0001415889-21-003743.txt : 20210730 0001415889-21-003743.hdr.sgml : 20210730 20210730160237 ACCESSION NUMBER: 0001415889-21-003743 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210729 FILED AS OF DATE: 20210730 DATE AS OF CHANGE: 20210730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCormick Michael C. CENTRAL INDEX KEY: 0001699917 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09328 FILM NUMBER: 211132419 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: ST. PAUL STATE: MN ZIP: 55102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOLAB INC. CENTRAL INDEX KEY: 0000031462 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 410231510 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 BUSINESS PHONE: 18002326522 MAIL ADDRESS: STREET 1: 1 ECOLAB PLACE CITY: SAINT PAUL STATE: MN ZIP: 55102 FORMER COMPANY: FORMER CONFORMED NAME: ECOLAB INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ECONOMICS LABORATORY INC DATE OF NAME CHANGE: 19861203 4 1 form4-07302021_010724.xml X0306 4 2021-07-29 0000031462 ECOLAB INC. ECL 0001699917 McCormick Michael C. 1 ECOLAB PLACE ST. PAUL MN 55102 false true false false EVP, GC & SECRETARY Common Stock 2021-07-29 4 M 0 9930 117.730 A 63641.162 D Common Stock 2021-07-29 4 S 0 9930 220.005 D 53711.162 D Employee Stock Option (Right to Buy) 117.730 2021-07-29 4 M 0 9930 0 D 2017-12-07 2026-12-07 Common Stock 9930 0 D This transaction was executed in multiple trades at prices ranging from $220.000 to $220.075, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant. /s/ David F. Duvick, as Attorney-in-Fact for Michael C. McCormick 2021-07-30