0000732812-16-000076.txt : 20160212 0000732812-16-000076.hdr.sgml : 20160212 20160212145709 ACCESSION NUMBER: 0000732812-16-000076 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160212 DATE AS OF CHANGE: 20160212 EFFECTIVENESS DATE: 20160212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL GUARDIAN TRUST CO CENTRAL INDEX KEY: 0000314965 IRS NUMBER: 953939997 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00096 FILM NUMBER: 161418070 BUSINESS ADDRESS: STREET 1: 333 SOUTH HOPE ST STREET 2: 55TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 2134869200 MAIL ADDRESS: STREET 1: 333 SOUTH HOPE ST STREET 2: 55TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000314965 XXXXXXXX 12-31-2015 12-31-2015 CAPITAL GUARDIAN TRUST CO
333 SOUTH HOPE ST 55TH FL LOS ANGELES CA 90071
13F HOLDINGS REPORT 028-00096 N
Peter C. Kelly Senior Vice President and Senior Counsel 213-486-9200 Peter C. Kelly Los Angeles CA 02-12-2016 3 727 12869112 false 1 0000732812 028-00218 CAPITAL GROUP COMPANIES INC 2 0000949308 028-05044 CAPITAL GROUP INTERNATIONAL INC 3 0000017283 028-00157 CAPITAL RESEARCH & MANAGEMENT CO
INFORMATION TABLE 2 cgtc.xml 1ST CENTURY BANCSHARES INC COMMON STOCK 31943X102 88 12600SH DFND 1,2 1260000 1ST SOURCE CORP COMMON STOCK 336901103 77 2480SH DFND 1,2 248000 3M COMPANY COMMON STOCK 88579Y101 16129 107068SH DFND 1,2 10651300 ABBOTT LABORATORIES COMMON STOCK 002824100 869 19355SH DFND 1,2 1935500 ABBVIE INC COMMON STOCK 00287Y109 31560 532756SH DFND 1,2 51955800 ACCENTURE PLC CL A COMMON STOCK B4BNMY3 81832 783083SH DFND 1,2 58124700 ACCO BRANDS CORP COMMON STOCK 00081T108 0 10SH DFND 1,2 1000 ACTIVISION BLIZZARD INC COMMON STOCK 00507V109 155 3996SH DFND 1,2 399600 ADOBE SYSTEMS INC COMMON STOCK 00724F101 254 2700SH DFND 1,2 270000 ADVANCE AUTO PARTS INC COMMON STOCK 00751Y106 708 4704SH DFND 1,2 470400 AES CORP (THE) COMMON STOCK 00130H105 46225 4830234SH DFND 1,2 370703400 AETNA INC COMMON STOCK 00817Y108 31563 291928SH DFND 1,2 13102800 AFLAC INC COMMON STOCK 001055102 7 115SH DFND 1,2 11500 AGIOS PHARMACEUTICALS INC COMMON STOCK 00847X104 28197 434341SH DFND 1,2 26534100 AIR PRODUCTS & CHEMICALS INC COMMON STOCK 009158106 1014 7795SH DFND 1,2 779500 AIRGAS INC COMMON STOCK 009363102 28 200SH DFND 1,2 20000 ALCATEL-LUCENT SA ADR COMMON STOCK 013904305 0 25SH DFND 1,2 2500 ALCOA INC COMMON STOCK 013817101 6 648SH DFND 1,2 64800 ALEXION PHARMACEUTICALS INC COMMON STOCK 015351109 48 251SH DFND 1,2 25100 ALIBABA GROUP HOLDING LTD ADR COMMON STOCK 01609W102 59567 732957SH DFND 1,2 60725700 ALLEGHANY CORP COMMON STOCK 017175100 20 41SH DFND 1,2 4100 ALLEGHENY TECHNOLOGIES INC COMMON STOCK 01741R102 5353 475820SH DFND 1,2 21462000 ALLEGION PLC COMMON STOCK BFRT3W7 0 1SH DFND 1,2 100 ALLERGAN PLC COMMON STOCK BY9D546 86 276SH DFND 1,2 27600 ALLIANCE DATA SYSTEMS CORP COMMON STOCK 018581108 9 33SH DFND 1,2 3300 ALLIANT ENERGY CORP COMMON STOCK 018802108 37 600SH DFND 1,2 60000 ALLSTATE CORP (THE) COMMON STOCK 020002101 136 2196SH DFND 1,2 219600 ALPHABET INC CL A COMMON STOCK 02079K305 164723 