0000732812-17-000049.txt : 20171114
0000732812-17-000049.hdr.sgml : 20171114
20171114171708
ACCESSION NUMBER: 0000732812-17-000049
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
EFFECTIVENESS DATE: 20171114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL GUARDIAN TRUST CO
CENTRAL INDEX KEY: 0000314965
IRS NUMBER: 953939997
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00096
FILM NUMBER: 171202966
BUSINESS ADDRESS:
STREET 1: 333 SOUTH HOPE ST
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 2134869200
MAIL ADDRESS:
STREET 1: 333 SOUTH HOPE ST
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000314965
XXXXXXXX
09-30-2017
09-30-2017
CAPITAL GUARDIAN TRUST CO
333 SOUTH HOPE ST
55TH FL
LOS ANGELES
CA
90071
13F HOLDINGS REPORT
028-00096
N
Peter C. Kelly
President
213-486-9200
Peter C. Kelly
Los Angeles
CA
11-14-2017
3
281
5748134
false
1
0000732812
028-00218
CAPITAL GROUP COMPANIES INC
2
0000949308
028-05044
CAPITAL GROUP INTERNATIONAL INC
3
0000017283
028-00157
CAPITAL RESEARCH & MANAGEMENT CO
INFORMATION TABLE
2
cgtc.xml
8X8 INC
COMMON STOCK
282914100
14
1000SH
DFND
1,2
100000
ABB LTD ADR
COMMON STOCK
000375204
3
150SH
DFND
1,2
15000
ABBOTT LABORATORIES
COMMON STOCK
002824100
11
200SH
DFND
1,2
20000
ABBVIE INC
COMMON STOCK
00287Y109
1431
16100SH
DFND
1,2
1610000
ABERDEEN ASIA-PACIFIC INCOME FUND INC
FUNDS - EQUITY
003009107
2
334SH
DFND
1,2
33400
ACCENTURE PLC CL A
COMMON STOCK
G1151C101
46551
344642SH
DFND
1,2
16024200
ACTIVISION BLIZZARD INC
COMMON STOCK
00507V109
218
3384SH
DFND
1,2
338400
ADVANCE AUTO PARTS INC
COMMON STOCK
00751Y106
25496
257015SH
DFND
1,2
10811500
AES CORP (THE)
COMMON STOCK
00130H105
29155
2645605SH
DFND
1,2
152810500
AETNA INC
COMMON STOCK
00817Y108
978
6150SH
DFND
1,2
615000
AGIOS PHARMACEUTICALS INC
COMMON STOCK
00847X104
48708
729714SH
DFND
1,2
32931400
ALCOA CORP
COMMON STOCK
013872106
2
37SH
DFND
1,2
3700
ALIBABA GROUP HOLDING LTD ADR
COMMON STOCK
01609W102
174029
1007635SH
DFND
1,2
85043500
ALLSTATE CORP (THE)
COMMON STOCK
020002101
87
948SH
DFND
1,2
94800
ALPHABET INC CL A
COMMON STOCK
02079K305
24892
25564SH
DFND
1,2
1676400
ALPHABET INC CL C
COMMON STOCK
02079K107
64269
67009SH
DFND
1,2
3886200
ALTRIA GROUP INC
COMMON STOCK
02209S103
235
3700SH
DFND
1,2
370000
AMAZON.COM INC
COMMON STOCK
023135106
48777
50738SH
DFND
1,2
2773800
AMEREN CORPORATION
COMMON STOCK
023608102
7
126SH
DFND
1,2
12600
AMERICA MOVIL SAB DE CV L ADR
COMMON STOCK
02364W105
45882
2584900SH
DFND
1,2
244600000
AMERICAN TOWER CORP (REIT)
COMMON STOCK
03027X100
101777
744637SH
DFND
1,2
34953700
AMERICAN TOWER CORP CV PFD SER B DEP SHS (REP 1/10 5.5 PERCENT SER B) 02-15-18 (
CONV PREFRD STCK
03027X407
5787
47405SH
DFND
1,2
4740500
ANADARKO PETROLEUM CORP
COMMON STOCK
032511107
2218
45400SH
