Managing Partner

0000312955-19-000001.txt : 20190201 0000312955-19-000001.hdr.sgml : 20190201 20190201165249 ACCESSION NUMBER: 0000312955-19-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190201 DATE AS OF CHANGE: 20190201 EFFECTIVENESS DATE: 20190201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000312955 IRS NUMBER: 391541077 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01245 FILM NUMBER: 19560446 BUSINESS ADDRESS: STREET 1: 8000 EXCELSIOR DR SUITE 201 CITY: MADISON STATE: WI ZIP: 53717-1951 BUSINESS PHONE: 6088318018 MAIL ADDRESS: STREET 1: 8000 EXCELSIOR DRIVE SUITE 201 CITY: MADISON STATE: WI ZIP: 53717-1951 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT LLC\WI\ DATE OF NAME CHANGE: 20031119 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20011107 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 19990318 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000312955 XXXXXXXX 12-31-2018 12-31-2018 NORTHERN CAPITAL MANAGEMENT LLC

8000 EXCELSIOR DRIVE SUITE 201 MADISON WI 53717-1951

13F HOLDINGS REPORT 028-01245 N Paul Perry Managing Partner 608-831-8018 Paul Perry Madison WI 02-01-2019 0 165 372593 false INFORMATION TABLE 2 13f123118.xml ALEXION PHARMACEUTICALS INC COM 015351109 651 6690 SH SOLE 0 6650 0 40 ALLERGAN INC SHS G0177J108 3016 22564 SH SOLE 0 22454 0 110 ALLIANZ COM 018805101 1645 81679 SH SOLE 0 81679 0 0 ALPHABET INC - CL A CAP STK CL A 02079K305 7629 7301 SH SOLE 0 7266 0 35 AMAZON.COM INC COM 023135106 4348 2895 SH SOLE 0 2885 0 10 AMERICAN AIRLINES GROUP COM 02376R102 3033 94445 SH SOLE 0 94020 0 425 AMERICAN INTL GROUP COM NEW 026874784 1126 28575 SH SOLE 0 28225 0 350 AMERICAN TOWER CORP COM 03027X100 3375 21336 SH SOLE 0 21336 0 0 AMGEN INC COM 031162100 228 1170 SH SOLE 0 1170 0 0 ANTHEM INC COM 036752103 1447 5510 SH SOLE 0 5435 0 75 APPLE COMPUTER INC COM 037833100 10339 65542 SH SOLE 0 65217 0 325 AUTONATION INC COM 05329W102 2167 60709 SH SOLE 0 60309 0 400 BANK OF AMERICA CORP. COM 060505104 5478 222340 SH SOLE 0 221090 0 1250 BAYER AG ADS COM 072730302 3378 192248 SH SOLE 0 191448 0 800 BLACKROCK INC. COM 09247X101 836 2127 SH SOLE 0 2127 0 0 BOEING CORP COM 097023105 937 2905 SH SOLE 0 2905 0 0 BOOKING HOLDINGS INC COM 09857L108 2783 1616 SH SOLE 0 1606 0 10 BP PLC SPONSORED ADR 055622104 4097 108050 SH SOLE 0 107500 0 550 BRISTOL MYERS SQUIB COM 110122108 3907 75155 SH SOLE 0 74830 0 325 BROOKFIELD ASSET MANAGEMENT INC CL A LTD VT SH 112585104 4666 121666 SH SOLE 0 121316 0 350 CAPITAL ONE FINANCIAL CORP. COM 14040H105 3057 40443 SH SOLE 0 40243 0 200 CATERPILLAR INC. COM 149123101 