0000732812-14-000013.txt : 20140214
0000732812-14-000013.hdr.sgml : 20140214
20140214133132
ACCESSION NUMBER: 0000732812-14-000013
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140214
DATE AS OF CHANGE: 20140214
EFFECTIVENESS DATE: 20140214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL GUARDIAN TRUST CO
CENTRAL INDEX KEY: 0000314965
IRS NUMBER: 953939997
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00096
FILM NUMBER: 14614089
BUSINESS ADDRESS:
STREET 1: 333 SOUTH HOPE ST
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 2134869200
MAIL ADDRESS:
STREET 1: 333 SOUTH HOPE ST
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000314965
XXXXXXXX
12-31-2013
12-31-2013
CAPITAL GUARDIAN TRUST CO
333 SOUTH HOPE ST
55TH FL
LOS ANGELES
CA
90071
13F HOLDINGS REPORT
028-00096
N
Peter C. Kelly
Senior Vice President and Senior Counsel
213-486-9200
Peter C. Kelly
Los Angeles
CA
02-13-2014
2
587
15170940
false
1
0000732812
028-00218
CAPITAL GROUP COMPANIES INC
2
0000949308
028-05044
CAPITAL GROUP INTERNATIONAL INC
INFORMATION TABLE
2
cgtc.xml
1ST CENTURY BANCSHARES INC
COMMON STOCK
31943X102
90
12600SH
DFND
1,2
1260000
3M COMPANY
COMMON STOCK
88579Y101
8885
63350SH
DFND
1,2
6227000
ABB LTD ADR
COMMON STOCK
000375204
2486
93598SH
DFND
1,2
9359800
ABBOTT LABORATORIES
COMMON STOCK
002824100
1556
40584SH
DFND
1,2
4058400
ABBVIE INC
COMMON STOCK
00287Y109
50021
947179SH
DFND
1,2
86573000
ACCENTURE PLC CL A
COMMON STOCK
B4BNMY3
72544
882313SH
DFND
1,2
70653300
ACE LTD
COMMON STOCK
B3BQMF6
124513
1202671SH
DFND
1,2
89382500
ADOBE SYSTEMS INC
COMMON STOCK
00724F101
240
4000SH
DFND
1,2
400000
ADT CORP (THE)
COMMON STOCK
00101J106
7
163SH
DFND
1,2
16300
AFLAC INC
COMMON STOCK
001055102
4562
68300SH
DFND
1,2
4560000
AGRIUM INC (USD)
COMMON STOCK
008916108
9
103SH
DFND
1,2
10300
AIR PRODUCTS & CHEMICALS INC
COMMON STOCK
009158106
111285
995572SH
DFND
1,2
85274200
AIXTRON SE ADR
COMMON STOCK
009606104
6
438SH
DFND
1,2
43800
ALBEMARLE CORP
COMMON STOCK
012653101
16
254SH
DFND
1,2
25400
ALCATEL-LUCENT ADR
COMMON STOCK
013904305
37
8318SH
DFND
1,2
831800
ALEXION PHARMACEUTICALS INC
COMMON STOCK
015351109
29
215SH
DFND
1,2
21500
ALLEGHENY TECHNOLOGIES INC
COMMON STOCK
01741R102
79029
2218039SH
DFND
1,2
181779500
ALLERGAN INC
COMMON STOCK
018490102
60907
548313SH
DFND
1,2
48856700
ALLIANCEBERNSTEIN HOLDING LP
COMMON STOCK
01881G106
352
16487SH
DFND
1,2
1648700
ALLSTATE CORP (THE)
COMMON STOCK
020002101
521
9550SH
DFND
1,2
955000
ALTRIA GROUP INC
COMMON STOCK
02209S103
6142
160000SH
DFND
1,2
16000000
AMAZON.COM INC
COMMON STOCK
023135106
50350
126256SH
DFND
1,2
9385200
AMC NETWORKS INC CL A
COMMON STOCK
00164V103
42
618SH
DFND
1,2
61800
AMERICA MOVIL SAB DE CV L ADR
COMMON STOCK
02364W105
30
1278SH
DFND
1,2
127800
AMERICAN ELECTRIC POWER CO INC
COMMON STOCK
025537101
1
13SH
DFND
1,2
1300
AMERICAN EXPRESS CO
COMMON STOCK
025816109
101
1116SH
DFND
1,2
111600
AMERICAN INTERNATIONAL GROUP INC
COMMON STOCK
026874784
2
39SH
DFND
1,2
3900
AMERICAN INTERNATIONAL GROUP INC WTS 1:1 @ USD 45.00 EXP 01-19-21
WARRANTS
026874156
0
20SH
DFND
1,2
2000
AMERICAN TOWER CORP (REIT)
COMMON STOCK
03027X100
280049
3508511SH
DFND
1,2
267710200
AMETEK INC
COMMON STOCK
031100100
9
179SH
DFND
1,2
17900
AMGEN INC
COMMON STOCK
031162100
654
5733SH
DFND
1,2
573300
AMPHENOL CORP CL A
COMMON STOCK
032095101
381
4275SH
DFND
1,2
427500
ANADARKO PETROLEUM CORP
COMMON STOCK
032511107
13
165SH
DFND
1,2
16500
ANHEUSER-BUSCH INBEV NV ADR
COMMON STOCK
03524A108
23
216SH
DFND
1,2
21600
ANSYS INC
COMMON STOCK
03662Q105
443
5075SH
DFND
1,2
507500
AON PLC CL A
COMMON STOCK
B5BT0K0
103153
1229620SH
DFND
1,2
84070900
APACHE CORP
COMMON STOCK
037411105
14
162SH
DFND
1,2
16200
APPLE INC
COMMON STOCK
037833100
268005
477634SH
DFND
1,2
37416000
APPLIED MATERIALS INC
COMMON STOCK
038222105
292
16500SH
DFND
1,2
1650000
ARCHER-DANIELS-MIDLAND CO
COMMON STOCK
039483102
18
411SH
DFND
1,2
41100
ARCOS DORADOS HOLDINGS INC CL A
COMMON STOCK
B529PQ0
48658
4014700SH
DFND
1,2
340320000
ARM HOLDINGS PLC ADR
COMMON STOCK
042068106
8
138SH
DFND
1,2
13800
ARRAY BIOPHARMA INC
COMMON STOCK
04269X105
2380
475000SH
DFND
1,2
47500000
ARTHUR J GALLAGHER & CO
COMMON STOCK
363576109
14759
314484SH
DFND
1,2
31448400
ARUBA NETWORKS INC
COMMON STOCK
043176106
10
532SH
DFND
1,2
53200
ASHLAND INC
COMMON STOCK
044209104
21
213SH
DFND
1,2
21300
ASML HOLDING NV (USD)
COMMON STOCK
B908F01
109475
1168352SH
DFND
1,2
93115800
ASTRAZENECA PLC ADR
COMMON STOCK
046353108
71
1195SH
DFND
1,2
119500
AT&T INC
COMMON STOCK
00206R102
5254
149442SH
DFND
1,2
14944200
AUTOMATIC DATA PROCESSING INC
COMMON STOCK
053015103
57910
716614SH
DFND
1,2
66024100
AVAGO TECHNOLOGIES LTD
COMMON STOCK
B3WS2X9
74567
1409853SH
DFND
1,2
127010900
AVALONBAY COMMUNITIES INC (REIT)
COMMON STOCK
053484101
13
111SH
DFND
1,2
11100
AVERY DENNISON CORP
COMMON STOCK
053611109
10
200SH
DFND
1,2
20000
AVON PRODUCTS INC
COMMON STOCK
054303102
25559
1484289SH
DFND
1,2
87218900
B/E AEROSPACE INC
COMMON STOCK
073302101
116920
1343442SH
DFND
1,2
107600000
BAKER HUGHES INC
COMMON STOCK
057224107
225
4080SH
DFND
1,2
408000
BANCO BRADESCO SA PN ADR
COMMON STOCK
059460303
68349
5454856SH
DFND
1,2
421387400
BANCO MACRO CL B ADR
COMMON STOCK
05961W105
16
667SH
DFND
1,2
66700
BANCORPSOUTH INC
COMMON STOCK
059692103
778
30615SH
DFND
1,2
3061500
BANK OF AMERICA CORP
COMMON STOCK
060505104
13
850SH
DFND
1,2
85000
BANK OF MONTREAL
COMMON STOCK
063671101
1247
18700SH
