-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UQjIrs8vSyAAN+6aQ9w3qTfapKjvTfpJ+/fAnsOQmWYlbSBYXTXCTjJJqEvuZ8Wh 2kc4h3PPOc3/+8lk0cbwSg== 0001193125-10-187766.txt : 20100813 0001193125-10-187766.hdr.sgml : 20100813 20100813060151 ACCESSION NUMBER: 0001193125-10-187766 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100813 DATE AS OF CHANGE: 20100813 EFFECTIVENESS DATE: 20100813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAROFIM FAYEZ CENTRAL INDEX KEY: 0000315027 IRS NUMBER: 741312679 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00132 FILM NUMBER: 101012822 BUSINESS ADDRESS: STREET 1: TWO HOUSTON CTR STE 2907 CITY: HOUSTON STATE: TX ZIP: 77010 BUSINESS PHONE: 7136544484 MAIL ADDRESS: STREET 1: TWO HOUSTON CENTER STREET 2: SUITE 2907 CITY: HOUSTON STATE: TX ZIP: 77010 13F-HR 1 d13fhr.txt 13F-HR FILE # 28-132 866 285 7457 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D. C. 20549 Report for the Calendar Quarter Ended June 30, 2010 - ------------------------------------------------------------------------------- If amended report check here: [ ] Name of Institutional Investment Manager: FAYEZ SAROFIM Business Address: Street: Two Houston Center, Suite 2907 City: Houston State: Texas Zip: 77010 Name, Phone No. and Title of Person Duly Authorized to Submit This Report: Fayez Sarofim, (713) 654-4484 - ------------------------------------------------------------------------------- ATTENTION: Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - ------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Houston and State of Texas on the 13th day of August, 2010. FAYEZ SAROFIM (Name of Institutional Investment Manager) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report) (List in alphabetical order). NAME 13F File Number ---- --------------- 1. Fayez Sarofim & Co. 28 - 133 2. Sarofim Trust Co. 28 - 960 3. Sarofim International Management Company 28 - 5074 Fayez Sarofim is deemed to exercise investment discretion over $100,000,000 worth of Section 13(f) securities because he is the majority shareholder of Fayez Sarofim & Co., a Texas Business Corporation and a registered investment adviser, which exercises investment discretion over more than $100,000,000 worth of Section 13(f) securities. The report filed herewith covers Section 13(f) securities over which Mr. Sarofim exercises investment discretion for the account of other persons (such investment discretion is shared with co-trustees who are not managers on whose behalf this report is being filed), Section 13(f) securities over which Fayez Sarofim & Co. exercises investment discretion for the account of others or for its own account (such investment discretion is shared with Mr. Sarofim), Section 13(f) securities over which Sarofim Trust Co., a wholly-owned subsidiary of Fayez Sarofim & Co., exercises investment discretion for the account of others or for its own account (such investment discretion is shared with Mr. Sarofim and Fayez Sarofim & Co.), and Section 13(f) securities over which Sarofim International Management Company, a wholly- owned subsidiary of Fayez Sarofim & Co., exercises investment discretion for the account of others or for its own account (such investment discretion is shared with Mr. Sarofim and Fayez Sarofim & Co.). Mr. Sarofim is filing Form 13F on behalf of Fayez Sarofim & Co., Sarofim Trust Co. and Sarofim International Management Company to report investment discretion over Section 13(f) securities exercised by Fayez Sarofim & Co., Sarofim Trust Co. and Sarofim International Management Company at June 30, 2010. File # 28-133 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D. C. 20549 Report for the Calendar Quarter Ended June 30, 2010 - ------------------------------------------------------------------------------- If amended report check here: [ ] Name of Institutional Investment Manager: FAYEZ SAROFIM & CO. Business Address: Street: Two Houston Center, Suite 2907 City: Houston State: Texas Zip: 77010 Name, Phone No. and Title of Person Duly Authorized to Submit This Report: Mrs. Raye G. White, (713) 654-4484, Executive Vice President - ------------------------------------------------------------------------------- ATTENTION: Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - ------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Houston and State of Texas on the 13th day of August, 2010. FAYEZ SAROFIM & CO. (Name of Institutional Investment Manager) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report) (List in alphabetical order). NAME 13F File Number ---- --------------- NONE. Fayez Sarofim is filing Form 13F on behalf of Fayez Sarofim & Co., to report investment discretion over Section 13(f) securities exercised by Fayez Sarofim & Co. at June 30, 2010. File # 28-960 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D. C. 20549 Report for the Calendar Quarter Ended June 30, 2010 If amended report check here: [ ] Name of Institutional Investment Manager: SAROFIM TRUST CO. Business Address: Street: Two Houston Center, Suite 2907 City: Houston State: Texas Zip: 77010 Name, Phone No. and Title of Person Duly Authorized to Submit This Report: Mrs. Raye G. White, (713) 654-4484, Executive Vice President - ------------------------------------------------------------------------------- ATTENTION: Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - ------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Houston and State of Texas on the 13th day of August, 2010. SAROFIM TRUST CO. (Name of Institutional Investment Manager) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report) (List in alphabetical order). NAME 13F File Number ---- --------------- NONE. Fayez Sarofim is filing Form 13F on behalf of Sarofim Trust Co. to report investment discretion over Section 13(f) securities exercised by Sarofim Trust Co. at June 30, 2010. File # 28-5074 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Securities and Exchange Commission Washington, D. C. 20549 Report for the Calendar Quarter Ended June 30, 2010 If amended report check here: [ ] Name of Institutional Investment Manager: SAROFIM INTERNATIONAL MANAGEMENT COMPANY Business Address: Street: Two Houston Center, Suite 2907 City: Houston State: Texas Zip: 77010 Name, Phone No. and Title of Person Duly Authorized to Submit This Report: Mrs. Raye G. White, (713) 654-4484, Executive Vice President - ------------------------------------------------------------------------------- ATTENTION: Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). - ------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of the Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of Houston and State of Texas on the 13th day of August, 2010. SAROFIM INTERNATIONAL MANAGEMENT COMPANY (Name of Institutional Investment Manager) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report) (List in alphabetical order). NAME 13F File Number ---- --------------- NONE. Fayez Sarofim is filing Form 13F on behalf of Sarofim Trust Co. to report investment discretion over Section 13(f) securities exercised by Sarofim Trust Co. at June 30, 2010.