211723SH DFND 1,2 20158800 ALPHABET INC CL C COMMON STOCK 02079K107 219601 289374SH DFND 1,2 26928700 ALTRIA GROUP INC COMMON STOCK 02209S103 18981 326070SH DFND 1,2 32607000 AMAZON.COM INC COMMON STOCK 023135106 55794 82549SH DFND 1,2 5934900 AMDOCS LTD COMMON STOCK 2256908 16 297SH DFND 1,2 29700 AMEREN CORPORATION COMMON STOCK 023608102 14 322SH DFND 1,2 32200 AMERICA MOVIL SAB DE CV L ADR COMMON STOCK 02364W105 44549 3168500SH DFND 1,2 303630000 AMERICAN AIRLINES GROUP INC COMMON STOCK 02376R102 182 4306SH DFND 1,2 430600 AMERICAN CAMPUS COMMUNITIES INC (REIT) COMMON STOCK 024835100 14 348SH DFND 1,2 34800 AMERICAN EAGLE OUTFITTERS COMMON STOCK 02553E106 12 752SH DFND 1,2 75200 AMERICAN ELECTRIC POWER CO INC COMMON STOCK 025537101 187 3216SH DFND 1,2 321600 AMERICAN EXPRESS CO COMMON STOCK 025816109 98 1406SH DFND 1,2 140600 AMERICAN INTERNATIONAL GROUP INC COMMON STOCK 026874784 32 515SH DFND 1,2 51500 AMERICAN INTERNATIONAL GROUP INC WTS 1:1.002 @ USD 44.9036 EXP 01-19-21 WARRANTS 026874156 0 20SH DFND 1,2 2000 AMERICAN TOWER CORP (REIT) COMMON STOCK 03027X100 155815 1607167SH DFND 1,2 118000500 AMERICAN WATER WORKS CO INC COMMON STOCK 030420103 30 500SH DFND 1,2 50000 AMERIPRISE FINANCIAL INC COMMON STOCK 03076C106 11 105SH DFND 1,2 10500 AMERISOURCEBERGEN CORP COMMON STOCK 03073E105 67273 648667SH DFND 1,2 61823100 AMGEN INC COMMON STOCK 031162100 2121 13066SH DFND 1,2 1306600 AMPHENOL CORP CL A COMMON STOCK 032095101 52 1000SH DFND 1,2 100000 ANADARKO PETROLEUM CORP COMMON STOCK 032511107 11746 241788SH DFND 1,2 12798800 ANTHEM INC COMMON STOCK 036752103 70 504SH DFND 1,2 50400 ANWORTH MORTGAGE ASSET CORP (REIT) COMMON STOCK 037347101 12 2754SH DFND 1,2 275400 AON PLC CL A COMMON STOCK B5BT0K0 91099 987952SH DFND 1,2 66849800 APOLLO INVESTMENT CORP COMMON STOCK 03761U106 48 9241SH DFND 1,2 924100 APPLE INC COMMON STOCK 037833100 168365 1599514SH DFND 1,2 121940000 APPLIED MATERIALS INC COMMON STOCK 038222105 312 16700SH DFND 1,2 1670000 AQUA AMERICA INC COMMON STOCK 03836W103 964 32337SH DFND 1,2 3233700 ARCHER-DANIELS-MIDLAND CO COMMON STOCK 039483102 17 465SH DFND 1,2 46500 ARCHROCK INC COMMON STOCK 03957W106 1 127SH DFND 1,2 12700 ARCOS DORADOS HOLDINGS INC CL A COMMON STOCK B529PQ0 3264 1049600SH DFND 1,2 104790000 ARES CAPITAL CORP COMMON STOCK 04010L103 129 9087SH DFND 1,2 908700 ARES COMMERCIAL REAL ESTATE CORP (REIT) COMMON STOCK 04013V108 23 2000SH DFND 1,2 200000 ARM HOLDINGS PLC ADR COMMON STOCK 042068106 11563 255600SH DFND 1,2 10210000 ARRAY BIOPHARMA INC COMMON STOCK 04269X105 739 175000SH DFND 1,2 17500000 ARROW ELECTRONICS INC COMMON STOCK 042735100 13 233SH DFND 1,2 23300 ARTESIAN RESOURCES CORP CL A COMMON STOCK 043113208 139 5000SH DFND 1,2 500000 ARTHUR J GALLAGHER & CO COMMON STOCK 363576109 12523 305894SH DFND 1,2 30589400 ASML HOLDING NV (USD) COMMON STOCK B908F01 75720 852990SH DFND 1,2 65003600 ASSOCIATED BANC-CORP COMMON STOCK 045487105 8 444SH DFND 1,2 44400 ASTRAZENECA PLC ADR COMMON STOCK 046353108 74308 2188759SH DFND 1,2 199694100 AT&T INC COMMON STOCK 