DFND
1,2
1870000
BANK OF NOVA SCOTIA (THE)
COMMON STOCK
064149107
41910
670156SH
DFND
1,2
58095600
BANKUNITED INC
COMMON STOCK
06652K103
132
4000SH
DFND
1,2
400000
BARCLAYS PLC ADR
COMMON STOCK
06738E204
7115
392443SH
DFND
1,2
39244300
BARNES & NOBLE
COMMON STOCK
067774109
12
776SH
DFND
1,2
77600
BARRICK GOLD CORP
COMMON STOCK
067901108
11760
667060SH
DFND
1,2
51296000
BAXTER INTERNATIONAL INC
COMMON STOCK
071813109
2998
43100SH
DFND
1,2
2320000
BB&T CORPORATION
COMMON STOCK
054937107
96808
2594007SH
DFND
1,2
203226300
BCE INC (USD)
COMMON STOCK
05534B760
3
73SH
DFND
1,2
7300
BEAM INC
COMMON STOCK
073730103
103835
1525634SH
DFND
1,2
125064500
BECTON DICKINSON & CO
COMMON STOCK
075887109
39
350SH
DFND
1,2
35000
BERKSHIRE HATHAWAY INC CL A
COMMON STOCK
084670108
24194
136SH
DFND
1,2
13600
BERKSHIRE HATHAWAY INC CL B
COMMON STOCK
084670702
9454
79738SH
DFND
1,2
7973800
BGC PARTNERS INC CL A
COMMON STOCK
05541T101
23
3875SH
DFND
1,2
387500
BHP BILLITON LTD ADR
COMMON STOCK
088606108
4045
59304SH
DFND
1,2
5830800
BHP BILLITON PLC ADR
COMMON STOCK
05545E209
33
531SH
DFND
1,2
27900
BIOGEN IDEC INC
COMMON STOCK
09062X103
105
375SH
DFND
1,2
37500
BLACKROCK INC
COMMON STOCK
09247X101
147709
466738SH
DFND
1,2
40047800
BLACKSTONE GROUP LP (THE)
COMMON STOCK
09253U108
97
3085SH
DFND
1,2
308500
BOEING CO
COMMON STOCK
097023105
224015
1641259SH
DFND
1,2
134057700
BOSTON BEER COMPANY INC (THE) CL A
COMMON STOCK
100557107
109
451SH
DFND
1,2
45100
BP PLC ADR
COMMON STOCK
055622104
343
7046SH
DFND
1,2
704600
BRANDYWINE REALTY TRUST (REIT)
COMMON STOCK
105368203
42
3000SH
DFND
1,2
300000
BRE PROPERTIES INC (REIT)
COMMON STOCK
05564E106
164
3000SH
DFND
1,2
300000
BRF SA ON ADR
COMMON STOCK
10552T107
2759
132200SH
DFND
1,2
13220000
BRISTOL-MYERS SQUIBB CO
COMMON STOCK
110122108
414086
7790901SH
DFND
1,2
659376000
BROADCOM CORP CL A
COMMON STOCK
111320107
119207
4020485SH
DFND
1,2
297938500
BROCADE COMMUNICATIONS SYSTEMS INC
COMMON STOCK
111621306
2
191SH
DFND
1,2
19100
C H ROBINSON WORLDWIDE INC
COMMON STOCK
12541W209
2
32SH
DFND
1,2
3200
C&J ENERGY SERVICES INC
COMMON STOCK
12467B304
10
451SH
DFND
1,2
45100
CA INC
COMMON STOCK
12673P105
67
2000SH
DFND
1,2
200000
CABLEVISION SYS CORP - NY GROUP CL A
COMMON STOCK
12686C109
44
2475SH
DFND
1,2
247500
CAE INC
COMMON STOCK
124765108
17197
1352164SH
DFND
1,2
117016400
CALPINE CORP
COMMON STOCK
131347304
12864
659343SH
DFND
1,2
37544300
CAMECO CORP
COMMON STOCK
13321L108
35878
1729248SH
DFND
1,2
141799400
CAMERON INTERNATIONAL CORP
COMMON STOCK
13342B105
14
237SH
DFND
1,2
23700
CAMPBELL SOUP CO
COMMON STOCK
134429109
71
1646SH
DFND
1,2
164600
CANADIAN NATIONAL RAILWAY CO (USD)
COMMON STOCK
136375102
390
6844SH
DFND
1,2
684400
CANON INC ADR
COMMON STOCK
138006309
10
303SH
DFND
1,2
30300
CAPITAL ONE FINANCIAL CORP
COMMON STOCK
14040H105
39
505SH
DFND
1,2
50500
CARNIVAL CORP COMMON PAIRED STOCK
UNITS
143658300
99513
2477307SH
DFND
1,2
198438700
CARNIVAL PLC ADR
COMMON STOCK
14365C103
9
208SH
DFND
1,2
20800
CATERPILLAR INC
COMMON STOCK
149123101
137889
1518438SH
DFND
1,2
121605100
CATHAY GENERAL BANCORP
COMMON STOCK
149150104
28
1052SH
DFND
1,2
105200
CBS CORP CL B N/V
COMMON STOCK
124857202
8538
133950SH
DFND
1,2
13365000
CEDAR FAIR LP
COMMON STOCK
150185106
81
1627SH
DFND
1,2
162700
CELANESE CORPORATION SERIES A
COMMON STOCK
150870103
13
237SH
DFND
1,2
23700
CELGENE CORP
COMMON STOCK
151020104
375
2220SH
DFND
1,2
222000
CEMEX SAB DE CV CPO UNIT ADR (2 A SHRS + 1 B SHR)
COMMON STOCK
151290889
37211
3145493SH
DFND
1,2
314549300
CENOVUS ENERGY INC
COMMON STOCK
15135U109
163778
5721472SH
DFND
1,2
465586000
CENTENE CORP
COMMON STOCK
15135B101
51358
871219SH
DFND
1,2
66636300
CENTURYLINK INC
COMMON STOCK
156700106
16577
520481SH
DFND
1,2
43828100
CERNER CORPORATION
COMMON STOCK
156782104
140776
2525578SH
DFND
1,2
193799400
CF INDUSTRIES HOLDINGS INC
COMMON STOCK
125269100
12
50SH
DFND
1,2
5000
CHARLES SCHWAB CORP
COMMON STOCK
808513105
49023
1885515SH
DFND
1,2
177601500
CHARTER COMMUNICATIONS INC CL A
COMMON STOCK
16117M305
56458
412828SH
DFND
1,2
29711000
CHENIERE ENERGY INC
COMMON STOCK
16411R208
561
12999SH
DFND
1,2
1299900
CHEVRON CORP
COMMON STOCK
166764100
230576
1845940SH
DFND
1,2
142138400
CHINA MOBILE LTD ADR
COMMON STOCK
16941M109
82
1561SH
DFND
1,2
156100
CHINA UNICOM (HONG KONG) LTD ADR
COMMON STOCK
16945R104
15
991SH
DFND
1,2
99100
CHUBB CORP
COMMON STOCK
171232101
29
298SH
DFND
1,2
29800
CIA ENERGETICA DE MINAS GERAIS PN ADR (CEMIG)
COMMON STOCK
204409601
9
1178SH
DFND
1,2
117800
CIA SIDERURGICA NACIONAL ON ADR (CSN)
COMMON STOCK
20440W105
15
2428SH
DFND
1,2
242800
CISCO SYSTEMS INC
COMMON STOCK
17275R102
40352
1797422SH
DFND
1,2
179742200
CITIGROUP INC
COMMON STOCK
172967424
9
170SH
DFND
1,2
17000
CITRIX SYSTEMS INC
COMMON STOCK
177376100
6
99SH
DFND
1,2
9900
CITY NATIONAL CORP
COMMON STOCK
178566105
21
260SH
DFND
1,2
26000
CLEAN HARBORS INC
COMMON STOCK
184496107
30
505SH
DFND
1,2
50500
CLIFFS NATURAL RESOURCES INC
COMMON STOCK
18683K101
12632
481948SH
DFND
1,2
37164800
CME GROUP INC CL A
COMMON STOCK
12572Q105
193793
2469954SH
DFND
1,2
214168100
CNOOC LTD ADR
COMMON STOCK
126132109
10
53SH
DFND
1,2
5300
COACH INC
COMMON STOCK
189754104
164619
2932815SH
DFND
1,2
247445000
COBALT INTERNATIONAL ENERGY INC
COMMON STOCK
19075F106
53294
3239759SH
DFND
1,2
275221600
COCA-COLA CO
COMMON STOCK
191216100
4857
117579SH
DFND
1,2
11757900
COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A
COMMON STOCK