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/30/2010 Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - --------------------------- ------- --------- ------------- ---------- ------------------------ ------- --------------------------- Investment Voting Discretion (Shares) Authority (Shares) ------------------------ --------------------------- Title Fair Shares or (c) of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Name of Issuer Class Number Value Amount Sole Shared Other Sole Shared None - --------------------------- ------- --------- ------------- ---------- ----- ---------- ------- ------- ------ ---------- --------- ABB Ltd. ADR COMMON 000375204 1,272,897 73,663 73,663 1 32,765 40,898 ABB Ltd. ADR COMMON 000375204 16,416 950 950 1., 2. 50 900 AOL INC COMMON 00184X105 45,385 2,183 2,183 1 2,064 119 AOL INC COMMON 00184X105 381,413 18,346 18,346 1., 3. 18,346 AT&T Inc. COMMON 00206R102 6,573,391 271,740 271,740 1 202,452 69,288 AT&T Inc. COMMON 00206R102 1,245,471 51,487 51,487 1., 2. 51,487 AT&T Inc. COMMON 00206R102 2,334,262 96,497 96,497 1., 3. 96,318 179 AT&T Inc. COMMON 00206R102 4,838 200 200 None 200 Abbott Laboratories COMMON 002824100 309,256,992 6,610,881 6,610,881 1 175 4,046,130 2,564,576 Abbott Laboratories COMMON 002824100 2,779,153 59,409 59,409 1., 2. 32,959 26,450 Abbott Laboratories COMMON 002824100 22,315,463 477,030 477,030 1., 3. 299,000 178,030 Abbott Laboratories COMMON 002824100 743,802 15,900 2,900 13,000 None 2,900 13,000 Zurich Financial Services AG Reg Ord Shs Sedol 5983 COMMON 005983812 2,243,196 10,100 10,100 1 10,100 L'Air Liquide ADR COMMON 009126202 14,526,187 710,462 710,462 1 710,462 Air Products & Chemicals COMMON 009158106 238,954 3,687 3,687 1 3,377 310 Alamo Group Inc COMMON 011311107 3,287,550 151,500 151,500 1., 3. 151,500 Alcoa Inc COMMON 013817101 201,200 20,000 20,000 1 20,000 Allegheny Technologies COMMON 01741R102 1,442,096 32,634 32,634 1 32,625 9 Allergan Inc COMMON 018490102 462,177 7,933 7,933 1 7,933 Altria Group Inc. COMMON 02209S103 353,798,190 17,654,600 17,654,600 1 900 10,648,207 7,005,493 Altria Group Inc. COMMON 02209S103 6,743,378 336,496 336,496 1., 2. 272,659 63,837 Altria Group Inc. COMMON 02209S103 146,872,639 7,328,974 7,328,974 1., 3. 6,680,000 648,974 ------------- COLUMN TOTALS 876,785,050 Altria Group Inc. COMMON 02209S103 2,723,115 135,884 8,284 127,600 None 8,284 127,600 American Express Co COMMON 025816109 87,202,201 2,196,529 2,196,529 1 1,687,598 508,931 American Express Co COMMON 025816109 994,684 25,055 25,055 1., 2. 10,105 14,950 American Express Co COMMON 025816109 5,541,445 139,583 139,583 1., 3. 85,000 54,583 American Express Co COMMON 025816109 47,640 1,200 1,200 None 1,200 Ameriprise Financial Inc. COMMON 03076C106 235,387 6,515 6,515 1 3,949 2,566 Ameriprise Financial Inc. COMMON 03076C106 13,729 380 380 1., 2. 60 320 Anadarko Petroleum Corp COMMON 032511107 380,461 10,542 10,542 1 10,192 350 Apache Corp COMMON 037411105 409,601 4,865 4,865 1 4,180 685 Apple Inc. COMMON 037833100 498,475,866 1,981,775 1,981,775 1 1,310,745 671,030 Apple Inc. COMMON 037833100 3,804,391 15,125 15,125 1., 2. 9,145 5,980 Apple Inc. COMMON 037833100 25,541,614 101,545 101,545 1., 3. 46,000 55,545 Apple Inc. COMMON 037833100 125,765 500 500 None 500 Automatic Data Processing COMMON 053015103 130,040,102 3,230,008 3,230,008 1 2,014,871 1,215,137
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/30/2010 Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - --------------------------- ------- --------- ------------- ---------- ------------------------ ------- --------------------------- Investment Voting Discretion (Shares) Authority (Shares) ------------------------ --------------------------- Title Fair Shares or (c) of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Name of Issuer Class Number Value Amount Sole Shared Other Sole Shared None - --------------------------- ------- --------- ------------- ---------- ----- ---------- ------- ------- ------ ---------- --------- Automatic Data Processing COMMON 053015103 1,062,663 26,395 26,395 1., 2. 18,170 8,225 Automatic Data Processing COMMON 053015103 9,370,998 232,762 232,762 1., 3. 165,000 67,762 Automatic Data Processing COMMON 053015103 78,507 1,950 1,000 950 None 1,000 950 Avista Corp. COMMON 05379B107 586,447 30,028 30,028 1 30,028 BG GROUP PLC COMMON 055434203 683,911 9,088 9,088 1 9,088 Bancshares Inc COMMON 059764100 207,183 1,280 1,280 1 1,280 Bank of America COMMON 060505104 112,955,226 7,860,489 7,860,489 1 5,139,499 2,720,990 Bank of America COMMON 060505104 1,217,584 84,731 84,731 1., 2. 43,326 41,405 Bank of America COMMON 060505104 12,797,936 890,601 890,601 1., 3. 613,950 276,651 Bank of America COMMON 060505104 165,025 11,484 3,284 8,200 None 3,284 8,200 ------------- COLUMN TOTALS 894,661,481 Bank of New York Mellon Corp. COMMON 064058100 321,884 13,037 13,037 1 9,494 3,543 Bank of New York Mellon Corp. COMMON 064058100 2,595,215 105,112 105,112 1., 2. 105,112 Bank of New York Mellon Corp. COMMON 064058100 179,948,325 7,288,308 7,288,308 1., 3. 7,288,308 Baxter International Inc COMMON 071813109 715,914 17,616 17,616 1 16,921 695 Becton Dickinson COMMON 075887109 67,136,382 992,848 992,848 1 716,845 276,003 Becton Dickinson COMMON 075887109 669,911 9,907 9,907 1., 2. 4,657 5,250 Becton Dickinson COMMON 075887109 3,825,940 56,580 56,580 1., 3. 30,000 26,580 Becton Dickinson COMMON 075887109 27,048 400 400 None 400 Berkshire Hathaway Cl A COMMON 084670108 65,520,000 546 546 1 120 426 Berkshire Hathaway Cl A COMMON 084670108 2,280,000 19 19 1., 2. 13 6 Berkshire Hathaway Cl A COMMON 084670108 9,000,000 75 75 1., 3. 30 45 Berkshire Hathaway Cl B COMMON 084670702 4,945,721 62,062 62,062 1 34,878 27,184 Berkshire Hathaway Cl B COMMON 084670702 87,659 1,100 1,100 1., 2. 50 1,050 Berkshire Hathaway Cl B COMMON 084670702 87,659 1,100 1,100 1., 3. 1,100 BHP Billiton Ltd Spon ADR COMMON 088606108 578,801 9,337 9,337 1 8,980 357 Boardwalk Pipeline Partners, LP COMMON 096627104 451,200 15,000 15,000 1 15,000 Bristol-Myers Squibb Co COMMON 110122108 427,546 17,143 17,143 1 6,398 10,745 Bristol-Myers Squibb Co COMMON 110122108 137,170 5,500 5,500 1., 2. 5,500 Bristol-Myers Squibb Co COMMON 110122108 4,140 166 166 1., 3. 166 Broadridge Financial Solutions COMMON 11133T103 608,358 31,935 31,935 1 26,305 5,630 ------------- COLUMN TOTALS 339,368,873 Broadridge Financial Solutions COMMON 11133T103 4,801 252 252 1., 2. 52 200 Broadridge Financial Solutions COMMON 11133T103 238,125 12,500 12,500 1., 3. 12,500 Broadridge Financial Solutions COMMON 11133T103 7,620 400 200 200 None 200 200
