-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TLHPQPWUMj+7ng06sTPHno1y69zv7X5Qn1LatfBNTGo10Ta2t9utVrE6PEQL4iy4 kY1lRPgIgAyr0877B8SH0w== 0001007403-96-000001.txt : 19960216 0001007403-96-000001.hdr.sgml : 19960216 ACCESSION NUMBER: 0001007403-96-000001 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960214 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARDINGE INC CENTRAL INDEX KEY: 0000313716 STANDARD INDUSTRIAL CLASSIFICATION: METALWORKING MACHINERY & EQUIPMENT [3540] IRS NUMBER: 160470200 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-20073 FILM NUMBER: 96518122 BUSINESS ADDRESS: STREET 1: ONE HARDING DRIVE CITY: ELMIRA STATE: NY ZIP: 14902 BUSINESS PHONE: 6077342281 MAIL ADDRESS: STREET 1: ONE HARDINGE DRIVE STREET 2: ONE HARDINGE DRIVE CITY: ELMIRA STATE: NY ZIP: 14902 FORMER COMPANY: FORMER CONFORMED NAME: HARDINGE BROTHERS INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HARDINGE INC SAVINGS PLAN CENTRAL INDEX KEY: 0001007403 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 166018769 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O CHEMUNG CANAL TRUS CO STREET 2: P O BOX 1522 ONE CHEMUNG CANAL PLAZA CITY: ELMIRA STATE: NY ZIP: 14902 BUSINESS PHONE: 6077373711 SC 13G/A 1 AMENDMENT NO. 10 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.D. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10 )* HARDINGE INC. (Name of Issuer) COMMON STOCK, PAR VALUE $.01 (Title of Class of Securities) 412324 30 3 (CUSIP Number) Check the following if a fee is being paid with this statement (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five perccent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class). (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information require3d in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 Pages 13G CUSIP No. 412324 30 3 Page 2 of 6 Pages 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Hardinge Inc. Savings Plan E.I. No. 16-6018769 (Formerly Hardinge Inc. Employee Stock Ownership and Savings Plan) 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) X 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Employee Benefit Plan - Not Applicable NUMBER OF 5. SOLE VOTING POWER SHARES 0 BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 391,518 EACH 7. SOLE DISPOSITIVE POWER REPORTING 0 PERSON 8. SHARED DISPOSITIVE POWER WITH 391,518 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 391,518 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.17% 12. TYPE OF REPORTING PERSON* EP SCHEDULE 13G (Amendment No. 10) Item 1(a) Name of Issuer: Hardinge Inc. Item 1(b) Address of Issuer's Principal Executive Offices: One Hardinge Drive P.O. Box 1507 Elmira, New York 14902 Item 2(a) Name of Person Filing: Hardinge Inc. Savings Plan (formerly Hardinge Inc. Employee Stock Ownership and Savings Plan) Item 2(b) Address or Principal Business Office or, if none, residence: c/o Chemung Canal Trust Company, Trustee One Chemung Canal Plaza Elmira, New York 14901 Item 2(c) Citizenship: Employee Benefit Plan - Not Applicable Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP Number: 412324 30 3 Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) ( ) Broker or Dealer registered under Section 15 of the Act (b) ( ) Bank as defined in Section 3(a)(6) of the Act (c) ( ) Insurance Company as defined in Section 3(a)(19) of the Act (d) ( ) Investment Company registered under Section 8 of the Investment Company Act (e) ( ) Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 (f) (X) Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund (g) ( ) Parent Holding Company, in accordance with Section 240.13d-(b)(ii)(G) (h) ( ) Group, in accordance with Section 240.13d-1(b)(1)(ii)(H) Item 4 Ownership: If the percent of the class owned, as of December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d-1(b)(2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire. (a) Amount Beneficially Owned: 391,518 (b) Percent of Class: 6.17% based on 6,349,937 shares outstanding on December 31, 1995, as reported by the issuer. (c) Number of Shares as to which such person has: (i) sole power to vote or to direct the vote: 0 (ii) shared power to vote or to direct the vote: 391,518 (iii) sole power to dispose or to direct the disposition of: 0 (iv) shared power to dispose or to direct the disposition of: 391,518 Item 5 Ownership of Five Percent or Less of a Class: NOT APPLICABLE Item 6 Ownership of More than Five Percent on Behalf of Another Person: If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than five percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. 391,518 shares of Common Stock of Hardinge Inc. are held in trust by Chemung Canal Trust Company as trustee under a trust agreement with Hardinge Inc. pursuant to the Hardinge Inc. Savings Plan. The employees of Hardinge Inc. and its participating subsidiaries who participate under said Plan have the right to receive the dividends from, and the proceeds from the sale of, said 391,518 shares of Hardinge Inc. Common Stock. The power to vote said shares is vested in the employee participants (except that with respect to 130,017 of said shares, the power to vote is shared with the trustee) and the power to dispose of said shares is restricted by the provisions of said Plan. Item 7 Identification and Classification of the Subsidiary Which Acquired the Security being Reported on By the Parent Holding Company: If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c), attach an exhibit stating the identification of the relevant subsidiary. NOT APPLICABLE Item 8 Identification and Classification of Members of the Group: If a group has filed this schedule pursuant to Rule 13d-1(b)(ii)(H), so indicate under Item 3(h) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to Rule 13d-1(c), attach an exhibit stating the identity of each member of the group. NOT APPLICABLE Item 9 Notice of Dissolution of Group: Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the securities reported on will be filed, if required by members of the group in their individual capacity. NOT APPLICABLE Item 10 Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 7, 1996. Signature: CHEMUNG CANAL TRUST COMPANY, as Trustee By: /s/ Robert J. Hodgson Name/Title: Robert J. Hodgson, Senior Vice President -----END PRIVACY-ENHANCED MESSAGE-----