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20710SH DFND 1,2 2071000 BANK OF NEW YORK MELLON CORP COMMON STOCK 064058100 72 1752SH DFND 1,2 175200 BANK OF NOVA SCOTIA (THE) COMMON STOCK 064149107 170 4200SH DFND 1,2 420000 BANKUNITED INC COMMON STOCK 06652K103 144 4000SH DFND 1,2 400000 BAR HARBOR BANKSHARES COMMON STOCK 066849100 52 1500SH DFND 1,2 150000 BARRICK GOLD CORP (USD) COMMON STOCK 067901108 1889 255925SH DFND 1,2 11272500 BAXALTA INC COMMON STOCK 07177M103 671 17196SH DFND 1,2 1719600 BAXTER INTERNATIONAL INC COMMON STOCK 071813109 32 844SH DFND 1,2 84400 BB&T CORPORATION COMMON STOCK 054937107 2035 53825SH DFND 1,2 5382500 BECTON DICKINSON AND CO COMMON STOCK 075887109 431 2798SH DFND 1,2 279800 BERKSHIRE HATHAWAY INC CL A COMMON STOCK 084670108 16022 81SH DFND 1,2 8100 BERKSHIRE HATHAWAY INC CL B COMMON STOCK 084670702 4771 36133SH DFND 1,2 3613300 BEST BUY CO INC COMMON STOCK 086516101 11 350SH DFND 1,2 35000 BGC PARTNERS INC CL A COMMON STOCK 05541T101 38 3875SH DFND 1,2 387500 BHP BILLITON LTD ADR COMMON STOCK 088606108 52 2036SH DFND 1,2 200000 BHP BILLITON PLC ADR COMMON STOCK 05545E209 1 50SH DFND 1,2 5000 BIOGEN INC COMMON STOCK 09062X103 117 381SH DFND 1,2 38100 BIO-RAD LABORATORIES INC CL A COMMON STOCK 090572207 14 100SH DFND 1,2 10000 BLACK HILLS CORP COMMON STOCK 092113109 84 1800SH DFND 1,2 180000 BLACKROCK INC COMMON STOCK 09247X101 824 2421SH DFND 1,2 242100 BLACKSTONE GROUP LP (THE) COMMON STOCK 09253U108 90 3085SH DFND 1,2 308500 BOEING CO COMMON STOCK 097023105 128760 890520SH DFND 1,2 85415200 BORGWARNER INC COMMON STOCK 099724106 7 160SH DFND 1,2 16000 BOSTON PRIVATE FINANCIAL HOLDINGS INC COMMON STOCK 101119105 68 6000SH DFND 1,2 600000 BOSTON SCIENTIFIC CORP COMMON STOCK 101137107 34 1818SH DFND 1,2 181800 BP PLC ADR COMMON STOCK 055622104 924 29559SH DFND 1,2 2955900 BRANDYWINE REALTY TRUST (REIT) COMMON STOCK 105368203 41 3000SH DFND 1,2 300000 BRF SA ON ADR COMMON STOCK 10552T107 608 44000SH DFND 1,2 4400000 BRISTOL-MYERS SQUIBB CO COMMON STOCK 110122108 18967 275725SH DFND 1,2 26993400 BRITISH AMERICAN TOBACCO PLC ADR COMMON STOCK 110448107 9110 82479SH DFND 1,2 6077900 BROADCOM CORP CL A COMMON STOCK 111320107 105310 1821339SH DFND 1,2 124470400 BROADRIDGE FINANCIAL SOLUTIONS INC COMMON STOCK 11133T103 116 2150SH DFND 1,2 215000 BROCADE COMMUNICATIONS SYSTEMS INC COMMON STOCK 111621306 2 191SH DFND 1,2 19100 BRUKER CORP COMMON STOCK 116794108 328 13519SH DFND 1,2 1351900 BUNGE LIMITED COMMON STOCK 2788713 54 798SH DFND 1,2 79800 CAMDEN NATIONAL CORP COMMON STOCK 133034108 683 15500SH DFND 1,2 1550000 CAMERON INTERNATIONAL CORP COMMON STOCK 13342B105 1 20SH DFND 1,2 2000 CAMPBELL SOUP CO COMMON STOCK 134429109 37 700SH DFND 1,2 70000 CANADIAN NATIONAL RAILWAY CO COMMON STOCK 136375102 66243 1185242SH DFND 1,2 86024800 CANADIAN NATURAL RESOURCES LTD COMMON STOCK 136385101 3667 167900SH DFND 1,2 16730000 CAPE BANCORP INC COMMON STOCK 139209100 14 1150SH DFND 1,2 115000 CAPITAL ONE FINANCIAL CORP COMMON STOCK 14040H105 97 1348SH DFND 1,2 134800 CARDINAL HEALTH INC COMMON STOCK 