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/30/2010 Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - --------------------------- ------- --------- ------------- ---------- ------------------------ ------- --------------------------- Investment Voting Discretion (Shares) Authority (Shares) ------------------------ --------------------------- Title Fair Shares or (c) of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Name of Issuer Class Number Value Amount Sole Shared Other Sole Shared None - --------------------------- ------- --------- ------------- ---------- ----- ---------- ------- ------- ------ ---------- --------- CLECO Corp (new) COMMON 12561W105 1,046,945 39,642 39,642 1 8,754 30,888 CSX Corp COMMON 126408103 400,117 8,062 8,062 1 62 8,000 Camden Property Trust COMMON 133131102 10,535,215 257,900 257,900 1 257,900 Campbell Soup Co COMMON 134429109 1,327,502 37,050 37,050 1 37,050 Caterpillar Inc COMMON 149123101 138,987,729 2,313,763 2,313,763 1 1,486,884 826,879 Caterpillar Inc COMMON 149123101 1,435,973 23,905 23,905 1., 2. 14,580 9,325 Caterpillar Inc COMMON 149123101 7,195,365 119,783 119,783 1., 3. 55,000 64,783 Caterpillar Inc COMMON 149123101 48,056 800 800 None 800 CenturyTel Inc COMMON 156700106 303,454 9,110 9,110 1 9,110 Chevron Corp. COMMON 166764100 448,614,878 6,610,888 6,610,888 1 600 4,053,419 2,556,870 Chevron Corp. COMMON 166764100 8,644,753 127,391 127,391 1., 2. 99,541 27,850 Chevron Corp. COMMON 166764100 156,782,862 2,310,387 2,310,387 1., 3. 2,125,620 184,767 Chevron Corp. COMMON 166764100 1,813,219 26,720 2,960 23,760 None 2,960 23,760 Cisco Systems Inc COMMON 17275R102 147,999,996 6,945,096 6,945,096 1 4,472,926 2,472,170 Cisco Systems Inc COMMON 17275R102 1,253,241 58,810 58,810 1., 2. 35,600 23,210 Cisco Systems Inc COMMON 17275R102 7,106,352 333,475 333,475 1., 3. 160,500 172,975 Cisco Systems Inc COMMON 17275R102 6,393 300 300 None 300 Citigroup Inc COMMON 172967101 2,545,757 677,063 677,063 1 471,574 205,489 Citigroup Inc COMMON 172967101 90,330 24,024 24,024 1., 2. 24,024 Citigroup Inc COMMON 172967101 429,418 114,207 114,207 1., 3. 114,207 ------------- COLUMN TOTALS 936,818,101 Citigroup Inc COMMON 172967101 129,874 34,541 3,500 31,041 None 3,500 31,041 Clean Energy Fuels Corp. COMMON 184499101 463,140 31,000 31,000 1 31,000 CLP Holdings Ltd ADR COMMON 18946Q101 725,889 100,135 100,135 1 1,440 98,695 Coach Inc COMMON 189754104 4,819,556 131,862 131,862 1 66,666 65,196 Coca Cola Amatil Ltd Sponsored ADR COMMON 191085208 339,934 16,825 16,825 1 16,825 Coca-Cola Co COMMON 191216100 699,818,265 13,962,854 13,962,854 1 800 8,568,292 5,393,762 Coca-Cola Co COMMON 191216100 15,560,999 310,475 310,475 1., 2. 261,823 48,652 Coca-Cola Co COMMON 191216100 262,663,483 5,240,692 5,240,692 1., 3. 4,722,880 517,812 Coca-Cola Co COMMON 191216100 4,171,488 83,230 6,380 76,850 None 6,380 76,850 Coca Cola Hellenic Bttlg COMMON 1912EP104 1,057,500 50,000 50,000 1 50,000 Colgate Palmolive Co COMMON 194162103 1,538,992 19,540 19,540 1 2,861 16,679 Colgate Palmolive Co COMMON 194162103 1,969 25 25 1., 2. 25 Comcast Corp Class A COMMON 20030N101 528,639 30,434 30,434 1 30,434 ConAgra Foods Inc COMMON 205887102 456,512 19,576 19,576 1 19,576 ConocoPhillips COMMON 20825C104 302,503,922 6,162,231 6,162,231 1 3,982,601 2,179,630 ConocoPhillips COMMON 20825C104 2,119,461 43,175 43,175 1., 2. 22,455 20,720
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/30/2010 Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - --------------------------- ------- --------- ------------- ---------- ------------------------ ------- --------------------------- Investment Voting Discretion (Shares) Authority (Shares) ------------------------ --------------------------- Title Fair Shares or (c) of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Name of Issuer Class Number Value Amount Sole Shared Other Sole Shared None - --------------------------- ------- --------- ------------- ---------- ----- ---------- ------- ------- ------ ---------- --------- ConocoPhillips COMMON 20825C104 40,790,992 830,943 830,943 1., 3. 670,000 160,943 ConocoPhillips COMMON 20825C104 893,438 18,200 2,000 16,200 None 2,000 16,200 Costco Whsl Corp (new) COMMON 22160K105 342,633 6,249 6,249 1 2,767 3,482 Crown Cork & Seal Co Inc COMMON 228368106 202,824 8,100 8,100 1 8,100 Curtiss-Wright Corp COMMON 231561101 1,381,549 47,574 47,574 1 44,174 3,400 ------------- COLUMN TOTALS 1,340,511,059 Curtiss-Wright Corp COMMON 231561101 1,618,457 55,732 55,732 1., 3. 55,732 Danone Sponsored ADR COMMON 23636T100 16,298,607 1,505,200 1,505,200 1 662,800 842,400 Davita Inc COMMON 23918K108 270,053 4,325 4,325 1 4,325 Del Monte Foods Co COMMON 24522P103 4,792 333 333 1 333 Del Monte Foods Co COMMON 24522P103 192,797 13,398 13,398 1., 2. 13,398 Del Monte Foods Co COMMON 24522P103 2,699,161 187,572 187,572 1., 3. 187,572 Diageo PLC Sponsored ADR COMMON 25243Q205 16,518,124 263,279 263,279 1 180 41,363 221,736 Diageo PLC Sponsored ADR COMMON 25243Q205 31,370 500 500 1., 2. 500 Diageo PLC Sponsored ADR COMMON 25243Q205 31,370 500 500 None 500 Disney (Walt) Co COMMON 254687106 33,323,000 1,057,873 1,057,873 1 834,717 223,156 Disney (Walt) Co COMMON 254687106 154,665 4,910 4,910 1., 2. 4,690 220 Disney (Walt) Co COMMON 254687106 1,662,413 52,775 52,775 1., 3. 12,000 40,775 Dominion Resources Inc COMMON 25746U109 560,568 14,470 14,470 1 12,240 2,230 Dow Chemical Co COMMON 260543103 206,103 8,689 8,689 1 2,689 6,000 Dreyfus Appreciation Fund COMMON 261970107 3,428,102 108,932 108,932 1 108,141 791 Dreyfus Core Equity Fund Class A COMMON 261978217 2,946,423 223,045 223,045 1 223,045 Dreyfus Tax Managed Growth Fund - Class A COMMON 261978381 1,332,655 88,962 88,962 1 88,962 Dreyfus Worldwide Growth Fund - Class A COMMON 261989107 3,142,509 93,666 93,666 1 93,666 DuPont E I de Nemours COMMON 263534109 1,373,673 39,713 39,713 1 35,948 3,765 Duke Energy Corporation COMMON 26441C105 320,096 20,006 20,006 1 17,012 2,994 ------------- COLUMN TOTALS 86,114,938 EOG Resources Inc COMMON 26875P101 2,294,480 23,325 23,325 1 2,272 21,053 EQT Corp COMMON 26884L109 3,852,849 106,609 106,609 1 106,609 Eastern Industries Holdings Inc. COMMON 276534104 611,489 57,579 57,579 1 57,579 Eaton Vance Corp (non-voting) COMMON 278265103 25,842,960 936,000 936,000 1., 2. 936,000 Eaton Vance Corp (non-voting) COMMON 278265103 116,624,640 4,224,000 4,224,000 1., 3. 4,224,000 El Paso Corporation COMMON 28336L109 501,061 45,100 45,100 1 45,100 Emerson Electric Co. COMMON 291011104 2,492,602 57,052 57,052 1 600 30,420 26,032 Emerson Electric Co. COMMON 291011104 21,845 500 500 1., 2. 300 200
