Managing Partner

0000312955-18-000002.txt : 20180130 0000312955-18-000002.hdr.sgml : 20180130 20180130155856 ACCESSION NUMBER: 0000312955-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180130 DATE AS OF CHANGE: 20180130 EFFECTIVENESS DATE: 20180130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000312955 IRS NUMBER: 391541077 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01245 FILM NUMBER: 18559104 BUSINESS ADDRESS: STREET 1: 8000 EXCELSIOR DR SUITE 201 CITY: MADISON STATE: WI ZIP: 53717-1951 BUSINESS PHONE: 6088318018 MAIL ADDRESS: STREET 1: 8000 EXCELSIOR DRIVE SUITE 201 CITY: MADISON STATE: WI ZIP: 53717-1951 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT LLC\WI\ DATE OF NAME CHANGE: 20031119 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20011107 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 19990318 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000312955 XXXXXXXX 12-31-2017 12-31-2017 NORTHERN CAPITAL MANAGEMENT LLC

8000 EXCELSIOR DRIVE SUITE 201 MADISON WI 53717-1951

13F HOLDINGS REPORT 028-01245 N Stephen Hawk Managing Partner 608-831-8018 Stephen Hawk Madison WI 01-30-2018 0 156 387930 false INFORMATION TABLE 2 12311713f.xml ABBVIE INC COM 00287Y109 405 4185 SH SOLE 0 4185 0 0 AES CORPORATION COM 00130H105 2299 212240 SH SOLE 0 210740 0 1500 ALEXION PHARMACEUTICALS INC COM 015351109 570 4770 SH SOLE 0 4670 0 100 ALLERGAN INC SHS G0177J108 3398 20770 SH SOLE 0 20635 0 135 ALLIANZ COM 018805101 2475 107770 SH SOLE 0 107770 0 0 ALPHABET INC - CL A CAP STK CL A 02079K305 6621 6285 SH SOLE 0 6245 0 40 AMERICAN INTL GROUP COM NEW 026874784 3436 57670 SH SOLE 0 57245 0 425 AMERICAN TOWER CORP COM 03027X100 3501 24541 SH SOLE 0 24416 0 125 ANTHEM INC COM 036752103 1393 6190 SH SOLE 0 6090 0 100 APACHE CORP COM 037411105 2101 49755 SH SOLE 0 49180 0 575 APPLE COMPUTER INC COM 037833100 8718 51514 SH SOLE 0 51164 0 350 AUTONATION INC COM 05329W102 3196 62255 SH SOLE 0 61805 0 450 BAKER HUGHES A GE CO COM 05722G100 933 29475 SH SOLE 0 29125 0 350 BANK OF AMERICA CORP. COM 060505104 4873 165090 SH SOLE 0 164140 0 950 BAYER AG ADS COM 072730302 5216 167775 SH SOLE 0 166775 0 1000 BLACK KNIGHT INC COM 09215C105 522 11817 SH SOLE 0 11817 0 0 BLACKROCK INC. COM 09247X101 1192 2320 SH SOLE 0 2320 0 0 BP PLC SPONSORED ADR 055622104 3350 79715 SH SOLE 0 79265 0 450 BROOKFIELD ASSET MANAGEMENT INC CL A LTD VT SH 112585104 3884 89210 SH SOLE 0 89210 0 0 CAMPBELL SOUP COMPANY COM 134429109 1884 39165 SH