192446102
9
92SH
DFND
1,2
9200
COLGATE-PALMOLIVE CO
COMMON STOCK
194162103
804
12330SH
DFND
1,2
1233000
COMCAST CORP CL A
COMMON STOCK
20030N101
249874
4808503SH
DFND
1,2
422344200
COMCAST CORP CL A SPECIAL N/V
COMMON STOCK
20030N200
2749
55120SH
DFND
1,2
5122000
CONAGRA FOODS INC
COMMON STOCK
205887102
16
468SH
DFND
1,2
46800
CONCUR TECHNOLOGIES INC
COMMON STOCK
206708109
200
1942SH
DFND
1,2
194200
CONOCOPHILLIPS
COMMON STOCK
20825C104
22881
323870SH
DFND
1,2
28547000
CONSOL ENERGY INC
COMMON STOCK
20854P109
12
321SH
DFND
1,2
32100
CONTINENTAL RESOURCES INC
COMMON STOCK
212015101
10
90SH
DFND
1,2
9000
COSTCO WHOLESALE CORP
COMMON STOCK
22160K105
1259
10579SH
DFND
1,2
1057900
CREDIT SUISSE GROUP NAMEN ADR
COMMON STOCK
225401108
25
821SH
DFND
1,2
82100
CREE INC
COMMON STOCK
225447101
37
595SH
DFND
1,2
59500
CROSSTEX ENERGY INC
COMMON STOCK
22765Y104
0
140SH
DFND
1,2
14000
CROWN CASTLE INTL CORP
COMMON STOCK
228227104
96
1309SH
DFND
1,2
130900
CSX CORP
COMMON STOCK
126408103
58
2000SH
DFND
1,2
200000
CUMMINS INC
COMMON STOCK
231021106
339
2402SH
DFND
1,2
240200
DANAHER CORP
COMMON STOCK
235851102
223618
2896600SH
DFND
1,2
240224200
DARDEN RESTAURANTS INC
COMMON STOCK
237194105
27188
500047SH
DFND
1,2
43128600
DAVITA HEALTHCARE PARTNERS INC
COMMON STOCK
23918K108
8107
127928SH
DFND
1,2
12636500
DEERE & CO
COMMON STOCK
244199105
18
200SH
DFND
1,2
20000
DELPHI AUTOMOTIVE PLC
COMMON STOCK
B783TY6
77529
1289359SH
DFND
1,2
93927300
DELTA AIR LINES INC
COMMON STOCK
247361702
8
288SH
DFND
1,2
28800
DEUTSCHE BANK AG NAMEN
COMMON STOCK
5750355
57654
1208468SH
DFND
1,2
105370000
DEVON ENERGY CORP
COMMON STOCK
25179M103
96
1557SH
DFND
1,2
155700
DIAGEO PLC ADR
COMMON STOCK
25243Q205
16015
120940SH
DFND
1,2
11091400
DIAMOND OFFSHORE DRILLING INC
COMMON STOCK
25271C102
2
37SH
DFND
1,2
3700
DIRECTV
COMMON STOCK
25490A309
214
3104SH
DFND
1,2
310400
DISCOVER FINANCIAL SERVICES
COMMON STOCK
254709108
91
1631SH
DFND
1,2
163100
DISCOVERY COMMUNICATIONS CL C
COMMON STOCK
25470F302
65
776SH
DFND
1,2
77600
DISCOVERY COMMUNICATIONS INC CL A
COMMON STOCK
25470F104
5812
64276SH
DFND
1,2
4447600
DOLLAR TREE INC
COMMON STOCK
256746108
216
3820SH
DFND
1,2
382000
DOMINION RESOURCES INC
COMMON STOCK
25746U109
309
4779SH
DFND
1,2
477900
DONALDSON CO INC
COMMON STOCK
257651109
43
1000SH
DFND
1,2
100000
DOVER CORP
COMMON STOCK
260003108
5
55SH
DFND
1,2
5500
DOVER DOWNS GAMING & ENTERTAINMENT
COMMON STOCK
260095104
266
179698SH
DFND
1,2
17969800
DOVER MOTORSPORTS INC
COMMON STOCK
260174107
489
194894SH
DFND
1,2
19489400
DOW CHEMICAL CO
COMMON STOCK
260543103
52432
1180912SH
DFND
1,2
112677700
DR HORTON INC
COMMON STOCK
23331A109
22313
999700SH
DFND
1,2
57640000
DREAMWORKS ANIMATION SKG INC CL A
COMMON STOCK
26153C103
28154
793077SH
DFND
1,2
51477700
DTE ENERGY CO
COMMON STOCK
233331107
25
370SH
DFND
1,2
37000
DUKE ENERGY CORP
COMMON STOCK
26441C204
12
171SH
DFND
1,2
17100
DUKE REALTY CORP (REIT)
COMMON STOCK
264411505
507
33684SH
DFND
1,2
3368400
E.I. DU PONT DE NEMOURS AND CO
COMMON STOCK
263534109
395
6074SH
DFND
1,2
607400
EATON CORP PLC
COMMON STOCK
B8KQN82
317232
4167525SH
DFND
1,2
337680300
EBAY INC
COMMON STOCK
278642103
441
8028SH
DFND
1,2
802800
ECOLAB INC
COMMON STOCK
278865100
9242
88637SH
DFND
1,2
8696900
ECOPETROL SA ADR
COMMON STOCK
279158109
8
220SH
DFND
1,2
22000
EDISON INTERNATIONAL
COMMON STOCK
281020107
18633
402448SH
DFND
1,2
27574800
EL PASO PIPELINE PARTNERS LP
COMMON STOCK
283702108
269
7470SH
DFND
1,2
747000
ELECTRONIC ARTS
COMMON STOCK
285512109
222
9668SH
DFND
1,2
966800
ELI LILLY & CO
COMMON STOCK
532457108
16
309SH
DFND
1,2
30900
EMC CORPORATION
COMMON STOCK
268648102
154
6132SH
DFND
1,2
613200
EMERSON ELECTRIC CO
COMMON STOCK
291011104
31463
448321SH
DFND
1,2
39529300
ENBRIDGE ENERGY PARTNERS LP
COMMON STOCK
29250R106
329
11000SH
DFND
1,2
1100000
ENBRIDGE INC
COMMON STOCK
29250N105
146919
3362859SH
DFND
1,2
283023400
ENCANA CORP
COMMON STOCK
292505104
200
11100SH
DFND
1,2
1110000
ENERPLUS CORPORATION (USD)
COMMON STOCK
292766102
55
3000SH
DFND
1,2
300000
ENERSIS SA ADR
COMMON STOCK
29274F104
25976
1732918SH
DFND
1,2
155291800
ENSCO PLC CL A
COMMON STOCK
B4VLR19
234605
4102917SH
DFND
1,2
358890100
EOG RESOURCES INC
COMMON STOCK
26875P101
15272
90990SH
DFND
1,2
7409500
EQUITY RESIDENTIAL SH BEN INT (REIT)
COMMON STOCK
29476L107
13
254SH
DFND
1,2
25400
ESCO TECHNOLOGIES INC
COMMON STOCK
296315104
2
44SH
DFND
1,2
4400
EXPEDIA INC
COMMON STOCK
30212P303
1
19SH
DFND
1,2
1900
EXPRESS SCRIPTS HOLDING CO
COMMON STOCK
30219G108
221791
3157615SH
DFND
1,2
264425100
EXXON MOBIL CORP
COMMON STOCK
30231G102
8972
88654SH
DFND
1,2
8865400
FACEBOOK INC CL A
COMMON STOCK
30303M102
112
2044SH
DFND
1,2
204400
FACTSET RESEARCH SYSTEMS INC
COMMON STOCK
303075105
3
27SH
DFND
1,2
2700
FASTENAL CO
COMMON STOCK
311900104
47
982SH
DFND
1,2
98200
FEDERAL SIGNAL CORP
COMMON STOCK
313855108
8
550SH
DFND
1,2
55000
FEDEX CORP
COMMON STOCK
31428X106
7598
52845SH
DFND
1,2
5212800
FIFTH STREET FINANCE CORP
COMMON STOCK
31678A103
184
19860SH
DFND
1,2
1986000
FIFTH THIRD BANCORP
COMMON STOCK
316773100
70
3350SH
DFND
1,2
335000
FIRST SOLAR INC
COMMON STOCK
336433107
55
1000SH
DFND
1,2
100000
FIRST TRUST CONSUMER DISCRET ALPHADEX
FUNDS - EQUITY
33734X101
43
1342SH
DFND
1,2
134200
FIRST TRUST CONSUMER STAPLES ALPHADEX
FUNDS - EQUITY
33734X119
43
1195SH
DFND
1,2
119500
FIRST TRUST DJ INTERNET INDEX FUND
FUNDS - EQUITY
33733E302
44
741SH
DFND
1,2
74100
FIRST TRUST HEALTH CARE ALPHADEX FUND