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/30/2010 Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - --------------------------- ------- --------- ------------- ---------- ------------------------ ------- --------------------------- Investment Voting Discretion (Shares) Authority (Shares) ------------------------ --------------------------- Title Fair Shares or (c) of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Name of Issuer Class Number Value Amount Sole Shared Other Sole Shared None - --------------------------- ------- --------- ------------- ---------- ----- ---------- ------- ------- ------ ---------- --------- Encana Corp. COMMON 292505104 224,971 7,415 7,415 1 7,415 Encore Bancshares Inc. COMMON 29255V201 1,788,864 180,876 180,876 1., 3. 180,876 Energy Transfer Partners L.P. COMMON 29273R109 3,136,640 67,600 67,600 1 67,100 500 Entergy Corp COMMON 29364G103 4,585,192 64,021 64,021 1 45,098 18,923 Entergy Corp COMMON 29364G103 50,134 700 700 1., 2. 700 Enterprise GP Holdings, LP COMMON 293716106 20,928,440 441,249 441,249 1 185,325 255,924 Enterprise GP Holdings, LP COMMON 293716106 498,015 10,500 10,500 1., 2. 3,000 7,500 Enterprise Products Partners, LP COMMON 293792107 228,762,186 6,467,690 6,467,690 1 5,569,083 898,607 ------------- COLUMN TOTALS 412,216,368 Enterprise Products Partners, LP COMMON 293792107 219,294 6,200 6,200 1., 2. 1,000 5,200 Eskay Mining Corporation (CDN) COMMON 296437106 1,300 10,000 10,000 1 10,000 Exelon Corp COMMON 30161N101 3,208,585 84,503 84,503 1 41,845 42,658 Exelon Corp COMMON 30161N101 101,570 2,675 2,675 1., 2. 1,675 1,000 Exxon Mobil Corp COMMON 30231G102 838,031,832 14,684,280 14,684,280 1 628 9,339,665 5,343,987 Exxon Mobil Corp COMMON 30231G102 17,933,031 314,229 314,229 1., 2. 245,187 69,042 Exxon Mobil Corp COMMON 30231G102 256,298,345 4,490,947 4,490,947 1., 3. 4,045,160 445,787 Exxon Mobil Corp COMMON 30231G102 4,657,254 81,606 8,182 73,424 None 8,182 73,424 FNB Corp PA COMMON 302520101 455,839 56,767 56,767 1 56,767 Finning Int'l Inc. COMMON 318071404 1,057,800 60,000 60,000 1 60,000 Fluor Corp COMMON 343412102 29,825,747 701,782 701,782 1 560,649 141,133 Fluor Corp COMMON 343412102 262,863 6,185 6,185 1., 2. 4,485 1,700 Fluor Corp COMMON 343412102 930,750 21,900 21,900 1., 3. 21,900 Fomento Economico Mexicano SAB de CV Sponso ADR COMMON 344419106 59,469,589 1,378,206 1,378,206 1 828,131 550,075 Fomento Economico Mexicano SAB de CV Sponso ADR COMMON 344419106 933,119 21,625 21,625 1., 2. 9,525 12,100 Fomento Economico Mexicano SAB de CV Sponso ADR COMMON 344419106 855,233 19,820 19,820 1., 3. 19,820 Fomento Economico Mexicano SAB de CV Sponso ADR COMMON 344419106 51,780 1,200 1,200 None 1,200 Franklin Resources Inc COMMON 354613101 36,812,697 427,111 427,111 1 330,293 96,818 ------------- COLUMN TOTALS 1,251,106,628 Franklin Resources Inc COMMON 354613101 297,356 3,450 3,450 1., 2. 1,710 1,740 Franklin Resources Inc COMMON 354613101 15,188,747 176,224 176,224 1., 3. 162,849 13,375 Freeport McMoRan Copper & Gold Inc (Class B) COMMON 35671D857 80,689,393 1,364,610 1,364,610 1 886,685 477,925 Freeport McMoRan Copper & Gold Inc (Class B) COMMON 35671D857 936,028 15,830 15,830 1., 2. 8,755 7,075 Freeport McMoRan Copper & Gold Inc (Class B) COMMON 35671D857 8,099,332 136,975 136,975 1., 3. 68,000 68,975 Freeport McMoRan Copper & Gold Inc (Class B) COMMON 35671D857 171,477 2,900 700 2,200 None 700 2,200 Frontier Communications C COMMON 35906A108 439,874 61,867 61,867 1 61,867
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/30/2010 Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - --------------------------- ------- --------- ------------- ---------- ------------------------ ------- --------------------------- Investment Voting Discretion (Shares) Authority (Shares) ------------------------ --------------------------- Title Fair Shares or (c) of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Name of Issuer Class Number Value Amount Sole Shared Other Sole Shared None - --------------------------- ------- --------- ------------- ---------- ----- ---------- ------- ------- ------ ---------- --------- General Dynamics Corp COMMON 369550108 65,392,956 1,116,683 1,116,683 1 790,779 325,904 General Dynamics Corp COMMON 369550108 536,702 9,165 9,165 1., 2. 3,975 5,190 General Dynamics Corp COMMON 369550108 3,484,320 59,500 59,500 1., 3. 20,000 39,500 General Dynamics Corp COMMON 369550108 9,370 160 160 None 160 General Electric Co COMMON 369604103 215,085,714 14,915,792 14,915,792 1 1,800 9,198,464 5,715,528 General Electric Co COMMON 369604103 4,823,814 334,523 334,523 1., 2. 274,795 59,728 General Electric Co COMMON 369604103 25,391,947 1,760,884 1,760,884 1., 3. 1,320,000 440,884 General Electric Co COMMON 369604103 1,257,496 87,205 6,940 80,265 None 6,940 80,265 General Growth Properties COMMON 370021107 238,256 17,968 17,968 1 17,968 General Mills Inc COMMON 370334104 1,272,682 35,830 35,830 1 400 35,430 GlaxoSmithKline PLC ADR COMMON 37733W105 475,698 13,987 13,987 1 100 9,609 4,278 Goldman Sachs Group Inc COMMON 38141G104 288,400 2,197 2,197 1 1,339 858 Google Inc. COMMON 38259P508 557,522 1,253 1,253 1 30 1,178 45 GPS Industries Inc. COMMON 383870102 231 577,664 577,664 1 577,664 ------------- COLUMN TOTALS 424,637,315 Greatbatch Inc. COMMON 39153L106 892,400 40,000 40,000 1 40,000 HSBC Holdings plc Ltd Sponsored ADR COMMON 404280406 133,023,808 2,917,829 2,917,829 1 1,815,828 1,102,001 HSBC Holdings plc Ltd Sponsored ADR COMMON 404280406 1,512,084 33,167 33,167 1., 2. 18,108 15,059 HSBC Holdings plc Ltd Sponsored ADR COMMON 404280406 53,852,504 1,181,235 1,181,235 1., 3. 1,120,548 60,687 HSBC Holdings plc Ltd Sponsored ADR COMMON 404280406 315,984 6,931 2,264 4,667 None 2,264 4,667 Halliburton Co COMMON 406216101 95,449,640 3,887,969 3,887,969 1 2,571,868 1,316,101 Halliburton Co COMMON 406216101 812,114 33,080 33,080 1., 2. 17,230 15,850 Halliburton Co COMMON 406216101 2,072,167 84,406 84,406 1., 3. 84,406 Halliburton Co COMMON 406216101 39,280 1,600 1,600 None 1,600 Heinz (H. J.) Co COMMON 423074103 2,456,798 56,844 56,844 1 40,722 16,122 Heinz (H. J.) Co COMMON 423074103 1,296,600 30,000 30,000 1., 2. 30,000 Heinz (H. J.) Co COMMON 423074103 18,152,400 420,000 420,000 1., 3. 420,000 Hess Corporation COMMON 42809H107 1,166,076 23,164 23,164 1 2,824 20,340 Hess Corporation COMMON 42809H107 75,510 1,500 1,500 1., 2. 1,500 Hess Corporation COMMON 42809H107 35,238 700 700 1., 3. 700 Hewlett-Packard Co COMMON 428236103 623,145 14,398 14,398 1 7,713 6,685 Home Depot Inc COMMON 437076102 24,240,887 863,587 863,587 1 300 724,416 138,871 Home Depot Inc COMMON 437076102 802,861 28,602 28,602 1., 2. 21,350 7,252 Home Depot Inc COMMON 437076102 3,817,520 136,000 136,000 1., 3. 100,000 36,000 Home Depot Inc COMMON 437076102 33,684 1,200 1,200 None 1,200 Honeywell Int'l Inc COMMON 438516106 5,665,283 145,152 145,152 1 134,100 11,052 Honeywell Int'l Inc COMMON 438516106 3,903 100 100 1., 2. 100