696 5475 SH SOLE 0 5475 0 0 CBRE GROUP INC COM 12504L109 3246 81080 SH SOLE 0 80655 0 425 CENTER COAST MLP & INFRASTRUCTURE COM SHS 151461100 738 107735 SH SOLE 0 107735 0 0 CHEVRON CORP COM 166764100 2076 19080 SH SOLE 0 18880 0 200 CISCO SYSTEMS INC COM 17275R102 1789 41289 SH SOLE 0 40939 0 350 CITIGROUP INC COM NEW 172967424 5427 104245 SH SOLE 0 103795 0 450 CITIZENS FINANCIAL GROUP COM 174610105 381 12800 SH SOLE 0 12400 0 400 COMCAST CORP COM 20030N101 3298 96870 SH SOLE 0 96345 0 525 CONOCOPHILLIPS COM 20825C104 634 10175 SH SOLE 0 10175 0 0 CONSTELLATION BRANDS INC COM 21036P108 324 2015 SH SOLE 0 2015 0 0 COSTCO WHOLESALE CORP COM 22160K105 1144 5615 SH SOLE 0 5615 0 0 CVS HEALTH CORP COM 126650100 3970 60599 SH SOLE 0 60374 0 225 DELL TECHNOLOGIES INC CL C CL C 24703L202 289 5920 SH SOLE 0 5920 0 0 DISCOVERY INC - A COM SER A 25470F104 1324 53530 SH SOLE 0 53530 0 0 DOWDUPONT INC COM 26078J100 5256 98288 SH SOLE 0 97863 0 425 DRX - ALL CAP INSIDER SENTIMENT ALL CP INSIDER 25459Y769 1857 55165 SH SOLE 0 55165 0 0 EBAY INC. COM 278642103 3339 118954 SH SOLE 0 118379 0 575 ELLSWORTH CONVERTIBLE FUN COM 289074106 108 12550 SH SOLE 0 12550 0 0 EXXON MOBIL COM 30231G102 238 3485 SH SOLE 0 3485 0 0 FEDERAL EXPRESS COM 31428X106 3537 21925 SH SOLE 0 21825 0 100 FORMENTO ECONOMICO MEXICANO SPON ADR UNITS 344419106 1378 16010 SH SOLE 0 16010 0 0 FIDELITY NATIONAL INFORMATION SERVICES COM 31620M106 668 6517 SH SOLE 0 6517 0 0 FIFTH THIRD BANCORP COM 316773100 1441 61250 SH SOLE 0 60725 0 525 FLEXTRONICS INTERNATIONAL ORD Y2573F102 682 89575 SH SOLE 0 88075 0 1500 GENERAL ELECTRIC CO COM 369604103 285 37622 SH SOLE 0 37622 0 0 GENERAL MILLS INC COM 370334104 621 15954 SH SOLE 0 15954 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 3139 18790 SH SOLE 0 18690 0 100 GOVERNMENT PROPERTIES INC COM SHS BEN INT 38376A103 267 38805 SH SOLE 0 38805 0 0 HALLIBURTON CO COM 406216101 494 18575 SH SOLE 0 18575 0 0 HCA HEALTHCARE INC COM 40412C101 4101 32953 SH SOLE 0 32803 0 150 HERSHEY COMPANY COM 427866108 960 8960 SH SOLE 0 8960 0 0 HOME DEPOT INC COM 437076102 3841 22353 SH SOLE 0 22228 0 125 INDUSTRIAL LOGISTICS PROPERTIES COM SHS BEN INT 456237106 1227 62378 SH SOLE 0 62378 0 0 INTEL CORP COM 458140100 2669 56871 SH SOLE 0 56571 0 300 INTL BUSINESS MACH. COM 459200101 829 7295 SH SOLE 0 7295 0 0 INVESTMENT GRADE MUNI FUND COM 46131M106 654 57000 SH SOLE 0 57000 0 0 IQVIA HOLDINGS INC COM 46266C105 3605 31034 SH SOLE 0 31034 0 0 IS - DOW JONES INTERN SELECT DIVIDEND DJ INTL SEL DIVD 464288448 553 19275 SH SOLE 0 19275 0 0 IS - RUSSELL 2000 VALUE (SMALL-CAP) RUSL 