FUNDS - EQUITY
33734X143
44
924SH
DFND
1,2
92400
FIRST TRUST NYSE ARCA BIOTECH INDEX FND
FUNDS - EQUITY
33733E203
42
614SH
DFND
1,2
61400
FLEXTRONICS INTERNATIONAL LTD
COMMON STOCK
2353058
1
160SH
DFND
1,2
16000
FLOWSERVE CORP
COMMON STOCK
34354P105
1892
24000SH
DFND
1,2
2400000
FLUOR CORP
COMMON STOCK
343412102
64
800SH
DFND
1,2
80000
FMC TECHNOLOGIES INC
COMMON STOCK
30249U101
0
2SH
DFND
1,2
200
FORD MOTOR CO
COMMON STOCK
345370860
1765
114400SH
DFND
1,2
11440000
FOREST OIL CORPORATION
COMMON STOCK
346091705
3
838SH
DFND
1,2
83800
FOSTER WHEELER AG
COMMON STOCK
B4Y5TZ6
20
611SH
DFND
1,2
61100
FRANKLIN RESOURCES INC
COMMON STOCK
354613101
114
1974SH
DFND
1,2
197400
FREEPORT-MCMORAN COPPER & GOLD
COMMON STOCK
35671D857
16330
432691SH
DFND
1,2
35269100
FREESCALE SEMICONDUCTOR LTD
COMMON STOCK
B4349B0
7889
491500SH
DFND
1,2
40000000
FRESENIUS MEDICAL CARE AG & CO KGAA ADR
COMMON STOCK
358029106
23
642SH
DFND
1,2
64200
FRONTIER COMMUNICATIONS CORP
COMMON STOCK
35906A108
1
269SH
DFND
1,2
26900
GABELLI DIVIDEND & INCOME TRUST (THE)
FUNDS - EQUITY
36242H104
48
2147SH
DFND
1,2
214700
GANNETT CO INC
COMMON STOCK
364730101
56871
1922632SH
DFND
1,2
116653200
GARTNER INC
COMMON STOCK
366651107
2
30SH
DFND
1,2
3000
GENERAL DYNAMICS CORP
COMMON STOCK
369550108
38
400SH
DFND
1,2
40000
GENERAL ELECTRIC CO
COMMON STOCK
369604103
7869
280722SH
DFND
1,2
28072200
GENERAL MILLS INC
COMMON STOCK
370334104
33
670SH
DFND
1,2
67000
GENERAL MOTORS COMPANY
COMMON STOCK
37045V100
17787
435200SH
DFND
1,2
24820000
GENPACT LTD
COMMON STOCK
B23DBK6
80201
4365883SH
DFND
1,2
349303100
GENUINE PARTS CO
COMMON STOCK
372460105
2
25SH
DFND
1,2
2500
GERDAU SA PN ADR
COMMON STOCK
373737105
32435
4137100SH
DFND
1,2
413710000
GILEAD SCIENCES INC
COMMON STOCK
375558103
704094
9369176SH
DFND
1,2
768063800
GLAXOSMITHKLINE PLC ADR
COMMON STOCK
37733W105
256
4799SH
DFND
1,2
479900
GNC HOLDINGS INC CL A
COMMON STOCK
36191G107
20
345SH
DFND
1,2
34500
GOLDCORP INC (USD)
COMMON STOCK
380956409
15
674SH
DFND
1,2
67400
GOLDMAN SACHS GROUP INC
COMMON STOCK
38141G104
294252
1660001SH
DFND
1,2
142368300
GOOGLE INC CL A
COMMON STOCK
38259P508
456844
407638SH
DFND
1,2
36646600
GRANA Y MONTERO SAA ADR
COMMON STOCK
38500P208
5127
241500SH
DFND
1,2
24150000
GRIFOLS SA B ADR
COMMON STOCK
398438408
8
224SH
DFND
1,2
22400
GRUPO TELEVISA SAB CPO ADR
COMMON STOCK
40049J206
29
950SH
DFND
1,2
95000
H & Q HEALTHCARE INVESTORS
FUNDS - EQUITY
404052102
57
2105SH
DFND
1,2
210500
HALLIBURTON CO
COMMON STOCK
406216101
216167
4259446SH
DFND
1,2
368294900
HANSEN MEDICAL INC
COMMON STOCK
411307101
1
299SH
DFND
1,2
29900
HARMAN INTERNATIONAL INDUSTRIES INC
COMMON STOCK
413086109
18599
227238SH
DFND
1,2
22723800
HCP INC (REIT)
COMMON STOCK
40414L109
3
70SH
DFND
1,2
7000
HDFC BANK LTD ADR
COMMON STOCK
40415F101
28550
828989SH
DFND
1,2
81670600
HEALTH CARE REIT INC (REIT)
COMMON STOCK
42217K106
3
56SH
DFND
1,2
5600
HERSHEY CO (THE)
COMMON STOCK
427866108
18
190SH
DFND
1,2
19000
HERTZ GLOBAL HOLDINGS INC
COMMON STOCK
42805T105
52
1805SH
DFND
1,2
180500
HEWLETT-PACKARD CO
COMMON STOCK
428236103
26
928SH
DFND
1,2
92800
HEXCEL CORPORATION
COMMON STOCK
428291108
135490
3031782SH
DFND
1,2
224363800
HILL-ROM HOLDINGS INC
COMMON STOCK
431475102
2
50SH
DFND
1,2
5000
HOLLYFRONTIER CORP
COMMON STOCK
436106108
154
3090SH
DFND
1,2
309000
HOME DEPOT INC
COMMON STOCK
437076102
222349
2700375SH
DFND
1,2
225114400
HONEYWELL INTERNATIONAL INC
COMMON STOCK
438516106
18
196SH
DFND
1,2
19600
HOSPIRA INC
COMMON STOCK
441060100
22
544SH
DFND
1,2
54400
HSBC HOLDINGS PLC ADR
COMMON STOCK
404280406
11190
202968SH
DFND
1,2
20124800
HSN INC
COMMON STOCK
404303109
5
78SH
DFND
1,2
7800
HUMANA INC
COMMON STOCK
444859102
6255
60600SH
DFND
1,2
4540000
HUNTINGTON BANCSHARES INC
COMMON STOCK
446150104
262
27100SH
DFND
1,2
2710000
HUNTSMAN CORP
COMMON STOCK
447011107
21
865SH
DFND
1,2
86500
ICICI BANK LTD ADR
COMMON STOCK
45104G104
23718
638100SH
DFND
1,2
56030000
IDEX CORP
COMMON STOCK
45167R104
71712
971045SH
DFND
1,2
74281000
ILLINOIS TOOL WORKS INC
COMMON STOCK
452308109
7702
91607SH
DFND
1,2
8990700
ILLUMINA INC
COMMON STOCK
452327109
55
500SH
DFND
1,2
50000
INFOBLOX INC
COMMON STOCK
45672H104
16
494SH
DFND
1,2
49400
INFOSYS LTD ADR
COMMON STOCK
456788108
1707
30159SH
DFND
1,2
2325900
INTEL CORP
COMMON STOCK
458140100
853
32848SH
DFND
1,2
3284800
INTERCONTINENTALEXCHANGE GROUP INC
COMMON STOCK
45866F104
53146
236288SH
DFND
1,2
15024000
INTERNATIONAL BUSINESS MACHINES CORP
COMMON STOCK
459200101
9954
53066SH
DFND
1,2
3996600
INTERNATIONAL PAPER CO
COMMON STOCK
460146103
1226
25000SH
DFND
1,2
2500000
INTERVAL LEISURE GROUP INC
COMMON STOCK
46113M108
2
78SH
DFND
1,2
7800
INVESCO LTD
COMMON STOCK
B28XP76
786
21600SH
DFND
1,2
2160000
IPASS INC
COMMON STOCK
46261V108
11
7035SH
DFND
1,2
703500
IROBOT CORP
COMMON STOCK
462726100
9564
275077SH
DFND
1,2
27507700
IRON MOUNTAIN INC
COMMON STOCK
462846106
114778
3781818SH
DFND
1,2
304051100
IRONWOOD PHARMACEUTICALS INC CL A
COMMON STOCK
46333X108
22598
1946424SH
DFND
1,2
177941600
ISHARES GLOBAL ENERGY ETF
FUNDS - EQUITY
464287341
172
3980SH
DFND
1,2
398000
ISHARES MSCI BRAZIL CAPPED ETF
FUNDS - EQUITY
464286400
26
588SH
DFND
1,2
58800
ISHARES MSCI BRIC ETF
FUNDS - EQUITY
464286657
15
385SH
DFND
1,2
38500
ISHARES MSCI EAFE ETF
FUNDS - EQUITY
464287465
85
1270SH
DFND
1,2
127000
ISHARES MSCI EMERGING MARKETS ETF
FUNDS - EQUITY
464287234
14776
353753SH
DFND
1,2
35375300
ISHARES SILVER TRUST