DFND
1,2
4540000
ANALOG DEVICES INC
COMMON STOCK
032654105
23431
271915SH
DFND
1,2
10061500
ANNALY CAPITAL MANAGEMENT INC (REIT)
COMMON STOCK
035710409
0
300SH
DFND
1,2
30000
AON PLC CL A
COMMON STOCK
G0408V102
64256
439809SH
DFND
1,2
14360900
APPLE INC
COMMON STOCK
037833100
70758
459111SH
DFND
1,2
22631100
ARCONIC INC
COMMON STOCK
03965L100
3
111SH
DFND
1,2
11100
ARES CAPITAL CORP
COMMON STOCK
04010L103
8
500SH
DFND
1,2
50000
ASML HOLDING NV (USD)
COMMON STOCK
N07059210
123742
722793SH
DFND
1,2
43651300
ASTRAZENECA PLC ADR
COMMON STOCK
046353108
3643
107520SH
DFND
1,2
10752000
ATANDT INC
COMMON STOCK
00206R102
33
850SH
DFND
1,2
85000
AVERY DENNISON CORP
COMMON STOCK
053611109
20
200SH
DFND
1,2
20000
BANCO BILBAO VIZCAYA ARGENTARIA SA ADR
COMMON STOCK
05946K101
3
333SH
DFND
1,2
33300
BANCO SANTANDER SA ADR
COMMON STOCK
05964H105
5
667SH
DFND
1,2
66700
BANK OF AMERICA CORP
COMMON STOCK
060505104
4
167SH
DFND
1,2
16700
BANK OF MONTREAL
COMMON STOCK
063671101
1393
18410SH
DFND
1,2
1841000
BANK OF NEW YORK MELLON CORP
COMMON STOCK
064058100
54082
1020025SH
DFND
1,2
48202500
BARCLAYS BANK PFD SER 5 DEP SHARES 8.125 PERCENT PERP NON CUM (SEE COMMENT)
PREFERRED STOCK
06739H362
9
333SH
DFND
1,2
33300
BARRICK GOLD CORP (USD)
COMMON STOCK
067901108
3921
243700SH
DFND
1,2
24370000
BERKSHIRE HATHAWAY INC CL B
COMMON STOCK
084670702
114
622SH
DFND
1,2
62200
BLACKSTONE GROUP LP (THE)
COMMON STOCK
09253U108
17
500SH
DFND
1,2
50000
BOEING CO
COMMON STOCK
097023105
3440
13534SH
DFND
1,2
1353400
BP PLC ADR
COMMON STOCK
055622104
33
866SH
DFND
1,2
86600
BRISTOL-MYERS SQUIBB CO
COMMON STOCK
110122108
51
800SH
DFND
1,2
80000
BRITISH AMERICAN TOBACCO PLC ADR
COMMON STOCK
110448107
31
495SH
DFND
1,2
49500
BROADCOM LTD
COMMON STOCK
Y09827109
67264
277330SH
DFND
1,2
23405900
CAMPBELL SOUP CO
COMMON STOCK
134429109
17
300SH
DFND
1,2
30000
CANADIAN NATIONAL RAILWAY CO
COMMON STOCK
136375102
18082
218239SH
DFND
1,2
18973900
CANADIAN NATURAL RESOURCES LTD
COMMON STOCK
136385101
3604
107600SH
DFND
1,2
10760000
CARNIVAL CORP COMMON PAIRED STOCK
UNITS
143658300
14
224SH
DFND
1,2
22400
CATERPILLAR INC
COMMON STOCK
149123101
175
1400SH
DFND
1,2
140000
CBS CORP CL B N/V
COMMON STOCK
124857202
5520
95171SH
DFND
1,2
9517100
CEMEX SAB DE CV CPO UNIT ADR (2 A SHRS PLUS 1 B SHR)
COMMON STOCK
151290889
25649
2824822SH
DFND
1,2
234295500
CERNER CORPORATION
COMMON STOCK
156782104
65554
919155SH
DFND
1,2
45735500
CH ROBINSON WORLDWIDE INC
COMMON STOCK
12541W209
48163
632888SH
DFND
1,2
32128800
CHARTER COMMUNICATIONS INC CL A
COMMON STOCK
16119P108
92794
255336SH
DFND
1,2
9592600
CHESAPEAKE ENERGY CORP
COMMON STOCK
165167107
1
166SH
DFND
1,2
16600
CHEVRON CORP
COMMON STOCK
166764100
55587
473078SH
DFND
1,2
26287800
CHUBB LTD
COMMON STOCK
H1467J104
53353