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/30/2010 Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - --------------------------- ------- --------- ------------- ---------- ------------------------ ------- --------------------------- Investment Voting Discretion (Shares) Authority (Shares) ------------------------ --------------------------- Title Fair Shares or (c) of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Name of Issuer Class Number Value Amount Sole Shared Other Sole Shared None - --------------------------- ------- --------- ------------- ---------- ----- ---------- ------- ------- ------ ---------- --------- ------------- COLUMN TOTALS 346,339,886 Hugoton Royalty Trust Texas COMMON 444717102 987,074 52,006 52,006 1 52,006 Imperial Oil Ltd COMMON 453038408 3,229,361 88,670 88,670 1 36,700 51,970 Imperial Oil Ltd COMMON 453038408 91,050 2,500 2,500 1., 2. 2,500 Imperial Oil Ltd COMMON 453038408 1,668,036 45,800 45,800 1., 3. 45,800 Intel Corporation COMMON 458140100 364,705,815 18,750,942 18,750,942 1 10,842,376 7,908,565 Intel Corporation COMMON 458140100 2,989,076 153,680 153,680 1., 2. 77,790 75,890 Intel Corporation COMMON 458140100 24,006,454 1,234,265 1,234,265 1., 3. 577,600 656,665 Intel Corporation COMMON 458140100 1,068,194 54,920 5,540 49,380 None 5,540 49,380 Intl Business Machines COMMON 459200101 192,682,390 1,560,434 1,560,434 1 1,148,100 412,334 Intl Business Machines COMMON 459200101 2,115,212 17,130 17,130 1., 2. 9,055 8,075 Intl Business Machines COMMON 459200101 9,874,696 79,970 79,970 1., 3. 33,900 46,070 Intl Business Machines COMMON 459200101 450,702 3,650 650 3,000 None 650 3,000 Intuitive Surgical Inc. COMMON 46120E602 43,826,046 138,857 138,857 1 89,100 49,757 Intuitive Surgical Inc. COMMON 46120E602 344,026 1,090 1,090 1., 2. 835 255 Intuitive Surgical Inc. COMMON 46120E602 1,180,419 3,740 3,740 1., 3. 3,740 iShares Trust S&P 500 Index Fund COMMON 464287200 591,998 5,722 5,722 1 5,722 JPMorgan Chase & Co. COMMON 46625H100 238,148,230 6,505,005 6,505,005 1 459 4,409,710 2,094,836 JPMorgan Chase & Co. COMMON 46625H100 6,582,172 179,792 179,792 1., 2. 148,671 31,121 JPMorgan Chase & Co. COMMON 46625H100 19,436,835 530,916 530,916 1., 3. 332,950 197,966 JPMorgan Chase & Co. COMMON 46625H100 635,184 17,350 2,950 14,400 None 2,950 14,400 Johnson & Johnson COMMON 478160104 568,739,882 9,629,866 9,629,866 1 600 5,848,943 3,780,323 Johnson & Johnson COMMON 478160104 6,830,230 115,649 115,649 1., 2. 77,649 38,000 Johnson & Johnson COMMON 478160104 40,303,784 682,421 682,421 1., 3. 435,800 246,621 Johnson & Johnson COMMON 478160104 1,325,306 22,440 4,240 18,200 None 4,240 18,200 Kellogg Co COMMON 487836108 25,382,185 504,616 504,616 1 336,694 167,922 ------------- COLUMN TOTALS 1,557,194,357 Kellogg Co COMMON 487836108 3,914,346 77,820 77,820 1., 2. 74,840 2,980 Kellogg Co COMMON 487836108 25,718,893 511,310 511,310 1., 3. 505,760 5,550 Kellogg Co COMMON 487836108 528,150 10,500 10,500 None 10,500 Kimberly-Clark Corp COMMON 494368103 745,567 12,297 12,297 1 497 11,800 Kinder Morgan Energy Partners L.P. COMMON 494550106 342,543,372 5,265,038 5,265,038 1 4,286,940 978,098 Kinder Morgan Energy Partners L.P. COMMON 494550106 1,106,020 17,000 17,000 1., 2. 600 16,400 Kinder Morgan Management LLC COMMON 49455U100 1,718,299 30,364 30,364 1 30,364 Kirby Corp COMMON 497266106 765,000 20,000 20,000 1 20,000
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/30/2010 Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - --------------------------- ------- --------- ------------- ---------- ------------------------ ------- --------------------------- Investment Voting Discretion (Shares) Authority (Shares) ------------------------ --------------------------- Title Fair Shares or (c) of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Name of Issuer Class Number Value Amount Sole Shared Other Sole Shared None - --------------------------- ------- --------- ------------- ---------- ----- ---------- ------- ------- ------ ---------- --------- Kraft Foods Inc COMMON 50075N104 77,971,824 2,784,708 2,784,708 1 622 1,521,550 1,262,536 Kraft Foods Inc COMMON 50075N104 4,305,784 153,778 153,778 1., 2. 139,992 13,786 Kraft Foods Inc COMMON 50075N104 118,515,040 4,232,680 4,232,680 1., 3. 4,231,725 955 Kraft Foods Inc COMMON 50075N104 1,405,656 50,202 5,102 45,100 None 5,102 45,100 L'Oreal Co ADR Unsponsored COMMON 502117203 19,935,281 1,005,000 1,005,000 1 1,005,000 LTWC Corporation COMMON 502386105 11 18,468 18,468 1 18,468 Lauder (Estee) Co Cl A COMMON 518439104 89,165,827 1,599,961 1,599,961 1 958,622 641,339 Lauder (Estee) Co Cl A COMMON 518439104 543,925 9,760 9,760 1., 2. 8,560 1,200 Lauder (Estee) Co Cl A COMMON 518439104 7,480,359 134,225 134,225 1., 3. 95,300 38,925 Lauder (Estee) Co Cl A COMMON 518439104 44,584 800 800 None 800 Leggett & Platt Inc COMMON 524660107 1,604,800 80,000 80,000 1., 3. 80,000 ------------- COLUMN TOTALS 698,012,738 Eli Lilly & Co COMMON 532457108 13,934,191 415,946 415,946 1 320,112 95,834 Eli Lilly & Co COMMON 532457108 244,550 7,300 7,300 1., 2. 1,350 5,950 Eli Lilly & Co COMMON 532457108 623,100 18,600 18,600 1., 3. 18,600 Eli Lilly & Co COMMON 532457108 64,320 1,920 1,920 None 1,920 Lincoln Electric Hldgs COMMON 533900106 5,272,366 103,400 103,400 1., 3. 103,400 Loews Corp COMMON 540424108 214,850 6,450 6,450 1 6,450 Lowe's Cos Inc COMMON 548661107 1,512,918 74,090 74,090 1 57,413 16,677 Marsh & McLennan Cos, Inc COMMON 571748102 461,666 20,473 20,473 1 19,947 526 Marsh & McLennan Cos, Inc COMMON 571748102 315,700 14,000 14,000 None 14,000 McDermott Intl Inc COMMON 580037109 12,752,238 588,746 588,746 1 249,142 339,604 McDermott Intl Inc COMMON 580037109 81,442 3,760 3,760 1., 2. 2,860 900 McDermott Intl Inc COMMON 580037109 283,854 13,105 13,105 1., 3. 13,105 McDonalds Corp COMMON 580135101 392,420,248 5,957,496 5,957,496 1 3,660,957 2,296,539 McDonalds Corp COMMON 580135101 3,777,974 57,355 57,355 1., 2. 32,405 24,950 McDonalds Corp COMMON 580135101 31,464,584 477,677 477,677 1., 3. 305,000 172,677 McDonalds Corp COMMON 580135101 797,027 12,100 2,900 9,200 None 2,900 9,200 McGraw-Hill Inc COMMON 580645109 135,792,617 4,825,608 4,825,608 1 300 3,013,241 1,812,067 McGraw-Hill Inc COMMON 580645109 1,411,341 50,154 50,154 1., 2. 25,410 24,744 McGraw-Hill Inc COMMON 580645109 6,950,552 246,999 246,999 1., 3. 114,600 132,399 McGraw-Hill Inc COMMON 580645109 90,048 3,200 3,200 None 3,200 Mead Johnson Nutrition Co COMMON 582839106 776,680 15,496 15,496 1 3,686 11,810 Mead Johnson Nutrition Co COMMON 582839106 6,115 122 122 1., 3. 122 Medco Health Solutions Inc. COMMON 58405U102 2,313,085 41,995 41,995 1 30,094 11,901 COLUMN TOTALS 611,561,466