FUNDS - EQUITY
46428Q109
84
4500SH
DFND
1,2
450000
ISHARES US REAL ESTATE ETF
FUNDS - EQUITY
464287739
38
600SH
DFND
1,2
60000
ITAU UNIBANCO HOLDING SA PN ADR
COMMON STOCK
465562106
35003
2579413SH
DFND
1,2
247393300
J.M. SMUCKER CO
COMMON STOCK
832696405
3
30SH
DFND
1,2
3000
JABIL CIRCUIT INC
COMMON STOCK
466313103
95418
5471225SH
DFND
1,2
408666700
JACK HENRY & ASSOCIATES INC
COMMON STOCK
426281101
128225
2165605SH
DFND
1,2
180321000
JACOBS ENGR GROUP
COMMON STOCK
469814107
2142
34000SH
DFND
1,2
3400000
JOHNSON & JOHNSON
COMMON STOCK
478160104
582
6349SH
DFND
1,2
634900
JOHNSON CONTROLS INC
COMMON STOCK
478366107
30472
594000SH
DFND
1,2
35140000
JOY GLOBAL INC
COMMON STOCK
481165108
12
202SH
DFND
1,2
20200
JPMORGAN CHASE & CO
COMMON STOCK
46625H100
154754
2646273SH
DFND
1,2
225172300
JUNIPER NETWORKS INC
COMMON STOCK
48203R104
69
3068SH
DFND
1,2
306800
JUST ENERGY GROUP INC
COMMON STOCK
48213W101
154
21458SH
DFND
1,2
2145800
KB FINANCIAL GROUP INC ADR
COMMON STOCK
48241A105
34
832SH
DFND
1,2
83200
KEYCORP
COMMON STOCK
493267108
100
7421SH
DFND
1,2
742100
KIMBERLY-CLARK CORP
COMMON STOCK
494368103
127
1220SH
DFND
1,2
122000
KINDER MORGAN INC
COMMON STOCK
49456B101
349
9694SH
DFND
1,2
969400
KINDER MORGAN MANAGEMENT LLC
COMMON STOCK
49455U100
66
867SH
DFND
1,2
86700
KINROSS GOLD CORP (USD)
COMMON STOCK
496902404
8
1740SH
DFND
1,2
174000
KLA-TENCOR CORP
COMMON STOCK
482480100
15579
241686SH
DFND
1,2
24014900
KRAFT FOODS GROUP INC
COMMON STOCK
50076Q106
560
10377SH
DFND
1,2
1037700
KRATOS DEFENSE & SECURITY SOLUTIONS INC
COMMON STOCK
50077B207
0
29SH
DFND
1,2
2900
KROGER CO
COMMON STOCK
501044101
3006
76050SH
DFND
1,2
7605000
L BRANDS INC
COMMON STOCK
501797104
25
405SH
DFND
1,2
40500
LABORATORY CORP AMER
COMMON STOCK
50540R409
62
675SH
DFND
1,2
67500
LEGGETT & PLATT INC
COMMON STOCK
524660107
14212
459356SH
DFND
1,2
45935600
LENNAR CORP CL A
COMMON STOCK
526057104
30604
773612SH
DFND
1,2
43771200
LIBERTY GLOBAL PLC CL A
COMMON STOCK
B8W6766
0
3SH
DFND
1,2
300
LIBERTY GLOBAL PLC CL C
COMMON STOCK
B8W67B1
0
2SH
DFND
1,2
200
LINEAR TECHNOLOGY CORP
COMMON STOCK
535678106
1287
28250SH
DFND
1,2
2825000
LIVE NATION ENTERTAINMENT INC
COMMON STOCK
538034109
2
115SH
DFND
1,2
11500
LLOYDS BANKING GROUP PLC ADR
COMMON STOCK
539439109
6505
1222678SH
DFND
1,2
121097800
LOCKHEED MARTIN CORP
COMMON STOCK
539830109
115
771SH
DFND
1,2
77100
LORILLARD INC
COMMON STOCK
544147101
35
684SH
DFND
1,2
68400
LOWES COMPANIES INC
COMMON STOCK
548661107
2255
45500SH
DFND
1,2
4550000
LSI CORP
COMMON STOCK
502161102
5
451SH
DFND
1,2
45100
LULULEMON ATHLETICA INC
COMMON STOCK
550021109
31033
525715SH
DFND
1,2
41821500
LUXOTTICA GRP ADR
COMMON STOCK
55068R202
49
900SH
DFND
1,2
90000
LYONDELLBASELL INDUSTRIES NV A
COMMON STOCK
B3SPXZ3
57411
715131SH
DFND
1,2
55000100
MACY'S INC
COMMON STOCK
55616P104
113
2115SH
DFND
1,2
211500
MAGNA INTERNATIONAL INC (USD)
COMMON STOCK
559222401
738
9000SH
DFND
1,2
900000
MANULIFE FINANCIAL CORP
COMMON STOCK
56501R106
1484
75224SH
DFND
1,2
7522400
MARINE PRODUCTS CORP
COMMON STOCK
568427108
5
500SH
DFND
1,2
50000
MARKET VECTORS GOLD MINERS ETF
FUNDS - EQUITY
57060U100
69
3275SH
DFND
1,2
327500
MARSH & MCLENNAN COMPANIES INC
COMMON STOCK
571748102
175312
3625148SH
DFND
1,2
293732800
MASTERCARD INC CL A
COMMON STOCK
57636Q104
711
851SH
DFND
1,2
85100
MCDERMOTT INTL INC
COMMON STOCK
580037109
11
1196SH
DFND
1,2
119600
MCDONALDS CORP
COMMON STOCK
580135101
258
2660SH
DFND
1,2
266000
MCKESSON CORP
COMMON STOCK
58155Q103
9
57SH
DFND
1,2
5700
MEADWESTVACO CORP
COMMON STOCK
583334107
163
4422SH
DFND
1,2
442200
MEDTRONIC INC
COMMON STOCK
585055106
390
6800SH
DFND
1,2
680000
MELCO CROWN ENTERTAINMENT LTD ADR
COMMON STOCK
585464100
58395
1488900SH
DFND
1,2
132670000
MELLANOX TECHNOLOGIES LTD
COMMON STOCK
B1R96S6
32
808SH
DFND
1,2
80800
MERCK & CO INC
COMMON STOCK
58933Y105
5334
106565SH
DFND
1,2
10656500
MERCURY GENERAL CORP
COMMON STOCK
589400100
3998
80433SH
DFND
1,2
8043300
METHANEX CORP
COMMON STOCK
59151K108
1072
18119SH
DFND
1,2
1811900
METLIFE INC
COMMON STOCK
59156R108
2
43SH
DFND
1,2
4300
MICROCHIP TECHNOLOGY INC
COMMON STOCK
595017104
19410
433752SH
DFND
1,2
43375200
MICRON TECHNOLOGY INC
COMMON STOCK
595112103
7
300SH
DFND
1,2
30000
MICROSOFT CORP
COMMON STOCK
594918104
63839
1705548SH
DFND
1,2
157642900
MINDRAY MEDICAL INTL LTD CL A ADR
COMMON STOCK
602675100
8134
223700SH
DFND
1,2
19880000
MOBILE TELESYSTEMS OJSC ADR
COMMON STOCK
607409109
37
1700SH
DFND
1,2
170000
MOLINA HEALTHCARE INC
COMMON STOCK
60855R100
20678
595044SH
DFND
1,2
31194400
MOLSON COORS BREWING COMPANY CL B
COMMON STOCK
60871R209
39
698SH
DFND
1,2
69800
MONDELEZ INTERNATIONAL INC
COMMON STOCK
609207105
28016
793642SH
DFND
1,2
51384200
MONSANTO CO
COMMON STOCK
61166W101
156539
1343106SH
DFND
1,2
110247500
MONSTER BEVERAGE CORP
COMMON STOCK
611740101
20
294SH
DFND
1,2
29400
MORGAN STANLEY
COMMON STOCK
617446448
27
858SH
DFND
1,2
85800
MOSAIC COMPANY (THE)
COMMON STOCK
61945C103
80905
1711543SH
DFND
1,2
152251600
MOTOROLA SOLUTIONS INC
COMMON STOCK
620076307
5
74SH
DFND
1,2
7400
MURPHY OIL CORP
COMMON STOCK
626717102
240
3700SH
DFND
1,2
370000
MURPHY USA INC
COMMON STOCK
626755102
240
5775SH
DFND
1,2
577500
NABORS INDUSTRIES LTD
COMMON STOCK
2963372
15
872SH
DFND
1,2
87200
NATIONAL GRID PLC ADR
COMMON STOCK
636274300
23006
352198SH
DFND
1,2
30711800
NATIONAL OILWELL VARCO INC
COMMON STOCK
637071101
24
306SH
DFND
1,2
30600
NETAPP INC
COMMON STOCK
