,904,263 1 3,800 2,530,594 2,369,869 Royal Dutch Shell plc ADR COMMON 780259206 3,072,579 42,171 42,171 1., 2. 28,466 13,705 Royal Dutch Shell plc ADR COMMON 780259206 18,293,689 251,080 251,080 1., 3. 126,300 124,780 Royal Dutch Shell plc ADR COMMON 780259206 1,442,628 19,800 2,000 17,800 None 2,000 17,800 S&P Depositary Receipt COMMON 78462F103 980,503 7,395 7,395 1 7,395 SPDR S&P Midcap 400 ETF Trust COMMON 78467Y107 226,647 1,730 1,730 1 1,730 Sabine Royalty Trust COMMON 785688102 9,097,500 150,000 150,000 1., 3. 150,000 Sara Lee Corp COMMON 803111103 271,535 15,367 15,367 1 14,737 630 Savient Pharmaceuticals Inc. COMMON 80517Q100 146,916 13,860 13,860 1 13,860 Schlumberger Ltd COMMON 806857108 4,866,027 52,177 52,177 1 41,306 10,871 Schlumberger Ltd COMMON 806857108 16,321 175 175 1., 2. 175 Schlumberger Ltd COMMON 806857108 782,918 8,395 8,395 None 8,395 Schwab (Charles) Corp COMMON 808513105 671,311 37,233 37,233 1 220 37,013 Smucker (J M) Co COMMON 832696405 29,555 414 414 1 310 104 Smucker (J M) Co COMMON 832696405 91,379 1,280 1,280 1., 2. 1,280 Smucker (J M) Co COMMON 832696405 1,050,861 14,720 14,720 1., 3. 14,720 Smucker (J M) Co COMMON 832696405 15,706 220 220 None 220 Solera Holdings Inc. COMMON 83421A104 375,738 7,353 7,353 1 7,353 Southern Co COMMON 842587107 760,028 19,943 19,943 1 17,826 2,117 -------------- COLUMN TOTALS 400,968,331
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 03/31/11 ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 7: Item 8: Investment Discretion Voting Authority (Shares) (Shares) Item 2: Item 4: Item 5: ------------------------ -------------------------- Item 1: Title Item 3: Fair Shares or (c) Name of of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Issuer Class Number Value Amount Sole Shared Other Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ Southwest Airlines Co COMMON 844741108 295,795 23,420 23,420 1 19,570 3,850 State Street Corp COMMON 857477103 69,657 1,550 1,550 1 1,550 State Street Corp COMMON 857477103 6,738,573 149,946 149,946 1., 2. 149,946 State Street Corp COMMON 857477103 43,759,786 973,738 973,738 1., 3. 973,738 Statoil ASA ADR COMMON 85771P102 11,110,091 401,957 401,957 1 5,173 396,784 Stereotaxis Inc. COMMON 85916J102 38,700 10,000 10,000 1 10,000 Suncor Energy Inc. New COMMON 867224107 508,441 11,339 11,339 1 118 11,221 SunTrust Banks Inc COMMON 867914103 165,051 5,723 5,723 1 550 4,400 773 SunTrust Banks Inc COMMON 867914103 144,200 5,000 5,000 None 5,000 Sysco Corp COMMON 871829107 20,427,642 737,460 737,460 1 498,566 238,894 Sysco Corp COMMON 871829107 34,902 1,260 1,260 1., 2. 260 1,000 Sysco Corp COMMON 871829107 11,435,973 412,851 412,851 1., 3. 370,000 42,851 Sysco Corp COMMON 871829107 22,160 800 800 None 800 Target Corp COMMON 87612E106 250,463,189 5,008,262 5,008,262 1 3,700 2,648,617 2,355,945 Target Corp COMMON 87612E106 2,056,051 41,113 41,113 1., 2. 26,210 14,903 Target Corp COMMON 87612E106 16,379,525 327,525 327,525 1., 3. 226,000 101,525 Target Corp COMMON 87612E106 40,008 800 800 None 800 Teledyne Technologies Inc COMMON 879360105 37,593 727 727 1 213 514 Teledyne Technologies Inc COMMON 879360105 5,154,970 99,690 99,690 1., 3. 99,690 Temple-Inland Inc COMMON 879868107 117,749 5,032 5,032 1 690 4,342 Temple-Inland Inc COMMON 879868107 1,446,401 61,812 61,812 1., 3. 61,812 Texas Instruments COMMON 882508104 235,384,633 6,810,898 6,810,898 1 3,856,391 2,954,507 Texas Instruments COMMON 882508104 1,410,566 40,815 40,815 1., 2. 24,165 16,650 Texas Instruments COMMON 882508104 13,827,629 400,105 400,105 1., 3. 200,000 200,105 -------------- COLUMN TOTALS 621,069,285