374278SH
DFND
1,2
17567800
CISCO SYSTEMS INC
COMMON STOCK
17275R102
20
600SH
DFND
1,2
60000
CITIGROUP INC
COMMON STOCK
172967424
12
167SH
DFND
1,2
16700
CME GROUP INC CL A
COMMON STOCK
12572Q105
74952
552414SH
DFND
1,2
41301400
COBALT INTERNATIONAL ENERGY INC
COMMON STOCK
19075F304
117
81724SH
DFND
1,2
8172400
COBALT INTL ENERGY INC CV SR UNSEC 2.625 PERCENT 12-01-19
CORP CONV BOND
19075FAA4
250
981000PRN
DFND
1,2
98100000
COBALT INTL ENERGY INC CV SR UNSEC 3.125 PERCENT 05-15-24
CORP CONV BOND
19075FAB2
1434
7355000PRN
DFND
1,2
735500000
COCA-COLA CO
COMMON STOCK
191216100
7691
170874SH
DFND
1,2
17087400
COEUR MINING INC
COMMON STOCK
192108504
3
333SH
DFND
1,2
33300
COMCAST CORP CL A
COMMON STOCK
20030N101
56884
1478277SH
DFND
1,2
80767700
CONAGRA BRANDS INC
COMMON STOCK
205887102
34
1000SH
DFND
1,2
100000
CONOCOPHILLIPS
COMMON STOCK
20825C104
13516
270057SH
DFND
1,2
10625700
CORE LABORATORIES
COMMON STOCK
N22717107
6810
69000SH
DFND
1,2
6900000
CREDICORP LTD
COMMON STOCK
G2519Y108
27965
136400SH
DFND
1,2
12190000
CRESCENT POINT ENERGY CORP
COMMON STOCK
22576C101
47
5900SH
DFND
1,2
590000
CROWN CASTLE INTL CORP (REIT)
COMMON STOCK
22822V101
63919
639316SH
DFND
1,2
34251600
CROWN CASTLE INTL CORP CV PFD SER A 6.875 PERCENT 08-01-20 (REIT)
CONV PREFRD STCK
22822V309
1175
1100SH
DFND
1,2
110000
CSX CORP
COMMON STOCK
126408103
36264
668330SH
DFND
1,2
24143000
CTRIP.COM INTL ADR
COMMON STOCK
22943F100
101025
1915532SH
DFND
1,2
147570000
DANAHER CORP
COMMON STOCK
235851102
51604
601583SH
DFND
1,2
34418300
DEERE AND CO
COMMON STOCK
244199105
48214
383902SH
DFND
1,2
20910200
DELTA AIR LINES INC
COMMON STOCK
247361702
3
65SH
DFND
1,2
6500
DIAGEO PLC ADR
COMMON STOCK
25243Q205
41
310SH
DFND
1,2
31000
DIGITAL REALTY TRUST INC (REIT)
COMMON STOCK
253868103
19683
166338SH
DFND
1,2
7153800
DISCOVER FINANCIAL SERVICES
COMMON STOCK
254709108
26
398SH
DFND
1,2
39800
DOLLAR GENERAL CORP
COMMON STOCK
256677105
38183
471102SH
DFND
1,2
22940200
DOWDUPONT INC
COMMON STOCK
26078J100
3447
49784SH
DFND
1,2
4978400
DTE ENERGY CO
COMMON STOCK
233331107
11
100SH
DFND
1,2
10000
DUKE ENERGY CORP
COMMON STOCK
26441C204
9
105SH
DFND
1,2
10500
EATON CORP PLC
COMMON STOCK
G29183103
57198
744868SH
DFND
1,2
36136800
ELI LILLY AND CO
COMMON STOCK
532457108
30382
355182SH
DFND
1,2
15558200
ENBRIDGE INC
COMMON STOCK
29250N105
130001
3110658SH
DFND
1,2
239115800
ENEL AMERICAS SA ADR
COMMON STOCK
29274F104
8907
871573SH
DFND
1,2
87157300
ENSCO PLC CL A
COMMON STOCK
G3157S106
78054
13074290SH
DFND
1,2
954119000
EOG RESOURCES INC
COMMON STOCK
26875P101
49152
508088SH
DFND
1,2
24478800
EQUIFAX INC
COMMON STOCK
294429105
33760
318524SH
DFND
1,2
14052400
EXPRESS SCRIPTS HOLDING CO
COMMON STOCK
30219G108
747
11796SH
DFND
1,2
1179600
EXXON MOBIL CORP
COMMON STOCK