64110D104
26093
634259SH
DFND
1,2
63425900
NETEASE INC ADR
COMMON STOCK
64110W102
28
360SH
DFND
1,2
36000
NETFLIX INC
COMMON STOCK
64110L106
33
89SH
DFND
1,2
8900
NEW GOLD INC (USD)
COMMON STOCK
644535106
15
2788SH
DFND
1,2
278800
NEW ORIENTAL EDU & TECH GRP INC ADR
COMMON STOCK
647581107
13885
440800SH
DFND
1,2
41390000
NEW YORK TIMES COMPANY CL A
COMMON STOCK
650111107
542
34133SH
DFND
1,2
3353300
NEWELL RUBBERMAID INC
COMMON STOCK
651229106
219169
6762398SH
DFND
1,2
564356500
NEWFIELD EXPLORATION
COMMON STOCK
651290108
7
297SH
DFND
1,2
29700
NEWMONT MINING CORP
COMMON STOCK
651639106
1146
49765SH
DFND
1,2
4976500
NEWS CORP CL A (LIMITED VOTING)
COMMON STOCK
65249B109
1
49SH
DFND
1,2
4900
NEXTERA ENERGY INC
COMMON STOCK
65339F101
3
30SH
DFND
1,2
3000
NICE SYSTEMS LTD ADR
COMMON STOCK
653656108
9
212SH
DFND
1,2
21200
NIELSEN HOLDINGS NV
COMMON STOCK
B4NTRF5
251345
5477123SH
DFND
1,2
466761700
NIKE INC CL B
COMMON STOCK
654106103
111851
1422322SH
DFND
1,2
102836500
NISOURCE INC
COMMON STOCK
65473P105
132
4000SH
DFND
1,2
400000
NOBLE CORP PLC
COMMON STOCK
BFG3KF2
17
456SH
DFND
1,2
45600
NOBLE ENERGY INC
COMMON STOCK
655044105
182988
2686651SH
DFND
1,2
216755400
NORDSTROM INC
COMMON STOCK
655664100
12506
202362SH
DFND
1,2
19853300
NORFOLK SOUTHERN CORP
COMMON STOCK
655844108
165643
1784365SH
DFND
1,2
150356300
NORTH EUROPEAN OIL ROYALTY TRUST
COMMON STOCK
659310106
280
14000SH
DFND
1,2
1400000
NORTHROP GRUMMAN CORP
COMMON STOCK
666807102
1076
9390SH
DFND
1,2
939000
NOVARTIS AG NAMEN ADR
COMMON STOCK
66987V109
14392
179051SH
DFND
1,2
17670500
NOVO NORDISK A/S CL B ADR
COMMON STOCK
670100205
27284
147671SH
DFND
1,2
13284400
NRG ENERGY INC
COMMON STOCK
629377508
28663
997998SH
DFND
1,2
56369800
NUANCE COMMUNICATIONS INC
COMMON STOCK
67020Y100
1
46SH
DFND
1,2
4600
NUCOR CORP
COMMON STOCK
670346105
48890
915894SH
DFND
1,2
77560800
NVIDIA CORP
COMMON STOCK
67066G104
875
54619SH
DFND
1,2
5461900
OCCIDENTAL PETROLEUM CORP
COMMON STOCK
674599105
13
136SH
DFND
1,2
13600
OCEANEERING INTERNATIONAL INC
COMMON STOCK
675232102
161
2040SH
DFND
1,2
204000
OCLARO INC
COMMON STOCK
67555N206
1
257SH
DFND
1,2
25700
OFFICE DEPOT INC
COMMON STOCK
676220106
34
6337SH
DFND
1,2
633700
OI SA ON ADR
COMMON STOCK
670851104
601
366337SH
DFND
1,2
26734000
OI SA PN ADR
COMMON STOCK
670851203
11781
7409682SH
DFND
1,2
606126100
OMNICARE INC
COMMON STOCK
681904108
34
560SH
DFND
1,2
56000
OMNICELL INC
COMMON STOCK
68213N109
1
44SH
DFND
1,2
4400
ON SEMICONDUCTOR CORP
COMMON STOCK
682189105
32987
4003256SH
DFND
1,2
247345600
ONCOLYTICS BIOTECH INC (USD)
COMMON STOCK
682310107
19
12000SH
DFND
1,2
1200000
ORACLE CORP
COMMON STOCK
68389X105
225847
5902949SH
DFND
1,2
465103400
PACCAR INC
COMMON STOCK
693718108
61
1023SH
DFND
1,2
102300
PARKER-HANNIFIN CORP
COMMON STOCK
701094104
12
91SH
DFND
1,2
9100
PARTNERRE HLDGS LTD
COMMON STOCK
2671932
6
55SH
DFND
1,2
5500
PEABODY ENERGY CORP
COMMON STOCK
704549104
5
241SH
DFND
1,2
24100
PENTAIR LTD
COMMON STOCK
B8DTTS0
6
78SH
DFND
1,2
7800
PEPSICO INC
COMMON STOCK
713448108
10992
132524SH
DFND
1,2
11376500
PERRIGO COMPANY PLC
COMMON STOCK
BGH1M56
30
198SH
DFND
1,2
19800
PFIZER INC
COMMON STOCK
717081103
18864
615867SH
DFND
1,2
57446900
PG&E CORP
COMMON STOCK
69331C108
17222
427564SH
DFND
1,2
23626400
PHARMACYCLICS INC
COMMON STOCK
716933106
23
214SH
DFND
1,2
21400
PHILIP MORRIS INTERNATIONAL
COMMON STOCK
718172109
75281
864012SH
DFND
1,2
82852800
PHILIPPINE LDTEL ADR
COMMON STOCK
718252604
1298
21600SH
DFND
1,2
2160000
PIMCO 25+ YEAR 0 CPN U.S. TREASURY ETF
FUNDS - FIXED INCOME
72201R882
19
224SH
DFND
1,2
22400
PIONEER NATURAL RESOURCES CO
COMMON STOCK
723787107
11
59SH
DFND
1,2
5900
PIPER JAFFRAY COS INC
COMMON STOCK
724078100
0
1SH
DFND
1,2
100
PIXELWORKS INC
COMMON STOCK
72581M305
1
107SH
DFND
1,2
10700
PLAINS GP HOLDINGS LP CL A
COMMON STOCK
72651A108
4551
170000SH
DFND
1,2
17000000
PLUM CREEK TIMBER CO INC (REIT)
COMMON STOCK
729251108
558
12000SH
DFND
1,2
1200000
PMC-SIERRA INC
COMMON STOCK
69344F106
4565
710000SH
DFND
1,2
71000000
POLYPORE INTERNATIONAL INC
COMMON STOCK
73179V103
40635
1044605SH
DFND
1,2
68440500
POTASH CORP OF SASKATCHEWAN INC
COMMON STOCK
73755L107
766
23227SH
DFND
1,2
2322700
PPL CORPORATION
COMMON STOCK
69351T106
1
47SH
DFND
1,2
4700
PRAXAIR INC
COMMON STOCK
74005P104
364
2800SH
DFND
1,2
280000
PRECISION CASTPARTS
COMMON STOCK
740189105
27
100SH
DFND
1,2
10000
PROCTER & GAMBLE CO
COMMON STOCK
742718109
115417
1417730SH
DFND
1,2
114051900
PROGRESSIVE CORP
COMMON STOCK
743315103
46965
1722205SH
DFND
1,2
132120400
PROGRESSIVE WASTE SOLUTIONS LTD
COMMON STOCK
74339G101
48046
1941263SH
DFND
1,2
159936800
PROLOGIS INC (REIT)
COMMON STOCK
74340W103
203
5500SH
DFND
1,2
550000
PRUDENTIAL FINANCIAL INC
COMMON STOCK
744320102
1
8SH
DFND
1,2
800
PRUDENTIAL PLC ADR
COMMON STOCK
74435K204
2637
58591SH
DFND
1,2
5859100
PUBLIC SERVICE ENTERPRISE GROUP INC
COMMON STOCK
744573106
38
1181SH
DFND
1,2
118100
PULTEGROUP INC
COMMON STOCK
745867101
469
23041SH
DFND
1,2
2304100
PVH CORP
COMMON STOCK
693656100
32
235SH
DFND
1,2
23500
QUALCOMM INC
COMMON STOCK
747525103
66230
891991SH
DFND
1,2
77798900
QUEST DIAGNOSTICS INC
COMMON STOCK
74834L100
13803
257800SH
DFND
1,2
15470000
QUESTAR CORP
COMMON STOCK
748356102
23
1000SH
DFND
1,2
100000
RACKSPACE HOSTING INC
COMMON STOCK
750086100
245
6257SH
DFND
1,2
625700
RALPH LAUREN CORP CL A
COMMON STOCK
751212101
265
1500SH
DFND
1,2
150000
RAYTHEON COMPANY
COMMON STOCK
755111507
3
31SH
