Managing Partner

0000312955-17-000004.txt : 20171027 0000312955-17-000004.hdr.sgml : 20171027 20171027165226 ACCESSION NUMBER: 0000312955-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171027 DATE AS OF CHANGE: 20171027 EFFECTIVENESS DATE: 20171027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000312955 IRS NUMBER: 391541077 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01245 FILM NUMBER: 171159989 BUSINESS ADDRESS: STREET 1: 8000 EXCELSIOR DR SUITE 201 CITY: MADISON STATE: WI ZIP: 53717-1951 BUSINESS PHONE: 6088318018 MAIL ADDRESS: STREET 1: 8000 EXCELSIOR DRIVE SUITE 201 CITY: MADISON STATE: WI ZIP: 53717-1951 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT LLC\WI\ DATE OF NAME CHANGE: 20031119 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20011107 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 19990318 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000312955 XXXXXXXX 09-30-2017 09-30-2017 NORTHERN CAPITAL MANAGEMENT LLC

8000 EXCELSIOR DRIVE SUITE 201 MADISON WI 53717-1951

13F HOLDINGS REPORT 028-01245 N Stephen Hawk Managing Partner 608-831-8018 Stephen Hawk Madison WI 10-27-2017 0 151 323867 false INFORMATION TABLE 2 13f093017.xml ABBVIE INC COM 00287Y109 378 4255 SH SOLE 0 4255 0 0 ADVAXIS INC. 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COM 09247X101 1131 2530 SH SOLE 0 2530 0 0 BP PLC SPONSORED ADR 055622104 3256 84715 SH SOLE 0 84115 0 600 BROOKFIELD ASSET MANAGEMENT INC CL A LTD VT SH 112585104 3735 90433 SH SOLE 0 90433 0 0 CAMPBELL SOUP COMPANY COM 134429109 3456 73810 SH SOLE 0 73235 0 575 CAPITAL ONE FINANCIAL CORP. COM 14040H105 1562 18448 SH SOLE 0 18448 0 0 CBRE GROUP INC COM 12504L109 3810 100587 SH SOLE 0 99837 0 750 CENTER COAST MLP & INFRASTRU COM SHS 151461100 150 14225 SH SOLE 0 14225 0 0 CHEVRON CORP COM 166764100 1614 13740 SH SOLE 0 13540 0 200 CISCO SYSTEMS INC COM 17275R102 1413 42025 SH SOLE 0 41375 0 650 CITIGROUP INC COM NEW 172967424 5001 68755 SH SOLE 0 68355 0 400 COLONY NORTHSTAR INC - CL A CL A COM 19625W104 1341 106751 SH SOLE 0 106751 0 0 COMCAST CORP COM 20030N101 1957 50862 SH SOLE 0 50862 0 0 CONOCOPHILLIPS COM 20825C104 516 10300 SH SOLE 0 10300 0 0 CONSTELLATION BRANDS INC COM 21036P108 459 2300 SH SOLE 0 2300 0 0 COSTCO WHOLESALE CORP COM 22160K105 1512 9205 SH SOLE 0 9030 0 175 CVS HEALTH CORP COM 126650100 4228 51990 SH SOLE 0 51615 0 375 DELL TECHNOLOGIES INC - CL V COM CL V 24703L103 754 9770 SH SOLE 0 9770 0 0 DISCOVERY COMMUNICATIONS INC COM SER A 25470F104 602 28280 SH SOLE 0 28280 0 0 DOWDUPONT INC COM 26078J100 1755 25350 SH SOLE 0 25020 0 330 DRX - ALL CAP INSIDER SENTIMENT ALL CP INSIDER 25459Y769 982 23660 SH SOLE 0 23660 0 0 EBAY INC. COM 278642103 2310 60064 SH SOLE 0 59564 0 500 EXXON MOBIL COM 30231G102 350 4275 SH SOLE 0 4275 0 0 FEDERAL EXPRESS COM 31428X106 1281 5680 SH SOLE 0 5555 0 125 FORMENTO ECONOMICO