SOLE 0 39165 0 0 CAPITAL ONE FINANCIAL CORP. COM 14040H105 1744 17518 SH SOLE 0 17518 0 0 CBRE GROUP INC COM 12504L109 4048 93457 SH SOLE 0 92907 0 550 CENTER COAST MLP & INFRASTRU COM SHS 151461100 949 95260 SH SOLE 0 95260 0 0 CHEVRON CORP COM 166764100 1886 15065 SH SOLE 0 14865 0 200 CISCO SYSTEMS INC COM 17275R102 1556 40625 SH SOLE 0 39975 0 650 CITIGROUP INC COM NEW 172967424 5342 71790 SH SOLE 0 71440 0 350 COLONY NORTHSTAR INC - CL A CL A COM 19625W104 1142 100121 SH SOLE 0 100121 0 0 COMCAST CORP COM 20030N101 3261 81412 SH SOLE 0 80787 0 625 CONOCOPHILLIPS COM 20825C104 559 10175 SH SOLE 0 10175 0 0 CONSTELLATION BRANDS INC COM 21036P108 526 2300 SH SOLE 0 2300 0 0 COSTCO WHOLESALE CORP COM 22160K105 1337 7185 SH SOLE 0 7085 0 100 CVS HEALTH CORP COM 126650100 3382 46650 SH SOLE 0 46275 0 375 DELL TECHNOLOGIES INC - CL V COM CL V 24703L103 792 9743 SH SOLE 0 9743 0 0 DISCOVERY COMMUNICATIONS INC COM SER A 25470F104 1765 78855 SH SOLE 0 78855 0 0 DOWDUPONT INC COM 26078J100 2219 31150 SH SOLE 0 30800 0 350 DRX - ALL CAP INSIDER SENTIMENT ALL CP INSIDER 25459Y769 1673 40310 SH SOLE 0 40310 0 0 EBAY INC. COM 278642103 2389 63314 SH SOLE 0 62814 0 500 EXXON MOBIL COM 30231G102 330 3945 SH SOLE 0 3945 0 0 FEDERAL EXPRESS COM 31428X106 1480 5930 SH SOLE 0 5830 0 100 FORMENTO ECONOMICO MEXICANO SPON ADR UNITS 344419106 1616 17205 SH SOLE 0 17205 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 1519 38705 SH SOLE 0 38705 0 0 FIDELITY NATIONAL INFORMATION SERVICES COM 31620M106 645 6856 SH SOLE 0 6856 0 0 FLEXTRONICS INTERNATIONAL ORD Y2573F102 1188 66025 SH SOLE 0 64775 0 1250 GENERAL ELECTRIC CO COM 369604103 3643 208746 SH SOLE 0 207221 0 1525 GH - S&P GLOBAL WATER GUGG S&P GBL WTR 18383Q507 701 19730 SH SOLE 0 19730 0 0 GH - S&P SPIN-OFF GUGG SPINOFF ETF 18383M605 3865 74205 SH SOLE 0 74205 0 0 GH - SABRIENT INSIDER BUYING GUGG INSDR SENT 18383M209 1117 18020 SH SOLE 0 18020 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 4572 17945 SH SOLE 0 17820 0 125 GOVERNMENT PROPERTIES INC COM SHS BEN INT 38376A103 3195 172335 SH SOLE 0 172335 0 0 GRUPO TELEVISA S.A. (ADS) SPON ADR REP ORD 40049J206 258 13825 SH SOLE 0 13825 0 0 HANESBRANDS INC COM 410345102 3528 168735 SH SOLE 0 167610 0 1125 HARLEY DAVIDSON COM 412822108 1996 39220 SH SOLE 0 38820 0 400 HCA HEALTHCARE INC COM 40412C101 3778 43010 SH SOLE 0 42785 0 225 HOME DEPOT INC COM 437076102 1922 10143 SH SOLE 0 10008 0 135 INTEL CORP COM 458140100 3548 76856 SH SOLE 0 76306 0 550 