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 03/31/11 ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 7: Item 8: Investment Discretion Voting Authority (Shares) (Shares) Item 2: Item 4: Item 5: ------------------------ -------------------------- Item 1: Title Item 3: Fair Shares or (c) Name of of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Issuer Class Number Value Amount Sole Shared Other Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ 3M Company COMMON 88579Y101 4,365,328 46,688 46,688 1 9,606 37,082 3M Company COMMON 88579Y101 212,058 2,268 2,268 1., 2. 1,668 600 3M Company COMMON 88579Y101 187,000 2,000 2,000 None 2,000 Tidewater Inc COMMON 886423102 1,982,591 33,126 33,126 1 33,126 Time Warner Inc.(New) COMMON 887317303 926,701 25,958 25,958 1 23,727 2,231 Time Warner Inc.(New) COMMON 887317303 7,204,938 201,819 201,819 1., 3. 201,819 Time Warner Inc.(New) COMMON 887317303 57,120 1,600 1,600 None 1,600 Time Warner Cable Inc. COMMON 88732J207 621,443 8,711 8,711 1 6,481 2,230 Time Warner Cable Inc. COMMON 88732J207 4,310,434 60,421 60,421 1., 3. 60,421 Time Warner Cable Inc. COMMON 88732J207 28,607 401 401 None 401 Total S A ADR COMMON 89151E109 336,251,379 5,515,030 5,515,030 1 3,500 2,686,014 2,825,516 Total S A ADR COMMON 89151E109 2,519,280 41,320 41,320 1., 2. 23,820 17,500 Total S A ADR COMMON 89151E109 70,851,713 1,162,075 1,162,075 1., 3. 1,097,000 65,075 Total S A ADR COMMON 89151E109 1,021,248 16,750 2,750 14,000 None 2,750 14,000 Tractor Supply Co. COMMON 892356106 337,132 5,632 5,632 1 5,632 Travelers Companies, Inc. COMMON 89417E109 1,638,079 27,540 27,540 1 20,467 7,073 Travelers Companies, Inc. COMMON 89417E109 49,844 838 838 1., 2. 838 Triquint Semiconductor Inc. COMMON 89674K103 490,980 38,031 38,031 1 38,031 UGI Corp COMMON 902681105 427,700 13,000 13,000 1 13,000 US Bancorp Del COMMON 902973304 306,429 11,594 11,594 1 4,180 7,414 Unilever N V (New York Shares) COMMON 904784709 587,279 18,727 18,727 1 18,727 Union Pacific Corp COMMON 907818108 222,816 2,266 2,266 1 2,266 -------------- COLUMN TOTALS 434,600,099
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 03/31/11 ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 7: Item 8: Investment Discretion Voting Authority (Shares) (Shares) Item 2: Item 4: Item 5: ------------------------ -------------------------- Item 1: Title Item 3: Fair Shares or (c) Name of of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Issuer Class Number Value Amount Sole Shared Other Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ United Parcel Service COMMON 911312106 294,753 3,966 3,966 1 90 3,876 United Technologies Corp COMMON 913017109 223,900,543 2,645,015 2,645,015 1 1,695,041 949,974 United Technologies Corp COMMON 913017109 1,803,045 21,300 21,300 1., 2. 14,200 7,100 United Technologies Corp COMMON 913017109 11,801,395 139,414 139,414 1., 3. 70,000 69,414 United Technologies Corp COMMON 913017109 50,790 600 600 None 600 Unitrin Inc COMMON 913275103 15,702,140 508,489 508,489 1 445,515 62,974 Unitrin Inc COMMON 913275103 15,440 500 500 1., 2. 500 Unitrin Inc COMMON 913275103 22,643,316 733,268 733,268 1., 3. 725,020 8,248 US Ecology Inc. COMMON 91732J102 120,598 6,919 6,919 1 4,033 2,886 US Ecology Inc. COMMON 91732J102 205,395 11,784 11,784 1., 3. 11,784 Verizon Communications COMMON 92343V104 494,237 12,824 12,824 1 1,791 11,033 Volcano Corporation COMMON 928645100 256,000 10,000 10,000 1 10,000 Wal-Mart Stores Inc COMMON 931142103 278,488,733 5,350,408 5,350,408 1 400 2,874,317 2,475,691 Wal-Mart Stores Inc COMMON 931142103 2,148,776 41,283 41,283 1., 2. 