2000 VAL 464287630 1294 12033 SH SOLE 0 12033 0 0 IS - S&P GLOBAL TECHNOLOGY S&P GLB INF 464287291 400 2775 SH SOLE 0 2775 0 0 IS - FLOATING RATE BOND FUND FLTG RATE NT ETF 46429B655 5403 107285 SH SOLE 0 107285 0 0 IS - INTERMEDIATE MUNICIPAL BONDS NAT AMT FREE BD 464288414 1066 9775 SH SOLE 0 9775 0 0 IS - INVESTMENT GRADE CORP BONDS IBOXX INV CP ETF 464287242 1995 17681 SH SOLE 0 17681 0 0 IS - MSCI ALL COUNTRY WORLD INDEX MSCI ACWI ETF 464288257 558 8704 SH SOLE 0 8704 0 0 IS - NASDAQ BIOTECH NASDQ BIOTEC ETF 464287556 2692 27920 SH SOLE 0 27770 0 150 IS - RUSSELL 1000 VALUE (LARGE-CAP) RUSL 1000 VAL 464287598 533 4800 SH SOLE 0 4800 0 0 IS - RUSSELL MIDCAP GROWTH RUSL MCP GRW 464287481 1238 10887 SH SOLE 0 10887 0 0 IS - RUSSELL MIDCAP VALUE RUSL MCP VAL 464287473 2019 26449 SH SOLE 0 26449 0 0 IS - S&P GLOBAL HEALTHCARE S&P GLD HLTHCR 464287325 400 7060 SH SOLE 0 7060 0 0 IV - BUYBACK ACHIEVERS BUYBACK ACHIEV 46137V308 4919 94280 SH SOLE 0 94280 0 0 IV - INSIDER SENTIMENT INSIDER SENMNT 46137V555 996 17625 SH SOLE 0 17625 0 0 IV - KBW REGIONAL BANKS KBW REGL BKG 46138E578 3011 67220 SH SOLE 0 67220 0 0 IV - S&P GLOBAL WATER S&P GBL WATER 46138E263 1166 37430 SH SOLE 0 37430 0 0 IV - S&P SPIN-OFF S&P SPIN OFF 46137V159 3801 89720 SH SOLE 0 89720 0 0 IV - SMALL-CAP FINANCIALS S&P SMLCP FINL 46138E156 3387 70647 SH SOLE 0 70647 0 0 IV - SMALL-CAP HEALTHCARE S&P SMLCP HELT 46138E149 638 5930 SH SOLE 0 5930 0 0 IV - SMALL-CAP INDUSTRIALS S&P SMLCP INDL 46138E123 3574 64204 SH SOLE 0 64204 0 0 IV - WATER RESOURCES WATER RES ETF 46137V142 786 27853 SH SOLE 0 27853 0 0 JOHNSON & JOHNSON COM 478160104 6236 48324 SH SOLE 0 48124 0 200 JP MORGAN SECURITIES COM 46625H100 4832 49495 SH SOLE 0 49170 0 325 KLA-TENCOR CORP. COM 482480100 767 8569 SH SOLE 0 8569 0 0 LAM RESEARCH CORP COM 512807108 779 5720 SH SOLE 0 5645 0 75 LENNAR CORP - CL A CL A 526057104 2244 57315 SH SOLE 0 56965 0 350 LIBERTY BROADBAND - CL A COM SER A 530307107 1995 27783 SH SOLE 0 27783 0 0 LIBERTY GLOBAL CL C SHS CL C G5480U120 2702 130912 SH SOLE 0 130187 0 725 MARATHON PETROLEUM CORP COM 56585A102 2640 44732 SH SOLE 0 44457 0 275 MASTERCARD INC CL A 57636Q104 1014 5375 SH SOLE 0 5300 0 75 MERCK & CO INC COM 58933Y105 451 5896 SH SOLE 0 5896 0 0 MICROSOFT CORP COM 594918104 6910 68032 SH SOLE 0 67732 0 300 MOLSON COORS BREWING CO CL B 60871R209 936 16670 SH SOLE 0 16670 0 0 MORGAN STANLEY COM NEW 617446448 641 16175 SH SOLE 0 16175 0 0 NORTHROP GRUMMAN CORP COM 666807102 708 2890 SH SOLE 0 2890 0 0 NOVARTIS SPONSORED ADR 66987V109 984 11470 SH SOLE 0 11470 0 0 NUVEEN AMT-FREE QUALITY