INTERCONTINENTAL EXCHANGE INC COM 45866F104 1504 21310 SH SOLE 0 20985 0 325 INTL BUSINESS MACH. COM 459200101 2594 16905 SH SOLE 0 16670 0 235 INVESTMENT GRADE MUNI FUND COM 46131M106 1977 149965 SH SOLE 0 149965 0 0 IQVIA HOLDINGS INC COM 46266C105 1721 17575 SH SOLE 0 17325 0 250 IS - DOW JONES INTERN SELECT DIVIDEND DJ INTL SEL DIVD 464288448 2366 70015 SH SOLE 0 70015 0 0 IS - RUSSELL 2000 VALUE (SMALL-CAP) RUSL 2000 VAL 464287630 1702 13531 SH SOLE 0 13531 0 0 IS - S&P GLOBAL TECHNOLOGY S&P GLB INF 464287291 471 3065 SH SOLE 0 3065 0 0 IS - INTERMEDIATE MUNICIPAL BONDS NAT AMT FREE BD 464288414 725 6550 SH SOLE 0 6550 0 0 IS - INVESTMENT GRADE CORP BONDS IBOXX INV CP ETF 464287242 8120 66796 SH SOLE 0 66546 0 250 IS - MSCI ALL COUNTRY WORLD INDEX MSCI ACWI ETF 464288257 848 11765 SH SOLE 0 11765 0 0 IS - NASDAQ BIOTECH NASDQ BIOTEC ETF 464287556 2392 22400 SH SOLE 0 22175 0 225 IS - RUSSELL 1000 VALUE (LARGE-CAP) RUSL 1000 VAL 464287598 706 5680 SH SOLE 0 5680 0 0 IS - RUSSELL MIDCAP GROWTH RUSL MCP GRW 464287481 1672 13857 SH SOLE 0 13857 0 0 IS - RUSSELL MIDCAP VALUE RUSL MCP VAL 464287473 2545 28542 SH SOLE 0 28542 0 0 IS - S&P GLOBAL HEALTHCARE S&P GLD HLTHCR 464287325 428 3805 SH SOLE 0 3805 0 0 JOHNSON & JOHNSON COM 478160104 4840 34642 SH SOLE 0 34467 0 175 JP MORGAN SECURITIES COM 46625H100 5066 47377 SH SOLE 0 47127 0 250 KLA-TENCOR CORP. COM 482480100 1163 11070 SH SOLE 0 11070 0 0 LEAR CORP COM 521865204 2297 13005 SH SOLE 0 12905 0 100 LENNAR CORP - CL A CL A 526057104 594 9400 SH SOLE 0 9400 0 0 LIBERTY BROADBAND - CL A COM SER A 530307107 2493 29310 SH SOLE 0 29310 0 0 LIBERTY GLOBAL CL C SHS CL C G5480U120 1605 47417 SH SOLE 0 46692 0 725 LIBERTY INTERACTIVE CORP QVC QVC GP COM SER A 53071M104 3515 143940 SH SOLE 0 143090 0 850 MARATHON PETROLEUM CORP COM 56585A102 750 11374 SH SOLE 0 11374 0 0 MASTERCARD INC CL A 57636Q104 1080 7135 SH SOLE 0 6985 0 150 MCDONALD`S CORP COM 580135101 227 1318 SH SOLE 0 1318 0 0 MERCK & CO INC COM 58933Y105 1211 21529 SH SOLE 0 21529 0 0 MICROSOFT CORP COM 594918104 5031 58817 SH SOLE 0 58417 0 400 MONSANTO CO COM 61166W101 3265 27955 SH SOLE 0 27780 0 175 NOVARTIS SPONSORED ADR 66987V109 996 11860 SH SOLE 0 11860 0 0 NUVEEN AMT-FREE QUALITY MUNI COM 670657105 2199 159957 SH SOLE 0 159957 0 0 NUVEEN QUALITY MUNICIPAL INCOME FUND COM 67066V101 2405 171046 SH SOLE 0 171046 0 0 NVIDIA CORP COM 67066G104 582 3010 SH SOLE 0 2945 0 65 NXP SEMICONDUCTORS NV COM N6596X109 2780 23740 SH SOLE 0 