Managing Partner

0000312955-17-000003.txt : 20170809 0000312955-17-000003.hdr.sgml : 20170809 20170809134142 ACCESSION NUMBER: 0000312955-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170809 DATE AS OF CHANGE: 20170809 EFFECTIVENESS DATE: 20170809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000312955 IRS NUMBER: 391541077 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01245 FILM NUMBER: 171017299 BUSINESS ADDRESS: STREET 1: 8000 EXCELSIOR DR SUITE 201 CITY: MADISON STATE: WI ZIP: 53717-1951 BUSINESS PHONE: 6088318018 MAIL ADDRESS: STREET 1: 8000 EXCELSIOR DRIVE SUITE 201 CITY: MADISON STATE: WI ZIP: 53717-1951 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT LLC\WI\ DATE OF NAME CHANGE: 20031119 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20011107 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 19990318 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000312955 XXXXXXXX 06-30-2017 06-30-2017 NORTHERN CAPITAL MANAGEMENT LLC

8000 EXCELSIOR DRIVE SUITE 201 MADISON WI 53717-1951

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COM 060505104 3691 152135 SH SOLE 0 151060 0 1075 BAYER AG ADS COM 072730302 4819 37110 SH SOLE 0 36860 0 250 BLACKROCK INC. COM 09247X101 1071 2535 SH SOLE 0 2535 0 0 BP PLC SPONSORED ADR 055622104 2590 74749 SH SOLE 0 74049 0 700 BROOKFIELD ASSET MANAGEMENT INC CL A LTD VT SH 112585104 2754 70239 SH SOLE 0 70239 0 0 CALPINE CORP COM 131347304 1530 113105 SH SOLE 0 113105 0 0 CAMPBELL SOUP COMPANY COM 134429109 1146 21980 SH SOLE 0 21555 0 425 CAPITAL ONE FINANCIAL CORP. COM 14040H105 1568 18974 SH SOLE 0 18974 0 0 CBRE GROUP INC COM 12504L109 3229 88697 SH SOLE 0 87547 0 1150 CELGENE CORP COM 151020104 529 4075 SH SOLE 0 4000 0 75 CENTER COAST MLP & INFRASTRU COM SHS 151461100 162 14825 SH SOLE 0 14825 0 0 CISCO SYSTEMS INC COM 17275R102 693 22150 SH SOLE 0 21500 0 650 CITIGROUP INC COM NEW 172967424 4782 71505 SH SOLE 0 70855 0 650 COLONY NORTHSTAR INC - CL A CL A COM 19625W104 987 70071 SH SOLE 0 70071 0 0 COMCAST CORP COM 20030N101 2003 51462 SH SOLE 0 51462 0 0 CONSTELLATION BRANDS INC COM 21036P108 446 2300 SH SOLE 0 2300 0 0 CVS HEALTH CORP COM 126650100 3677 45700 SH SOLE 0 45325 0 375 DELL TECHNOLOGIES INC - CL V COM CL V 24703L103 616 10081 SH SOLE 0 10081 0 0 DISCOVERY COMMUNICATIONS INC COM SER A 25470F104 734 28430 SH SOLE 0 28430 0 0 DOW CHEMICAL CO COM 260543103 335 5317 SH SOLE 0 5317 0 0 DRX - ALL CAP INSIDER SENTIMENT ALL CP INSIDER 25459Y769 922 23210 SH SOLE 0 23210 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 