30231G102
7860
95877SH
DFND
1,2
9587700
FACEBOOK INC CL A
COMMON STOCK
30303M102
12
73SH
DFND
1,2
7300
FINANCIAL SELECT SECTOR SPDR FUND
FUNDS - EQUITY
81369Y605
39
1663SH
DFND
1,2
166300
FORD MOTOR CO
COMMON STOCK
345370860
4
333SH
DFND
1,2
33300
FREEPORT-MCMORAN INC
COMMON STOCK
35671D857
4
267SH
DFND
1,2
26700
GANNETT CO INC
COMMON STOCK
36473H104
11917
1324137SH
DFND
1,2
56673200
GENERAL CABLE CORP
COMMON STOCK
369300108
3
168SH
DFND
1,2
16800
GENERAL DYNAMICS CORP
COMMON STOCK
369550108
2796
13600SH
DFND
1,2
1360000
GENERAL ELECTRIC CO
COMMON STOCK
369604103
38
1566SH
DFND
1,2
156600
GENERAL MOTORS COMPANY
COMMON STOCK
37045V100
10
250SH
DFND
1,2
25000
GENPACT LTD
COMMON STOCK
G3922B107
1038
36100SH
DFND
1,2
3610000
GILEAD SCIENCES INC
COMMON STOCK
375558103
6036
74502SH
DFND
1,2
7450200
GLOBAL PAYMENTS INC
COMMON STOCK
37940X102
52412
551530SH
DFND
1,2
29853000
GODADDY INC CL A
COMMON STOCK
380237107
17974
413100SH
DFND
1,2
16580000
GOLAR LNG LTD (USD)
COMMON STOCK
G9456A100
39070
1728000SH
DFND
1,2
155460000
GOLDMAN SACHS GROUP INC
COMMON STOCK
38141G104
3950
16655SH
DFND
1,2
1665500
GREAT PLAINS ENERGY INC
COMMON STOCK
391164100
8
253SH
DFND
1,2
25300
HALLIBURTON CO
COMMON STOCK
406216101
26257
570439SH
DFND
1,2
23193900
HANESBRANDS INC
COMMON STOCK
410345102
6
248SH
DFND
1,2
24800
HDFC BANK LTD ADR
COMMON STOCK
40415F101
12971
134599SH
DFND
1,2
13459900
HELMERICH AND PAYNE
COMMON STOCK
423452101
3902
74875SH
DFND
1,2
7487500
HEWLETT PACKARD ENTERPRISE CO
COMMON STOCK
42824C109
6569
446600SH
DFND
1,2
13990000
HEXCEL CORPORATION
COMMON STOCK
428291108
49148
855947SH
DFND
1,2
41064700
HILTON WORLDWIDE HOLDINGS INC
COMMON STOCK
43300A203
44449
640015SH
DFND
1,2
29331500
HOME DEPOT INC
COMMON STOCK
437076102
41
250SH
DFND
1,2
25000
HORIZON PHARMA PLC
COMMON STOCK
G4617B105
3
200SH
DFND
1,2
20000
HORMEL FOODS CORP
COMMON STOCK
440452100
20460
636600SH
DFND
1,2
22720000
HP INC
COMMON STOCK
40434L105
40381
2023119SH
DFND
1,2
21641900
HUMANA INC
COMMON STOCK
444859102
38997
160065SH
DFND
1,2
6716500
HUNTINGTON BANCSHARES INC
COMMON STOCK
446150104
52452
3757315SH
DFND
1,2
156511500
ICICI BANK LTD ADR
COMMON STOCK
45104G104
43232
5050490SH
DFND
1,2
401816000
IDEX CORP
COMMON STOCK
45167R104
26854
221077SH
DFND
1,2
9242700
ILLINOIS TOOL WORKS INC
COMMON STOCK
452308109
86
580SH
DFND
1,2
58000
ILLUMINA INC
COMMON STOCK
452327109
648
3255SH
DFND
1,2
325500
IMAX CORP (USD)
COMMON STOCK
45245E109
163
7200SH
DFND
1,2
720000
INCYTE CORP
COMMON STOCK
45337C102
120382
1031198SH
DFND
1,2
52199800
INTEL CORP
COMMON STOCK
458140100
842
22100SH
DFND
1,2
2210000
INTERCONTINENTAL EXCHANGE INC
COMMON STOCK
45866F104
49592
721865SH
DFND
1,2
39936500
INTERNATIONAL BUSINESS MACHINES CORP
COMMON STOCK
459200101
351
2420SH
DFND