DFND
1,2
3100
RBS NASDAQ 100 TRENDPILOT ETN
FUNDS - EQUITY
78009P143
40
1104SH
DFND
1,2
110400
RBS US LARGE CAP TRENDPILOT ETN
FUNDS - EQUITY
78009L308
87
2403SH
DFND
1,2
240300
RBS US MID CAP TRENDPILOT ETN
FUNDS - EQUITY
78009L209
87
2642SH
DFND
1,2
264200
REALNETWORKS INC
COMMON STOCK
75605L708
33
4427SH
DFND
1,2
442700
REALTY INCOME CORP (REIT)
COMMON STOCK
756109104
1
17SH
DFND
1,2
1700
REED ELSEVIER PLC ADR
COMMON STOCK
758205207
30
492SH
DFND
1,2
49200
REGIONS FINANCIAL CORP
COMMON STOCK
7591EP100
184
18560SH
DFND
1,2
1856000
REPUBLIC SERVICES INC
COMMON STOCK
760759100
1158
34889SH
DFND
1,2
3488900
REVLON INC CL A
COMMON STOCK
761525609
2
90SH
DFND
1,2
9000
REYNOLDS AMERICAN INC
COMMON STOCK
761713106
422
8444SH
DFND
1,2
844400
RIGEL PHARMACEUTICALS INC
COMMON STOCK
766559603
0
46SH
DFND
1,2
4600
RIO TINTO PLC ADR
COMMON STOCK
767204100
1470
26057SH
DFND
1,2
2501700
RLI CORP
COMMON STOCK
749607107
326
3350SH
DFND
1,2
335000
ROBERT HALF INTL
COMMON STOCK
770323103
38
908SH
DFND
1,2
90800
ROCKWELL AUTOMATION INC
COMMON STOCK
773903109
130
1100SH
DFND
1,2
110000
ROLLINS INC
COMMON STOCK
775711104
106
3500SH
DFND
1,2
350000
ROPER INDUSTRIES INC
COMMON STOCK
776696106
26
186SH
DFND
1,2
18600
ROSS STORES INC
COMMON STOCK
778296103
104817
1398860SH
DFND
1,2
109973900
ROWAN COMPANIES PLC CL A
COMMON STOCK
B840261
8
231SH
DFND
1,2
23100
ROYAL CARIBBEAN CRUISES LTD
COMMON STOCK
2754907
41659
878515SH
DFND
1,2
87014800
ROYAL DUTCH SHELL PLC A ADR
COMMON STOCK
780259206
581
8154SH
DFND
1,2
815400
ROYAL DUTCH SHELL PLC B ADR
COMMON STOCK
780259107
5
67SH
DFND
1,2
6700
RPC INC
COMMON STOCK
749660106
165
9266SH
DFND
1,2
926600
RUCKUS WIRELESS INC
COMMON STOCK
781220108
5
328SH
DFND
1,2
32800
SAFEWAY INC
COMMON STOCK
786514208
111
3393SH
DFND
1,2
339300
SANOFI CVR (CONTINGENT VALUE RIGHT)
OTHER
80105N113
4
12000SH
DFND
1,2
1200000
SAP AG ADR
COMMON STOCK
803054204
5216
59861SH
DFND
1,2
5986100
SCHLUMBERGER LTD
COMMON STOCK
806857108
239835
2661582SH
DFND
1,2
232340700
SCRIPPS NETWORKS INTERACTIVE INC CL A
COMMON STOCK
811065101
131442
1521148SH
DFND
1,2
121163600
SEADRILL LTD
COMMON STOCK
B09RMQ1
203272
4979468SH
DFND
1,2
453403500
SEADRILL LTD (USD)
COMMON STOCK
B0HWHV8
8411
204752SH
DFND
1,2
20475200
SEATTLE GENETICS INC
COMMON STOCK
812578102
256005
6417767SH
DFND
1,2
527338300
SEMPRA ENERGY
COMMON STOCK
816851109
29
326SH
DFND
1,2
32600
SENIOR HOUSING PPTYS TRUST (REIT)
COMMON STOCK
81721M109
1
37SH
DFND
1,2
3700
SESA STERLITE LTD ADR
COMMON STOCK
78413F103
15
1119SH
DFND
1,2
111900
SHERWIN-WILLIAMS CO
COMMON STOCK
824348106
6
30SH
DFND
1,2
3000
SHINHAN FINANCIAL GROUP CO ADR
COMMON STOCK
824596100
47
1018SH
DFND
1,2
101800
SHIRE PLC ADR
COMMON STOCK
82481R106
106
751SH
DFND
1,2
75100
SIEMENS AG ADR
COMMON STOCK
826197501
19363
139795SH
DFND
1,2
11595600
SIGMA-ALDRICH CORP
COMMON STOCK
826552101
282
3000SH
DFND
1,2
300000
SIGNET JEWELERS LTD
COMMON STOCK
B3CTNK6
113966
1448105SH
DFND
1,2
115917900
SILVER WHEATON CORP (USD)
COMMON STOCK
828336107
14
714SH
DFND
1,2
71400
SIRIUS XM HOLDINGS INC
COMMON STOCK
82968B103
116436
33362618SH
DFND
1,2
2525862200
SK TELECOM ADR
COMMON STOCK
78440P108
2824
114700SH
DFND
1,2
11470000
SLM CORP
COMMON STOCK
78442P106
49
1856SH
DFND
1,2
185600
SOCIEDAD QUIMICA Y MINERA B ADR (SOQUIMICH)
COMMON STOCK
833635105
6
216SH
DFND
1,2
21600
SOUTHERN CO
COMMON STOCK
842587107
812
19747SH
DFND
1,2
1974700
SOUTHWESTERN ENERGY COMPANY
COMMON STOCK
845467109
15
389SH
DFND
1,2
38900
SPDR GOLD SHARES
FUNDS - EQUITY
78463V107
279
2400SH
DFND
1,2
240000
SPDR S&P 500 ETF TRUST
FUNDS - EQUITY
78462F103
235
1270SH
DFND
1,2
000
SPDR S&P BANK ETF
FUNDS - EQUITY
78464A797
225
6779SH
DFND
1,2
677900
SPDR S&P MIDCAP 400 ETF TRUST
FUNDS - EQUITY
78467Y107
0
1SH
DFND
1,2
100
SPECTRA ENERGY CORP
COMMON STOCK
847560109
9
245SH
DFND
1,2
24500
SPROUTS FARMERS MARKET INC
COMMON STOCK
85208M102
14284
371689SH
DFND
1,2
21128900
STANLEY BLACK & DECKER INC
COMMON STOCK
854502101
1643
20367SH
DFND
1,2
2036700
STARBUCKS CORP
COMMON STOCK
855244109
124157
1583834SH
DFND
1,2
126303600
STATE STREET CORP
COMMON STOCK
857477103
257
3500SH
DFND
1,2
350000
STERICYCLE INC
COMMON STOCK
858912108
38
325SH
DFND
1,2
32500
STRYKER CORP
COMMON STOCK
863667101
103
1371SH
DFND
1,2
137100
SUMITOMO MITSUI FINANCIAL GROUP ADR
COMMON STOCK
86562M209
6772
645531SH
DFND
1,2
64553100
SUN LIFE FINANCIAL INC (USD)
COMMON STOCK
866796105
2939
83200SH
DFND
1,2
8320000
SUNCOR ENERGY INC (USD)
COMMON STOCK
867224107
335
9564SH
DFND
1,2
956400
SUNPOWER CORPORATION
COMMON STOCK
867652406
12
402SH
DFND
1,2
40200
SYNGENTA AG ADR
COMMON STOCK
87160A100
9344
116883SH
DFND
1,2
11688300
SYSCO CORP
COMMON STOCK
871829107
289
8000SH
DFND
1,2
800000
T ROWE PRICE GROUP INC
COMMON STOCK
74144T108
15
180SH
DFND
1,2
18000
T-MOBILE US INC
COMMON STOCK
872590104
5
140SH
DFND
1,2
14000
TAIWAN SEMICONDUCTOR MFG CO ADR
COMMON STOCK
874039100
900
51625SH
DFND
1,2
5162500
TALISMAN ENERGY INC (USD)
COMMON STOCK
87425E103
210
18000SH
DFND
1,2
1800000
TARGET CORP
COMMON STOCK
87612E106
53799
850316SH
DFND
1,2
78723900
TE CONNECTIVITY LTD
COMMON STOCK
B62B7C3
39407
715059SH
DFND
1,2
65243700
TECK RESOURCES LTD CL B (USD)
COMMON STOCK
878742204
11
433SH
DFND
1,2
43300
TEEKAY LNG PARTNERS LP (LIMITED VOTING)
COMMON STOCK
B0884M5
91
2140SH
DFND
1,2
214000
TELEFONAKTIEBOLAGET LM ERICSSON CL B ADR
COMMON STOCK
294821608
21
1700SH
DFND
1,2
170000
TELEKOM INDONESIA B ADR
COMMON STOCK
715684106