1209 14983 SH SOLE 0 14558 0 425 EBAY INC. COM 278642103 2104 60259 SH SOLE 0 59759 0 500 EXXON MOBIL COM 30231G102 345 4275 SH SOLE 0 4275 0 0 FORMENTO ECONOMICO MEXICANO SPON ADR UNITS 344419106 1746 17755 SH SOLE 0 17755 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 3350 74730 SH SOLE 0 74005 0 725 FIDELITY NATIONAL INFORMATION SERVICES COM 31620M106 586 6856 SH SOLE 0 6856 0 0 GENERAL ELECTRIC CO COM 369604103 3925 145301 SH SOLE 0 143776 0 1525 GH - S&P GLOBAL WATER GUGG S&P GBL WTR 18383Q507 265 8130 SH SOLE 0 8130 0 0 GH - S&P SPIN-OFF GUGG SPINOFF ETF 18383M605 2199 46090 SH SOLE 0 46090 0 0 GH - SABRIENT INSIDER BUYING GUGG INSDR SENT 18383M209 1034 18560 SH SOLE 0 18560 0 0 GILEAD SCIENCES INC COM 375558103 1292 18255 SH SOLE 0 17955 0 300 GOLDMAN SACHS GROUP INC COM 38141G104 3418 15405 SH SOLE 0 15280 0 125 GOVERNMENT PROPERTIES INC COM SHS BEN INT 38376A103 1670 91195 SH SOLE 0 91195 0 0 GRUPO TELEVISA S.A. (ADS) SPON ADR REP ORD 40049J206 337 13825 SH SOLE 0 13825 0 0 HARLEY DAVIDSON COM 412822108 1145 21195 SH SOLE 0 20720 0 475 HCA HEALTHCARE INC COM 40412C101 2790 31995 SH SOLE 0 31770 0 225 HOME DEPOT INC COM 437076102 1248 8138 SH SOLE 0 7988 0 150 INNOVIVA INC COM 45781M101 219 17100 SH SOLE 0 16600 0 500 INTEL CORP COM 458140100 2497 74006 SH SOLE 0 73556 0 450 INTL BUSINESS MACH. COM 459200101 1391 9040 SH SOLE 0 8865 0 175 INVESTMENT GRADE MUNI FUND COM 46131M106 1868 139215 SH SOLE 0 139215 0 0 IS - DOW JONES INTERN SELECT DIVIDEND DJ INTL SEL DIVD 464288448 926 28290 SH SOLE 0 28290 0 0 IS - RUSSELL 2000 VALUE (SMALL-CAP) RUSL 2000 VAL 464287630 1630 13716 SH SOLE 0 13716 0 0 IS - S&P GLOBAL TECHNOLOGY S&P GLB INF 464287291 522 3990 SH SOLE 0 3990 0 0 IS - INTERMEDIATE MUNICIPAL BONDS NAT AMT FREE BD 464288414 721 6550 SH SOLE 0 6550 0 0 IS - INVESTMENT GRADE CORP BONDS IBOXX INV CP ETF 464287242 4976 41291 SH SOLE 0 41041 0 250 IS - MSCI ALL COUNTRY WORLD INDEX MSCI ACWI ETF 464288257 774 11820 SH SOLE 0 11820 0 0 IS - NASDAQ BIOTECH NASDQ BIOTEC ETF 464287556 388 1250 SH SOLE 0 1250 0 0 IS - OIL EQUIPMENT & SERVICES US OIL EQ&SV ETF 464288844 1363 40385 SH SOLE 0 40385 0 0 IS - RUSSELL 1000 VALUE (LARGE-CAP) RUSL 1000 VAL 464287598 896 7695 SH SOLE 0 7695 0 0 IS - RUSSELL MIDCAP GROWTH RUSL MCP GRW 464287481 1538 14227 SH SOLE 0 14227 0 0 IS - RUSSELL MIDCAP VALUE RUSL MCP VAL 464287473 2808 33387 SH SOLE 0 33387 0 0 IS - S&P GLOBAL HEALTHCARE S&P GLD HLTHCR 464287325 433 3960 SH SOLE 0 3960 0 0 JOHNSON & JOHNSON COM 478160104 4015 30351 SH SOLE 0 30176 0 175 JP MORGAN SECURITIES COM 46625H100 4328 47352 SH SOLE 0 46927 0 425 KLA-TENCOR CORP. 