23490 0 250 ORACLE CORP COM 68389X105 1186 25075 SH SOLE 0 24625 0 450 PAYPAL HOLDINGS INC COM 70450Y103 3679 49976 SH SOLE 0 49726 0 250 PEPSICO INC COM 713448108 2157 17991 SH SOLE 0 17816 0 175 PERKINELMER INC COM 714046109 2246 30710 SH SOLE 0 30710 0 0 PFIZER INC COM 717081103 1358 37482 SH SOLE 0 36832 0 650 PHILLIPS 66 COM 718546104 569 5624 SH SOLE 0 5624 0 0 PN MUNICIPAL INCOME TRUST COM 46132K109 935 76915 SH SOLE 0 76915 0 0 PNC BANK CORPORATION COM 693475105 2064 14305 SH SOLE 0 14305 0 0 PRICELINE GROUP INC COM NEW 741503403 2433 1400 SH SOLE 0 1385 0 15 PS - BUYBACK ACHIEVERS DYNA BYBK ACH 73935X286 4515 76505 SH SOLE 0 76505 0 0 PS - KBW REGIONAL BANKS KBW RG BK PORT 73937B712 2211 39490 SH SOLE 0 39165 0 325 PS - SHORT QQQQ SHORT QQQ NEW 74347B714 1067 30000 SH SOLE 0 30000 0 0 PS - SHORT S&P 500 SHORT S&P 500 NEW 74347B425 2694 89250 SH SOLE 0 89250 0 0 PS - SMALL-CAP FINANCIALS S&P SMCP FIN P 73937B803 3395 62298 SH SOLE 0 62298 0 0 PS - SMALL-CAP INDUSTRIALS S&P SMCP IND P 73937B878 3774 58505 SH SOLE 0 58505 0 0 PS - WATER RESOURCES WATER RESOURCE 73935X575 933 30824 SH SOLE 0 30824 0 0 PULTEGROUP INC COM 745867101 623 18725 SH SOLE 0 18200 0 525 QUALCOMM INC. COM 747525103 5171 80765 SH SOLE 0 80515 0 250 ROCKWELL AUTOMATION INC COM 773903109 299 1525 SH SOLE 0 1525 0 0 SCHLUMBERGER LIMITED COM 806857108 972 14420 SH SOLE 0 14420 0 0 SCHW - U.S. TIPS ETF US TIPS ETF 808524870 2381 42950 SH SOLE 0 42950 0 0 SCHWAB US AGGREGATE BOND US AGGREGATE B 808524839 654 12575 SH SOLE 0 12575 0 0 SELECT INCOME REIT COM SH BEN INT 81618T100 3818 151930 SH SOLE 0 151930 0 0 SHIRE PLC SPONSORED ADR 82481R106 3650 23531 SH SOLE 0 23331 0 200 SINCLAIR BROADCAST GROUP CL A 829226109 948 25050 SH SOLE 0 25050 0 0 SKYWORKS SOLUTIONS, INC COM 83088M102 1642 17295 SH SOLE 0 17045 0 250 SOUTHWEST AIRLINES COM 844741108 5183 79195 SH SOLE 0 78945 0 250 SP - DOUBLELINE TOTAL RETURN SPDR TR TACTIC 78467V848 2026 41659 SH SOLE 0 41659 0 0 SPDR - GOLD TRUST GOLD SHS 78463V107 709 5730 SH SOLE 0 5730 0 0 SPDR - S&P BIOTECH S&P BIOTECH 78464A870 4206 49560 SH SOLE 0 49560 0 0 SPDR - SHORT-TERM CORPORATES BARC SHT TR CP 78464A474 846 27820 SH SOLE 0 27820 0 0 SPIRIT AEROSYSTEMS HOLDINGS CL-A COM CL A 848574109 686 7860 SH SOLE 0 7640 0 220 STATE STREET CORP COM 857477103 1448 14830 SH SOLE 0 14830 0 0 SYNCHRONY FINANCIAL COM 87165B103 966 25013 SH SOLE 0 24513 0 500 SYSCO CORP COM 871829107 1391 22910 SH SOLE 0 22560 0 350 TE CONNECTIVITY LTD SHS CLASS