25,500 15,783 Wal-Mart Stores Inc COMMON 931142103 17,736,246 340,754 340,754 1., 3. 175,000 165,754 Wal-Mart Stores Inc COMMON 931142103 1,225,257 23,540 2,740 20,800 None 2,740 20,800 Walgreen Co COMMON 931422109 365,371,503 9,102,429 9,102,429 1 4,000 4,858,631 4,239,798 Walgreen Co COMMON 931422109 2,796,955 69,680 69,680 1., 2. 43,780 25,900 Walgreen Co COMMON 931422109 22,427,462 558,731 558,731 1., 3. 265,200 293,531 Walgreen Co COMMON 931422109 716,499 17,850 3,300 14,550 None 3,300 14,550 Weingarten Realty Inv COMMON 948741103 1,024,252 40,872 40,872 1 32,343 8,529 Weingarten Realty Inv COMMON 948741103 5,012 200 200 1., 2. 200 Weingarten Realty Inv COMMON 948741103 16,916 675 675 None 675 Wells Fargo & Co COMMON 949746101 1,042,783 32,885 32,885 1 22,894 9,991 Wesco Financial Corp COMMON 950817106 155,680 400 400 1 400 -------------- COLUMN TOTALS 970,443,726
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 03/31/11 ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 7: Item 8: Investment Discretion Voting Authority (Shares) (Shares) Item 2: Item 4: Item 5: ------------------------ -------------------------- Item 1: Title Item 3: Fair Shares or (c) Name of of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Issuer Class Number Value Amount Sole Shared Other Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ Wesco Financial Corp COMMON 950817106 77,840 200 200 None 200 Western Union Co. COMMON 959802109 311,342 14,990 14,990 1 14,990 Whole Foods Mkt Inc COMMON 966837106 54,480,519 826,715 826,715 1 424,146 402,569 Whole Foods Mkt Inc COMMON 966837106 273,485 4,150 4,150 1., 2. 750 3,400 Whole Foods Mkt Inc COMMON 966837106 6,510,129 98,788 98,788 1., 3. 50,000 48,788 Whole Foods Mkt Inc COMMON 966837106 72,490 1,100 800 300 None 800 300 Williams Partners LP COMMON 96950F104 4,765,600 92,000 92,000 1 92,000 World Fuel Services Corp. COMMON 981475106 430,588 10,603 10,603 1 10,603 World Wrestling Entmt Inc COMMON 98156Q108 315,130 25,070 25,070 1 25,070 Yahoo! Inc. COMMON 984332106 1,473,611 88,346 88,346 1 58,346 30,000 Zions Bancorp COMMON 989701107 245,266 10,636 10,636 1 10,280 356 Eurazeo (Sedol 7042395) Ordinary Shares FF20 COMMON F32928115 7,023,205 89,689 89,689 1 89,689 Alterra Capital Holdings Ltd. COMMON G0229R108 229,679 10,318 10,318 1 10,318 Argo Group International Holdings, Ltd. COMMON G0464B107 345,797 10,466 10,466 1 10,272 194 Argo Group International Holdings, Ltd. COMMON G0464B107 8,772,880 265,523 265,523 1., 3. 265,523 ACE LTD COMMON H0023R105 33,968 525 525 1 200 325 ACE LTD COMMON H0023R105 18,686,589 288,819 288,819 1., 3. 288,819 Allied World Assurance Co Holdings Ltd. COMMON H01531104 3,281,195 52,340 52,340 1 52,340 -------------- COLUMN TOTALS 107,329,313
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 03/31/11 ------------------------------------------------------------------------------------------------------------------------------------ Item 6: Item 7: Item 8: Investment Discretion Voting Authority (Shares) (Shares) Item 2: Item 4: Item 5: ------------------------ -------------------------- Item 1: Title Item 3: Fair Shares or (c) Name of of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Issuer Class Number Value Amount Sole Shared Other Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ Transocean Ltd COMMON H8817H100 283,426 3,636 3,636 1 200 2,209 1,227 Citic Pacific (ordinary shares) sedol 619615-2 COMMON Y1639J116 27,769 10,000 10,000 1 10,000 -------------- COLUMN TOTALS 311,195 -------------- REPORT TOTALS 21,392,852,436 ==============
Run Date: 5/12/11 9:44 AM