MUNI COM 670657105 1734 140883 SH SOLE 0 140883 0 0 NUVEEN QUALITY MUNICIPAL INCOME FUND COM 67066V101 1760 140333 SH SOLE 0 140333 0 0 NXP SEMICONDUCTORS NV COM N6596X109 3129 42705 SH SOLE 0 42505 0 200 ORACLE CORP COM 68389X105 873 19340 SH SOLE 0 19340 0 0 PALO ALTO NETWORKS INC COM 697435105 1526 8100 SH SOLE 0 8025 0 75 PAYPAL HOLDINGS INC COM 70450Y103 2404 28589 SH SOLE 0 28414 0 175 PEPSICO INC COM 713448108 2151 19471 SH SOLE 0 19346 0 125 PERKINELMER INC COM 714046109 1278 16265 SH SOLE 0 16265 0 0 PHILLIPS 66 COM 718546104 376 4366 SH SOLE 0 4366 0 0 PN MUNICIPAL INCOME TRUST COM 46132K109 1751 150840 SH SOLE 0 150840 0 0 PNC BANK CORPORATION COM 693475105 1258 10764 SH SOLE 0 10764 0 0 PROCTER & GAMBLE CO COM 742718109 2262 24610 SH SOLE 0 24460 0 150 QUALCOMM INC. COM 747525103 5210 91542 SH SOLE 0 91192 0 350 QUANTA SERVICES INC COM 74762E102 2248 74695 SH SOLE 0 74220 0 475 QURATE RETAIL INC COM SER A 74915M100 3539 181277 SH SOLE 0 180577 0 700 REGENERON PHARMACEUTICALS COM 75886F107 908 2430 SH SOLE 0 2415 0 15 ROCKWELL AUTOMATION INC COM 773903109 229 1525 SH SOLE 0 1525 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 3117 51995 SH SOLE 0 51695 0 300 SCHLUMBERGER LIMITED COM 806857108 1685 46700 SH SOLE 0 46325 0 375 SCHW - U.S. TIPS ETF US TIPS ETF 808524870 1817 34115 SH SOLE 0 34115 0 0 SELECT INCOME REIT COM SH BEN INT 81618T100 912 123865 SH SOLE 0 123865 0 0 SHIRE PLC SPONSORED ADR 82481R106 3040 17467 SH SOLE 0 17467 0 0 SINCLAIR BROADCAST GROUP CL A 829226109 253 9595 SH SOLE 0 9595 0 0 SOUTHWEST AIRLINES COM 844741108 4430 95307 SH SOLE 0 94932 0 375 SPDR - DOUBLELINE TOTAL RETURN SPDR TR TACTIC 78467V848 893 18844 SH SOLE 0 18844 0 0 SPDR - GOLD TRUST GOLD SHS 78463V107 664 5480 SH SOLE 0 5480 0 0 SPDR - INTERMEDIATE CORP PORTFOLIO INTRMD 78464A375 1205 36480 SH SOLE 0 36480 0 0 SPDR - S&P 500 INDEX TR UNIT 78462F103 1891 7566 SH SOLE 0 7566 0 0 SPDR - S&P AEROSPACE & DEFENSE COM CL A 78464A631 2263 28680 SH SOLE 0 28680 0 0 SPDR - S&P BIOTECH S&P BIOTECH 78464A870 3417 47625 SH SOLE 0 47625 0 0 SPDR - SHORT-TERM CORPORATES PORTFOLIO SHORT 78464A474 4671 154970 SH SOLE 0 154970 0 0 SPIRIT AEROSYSTEMS HOLDINGS CL-A COM CL A 848574109 1839 25505 SH SOLE 0 25255 0 250 STATE STREET CORP COM 857477103 3095 49070 SH SOLE 0 48845 0 225 SYSCO CORP COM 871829107 576 9185 SH SOLE 0 9185 0 0 TE CONNECTIVITY LTD SHS CLASS A H84989104 1828 24169 SH SOLE 0 24169 0 0 THE CHARLES SCHWAB CORP COM 808513105 3895 93788 SH SOLE 0 93363 0 425 THOR INDUSTRIES INC COM 885160101 437 8410 SH SOLE 0 8410 0 0 TJX COMPANIES COM 872540109 3945 