1,2
242000
INTERNATIONAL FLAVORS AND FRAGRANCES INC
COMMON STOCK
459506101
2540
17775SH
DFND
1,2
1777500
INVESCO LTD
COMMON STOCK
G491BT108
17449
497965SH
DFND
1,2
19786500
IRON MOUNTAIN INC (REIT)
COMMON STOCK
46284V101
23900
614397SH
DFND
1,2
23329700
ISHARES CORE MSCI EMERGING MARKETS ETF
FUNDS - EQUITY
46434G103
25
455SH
DFND
1,2
45500
ISHARES CORE SANDP SMALL-CAP ETF
FUNDS - EQUITY
464287804
25
340SH
DFND
1,2
34000
ISHARES GOLD TRUST
FUNDS - EQUITY
464285105
22
1800SH
DFND
1,2
180000
ISHARES RUSSELL 1000 GROWTH ETF
FUNDS - EQUITY
464287614
34
334SH
DFND
1,2
33400
ISHARES RUSSELL 1000 VALUE ETF
FUNDS - EQUITY
464287598
105
935SH
DFND
1,2
93500
ISHARES RUSSELL 2000 GROWTH ETF
FUNDS - EQUITY
464287648
0
110SH
DFND
1,2
11000
ISHARES RUSSELL MID-CAP GROWTH ETF
FUNDS - EQUITY
464287481
29
292SH
DFND
1,2
29200
ISHARES RUSSELL MID-CAP VALUE ETF
FUNDS - EQUITY
464287473
43
512SH
DFND
1,2
51200
ISHARES SANDP SMALL-CAP 600 VALUE ETF
FUNDS - EQUITY
464287879
20
177SH
DFND
1,2
17700
ISHARES SELECT DIVIDEND ETF
FUNDS - EQUITY
464287168
37
400SH
DFND
1,2
40000
ISHARES SILVER TRUST
FUNDS - EQUITY
46428Q109
22
1400SH
DFND
1,2
140000
ITAU UNIBANCO HOLDING SA PN ADR
COMMON STOCK
465562106
11844
864539SH
DFND
1,2
47981500
JACK HENRY AND ASSOCIATES INC
COMMON STOCK
426281101
31781
309188SH
DFND
1,2
13848800
JD.COM INC A ADR
COMMON STOCK
47215P106
45386
1188106SH
DFND
1,2
88300600
JOHN HANCOCK PREFERRED INCOME FUND II
FUNDS - EQUITY
41013X106
7
334SH
DFND
1,2
33400
JOHNSON AND JOHNSON
COMMON STOCK
478160104
10629
81753SH
DFND
1,2
8175300
JPMORGAN CHASE AND CO
COMMON STOCK
46625H100
69560
728302SH
DFND
1,2
45412200
JUNO THERAPEUTICS INC
COMMON STOCK
48205A109
37400
833695SH
DFND
1,2
39639500
KINDER MORGAN INC
COMMON STOCK
49456B101
17433
908900SH
DFND
1,2
33800000
KITE PHARMA INC
COMMON STOCK
49803L109
72
400SH
DFND
1,2
40000
KRAFT HEINZ CO (THE)
COMMON STOCK
500754106
12570
162092SH
DFND
1,2
5909200
KROGER CO
COMMON STOCK
501044101
16
800SH
DFND
1,2
80000
KT CORP ADR
COMMON STOCK
48268K101
60
4300SH
DFND
1,2
430000
LAMAR ADVERTISING CO CL A (REIT)
COMMON STOCK
512816109
411
6000SH
DFND
1,2
600000
LAMB WESTON HOLDINGS INC
COMMON STOCK
513272104
16
333SH
DFND
1,2
33300
LAS VEGAS SANDS CORP
COMMON STOCK
517834107
13665
212976SH
DFND
1,2
21297600
LENNAR CORP CL A
COMMON STOCK
526057104
19599
371200SH
DFND
1,2
14080000
LIBERTY GLOBAL PLC CL A
COMMON STOCK
G5480U104
23815
702288SH
DFND
1,2
58466500
LIBERTY GLOBAL PLC CL C (NON-VOTING)
COMMON STOCK
G5480U120
2995
91586SH
DFND
1,2
7149700
LOCKHEED MARTIN CORP
COMMON STOCK
539830109
7105
22897SH
DFND
1,2
2289700
MAGNA INTERNATIONAL INC
COMMON STOCK
559222401
160
3000SH
DFND
1,2
300000
MANULIFE FINANCIAL CORP
COMMON STOCK
56501R106
1375
67800SH
DFND
1,2
6780000
MARSH AND MCLENNAN COMPANIES INC