MEXICANO SPON ADR UNITS 344419106 1683 17615 SH SOLE 0 17615 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 1894 39905 SH SOLE 0 39905 0 0 FIDELITY NATIONAL INFORMATION SERVICES COM 31620M106 640 6856 SH SOLE 0 6856 0 0 GENERAL ELECTRIC CO COM 369604103 4829 199709 SH SOLE 0 198184 0 1525 GH - S&P GLOBAL WATER GUGG S&P GBL WTR 18383Q507 664 19305 SH SOLE 0 19305 0 0 GH - S&P SPIN-OFF GUGG SPINOFF ETF 18383M605 3118 61500 SH SOLE 0 61500 0 0 GH - SABRIENT INSIDER BUYING GUGG INSDR SENT 18383M209 1096 18535 SH SOLE 0 18535 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 4226 17815 SH SOLE 0 17690 0 125 GOVERNMENT PROPERTIES INC COM SHS BEN INT 38376A103 2959 157645 SH SOLE 0 157645 0 0 GRUPO TELEVISA S.A. 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SHS EURO N59465109 417 13300 SH SOLE 0 13300 0 0 NOVARTIS SPONSORED ADR 66987V109 1018 11860 SH SOLE 0 11860 0 0 NUVEEN AMT-FREE QUALITY MUNI COM 670657105 2020 145815 SH SOLE 0 145815 0 0 NUVEEN QUALITY MUNICIPAL INCOME FUND COM 67066V101 2223 156671 SH SOLE 0 156671 0 0 NXP SEMICONDUCTORS NV COM N6596X109 1199 10600 SH SOLE 0 10475 0 125 ORACLE CORP COM 68389X105 751 15525 SH SOLE 0 15225 0 300 OVASCIENCE, INC. COM 69014Q101 129 91065 SH SOLE 0 88440 0 2625 PAYPAL HOLDINGS INC COM 70450Y103 3533 55183 SH SOLE 0 54933 0 250 PEPSICO INC COM 713448108 1263 11336 SH SOLE 0 11186 0 150 PERKINELMER INC COM 714046109 2437 35340 SH SOLE 0 35340 0 0 PHILLIPS 66 COM 718546104 520 5674 SH SOLE 0 5674 0 0 PN MUNICIPAL INCOME TRUST COM 46132K109 1131 91915 SH SOLE 0 91915 0 0 PNC BANK CORPORATION COM 693475105 2015 14950 SH SOLE 0 14950 0 0 PRICELINE GROUP INC COM NEW 741503403 1547 845 SH SOLE 0 830 0 15 PS - BUYBACK ACHIEVERS DYNA BYBK ACH 73935X286 3544 63735 SH SOLE 0 63735 0 0 PS - KBW REGIONAL BANKS KBW RG BK PORT 73937B712 1456 26460 SH SOLE 0 26135 0 325 PS - SHORT S&P 500 SHORT S&P 500 NE 74347B425 836 26000 SH SOLE 0 26000 0 0 PS - WATER RESOURCES WATER RESOURCE 73935X575 892 31293 SH SOLE 0 31293 0 0 PULTEGROUP INC COM 745867101 620 22700 SH SOLE 0 22050 0 650 QUALCOMM INC. COM 747525103 3976 76695 SH SOLE 0 76445 0 250 ROCKWELL AUTOMATION INC COM 773903109 272 1525 SH SOLE 0 1525 0 0 SCHW - U.S. TIPS ETF US TIPS ETF 808524870 729 13185 SH SOLE 0 13185 0 0 SCHWAB US AGGREGATE BOND US AGGREGATE B 808524839 615 11750 SH SOLE 0 11750 0 0 SELECT INCOME REIT COM SH BEN INT 81618T100 3300 140900 SH SOLE 0 140900 0 0 SHIRE PLC SPONSORED ADR 82481R106 3344 21835 SH SOLE 0 21635 0 200 SINCLAIR BROADCAST GROUP CL A 829226109 855 26685 SH SOLE 0 26685 0 0 SKYWORKS SOLUTIONS, INC COM 83088M102 938 9210 SH SOLE 0 9060 0 150 SOUTHWEST AIRLINES COM 844741108 4497 80340 SH SOLE 0 79915 0 425 SP - DOUBLELINE TOTAL RETURN SPDR TR TACTIC 78467V848 2496 50659 SH SOLE 0 50659 0 0 SPDR - GOLD TRUST GOLD SHS 78463V107 697 5730 SH SOLE 0 5730 0 0 SPDR - S&P BIOTECH S&P BIOTECH 78464A870 4093 