88175 SH SOLE 0 87875 0 300 TORTOISE MLP FUND INC. COM 89148B101 1753 143098 SH SOLE 0 143098 0 0 UNILEVER PLC SPON ADR NEW 904767704 1134 21695 SH SOLE 0 21695 0 0 UNITEDHEALTH GROUP COM 91324P102 1329 5335 SH SOLE 0 5260 0 75 VALERO ENERGY CORP COM 91913Y100 210 2807 SH SOLE 0 2807 0 0 VEREIT INC COM 92339V100 2090 292250 SH SOLE 0 290250 0 2000 VG - ALL-WORLD EX-US INDEX ALLWRLD EX US 922042775 5530 121325 SH SOLE 0 120725 0 600 VG - ALL-WORLD EX-US SMALL-CAP FTSE SMCAP ETF 922042718 4524 47784 SH SOLE 0 47509 0 275 VG - ENERGY ETF ENERGY ETF 92204A306 1113 14438 SH SOLE 0 14438 0 0 VG - FTSE DEVELOPED MARKETS FTSE DEV MKT ETF 921943858 1023 27575 SH SOLE 0 27575 0 0 VG - FTSE EUROPE FTSE EUROPE ETF 922042874 453 9310 SH SOLE 0 9310 0 0 VG - INDUSTRIALS ETF INDUSTRIAL ETF 92204A603 4315 35833 SH SOLE 0 35633 0 200 VG - MEGA CAP 300 VALUE MEGA CAP VAL ETF 921910840 5595 78285 SH SOLE 0 77985 0 300 VG - MORTGAGE BACKED SECURITIES MORTG-BACK SEC 92206C771 4386 85180 SH SOLE 0 84880 0 300 VG - TOTAL INTL STOCK INDEX VG TL INTL STK F 921909768 3515 74440 SH SOLE 0 73865 0 575 VG - TOTAL WORLD STOCK INDEX TT WRLD ST ETF 922042742 3117 47615 SH SOLE 0 47615 0 0 VG - U.S. INTERM-TERM CORP BONDS INT-TERM CORP 92206C870 3647 44020 SH SOLE 0 44020 0 0 VG - U.S. MEGA-CAP GROWTH MEGA GRWTH IND 921910816 736 6880 SH SOLE 0 6880 0 0 VG - U.S. MID-CAP VALUE MCAP VL IDXVIP 922908512 5201 54600 SH SOLE 0 54300 0 300 VG - U.S. SHORT-TERM CORP BONDS SHRT TRM CORP BD 92206C409 3185 40870 SH SOLE 0 40870 0 0 VG - U.S. SMALL-CAP GROWTH SML CP GRW ETF 922908595 1251 8310 SH SOLE 0 8310 0 0 VG - U.S. SMALL-CAP VALUE SM CP VAL ETF 922908611 8003 70162 SH SOLE 0 69862 0 300 VG - U.S. TOTAL CORP BONDS TOTAL CORP BND 92206C573 287 3592 SH SOLE 0 3592 0 0 VISA INC COM 92826C839 2000 15158 SH SOLE 0 15058 0 100 VV - AGRIBUSINESS FUND AGRIBUSINESS ETF 92189F700 1836 32259 SH SOLE 0 32259 0 0 VV - INTERMEDIATE TERM MUNICIPALS AMT FREE INT ETF 92189H201 1625 34224 SH SOLE 0 34224 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 1443 21115 SH SOLE 0 21115 0 0 WALT DISNEY CO COM DISNEY 254687106 4810 43865 SH SOLE 0 43690 0 175 WELLS FARGO & CO COM 949746101 1477 32053 SH SOLE 0 32053 0 0 WT - EMERGING MARKETS DIV EMER MKT HIGH FD 97717W315 777 19364 SH SOLE 0 19364 0 0 WT - INTERN SMALL-CAP DIVIDEND INTL SMCAP DIV 97717W760 2019 33475 SH SOLE 0 33475 0 0 WYNDHAM DESTINATIONS INC COM 98310W108 784 21865 SH SOLE 0 21865 0 0 WYNDHAM HOTELS & RESORTS INC COM 98311A105 2848 62765 SH SOLE 0 62490 0 275 X-TRACKERS CHINA A SHARES DBXTR HAR CS 300 233051879 3125 142519 SH SOLE 0 141819 0 700