COMMON STOCK
571748102
58979
703717SH
DFND
1,2
36461700
MEDTRONIC PLC
COMMON STOCK
G5960L103
6423
82589SH
DFND
1,2
8258900
MERCADOLIBRE INC
COMMON STOCK
58733R102
37391
144406SH
DFND
1,2
11360600
MERCK AND CO INC
COMMON STOCK
58933Y105
98
1531SH
DFND
1,2
153100
METHANEX CORP
COMMON STOCK
59151K108
226
4500SH
DFND
1,2
450000
MICRO FOCUS INTERNATIONAL PLC ADR
COMMON STOCK
594837304
17450
547026SH
DFND
1,2
20530900
MICROSOFT CORP
COMMON STOCK
594918104
78388
1052324SH
DFND
1,2
71842400
MONDELEZ INTERNATIONAL INC
COMMON STOCK
609207105
24283
597210SH
DFND
1,2
31741000
MONSANTO CO
COMMON STOCK
61166W101
65269
544724SH
DFND
1,2
28012400
MOODYS CORP
COMMON STOCK
615369105
38790
278642SH
DFND
1,2
15234200
MORGAN STANLEY
COMMON STOCK
617446448
38
796SH
DFND
1,2
79600
NASDAQ INC
COMMON STOCK
631103108
16887
217700SH
DFND
1,2
7860000
NATIONAL GRID PLC ADR
COMMON STOCK
636274409
2427
38700SH
DFND
1,2
3870000
NETAPP INC
COMMON STOCK
64110D104
18169
415200SH
DFND
1,2
17360000
NETEASE INC ADR
COMMON STOCK
64110W102
16699
63300SH
DFND
1,2
4030000
NEW ORIENTAL EDU AND TECH GRP INC ADR
COMMON STOCK
647581107
16266
184294SH
DFND
1,2
18429400
NEWELL BRANDS INC
COMMON STOCK
651229106
20585
482416SH
DFND
1,2
32741600
NIELSEN HOLDINGS PLC
COMMON STOCK
G6518L108
47253
1139989SH
DFND
1,2
60028900
NII HOLDINGS INC
COMMON STOCK
62913F508
35
75275SH
DFND
1,2
7527500
NIKE INC CL B
COMMON STOCK
654106103
38508
742684SH
DFND
1,2
31508400
NOBLE ENERGY INC
COMMON STOCK
655044105
12657
446312SH
DFND
1,2
19821200
NORFOLK SOUTHERN CORP
COMMON STOCK
655844108
82
622SH
DFND
1,2
62200
NORTHROP GRUMMAN CORP
COMMON STOCK
666807102
5117
17786SH
DFND
1,2
1778600
NORWEGIAN CRUISE LINE HOLDINGS LTD
COMMON STOCK
G66721104
60911
1126945SH
DFND
1,2
49154500
NUCOR CORP
COMMON STOCK
670346105
660
11785SH
DFND
1,2
1178500
NUVEEN PREFERRED AND INCOME SEC FUND
FUNDS - EQUITY
67072C105
5
500SH
DFND
1,2
50000
OCCIDENTAL PETROLEUM CORP
COMMON STOCK
674599105
28425
442695SH
DFND
1,2
27089500
ON SEMICONDUCTOR CORP
COMMON STOCK
682189105
123458
6684256SH
DFND
1,2
193215600
ORANGE ADR
COMMON STOCK
684060106
3
200SH
DFND
1,2
20000
O'REILLY AUTOMOTIVE INC
COMMON STOCK
67103H107
157
731SH
DFND
1,2
73100
OUTFRONT MEDIA INC (REIT)
COMMON STOCK
69007J106
13895
551816SH
DFND
1,2
19790000
PEPSICO INC
COMMON STOCK
713448108
1638
14700SH
DFND
1,2
1470000
PETROLEO BRASILEIRO ON ADR (PETROBRAS)
COMMON STOCK
71654V408
21424
2133908SH
DFND
1,2
185880800
PETROLEO BRASILEIRO PN ADR (PETROBRAS)
COMMON STOCK
71654V101
10180
1053800SH
DFND
1,2
105380000
PFIZER INC
COMMON STOCK
717081103
1111
31125SH
DFND
1,2
3112500
PHILIP MORRIS INTERNATIONAL
COMMON STOCK
718172109
73653
663482SH
DFND
1,2
35128200
PNC FINANCIAL SERVICES GROUP INC
COMMON STOCK
693475105
154
1142SH
DFND
1,2
114200