14149Y108 20 223SH DFND 1,2 22300 CARE CAPITAL PROPERTIES INC (REIT) COMMON STOCK 141624106 1 33SH DFND 1,2 3300 CARNIVAL CORP COMMON PAIRED STOCK UNITS 143658300 12335 226408SH DFND 1,2 22125300 CATERPILLAR INC COMMON STOCK 149123101 20768 305585SH DFND 1,2 29107300 CATHAY GENERAL BANCORP COMMON STOCK 149150104 127 4055SH DFND 1,2 405500 CBS CORP CL A COMMON STOCK 124857103 0 9SH DFND 1,2 900 CBS CORP CL B N/V COMMON STOCK 124857202 5293 112300SH DFND 1,2 11230000 CDK GLOBAL INC COMMON STOCK 12508E101 167 3525SH DFND 1,2 352500 CEDAR FAIR LP COMMON STOCK 150185106 91 1627SH DFND 1,2 162700 CELGENE CORP COMMON STOCK 151020104 53 445SH DFND 1,2 44500 CEMEX SAB DE CV CPO UNIT ADR (2 A SHRS + 1 B SHR) COMMON STOCK 151290889 36441 6542328SH DFND 1,2 609681200 CENOVUS ENERGY INC COMMON STOCK 15135U109 46273 3660713SH DFND 1,2 280211300 CENTENE CORP COMMON STOCK 15135B101 58 882SH DFND 1,2 88200 CENTURYLINK INC COMMON STOCK 156700106 4662 185299SH DFND 1,2 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DU PONT DE NEMOURS AND CO COMMON STOCK 263534109 243 3651SH DFND 1,2 365100 EASTMAN CHEMICAL CO COMMON STOCK 277432100 1 8SH DFND 1,2 800 EATON CORP PLC COMMON STOCK B8KQN82 142442 2737164SH DFND 1,2 228664800 EBAY INC COMMON STOCK 278642103 114 4141SH DFND 1,2 414100 ECOLAB INC COMMON STOCK 278865100 261 2285SH DFND 1,2 228500 EDISON INTERNATIONAL COMMON STOCK 281020107 18 300SH DFND 1,2 30000 EGSHARES EMERGING MARKETS CONSUMER ETF FUNDS - EQUITY 268461779 25 1165SH DFND 1,2 116500 ELI LILLY AND CO COMMON STOCK 532457108 147424 1749627SH DFND 1,2 151322200 EMC CORPORATION COMMON STOCK 268648102 225 8755SH DFND 1,2 875500 EMCOR GROUP INC COMMON STOCK 29084Q100 7 153SH DFND 1,2 15300 EMERSON ELECTRIC CO COMMON STOCK 291011104 1926 40268SH DFND 1,2 4026800 ENBRIDGE ENERGY PARTNERS LP COMMON STOCK 29250R106 360 15600SH DFND 1,2 1560000 ENBRIDGE INC COMMON STOCK 29250N105 157753 4746774SH DFND 1,2 418426700 ENERGY TRANSFER EQUITY LP COMMON STOCK 29273V100 147 10716SH DFND 1,2 1071600 ENERPLUS CORPORATION (USD) COMMON STOCK 292766102 10 3000SH DFND 1,2 300000 ENERSIS SA ADR COMMON STOCK 29274F104 11485 945277SH DFND 1,2 94497700 ENSCO PLC CL A COMMON STOCK B4VLR19 28754 1868370SH DFND 1,2 155077000 ENTERGY CORP COMMON STOCK 29364G103 185 2700SH DFND 1,2 270000 ENTERPRISE PRODUCTS PARTNERS LP COMMON STOCK 293792107 43 1700SH DFND 1,2 170000 EOG RESOURCES INC COMMON STOCK 26875P101 116789 1649802SH DFND 1,2 108261100 EQT CORP COMMON STOCK 26884L109 14 259SH DFND 1,2 25900 EQUITY COMMONWEALTH (REIT) COMMON STOCK 294628102 2 73SH DFND 1,2 7300 ESCO TECHNOLOGIES INC COMMON STOCK 296315104 2 44SH DFND 1,2 4400 ESTEE LAUDER COMPANIES INC (THE) CL A COMMON STOCK 518439104 0 4SH DFND 1,2 400 EVERSOURCE ENERGY COMMON STOCK 30040W108 4887 95700SH DFND 1,2 9470000 EXCO RESOURCES INC COMMON STOCK 269279402 3 2500SH DFND 1,2 250000 EXELON CORP COMMON STOCK 30161N101 183 6600SH DFND 1,2 660000 EXPEDIA INC COMMON STOCK 30212P303 8 61SH DFND 1,2 6100 EXPRESS SCRIPTS HOLDING CO 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