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/30/2010 Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - --------------------------- ------- --------- ------------- ---------- ------------------------ ------- --------------------------- Investment Voting Discretion (Shares) Authority (Shares) ------------------------ --------------------------- Title Fair Shares or (c) of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Name of Issuer Class Number Value Amount Sole Shared Other Sole Shared None - --------------------------- ------- --------- ------------- ---------- ----- ---------- ------- ------- ------ ---------- --------- Medco Health Solutions Inc. COMMON 58405U102 987,034 17,920 17,920 1., 2. 17,366 554 Medco Health Solutions Inc. COMMON 58405U102 23,356,123 424,040 424,040 1., 3. 424,028 12 Medco Health Solutions Inc. COMMON 58405U102 309,439 5,618 72 5,546 None 72 5,546 Medtronic Inc COMMON 585055106 90,409,757 2,492,687 2,492,687 1 1,667,742 824,945 Medtronic Inc COMMON 585055106 804,106 22,170 22,170 1., 2. 12,360 9,810 Medtronic Inc COMMON 585055106 4,466,469 123,145 123,145 1., 3. 60,000 63,145 Medtronic Inc COMMON 585055106 29,016 800 800 None 800 Merck & Co., Inc. COMMON 58933Y105 208,088,648 5,950,490 5,950,490 1 1,003 4,136,231 1,813,256 Merck & Co., Inc. COMMON 58933Y105 4,690,666 134,134 134,134 1., 2. 108,612 25,522 Merck & Co., Inc. COMMON 58933Y105 72,901,399 2,084,684 2,084,684 1., 3. 1,923,600 161,084 Merck & Co., Inc. COMMON 58933Y105 1,345,646 38,480 2,380 36,100 None 2,380 36,100 Mesa Offshore Trust UBI COMMON 590650107 1,000 100,000 100,000 1 100,000 Mesa Royalty Trust COMMON 590660106 413,100 9,000 9,000 1., 3. 9,000 Microsoft Corp COMMON 594918104 199,127,599 8,653,959 8,653,959 1 6,055,383 2,598,576 Microsoft Corp COMMON 594918104 2,897,074 125,905 125,905 1., 2. 102,825 23,080 Microsoft Corp COMMON 594918104 5,140,204 223,390 223,390 1., 3. 100,000 123,390 Microsoft Corp COMMON 594918104 74,552 3,240 3,240 None 3,240 Microchip Technology Inc. COMMON 595017104 23,599,626 850,744 850,744 1 675,798 174,946 Microchip Technology Inc. COMMON 595017104 100,696 3,630 3,630 1., 2. 3,150 480 Microchip Technology Inc. COMMON 595017104 277 10 10 1., 3. 10 National Coal Corp. COMMON 632381307 133,875 223,125 223,125 1., 3. 223,125 National Oilwell Varco Inc COMMON 637071101 683,392 20,665 20,665 1 9,870 10,795 ------------- COLUMN TOTALS 639,559,698 National Oilwell Varco Inc COMMON 637071101 3,307 100 100 1., 2. 100 News Corp Class A (Limited Voting) COMMON 65248E104 117,279,186 9,805,952 9,805,952 1 5,105,361 4,700,591 News Corp Class A (Limited Voting) COMMON 65248E104 768,310 64,240 64,240 1., 2. 29,690 34,550 News Corp Class A (Limited Voting) COMMON 65248E104 5,163,036 431,692 431,692 1., 3. 224,600 207,092 News Corp Class A (Limited Voting) COMMON 65248E104 38,272 3,200 3,200 None 3,200 News Corp Class B COMMON 65248E203 14,492,834 1,046,414 1,046,414 1 608,138 438,276 News Corp Class B COMMON 65248E203 69,250 5,000 5,000 1., 2. 3,400 1,600 News Corp Class B COMMON 65248E203 484,750 35,000 35,000 1., 3. 35,000 NextEra Energy Inc. COMMON 65339F101 488,088 10,010 10,010 1 5,160 4,850 Norfolk Southern Corp COMMON 655844108 1,131,450 21,328 21,328 1 1,403 19,925 Novartis A G Spon ADR COMMON 66987V109 6,434,340 133,161 133,161 1 65,480 67,681 Novartis A G Spon ADR COMMON 66987V109 9,664 200 200 1., 2. 200 Novo-Nordisk A S ADR COMMON 670100205 166,358,690 2,053,304 2,053,304 1 1,247,161 806,143
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/30/2010 Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - --------------------------- ------- --------- ------------- ---------- ------------------------ ------- --------------------------- Investment Voting Discretion (Shares) Authority (Shares) ------------------------ --------------------------- Title Fair Shares or (c) of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Name of Issuer Class Number Value Amount Sole Shared Other Sole Shared None - --------------------------- ------- --------- ------------- ---------- ----- ---------- ------- ------- ------ ---------- --------- Novo-Nordisk A S ADR COMMON 670100205 1,571,383 19,395 19,395 1., 2. 10,135 9,260 Novo-Nordisk A S ADR COMMON 670100205 6,800,414 83,935 83,935 1., 3. 50,000 33,935 Occidental Petroleum Corp COMMON 674599105 251,471,616 3,259,515 3,259,515 1 2,054,493 1,205,022 Occidental Petroleum Corp COMMON 674599105 1,796,438 23,285 23,285 1., 2. 9,535 13,750 Occidental Petroleum Corp COMMON 674599105 18,813,799 243,860 243,860 1., 3. 136,000 107,860 Occidental Petroleum Corp COMMON 674599105 308,600 4,000 1,000 3,000 None 1,000 3,000 Oneok Partners LP COMMON 68268N103 3,535,950 55,000 55,000 1 55,000 Oracle Corp COMMON 68389X105 550,513 25,653 25,653 1 19,721 5,932 ------------- COLUMN TOTALS 597,569,890 Panacos Pharmaceuticals, Inc. COMMON 69811Q106 1,100 171,850 171,850 1 171,850 Patriot Coal Corp. COMMON 70336T104 151,857 12,924 12,924 1 5,394 7,530 Patriot Coal Corp. COMMON 70336T104 470 40 40 1., 2. 20 20 Patriot Coal Corp. COMMON 70336T104 7,052,820 600,240 600,240 1., 3. 600,000 240 Peabody Energy Corp. COMMON 704549104 24,899,045 636,316 636,316 1 501,790 134,526 Peabody Energy Corp. COMMON 704549104 132,299 3,381 3,381 1., 2. 3,045 336 Peabody Energy Corp. COMMON 704549104 46,956 1,200 1,200 1., 3. 1,200 PepsiCo Inc COMMON 713448108 382,391,591 6,273,857 6,273,857 1 600 3,916,711 2,356,546 PepsiCo Inc COMMON 713448108 3,925,251 64,401 64,401 1., 2. 34,829 29,572 PepsiCo Inc COMMON 713448108 21,351,821 350,317 350,317 1., 3. 156,100 194,217 PepsiCo Inc COMMON 713448108 1,148,298 18,840 3,440 15,400 None 3,440 15,400 Petroleo Brasileiro S A Petrobas ADR preferred sh 268341 sedol COMMON 71654V101 2,172,420 72,900 72,900 1 2,700 70,200 Pfizer Inc COMMON 717081103 10,468,851 734,141 734,141 1 1,800 287,848 444,493 Pfizer Inc COMMON 717081103 2,844,870 199,500 199,500 1., 2. 198,000 1,500 Pfizer Inc COMMON 717081103 3,058,770 214,500 214,500 1., 3. 214,500 Pfizer Inc COMMON 717081103 831,358 58,300 5,500 52,800 None 5,500 52,800 Philip Morris Int'l Inc. COMMON 718172109 788,439,803 17,199,821 17,199,821 1 900 10,122,157 7,076,764 Philip Morris Int'l Inc. COMMON 718172109 15,553,512 339,300 339,300 1., 2. 273,414 65,886 Philip Morris Int'l Inc. COMMON 718172109 336,819,668 7,347,724 7,347,724 1., 3. 6,685,000 662,724 Philip Morris Int'l Inc. COMMON 718172109 6,247,259 136,284 8,684 127,600 None 8,684 127,600 Piedmont Natural Gas Inc COMMON 720186105 13,050,752 515,840 515,840 1 10,000 505,840 Plains All American Pipeline L.P. COMMON 726503105 86,914,155 1,480,650 1,480,650 1 1,433,400 47,250 ------------- COLUMN TOTALS 1,707,502,926 Plains Exploration & Production Co. COMMON 726505100 213,911 10,379 10,379 1 10,379 Polo Ralph Lauren Corp COMMON 731572103 1,665,677 22,830 22,830 1 1,130 21,700 Polo Ralph Lauren Corp COMMON 731572103 10,944 150 150 1., 3. 150