47285 SH SOLE 0 47285 0 0 SPDR - SHORT-TERM CORPORATES BARC SHT TR CP 78464A474 870 28370 SH SOLE 0 28370 0 0 SPIRIT AEROSYSTEMS HOLDINGS CL-A COM CL A 848574109 611 7860 SH SOLE 0 7640 0 220 STATE STREET CORP COM 857477103 996 10425 SH SOLE 0 10425 0 0 SYSCO CORP COM 871829107 1464 27135 SH SOLE 0 26660 0 475 TE CONNECTIVITY LTD SHS CLASS A H84989104 2486 29925 SH SOLE 0 29925 0 0 THE CHARLES SCHWAB CORP COM 808513105 4421 101069 SH SOLE 0 100494 0 575 TIME WARNER INC COM NEW 887317303 1476 14408 SH SOLE 0 14133 0 275 TJX COMPANIES COM 872540109 3950 53580 SH SOLE 0 53205 0 375 TORTOISE MLP FUND INC. COM 89148B101 2893 159660 SH SOLE 0 159660 0 0 UNILEVER PLC SPON ADR NEW 904767704 1404 24215 SH SOLE 0 24215 0 0 VG - ALL-WORLD EX-US INDEX ALLWRLD EX US 922042775 4605 87360 SH SOLE 0 86535 0 825 VG - ALL-WORLD EX-US SMALL-CAP FTSE SMCAP ETF 922042718 1741 15150 SH SOLE 0 15150 0 0 VG - ENERGY ETF ENERGY ETF 92204A306 1603 17133 SH SOLE 0 17133 0 0 VG - FTSE EUROPE FTSE EUROPE ETF 922042874 653 11195 SH SOLE 0 11195 0 0 VG - INDUSTRIALS ETF INDUSTRIAL ETF 92204A603 3466 25815 SH SOLE 0 25540 0 275 VG - MEGA CAP 300 VALUE MEGA CAP VAL ETF 921910840 2441 34000 SH SOLE 0 34000 0 0 VG - TOTAL INTL STOCK INDEX VG TL INTL STK F 921909768 2087 38125 SH SOLE 0 37675 0 450 VG - TOTAL WORLD STOCK INDEX TT WRLD ST ETF 922042742 1844 26070 SH SOLE 0 26070 0 0 VG - U.S. INTERM-TERM CORP BONDS INT-TERM CORP 92206C870 6371 72385 SH SOLE 0 71785 0 600 VG - U.S. MEGA-CAP GROWTH MEGA GRWTH IND 921910816 882 8425 SH SOLE 0 8425 0 0 VG - U.S. MID-CAP VALUE MCAP VL IDXVIP 922908512 1594 15085 SH SOLE 0 15085 0 0 VG - U.S. SHORT-TERM CORP BONDS SHRT TRM CORP BD 92206C409 6628 82712 SH SOLE 0 82712 0 0 VG - U.S. SMALL-CAP GROWTH SML CP GRW ETF 922908595 1436 9410 SH SOLE 0 9410 0 0 VG - U.S. SMALL-CAP VALUE SM CP VAL ETF 922908611 7656 59912 SH SOLE 0 59637 0 275 VISA INC COM 92826C839 744 7068 SH SOLE 0 7068 0 0 VV - AGRIBUSINESS FUND AGRIBUSINESS ETF 92189F700 1122 19025 SH SOLE 0 19025 0 0 VV - INTERMEDIATE TERM MUNICIPALS AMT FREE INT ETF 92189F544 1091 45360 SH SOLE 0 45360 0 0 WAC - INFLATION LINKED OPP & INC COM 95766R104 2734 242405 SH SOLE 0 242405 0 0 WAC - INFLATION LINKED SEC & INC COM SH BEN INT 95766Q106 4306 372797 SH SOLE 0 371047 0 1750 WALGREENS BOOTS ALLIANCE INC COM 931427108 973 12595 SH SOLE 0 12595 0 0 WEATHERFORD INTL LTD ORD SHS G48833100 2264 494275 SH SOLE 0 490875 0 3400 WELLS FARGO & CO COM 949746101 2524 45771 SH SOLE 0 45171 0 600 WHIRLPOOL CORP. COM 963320106 504 2735 SH SOLE 0 2735 0 0 WT - EMERGING MARKETS DIV EMER MKT HIGH FD 97717W315 1463 34025 SH SOLE 0 33700 0 325 WT - INTERN SMALL-CAP DIVIDEND INTL SMCAP DIV 97717W760 917 12405 SH SOLE 0 12405 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 4354 41310 SH SOLE 0 41160 0 150 X-TRACKERS CHINA A SHARES DBXTR HAR CS 300 233051879 2369 81175 SH SOLE 0 80550 0 625