POTASH CORP OF SASKATCHEWAN INC
COMMON STOCK
73755L107
33222
1726530SH
DFND
1,2
86523000
POWERSHARES QQQ TRUST SERIES 1
FUNDS - EQUITY
73935A104
58
400SH
DFND
1,2
40000
PPL CORP
COMMON STOCK
69351T106
15
400SH
DFND
1,2
40000
PRAXAIR INC
COMMON STOCK
74005P104
20741
148428SH
DFND
1,2
6132800
PRECISION DRILLING CORP (USD)
COMMON STOCK
74022D308
1
300SH
DFND
1,2
30000
PRICELINE GROUP INC (THE)
COMMON STOCK
741503403
47581
25989SH
DFND
1,2
1505900
PROCTER AND GAMBLE CO
COMMON STOCK
742718109
48038
528010SH
DFND
1,2
23454800
QUALCOMM INC
COMMON STOCK
747525103
7341
141615SH
DFND
1,2
14161500
ROYAL BANK OF CANADA
COMMON STOCK
780087102
757
9790SH
DFND
1,2
979000
ROYAL CARIBBEAN CRUISES LTD
COMMON STOCK
V7780T103
14040
118437SH
DFND
1,2
11843700
ROYAL DUTCH SHELL PLC B ADR
COMMON STOCK
780259107
7189
114955SH
DFND
1,2
11495500
RYANAIR HOLDINGS PLC ADR
COMMON STOCK
783513203
104491
991185SH
DFND
1,2
81608500
SARATOGA INVESTMENT CORP
COMMON STOCK
80349A208
22
1000SH
DFND
1,2
100000
SCHLUMBERGER LTD
COMMON STOCK
806857108
36624
525004SH
DFND
1,2
34340400
SCRIPPS NETWORKS INTERACTIVE INC CL A
COMMON STOCK
811065101
1
15SH
DFND
1,2
1500
SEAGATE TECHNOLOGY PLC
COMMON STOCK
G7945M107
7
200SH
DFND
1,2
20000
SEATTLE GENETICS INC
COMMON STOCK
812578102
57909
1064300SH
DFND
1,2
48910000
SEMPRA ENERGY
COMMON STOCK
816851109
31537
276328SH
DFND
1,2
16072800
SHERWIN-WILLIAMS CO
COMMON STOCK
824348106
8
22SH
DFND
1,2
2200
SOUTHERN CO
COMMON STOCK
842587107
10
210SH
DFND
1,2
21000
SPDR SANDP 500 ETF TRUST
FUNDS - EQUITY
78462F103
221
880SH
DFND
1,2
88000
SPIRIT REALTY CAPITAL INC (REIT)
COMMON STOCK
84860W102
1
167SH
DFND
1,2
16700
STARBUCKS CORP
COMMON STOCK
855244109
70874
1319571SH
DFND
1,2
66567100
STATE STREET CORP
COMMON STOCK
857477103
35221
368650SH
DFND
1,2
15215000
SUN LIFE FINANCIAL INC (USD)
COMMON STOCK
866796105
1272
31950SH
DFND
1,2
3195000
SUNCOR ENERGY INC
COMMON STOCK
867224107
1165
33230SH
DFND
1,2
3323000
TAIWAN SEMICONDUCTOR MFG CO ADR
COMMON STOCK
874039100
117620
3132366SH
DFND
1,2
231446600
TELUS CORP
COMMON STOCK
87971M103
219
6100SH
DFND
1,2
610000
TEMPUR SEALY INTERNATIONAL INC
COMMON STOCK
88023U101
132
2053SH
DFND
1,2
205300
TENARIS SA ADR
COMMON STOCK
88031M109
4267
150728SH
DFND
1,2
15072800
TERADATA CORP
COMMON STOCK
88076W103
98
2900SH
DFND
1,2
290000
TEXAS INSTRUMENTS INC
COMMON STOCK
882508104
5254
58608SH
DFND
1,2
5860800
TIME INC
COMMON STOCK
887228104
0
20SH
DFND
1,2
2000
TIME WARNER INC
COMMON STOCK
887317303
17
166SH
DFND
1,2
16600
TOLL BROTHERS INC
COMMON STOCK
889478103
21
500SH
DFND
1,2
50000
TORONTO DOMINION BANK (THE)
COMMON STOCK
891160509
2178
38685SH
DFND
1,2
3868500
TRANSCANADA CORP
COMMON STOCK
89353D107
180
3650SH
DFND
1,2
365000
TRANSDIGM GROUP INC
COMMON STOCK
893641100
82619
323173SH