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/30/2010 Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - --------------------------- ------- --------- ------------- ---------- ------------------------ ------- --------------------------- Investment Voting Discretion (Shares) Authority (Shares) ------------------------ --------------------------- Title Fair Shares or (c) of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Name of Issuer Class Number Value Amount Sole Shared Other Sole Shared None - --------------------------- ------- --------- ------------- ---------- ----- ---------- ------- ------- ------ ---------- --------- Praxair Inc COMMON 74005P104 203,427,050 2,677,024 2,677,024 1 200 1,641,689 1,035,135 Praxair Inc COMMON 74005P104 2,022,854 26,620 26,620 1., 2. 15,880 10,740 Praxair Inc COMMON 74005P104 14,861,060 195,566 195,566 1., 3. 132,000 63,566 Praxair Inc COMMON 74005P104 60,792 800 800 None 800 Price (T Rowe) Group Inc. COMMON 74144T108 709,840 15,991 15,991 1 1,786 14,205 Price (T Rowe) Group Inc. COMMON 74144T108 355,120,000 8,000,000 8,000,000 1., 3. 8,000,000 Procter & Gamble COMMON 742718109 580,241,573 9,673,918 9,673,918 1 400 5,712,546 3,960,972 Procter & Gamble COMMON 742718109 13,710,228 228,580 228,580 1., 2. 191,535 37,045 Procter & Gamble COMMON 742718109 119,024,192 1,984,398 1,984,398 1., 3. 1,742,000 242,398 Procter & Gamble COMMON 742718109 3,127,057 52,135 3,390 48,745 None 3,390 48,745 Progress Energy Inc COMMON 743263105 878,136 22,390 22,390 1 7,300 15,090 Prudential Financial Inc COMMON 744320102 32,554,234 606,676 606,676 1 503,291 103,385 Prudential Financial Inc COMMON 744320102 339,936 6,335 6,335 1., 2. 2,110 4,225 Prudential Financial Inc COMMON 744320102 2,073,691 38,645 38,645 1., 3. 38,645 Qualcomm Inc COMMON 747525103 73,381,709 2,234,522 2,234,522 1 1,449,635 784,887 Qualcomm Inc COMMON 747525103 396,215 12,065 12,065 1., 2. 9,965 2,100 Qualcomm Inc COMMON 747525103 3,675,124 111,910 111,910 1., 3. 62,000 49,910 Qualcomm Inc COMMON 747525103 26,272 800 800 None 800 Questar Corp COMMON 748356102 461,269 10,140 10,140 1 6,440 3,700 Rio Tinto PLC Spon ADR COMMON 767204100 41,094,429 942,533 942,533 1 605,748 336,785 Rio Tinto PLC Spon ADR COMMON 767204100 802,240 18,400 18,400 1., 2. 8,700 9,700 ------------- COLUMN TOTALS 1,449,878,433 Rio Tinto PLC Spon ADR COMMON 767204100 2,799,120 64,200 64,200 1., 3. 40,000 24,200 Rio Tinto PLC Spon ADR COMMON 767204100 11,336 260 260 None 260 Roche Holding AG ADR Sponsored ADR(non-voting) COMMON 771195104 143,234,692 4,143,719 4,143,719 1 600 1,944,168 2,198,951 Roche Holding AG ADR Sponsored ADR(non-voting) COMMON 771195104 1,620,487 46,880 46,880 1., 2. 18,580 28,300 Roche Holding AG ADR Sponsored ADR(non-voting) COMMON 771195104 5,233,398 151,400 151,400 1., 3. 79,000 72,400 Roche Holding AG ADR Sponsored ADR(non-voting) COMMON 771195104 428,627 12,400 2,400 10,000 None 2,400 10,000 Rockwell Automation COMMON 773903109 268,424 5,468 5,468 1 550 4,918 Royal Dutch Shell Plc B ADRs (1 ADR= 2 Ordinary S COMMON 780259107 1,206,807 24,996 24,996 1 22,300 2,696 Royal Dutch Shell plc ADR COMMON 780259206 206,998,457 4,121,833 4,121,833 1 400 2,649,868 1,471,565 Royal Dutch Shell plc ADR COMMON 780259206 2,551,477 50,806 50,806 1., 2. 31,356 19,450 Royal Dutch Shell plc ADR COMMON 780259206 12,292,349 244,770 244,770 1., 3. 121,300 123,470 Royal Dutch Shell plc ADR COMMON 780259206 994,356 19,800 2,000 17,800 None 2,000 17,800 S&P Depositary Receipt COMMON 78462F103 626,545 6,070 6,070 1 6,070 SPDR S&P Midcap 400 ETF Trust COMMON 78467Y107 226,647 1,730 1,730 1 1,730 Sabine Royalty Trust COMMON 785688102 7,071,000 150,000 150,000 1., 3. 150,000
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/30/2010 Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - --------------------------- ------- --------- ------------- ---------- ------------------------ ------- --------------------------- Investment Voting Discretion (Shares) Authority (Shares) ------------------------ --------------------------- Title Fair Shares or (c) of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Name of Issuer Class Number Value Amount Sole Shared Other Sole Shared None - --------------------------- ------- --------- ------------- ---------- ----- ---------- ------- ------- ------ ---------- --------- Sara Lee Corp COMMON 803111103 222,653 15,791 15,791 1 14,737 1,054 Savient Pharmaceuticals Inc. COMMON 80517Q100 174,636 13,860 13,860 1 13,860 Schlumberger Ltd COMMON 806857108 18,159,268 328,140 328,140 1 267,943 60,197 ------------- COLUMN TOTALS 404,120,279 Schlumberger Ltd COMMON 806857108 24,128 436 436 1., 2. 436 Schwab (Charles) Corp COMMON 808513105 494,272 34,857 34,857 1 220 34,637 Smith Intl Inc COMMON 832110100 1,106,609 29,392 29,392 1 29,392 Smith Intl Inc COMMON 832110100 453,758 12,052 12,052 None 12,052 Smucker (J M) Co COMMON 832696405 131,460 2,183 2,183 1 1,497 686 Smucker (J M) Co COMMON 832696405 77,082 1,280 1,280 1., 2. 1,280 Smucker (J M) Co COMMON 832696405 886,438 14,720 14,720 1., 3. 14,720 Smucker (J M) Co COMMON 832696405 13,489 224 4 220 None 4 220 Southern Co COMMON 842587107 688,530 20,689 20,689 1 17,886 2,803 Southern Union Co. COMMON 844030106 556,665 25,465 25,465 1 25,465 Southwest Airlines Co COMMON 844741108 260,196 23,420 23,420 1 19,570 3,850 Spectra Energy Corp. COMMON 847560109 632,426 31,511 31,511 1 6,346 25,165 State Street Corp COMMON 857477103 52,421 1,550 1,550 1 1,550 State Street Corp COMMON 857477103 5,071,174 149,946 149,946 1., 2. 149,946 State Street Corp COMMON 857477103 32,931,819 973,738 973,738 1., 3. 973,738 Statoil ASA ADR COMMON 85771P102 7,812,377 407,957 407,957 1 5,173 402,784 Stereotaxis Inc. COMMON 85916J102 33,100 10,000 10,000 1 10,000 StoneMor Partners L P COMMON 86183Q100 883,550 43,100 43,100 1 43,100 Suncor Energy Inc. New COMMON 867224107 338,236 11,489 11,489 1 768 10,721 SunTrust Banks Inc COMMON 867914103 258,514 11,095 11,095 1 900 8,500 1,695 SunTrust Banks Inc COMMON 867914103 118,830 5,100 100 5,000 None 100 5,000 Sysco Corp COMMON 871829107 80,796,274 2,828,011 2,828,011 1 1,845,138 982,873 ------------- COLUMN TOTALS 133,621,348 Sysco Corp COMMON 871829107 658,110 23,035 23,035 1., 2. 16,725 6,310 Sysco Corp COMMON 871829107 12,606,541 441,251 441,251 1., 3. 370,000 71,251 Sysco Corp COMMON 871829107 108,566 3,800 800 3,000 None 800 3,000 TC Pipelines LP COMMON 87233Q108 2,867,200 70,000 70,000 1 70,000 TECO Energy Inc COMMON 872375100 602,800 40,000 40,000 1 40,000 Target Corp COMMON 87612E106 150,623,701 3,063,325 3,063,325 1 1,829,883 1,233,442 Target Corp COMMON 87612E106 1,683,768 34,244 34,244 1., 2. 21,411 12,833 Target Corp COMMON 87612E106 9,530,375 193,825 193,825 1., 3. 116,000 77,825