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SHS EURO N59465109 536 13800 SH SOLE 0 13800 0 0 NOVARTIS SPONSORED ADR 66987V109 992 11885 SH SOLE 0 11885 0 0 NUVEEN AMT-FREE QUALITY MUNI COM 670657105 2064 150751 SH SOLE 0 150751 0 0 NUVEEN QUALITY MUNICIPAL INCOME FUND COM 67066V101 2259 160877 SH SOLE 0 160877 0 0 NXP SEMICONDUCTORS NV COM N6596X109 505 4615 SH SOLE 0 4490 0 125 ORACLE CORP COM 68389X105 514 10250 SH SOLE 0 9950 0 300 OVASCIENCE, INC. COM 69014Q101 143 91865 SH SOLE 0 89240 0 2625 PAYPAL HOLDINGS INC COM 70450Y103 3181 59273 SH SOLE 0 58898 0 375 PEPSICO INC COM 713448108 1309 11336 SH SOLE 0 11186 0 150 PERKINELMER INC COM 714046109 2498 36655 SH SOLE 0 36655 0 0 PERRIGO CO SHS G97822103 1405 18610 SH SOLE 0 18285 0 325 PHILLIPS 66 COM 718546104 475 5739 SH SOLE 0 5739 0 0 PN MUNICIPAL INCOME TRUST COM 46132K109 1135 91915 SH SOLE 0 91915 0 0 PNC BANK CORPORATION COM 693475105 1900 15215 SH SOLE 0 15215 0 0 PRICELINE GROUP INC COM NEW 741503403 2950 1577 SH SOLE 0 1562 0 15 PROTAGONIST THERAPEUTICS COM 74366E102 188 16665 SH SOLE 0 16165 0 500 PS - BUYBACK ACHIEVERS DYNA BYBK ACH 73935X286 2836 52845 SH SOLE 0 52845 0 0 PS - SHORT QQQQ SHORT QQQ NEW 74347B714 631 15600 SH SOLE 0 15600 0 0 PS - SHORT RUSSELL 2000 SHORT RUSSELL2000 74348A210 525 11350 SH SOLE 0 11350 0 0 PS - SHORT S&P 500 SHORT S&P 500 NE 74347B425 531 15850 SH SOLE 0 15850 0 0 PS - WATER RESOURCES WATER RESOURCE 73935X575 876 32493 SH SOLE 0 32493 0 0 QUALCOMM INC. COM 747525103 3633 65797 SH SOLE 0 65547 0 250 ROCKWELL AUTOMATION INC COM 773903109 287 1775 SH SOLE 0 1775 0 0 SELECT INCOME REIT COM SH BEN INT 81618T100 2559 106495 SH SOLE 0 106495 0 0 SHIRE PLC SPONSORED ADR 82481R106 2567 15530 SH SOLE 0 15355 0 175 SINCLAIR BROADCAST GROUP CL A 829226109 1073 32610 SH SOLE 0 32610 0 0 SKYWORKS SOLUTIONS, INC COM 83088M102 516 5380 SH SOLE 0 5230 0 150 SOUTHWEST AIRLINES COM 844741108 4321 69530 SH SOLE 0 69105 0 425 SP - DOUBLELINE TOTAL RETURN SPDR TR TACTIC 78467V848 1879 38179 SH SOLE 0 38179 0 0 SPDR - GOLD TRUST GOLD SHS 78463V107 676 5730 SH SOLE 0 5730 0 0 SPDR - S&P BIOTECH S&P BIOTECH 78464A870 3735 48390 SH SOLE 0 48390 0 0 SPDR - SHORT-TERM CORPORATES BARC SHT TR CP 78464A474 1075 35095 SH SOLE 0 35095 0 0 STATE STREET CORP COM 857477103 966 10770 SH SOLE 0 10770 0 0 SYSCO CORP COM 871829107 886 17600 SH SOLE 0 17125 0 475 TARGET CORPORATION COM 87612E106 851 16275 