36
996SH
DFND
1,2
99600
TELUS CORP
COMMON STOCK
87971M103
210
6100SH
DFND
1,2
610000
TENARIS SA ADR
COMMON STOCK
88031M109
15883
363528SH
DFND
1,2
36352800
TERRA NITROGEN COMPANY LP
COMMON STOCK
881005201
116
820SH
DFND
1,2
82000
TESLA MOTORS INC
COMMON STOCK
88160R101
4
25SH
DFND
1,2
2500
TEXAS INSTRUMENTS INC
COMMON STOCK
882508104
110629
2519450SH
DFND
1,2
221214900
TIFFANY & CO
COMMON STOCK
886547108
156519
1686991SH
DFND
1,2
139518900
TIM PARTICIPACOES SA ON ADR
COMMON STOCK
88706P205
312
11900SH
DFND
1,2
1190000
TIME WARNER CABLE INC
COMMON STOCK
88732J207
309
2281SH
DFND
1,2
228100
TIME WARNER INC
COMMON STOCK
887317303
714
10248SH
DFND
1,2
1024800
TIMKEN COMPANY
COMMON STOCK
887389104
3
60SH
DFND
1,2
6000
TORONTO DOMINION BANK (THE)
COMMON STOCK
891160509
1778
18867SH
DFND
1,2
1886700
TOTAL SA ADR
COMMON STOCK
89151E109
3
44SH
DFND
1,2
4400
TOWERS WATSON & CO CL A
COMMON STOCK
891894107
64997
509342SH
DFND
1,2
37517800
TOYOTA MOTOR CORP ADR
COMMON STOCK
892331307
47
382SH
DFND
1,2
38200
TRANSCANADA CORP
COMMON STOCK
89353D107
1914
41900SH
DFND
1,2
4190000
TRANSDIGM GROUP INC
COMMON STOCK
893641100
40
249SH
DFND
1,2
24900
TRANSOCEAN LTD
COMMON STOCK
B5W3ND5
2734
56148SH
DFND
1,2
5614800
TRAVELERS COMPANIES INC
COMMON STOCK
89417E109
62
682SH
DFND
1,2
68200
TREE.COM INC
COMMON STOCK
894675107
0
13SH
DFND
1,2
1300
TRIPADVISOR INC
COMMON STOCK
896945201
16
196SH
DFND
1,2
19600
TURKCELL ILETISIM HIZMETLERI ADR
COMMON STOCK
900111204
27
2000SH
DFND
1,2
200000
TW TELECOM INC
COMMON STOCK
87311L104
31
1013SH
DFND
1,2
101300
TWENTY-FIRST CENTURY FOX INC CL A (LIMITED VOTING)
COMMON STOCK
90130A101
249
7087SH
DFND
1,2
708700
TWITTER INC
COMMON STOCK
90184L102
7683
120700SH
DFND
1,2
6800000
TYCO INTERNATIONAL LTD
COMMON STOCK
B64GC98
13
327SH
DFND
1,2
32700
TYSON FOODS INC CL A
COMMON STOCK
902494103
3
100SH
DFND
1,2
10000
UBS AG NAMEN
COMMON STOCK
B18YFJ4
95882
5054646SH
DFND
1,2
441376800
ULTA SALON COSMETICS & FRAGRANCE INC
COMMON STOCK
90384S303
17
175SH
DFND
1,2
17500
UNILEVER NV NY SHRS
COMMON STOCK
904784709
2825
70221SH
DFND
1,2
7022100
UNILEVER PLC ADR
COMMON STOCK
904767704
7437
180513SH
DFND
1,2
18051300
UNION PACIFIC CORP
COMMON STOCK
907818108
24684
146930SH
DFND
1,2
13306000
UNITED PARCEL SERVICE INC CL B
COMMON STOCK
911312106
11441
108877SH
DFND
1,2
10887700
UNITED TECHNOLOGIES CORP
COMMON STOCK
913017109
138874
1220336SH
DFND
1,2
112203100
UNITEDHEALTH GROUP INC
COMMON STOCK
91324P102
37484
497798SH
DFND
1,2
46379600
US BANCORP
COMMON STOCK
902973304
287
7099SH
DFND
1,2
709900
VALE SA PNA ADR
COMMON STOCK
91912E204
26
1869SH
DFND
1,2
186900
VALEANT PHARMACEUTICALS INTL INC (USD)
COMMON STOCK
91911K102
163
1388SH
DFND
1,2
138800
VANGUARD FTSE ALL-WORLD EX-US INDEX FUND
FUNDS - EQUITY
922042775
72
1421SH
DFND
1,2
142100
VEECO INSTRUMENTS INC
COMMON STOCK
922417100
10
312SH
DFND
1,2
31200
VENTAS INC (REIT)
COMMON STOCK
92276F100
1
9SH
DFND
1,2
900
VERIFONE SYSTEMS INC
COMMON STOCK
92342Y109
12
462SH
DFND
1,2
46200
VERISIGN INC
COMMON STOCK
92343E102
241089
4032940SH
DFND
1,2
336499400
VERISK ANALYTICS INC CL A
COMMON STOCK
92345Y106
389
5925SH
DFND
1,2
592500
VERIZON COMMUNICATIONS INC
COMMON STOCK
92343V104
67314
1369850SH
DFND
1,2
103336400
VF CORP
COMMON STOCK
918204108
605
9700SH
DFND
1,2
970000
VIACOM INC CL B
COMMON STOCK
92553P201
304
3479SH
DFND
1,2
347900
VIMPELCOM LTD ADR
COMMON STOCK
92719A106
41
3185SH
DFND
1,2
318500
VISA INC CL A
COMMON STOCK
92826C839
141051
633426SH
DFND
1,2
52399300
VODAFONE GROUP PLC ADR
COMMON STOCK
92857W209
394
10020SH
DFND
1,2
1002000
VULCAN MATERIALS CO
COMMON STOCK
929160109
250
4200SH
DFND
1,2
420000
W. P. CAREY INC (REIT)
COMMON STOCK
92936U109
791
12901SH
DFND
1,2
1290100
W.W. GRAINGER INC
COMMON STOCK
384802104
259
1013SH
DFND
1,2
101300
WAL-MART STORES INC
COMMON STOCK
931142103
12478
158573SH
DFND
1,2
15857300
WALGREEN CO
COMMON STOCK
931422109
1571
27353SH
DFND
1,2
2735300
WALT DISNEY COMPANY (THE)
COMMON STOCK
254687106
10111
132344SH
DFND
1,2
13107600
WALTER ENERGY INC
COMMON STOCK
93317Q105
3
183SH
DFND
1,2
18300
WASHINGTON REAL ESTATE INVESTMENT TRUST (REIT)
COMMON STOCK
939653101
2
85SH
DFND
1,2
8500
WASTE CONNECTIONS INC
COMMON STOCK
941053100
68948
1580287SH
DFND
1,2
118198700
WASTE MANAGEMENT INC
COMMON STOCK
94106L109
211
4700SH
DFND
1,2
470000
WELLS FARGO & CO
COMMON STOCK
949746101
23301
513237SH
DFND
1,2
31613700
WESTERN DIGITAL CORP
COMMON STOCK
958102105
35289
420606SH
DFND
1,2
23900600
WESTPORT INNOVATIONS INC (USD)
COMMON STOCK
960908309
7
300SH
DFND
1,2
30000
WEYERHAEUSER CO (REIT)
COMMON STOCK
962166104
594
18800SH
DFND
1,2
1880000
WHIRLPOOL CORP
COMMON STOCK
963320106
74496
474920SH
DFND
1,2
33076000
WILLIS GROUP HOLDINGS PLC
COMMON STOCK
B4XGY11
157
3497SH
DFND
1,2
349700
WORKDAY INC CL A
COMMON STOCK
98138H101
11858
142598SH
DFND
1,2
8309800
WPP PLC ADR
COMMON STOCK
92937A102
228
1984SH
DFND
1,2
198400
WYNDHAM WORLDWIDE CORP
COMMON STOCK
98310W108
15
199SH
DFND
1,2
19900
YAHOO! INC
COMMON STOCK
984332106
24640
609291SH
DFND
1,2
60929100
YAMANA GOLD INC (USD)
COMMON STOCK
98462Y100
8
882SH
DFND
1,2
88200
YANDEX NV A
COMMON STOCK
B5BSZB3
168483
3904584SH
DFND
1,2
319118400
YANZHOU COAL MINING CO LTD H ADR
COMMON STOCK
984846105
4
468SH
DFND
1,2
46800
YPF SOCIEDAD ANONIMA D ADR
COMMON STOCK
984245100
18
556SH
DFND
1,2
55600
YUM! BRANDS INC
COMMON STOCK
988498101
274
3625SH
DFND
1,2
362500
ZILLOW INC A
COMMON STOCK
98954A107
60
731SH
DFND
1,2
73100