A H84989104 2766 29108 SH SOLE 0 29108 0 0 THE CHARLES SCHWAB CORP COM 808513105 4722 91929 SH SOLE 0 91529 0 400 TIME WARNER INC COM NEW 887317303 2553 27913 SH SOLE 0 27563 0 350 TJX COMPANIES COM 872540109 4505 58915 SH SOLE 0 58540 0 375 TORTOISE MLP FUND INC. COM 89148B101 2966 168880 SH SOLE 0 168880 0 0 UNILEVER PLC SPON ADR NEW 904767704 1295 23405 SH SOLE 0 23405 0 0 VG - ALL-WORLD EX-US INDEX ALLWRLD EX US 922042775 7886 144115 SH SOLE 0 143290 0 825 VG - ALL-WORLD EX-US SMALL-CAP FTSE SMCAP ETF 922042718 2804 23520 SH SOLE 0 23520 0 0 VG - ENERGY ETF ENERGY ETF 92204A306 2103 21253 SH SOLE 0 21253 0 0 VG - FTSE DEVELOPED MARKETS FTSE DEV MKT ETF 921943858 1138 25375 SH SOLE 0 25375 0 0 VG - FTSE EUROPE FTSE EUROPE ETF 922042874 752 12720 SH SOLE 0 12720 0 0 VG - INDUSTRIALS ETF INDUSTRIAL ETF 92204A603 4453 31275 SH SOLE 0 31000 0 275 VG - MEGA CAP 300 VALUE MEGA CAP VAL ETF 921910840 5775 75530 SH SOLE 0 75530 0 0 VG - TOTAL INTL STOCK INDEX VG TL INTL STK F 921909768 4364 76815 SH SOLE 0 76365 0 450 VG - TOTAL WORLD STOCK INDEX TT WRLD ST ETF 922042742 2062 27765 SH SOLE 0 27765 0 0 VG - U.S. INTERM-TERM CORP BONDS INT-TERM CORP 92206C870 9305 106475 SH SOLE 0 105875 0 600 VG - U.S. MEGA-CAP GROWTH MEGA GRWTH IND 921910816 936 8405 SH SOLE 0 8405 0 0 VG - U.S. MID-CAP VALUE MCAP VL IDXVIP 922908512 2642 23680 SH SOLE 0 23680 0 0 VG - U.S. SHORT-TERM CORP BONDS SHRT TRM CORP BD 92206C409 15153 191087 SH SOLE 0 191087 0 0 VG - U.S. SMALL-CAP GROWTH SML CP GRW ETF 922908595 1477 9185 SH SOLE 0 9185 0 0 VG - U.S. SMALL-CAP VALUE SM CP VAL ETF 922908611 10319 77717 SH SOLE 0 77442 0 275 VG - U.S. TOTAL CORP BONDS TOTAL CORP BND 92206C573 412 4852 SH SOLE 0 4852 0 0 VISA INC COM 92826C839 757 6635 SH SOLE 0 6635 0 0 VV - AGRIBUSINESS FUND AGRIBUSINESS ETF 92189F700 2269 36840 SH SOLE 0 36840 0 0 VV - INTERMEDIATE TERM MUNICIPALS AMT FREE INT ETF 92189F544 1092 45360 SH SOLE 0 45360 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 1755 24170 SH SOLE 0 24170 0 0 WEATHERFORD INTL LTD ORD SHS G48833100 1394 334300 SH SOLE 0 332100 0 2200 WELLS FARGO & CO COM 949746101 1383 22797 SH SOLE 0 22797 0 0 WT - EMERGING MARKETS DIV EMER MKT HIGH FD 97717W315 2016 44465 SH SOLE 0 44140 0 325 WT - INTERN SMALL-CAP DIVIDEND INTL SMCAP DIV 97717W760 1541 20060 SH SOLE 0 20060 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 4587 39590 SH SOLE 0 39440 0 150 X-TRACKERS CHINA A SHARES DBXTR HAR CS 300 233051879 2605 83965 SH SOLE 0 83340 0 625