SH SOLE 0 15850 0 425 TE CONNECTIVITY LTD SHS CLASS A H84989104 2375 30185 SH SOLE 0 30185 0 0 THE CHARLES SCHWAB CORP COM 808513105 3799 88429 SH SOLE 0 87854 0 575 TIME WARNER INC COM NEW 887317303 910 9058 SH SOLE 0 8783 0 275 TJX COMPANIES COM 872540109 2875 39830 SH SOLE 0 39530 0 300 TORTOISE MLP FUND INC. COM 89148B101 2140 110940 SH SOLE 0 110940 0 0 UNILEVER PLC SPON ADR NEW 904767704 1338 24730 SH SOLE 0 24730 0 0 VENTAS INC. - REIT COM 92276F100 202 2910 SH SOLE 0 2910 0 0 VERISIGN, INC. COM 92343E102 781 8405 SH SOLE 0 8155 0 250 VG - ALL-WORLD EX-US INDEX ALLWRLD EX US 922042775 221 4410 SH SOLE 0 4410 0 0 VG - ALL-WORLD EX-US SMALL-CAP FTSE SMCAP ETF 922042718 623 5765 SH SOLE 0 5765 0 0 VG - ENERGY ETF ENERGY ETF 92204A306 1440 16273 SH SOLE 0 16273 0 0 VG - FTSE EUROPE FTSE EUROPE ETF 922042874 617 11195 SH SOLE 0 11195 0 0 VG - INDUSTRIALS ETF INDUSTRIAL ETF 92204A603 1105 8605 SH SOLE 0 8605 0 0 VG - MEGA CAP 300 VALUE MEGA CAP VAL ETF 921910840 449 6470 SH SOLE 0 6470 0 0 VG - TOTAL WORLD STOCK INDEX TT WRLD ST ETF 922042742 415 6145 SH SOLE 0 6145 0 0 VG - U.S. INTERM-TERM CORP BONDS INT-TERM CORP 92206C870 5297 60520 SH SOLE 0 59920 0 600 VG - U.S. MEGA-CAP GROWTH MEGA GRWTH IND 921910816 1224 12230 SH SOLE 0 12230 0 0 VG - U.S. MID-CAP VALUE MCAP VL IDXVIP 922908512 314 3050 SH SOLE 0 3050 0 0 VG - U.S. SHORT-TERM CORP BONDS SHRT TRM CORP BD 92206C409 4600 57472 SH SOLE 0 57472 0 0 VG - U.S. SMALL-CAP GROWTH SML CP GRW ETF 922908595 2230 15305 SH SOLE 0 15105 0 200 VG - U.S. SMALL-CAP VALUE SM CP VAL ETF 922908611 4205 34213 SH SOLE 0 33938 0 275 VISA INC COM 92826C839 743 7918 SH SOLE 0 7918 0 0 VV - AGRIBUSINESS FUND AGRIBUSINESS ETF 92189F700 652 11860 SH SOLE 0 11860 0 0 VV - INTERMEDIATE TERM MUNICIPALS AMT FREE INT ETF 92189F544 1085 45360 SH SOLE 0 45360 0 0 WAC - INFLATION LINKED OPP & INC COM 95766R104 5584 506675 SH SOLE 0 504925 0 1750 WAC - INFLATION LINKED SEC & INC COM SH BEN INT 95766Q106 5628 498022 SH SOLE 0 496272 0 1750 WALGREENS BOOTS ALLIANCE INC COM 931427108 520 6635 SH SOLE 0 6635 0 0 WELLS FARGO & CO COM 949746101 2060 37171 SH SOLE 0 36571 0 600 WHIRLPOOL CORP. COM 963320106 556 2900 SH SOLE 0 2900 0 0 WT - EMERGING MARKETS DIV EMER MKT HIGH FD 97717W315 1377 33605 SH SOLE 0 33280 0 325 WT - INTERN SMALL-CAP DIVIDEND INTL SMCAP DIV 97717W760 854 12280 SH SOLE 0 12280 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 3861 38455 SH SOLE 0 38230 0 225 X-TRACKERS CHINA A SHARES DBXTR HAR CS 300 233051879 2373 87060 SH SOLE 0 86235 0 825