DFND
1,2
15167300
TRAVELERS COMPANIES INC
COMMON STOCK
89417E109
197
1606SH
DFND
1,2
160600
TRIMBLE INC
COMMON STOCK
896239100
46490
1184465SH
DFND
1,2
57176500
TUPPERWARE BRANDS CORP
COMMON STOCK
899896104
22
360SH
DFND
1,2
36000
UBS GROUP AG
COMMON STOCK
H42097107
68930
4033135SH
DFND
1,2
346641400
ULTRAGENYX PHARMACEUTICAL INC
COMMON STOCK
90400D108
27750
521035SH
DFND
1,2
27983500
UNILEVER NV (USD)
COMMON STOCK
904784709
201
3400SH
DFND
1,2
340000
UNILEVER PLC ADR
COMMON STOCK
904767704
8
145SH
DFND
1,2
14500
UNION PACIFIC CORP
COMMON STOCK
907818108
19685
169742SH
DFND
1,2
6164200
UNITEDHEALTH GROUP INC
COMMON STOCK
91324P102
6491
33144SH
DFND
1,2
3314400
VALE SA ON ADR
COMMON STOCK
91912E105
169976
16879445SH
DFND
1,2
1280690300
VANGUARD FINANCIALS ETF
FUNDS - EQUITY
92204A405
65
998SH
DFND
1,2
99800
VANGUARD GROWTH ETF
FUNDS - EQUITY
922908736
57
427SH
DFND
1,2
42700
VANGUARD TOTAL WORLD STOCK ETF
FUNDS - EQUITY
922042742
7
100SH
DFND
1,2
10000
VEREIT INC (REIT)
COMMON STOCK
92339V100
1
168SH
DFND
1,2
16800
VERISIGN INC
COMMON STOCK
92343E102
17268
162309SH
DFND
1,2
6170900
VERIZON COMMUNICATIONS INC
COMMON STOCK
92343V104
9899
200016SH
DFND
1,2
20001600
VIACOM INC CL B
COMMON STOCK
92553P201
172
6171SH
DFND
1,2
617100
VISA INC CL A
COMMON STOCK
92826C839
93823
891510SH
DFND
1,2
56871000
WALT DISNEY COMPANY (THE)
COMMON STOCK
254687106
7008
71100SH
DFND
1,2
7110000
WASTE CONNECTIONS INC
COMMON STOCK
94106B101
55066
787101SH
DFND
1,2
31985100
WASTE MANAGEMENT INC
COMMON STOCK
94106L109
193
2471SH
DFND
1,2
247100
WEATHERFORD INTERNATIONAL PLC
COMMON STOCK
G48833100
15889
3469200SH
DFND
1,2
306900000
WEATHERFORD INTERNATIONAL PLC CV SR UNSEC 5.875 PERCENT 07-01-21
CORP CONV BOND
947075AH0
18144
16579000PRN
DFND
1,2
1451100000
WELLS FARGO AND CO
COMMON STOCK
949746101
36932
669667SH
DFND
1,2
33886700
WELLS FARGO AND CO CV PFD CL A SER L 7.5 PERCENT PERP NON-CUM
CONV PREFRD STCK
949746804
74
56SH
DFND
1,2
5600
WHEATON PRECIOUS METALS CORP (USD)
COMMON STOCK
962879102
6
334SH
DFND
1,2
33400
WHIRLPOOL CORP
COMMON STOCK
963320106
45830
248482SH
DFND
1,2
9458200
WILLIAMS COMPANIES INC (THE)
COMMON STOCK
969457100
24875
828876SH
DFND
1,2
30710000
WISDOMTREE JAPAN HEDGED EQUITY FUND ETF
FUNDS - EQUITY
97717W851
22
400SH
DFND
1,2
40000
WYNN RESORTS LTD
COMMON STOCK
983134107
33433
224500SH
DFND
1,2
11150000
XILINX INC
COMMON STOCK
983919101
672
9493SH
DFND
1,2
949300
YAMANA GOLD INC (USD)
COMMON STOCK
98462Y100
2
834SH
DFND
1,2
83400
YANDEX NV A
COMMON STOCK
N97284108
28367
860922SH
DFND
1,2
64862200
YUM CHINA HOLDINGS INC
COMMON STOCK
98850P109
19853
496706SH
DFND
1,2
34570600
YUM! BRANDS INC
COMMON STOCK
988498101
34122
463556SH
DFND
1,2
18055600
ZIMMER BIOMET HOLDINGS INC
COMMON STOCK
98956P102
9
80SH
DFND
1,2
8000