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/30/2010 Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - --------------------------- ------- --------- ------------- ---------- ------------------------ ------- --------------------------- Investment Voting Discretion (Shares) Authority (Shares) ------------------------ --------------------------- Title Fair Shares or (c) of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Name of Issuer Class Number Value Amount Sole Shared Other Sole Shared None - --------------------------- ------- --------- ------------- ---------- ----- ---------- ------- ------- ------ ---------- --------- Target Corp COMMON 87612E106 39,336 800 800 None 800 Teledyne Technologies Inc COMMON 879360105 378,315 9,806 9,806 1 9,292 514 Teledyne Technologies Inc COMMON 879360105 3,846,040 99,690 99,690 1., 3. 99,690 Temple-Inland Inc COMMON 879868107 53,990 2,612 2,612 1 500 2,112 Temple-Inland Inc COMMON 879868107 1,277,654 61,812 61,812 1., 3. 61,812 Texas Instruments COMMON 882508104 138,728,545 5,959,130 5,959,130 1 3,870,609 2,088,521 Texas Instruments COMMON 882508104 1,309,384 56,245 56,245 1., 2. 31,295 24,950 Texas Instruments COMMON 882508104 9,259,620 397,750 397,750 1., 3. 200,000 197,750 3M Company COMMON 88579Y101 3,670,744 46,471 46,471 1 10,006 36,465 3M Company COMMON 88579Y101 202,846 2,568 2,568 1., 2. 1,668 900 3M Company COMMON 88579Y101 157,980 2,000 2,000 None 2,000 Tidewater Inc COMMON 886423102 1,282,639 33,126 33,126 1 33,126 Time Warner Inc.(New) COMMON 887317303 797,251 27,577 27,577 1 23,827 3,750 Time Warner Inc.(New) COMMON 887317303 5,834,587 201,819 201,819 1., 3. 201,819 Time Warner Inc.(New) COMMON 887317303 46,256 1,600 1,600 None 1,600 Time Warner Cable Inc. COMMON 88732J207 12,553,415 241,041 241,041 1 235,828 5,213 Time Warner Cable Inc. COMMON 88732J207 3,146,726 60,421 60,421 1., 3. 60,421 ------------- COLUMN TOTALS 361,266,389 Time Warner Cable Inc. COMMON 88732J207 20,884 401 401 None 401 Total S A ADR COMMON 89151E109 209,193,173 4,686,227 4,686,227 1 2,538,847 2,147,380 Total S A ADR COMMON 89151E109 1,841,400 41,250 41,250 1., 2. 22,000 19,250 Total S A ADR COMMON 89151E109 51,267,924 1,148,475 1,148,475 1., 3. 1,090,000 58,475 Total S A ADR COMMON 89151E109 732,096 16,400 2,400 14,000 None 2,400 14,000 Travelers Companies, Inc. COMMON 89417E109 435,173 8,836 8,836 1 67 8,769 Travelers Companies, Inc. COMMON 89417E109 41,272 838 838 1., 2. 838 Unilever N V (New York Shares) COMMON 904784709 508,890 18,627 18,627 1 200 18,427 Union Pacific Corp COMMON 907818108 219,582 3,159 3,159 1 3,159 United Parcel Service COMMON 911312106 299,526 5,265 5,265 1 90 5,175 United Technologies Corp COMMON 913017109 194,091,952 2,990,170 2,990,170 1 1,895,255 1,094,915 United Technologies Corp COMMON 913017109 1,835,006 28,270 28,270 1., 2. 18,220 10,050 United Technologies Corp COMMON 913017109 9,109,859 140,346 140,346 1., 3. 70,000 70,346 United Technologies Corp COMMON 913017109 38,946 600 600 None 600 Unitrin Inc COMMON 913275103 15,724,467 614,237 614,237 1 560,351 53,886 Unitrin Inc COMMON 913275103 12,800 500 500 1., 2. 500 Unitrin Inc COMMON 913275103 18,771,661 733,268 733,268 1., 3. 725,020 8,248 US Ecology Inc. COMMON 91732J102 102,995 7,069 7,069 1 4,233 2,836 US Ecology Inc. COMMON 91732J102 171,693 11,784 11,784 1., 3. 11,784
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/30/2010 Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - --------------------------- ------- --------- ------------- ---------- ------------------------ ------- --------------------------- Investment Voting Discretion (Shares) Authority (Shares) ------------------------ --------------------------- Title Fair Shares or (c) of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Name of Issuer Class Number Value Amount Sole Shared Other Sole Shared None - --------------------------- ------- --------- ------------- ---------- ----- ---------- ------- ------- ------ ---------- --------- Valeant Pharmaceuticals International COMMON 91911X104 221,396 4,234 4,234 1 4,234 Verizon Communications COMMON 92343V104 396,623 14,155 14,155 1 1,491 12,664 Verizon Communications COMMON 92343V104 65,455 2,336 2,336 1., 2. 2,336 Volcano Corporation COMMON 928645100 218,200 10,000 10,000 1 10,000 ------------- COLUMN TOTALS 505,320,973 Wal-Mart Stores Inc COMMON 931142103 238,264,239 4,956,610 4,956,610 1 400 3,008,036 1,948,174 Wal-Mart Stores Inc COMMON 931142103 2,563,617 53,331 53,331 1., 2. 31,248 22,083 Wal-Mart Stores Inc COMMON 931142103 16,381,198 340,778 340,778 1., 3. 174,000 166,778 Wal-Mart Stores Inc COMMON 931142103 1,131,568 23,540 2,740 20,800 None 2,740 20,800 Walgreen Co COMMON 931422109 242,978,706 9,100,326 9,100,326 1 5,236,928 3,863,398 Walgreen Co COMMON 931422109 2,472,153 92,590 92,590 1., 2. 57,165 35,425 Walgreen Co COMMON 931422109 14,892,139 557,758 557,758 1., 3. 263,200 294,558 Walgreen Co COMMON 931422109 476,595 17,850 3,300 14,550 None 3,300 14,550 Weingarten Realty Inv COMMON 948741103 718,604 37,722 37,722 1 29,193 8,529 Weingarten Realty Inv COMMON 948741103 63,818 3,350 3,350 1., 2. 3,350 Weingarten Realty Inv COMMON 948741103 12,859 675 675 None 675 Wells Fargo & Co COMMON 949746101 965,171 37,702 37,702 1 25,832 11,870 Western Union Co. COMMON 959802109 741,027 49,700 49,700 1 49,700 Whole Foods Mkt Inc COMMON 966837106 32,574,867 904,355 904,355 1 484,613 419,742 Whole Foods Mkt Inc COMMON 966837106 234,130 6,500 6,500 1., 2. 750 5,750 Whole Foods Mkt Inc COMMON 966837106 3,581,072 99,419 99,419 1., 3. 50,000 49,419 Whole Foods Mkt Inc COMMON 966837106 39,622 1,100 800 300 None 800 300 Williams Sonoma Inc COMMON 969904101 253,164 10,200 10,200 1 10,200 World Wrestling Entmt Inc COMMON 98156Q108 390,089 25,070 25,070 1 25,070 Yahoo! Inc. COMMON 984332106 2,259,325 163,246 163,246 1 93,246 70,000 Zions Bancorp COMMON 989701107 326,915 15,156 15,156 1 12,780 2,376 Eurazeo (Sedol 7042395) Ordinary Shares FF20 COMMON F32928115 5,200,275 89,689 89,689 1 89,689 ------------- COLUMN TOTALS 566,521,153 Alterra Capital Holdings Ltd. COMMON G0229R108 851,072 45,318 45,318 1 45,318 Argo Group International Holdings, Ltd. COMMON G0464B107 320,155 10,466 10,466 1 10,272 194 Argo Group International Holdings, Ltd. COMMON G0464B107 8,122,349 265,523 265,523 1., 3. 265,523 Nordic American Tanker Shipping Ltd. COMMON G65773106 803,374 28,600 28,600 1 28,600 ACE LTD COMMON H0023R105 28,314 550 550 1 200 350 ACE LTD COMMON H0023R105 14,868,402 288,819 288,819 1., 3. 288,819 Weatherford International Ltd. COMMON H27013103 155,709 11,850 11,850 1 4,950 6,900
THE FOLLOWING REPORT CONTAINS CONFIDENTIAL INFORMATION" FORM 13F Name of Reporting Manager: Fayez Sarofim & Co. 6/30/2010 Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - --------------------------- ------- --------- ------------- ---------- ------------------------ ------- --------------------------- Investment Voting Discretion (Shares) Authority (Shares) ------------------------ --------------------------- Title Fair Shares or (c) of CUSIP Market Principal (a) (b) Shared- (a) (b) (c) Name of Issuer Class Number Value Amount Sole Shared Other Sole Shared None - --------------------------- ------- --------- ------------- ---------- ----- ---------- ------- ------- ------ ---------- --------- Weatherford International Ltd. COMMON H27013103 2,628 200 200 1., 2. 200 Citic Pacific (ordinary shares) sedol 619615-2 COMMON Y1639J116 18,723 10,000 10,000 1 10,000 ------------- COLUMN TOTALS 25,170,726 -------------- REPORT TOTALS 16,165,860,075 ============== Run Date: 8/10/10 10:32 AM
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