Managing Partner

0000312955-16-000013.txt : 20160727 0000312955-16-000013.hdr.sgml : 20160727 20160727165716 ACCESSION NUMBER: 0000312955-16-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160727 DATE AS OF CHANGE: 20160727 EFFECTIVENESS DATE: 20160727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000312955 IRS NUMBER: 391541077 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01245 FILM NUMBER: 161787343 BUSINESS ADDRESS: STREET 1: 8000 EXCELSIOR DR SUITE 201 CITY: MADISON STATE: WI ZIP: 53717-1951 BUSINESS PHONE: 6088318018 MAIL ADDRESS: STREET 1: 8000 EXCELSIOR DRIVE SUITE 201 CITY: MADISON STATE: WI ZIP: 53717-1951 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT LLC\WI\ DATE OF NAME CHANGE: 20031119 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20011107 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 19990318 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000312955 XXXXXXXX 06-30-2016 06-30-2016 NORTHERN CAPITAL MANAGEMENT LLC

8000 EXCELSIOR DRIVE SUITE 201 MADISON WI 53717-1951

13F HOLDINGS REPORT 028-01245 N Stephen Hawk Managing Partner 608-831-8018 Stephen Hawk Madison WI 07-27-2016 0 134 223967 false INFORMATION TABLE 2 06301613F.xml ABBVIE INC COM 00287Y109 1110 17925 SH SOLE 0 17475 0 450 ADVAXIS INC. COM NEW 007624208 138 17100 SH SOLE 0 16575 0 525 ALLIANZ COM 018805101 3142 218170 SH SOLE 0 216320 0 1850 ALLISON TRANSMISSION HOLDINGS COM 01973R101 208 7375 SH SOLE 0 7375 0 0 AMERICAN INTL GROUP COM NEW 026874784 2613 49400 SH SOLE 0 48750 0 650 APPLE COMPUTER INC COM 037833100 5662 59225 SH SOLE 0 58625 0 600 ARIAD PHARMACEUTICALS COM 04033A100 733 99213 SH SOLE 0 98363 0 850 BANK OF AMERICA CORP. COM 060505104 4047 304970 SH SOLE 0 302920 0 2050 BLACKROCK INC. COM 09247X101 1245 3635 SH SOLE 0 3635 0 0 BP PLC SPONSORED ADR 055622104 2628 73999 SH SOLE 0 73099 0 900 BROOKFIELD ASSET MANAGEMENT INC CL A LTD VT SH 112585104 2534 76626 SH SOLE 0 76626 0 0 CALPINE CORP COM 131347304 3812 258440 SH SOLE 0 256440 0 2000 CAPITAL ONE FINANCIAL CORP. COM 14040H105 2376 37409 SH SOLE 0 36959 0 450 CBRE GROUP INC COM 12504L109 1207 45575 SH SOLE 0 44675 0 900 CELGENE CORP COM 151020104 660 6690 SH SOLE 0 6565 0 125 CENTER COAST MLP & INFRASTRU COM SHS 151461100 167 14225 SH SOLE 0 14225 0 0 CF INDUSTRIES HOLDINGS INC COM 125269100 1425 59110 SH SOLE 0 59110 0 0 CHICAGO BRIDGE & IRON COM 167250109 1538 44405 SH SOLE 0 43780 0 625 CITIGROUP INC COM NEW 172967424 3237 76355 SH SOLE 0 75705 0 650 COACH INC. COM 189754104 283 6935 SH SOLE 0 6935 0 0 COMCAST CORP COM 20030N101 1855 28457 SH SOLE 0 28457 0 0 CONSTELLATION BRANDS INC COM 21036P108 412 2490 SH SOLE 0 2490 0 0 CVS HEALTH CORP COM 126650100 4026 42052 SH SOLE 0 41777 0 275 DIAGEO PLC SPON ADR NEW 25243Q205 285 2525 SH SOLE 0 2525 0 0 DOW CHEMICAL CO COM 260543103 212 4267 SH SOLE 0 4267 0 0 DRX - ALL CAP INSIDER SENTIMENT ALL CP INSIDER 25459Y769 1031 14165 SH SOLE 0 14165 0 0 EBAY INC. COM 278642103 1586 67760 SH SOLE 0 67010 0 750 EMC CORP COM 268648102 4502 165688 SH SOLE 0 163688 0 2000 EXPRESS SCRIPTS HOLDING CO COM 30219G108 1790 23620 SH SOLE 0 23245 0 375 EXXON MOBIL COM 30231G102 381 4060 SH SOLE 0 4060 0 0 FORMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 1985 21460 SH SOLE 0 21460 0 0 FIDELITY NATIONAL INFORMATION SERVICES COM 31620M106 486 6596 SH SOLE 0 6596 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 383 77475 SH SOLE 0 77475 0 0 GENERAL ELECTRIC CO COM 369604103 2059 65411 SH SOLE 0 64286 0 1125 GENERAL MOTORS COM 37045V100 2823 99750 SH SOLE 0 99025 0 725 GH - S&P GLOBAL WATER GUGG S&P GBL WTR 18383Q507 332 11070 SH SOLE 0 11070 0 0 GH - S&P SPIN-OFF GUGG INSDR SENT 18383M605 1911 48443 SH SOLE 0 48443 0 0 GH - SABRIENT INSIDER BUYING GUGG SPINOFF ETF 18383M209 772 16110 SH SOLE 0 16110 0 0 GILEAD SCIENCES INC COM 375558103 546 6545 SH SOLE 0 6345 0 200 GOLDMAN SACHS GROUP INC COM 38141G104 3270 22010 SH SOLE 0 21835 0 175 GOVERNMENT PROPERTIES INC COM SHS BEN INT 38376A103 2264 98190 SH SOLE 0 98190 0 0 GRUPO TELEVISA S.A. (ADS) SPON ADR REP ORD 40049J206 379 14550 SH SOLE 0 14550 0 0 GX - GURU INDEX GLB X GURU INDEX 37950E341 330 14875 SH SOLE 0 14875 0 0 HCA HOLDINGS INC COM 40412C101 821 10655 SH SOLE 0 10330 0 325 HOME DEPOT INC COM 437076102 706 5530 SH SOLE 0 5355 0 175 INNOVIVA INC COM 45781M101 199 18875 SH SOLE 0 18350 0 525 INTL BUSINESS MACH. COM 459200101 260 1715 SH SOLE 0 1715 0 0 INTRA-CELLULAR THERAPIES COM 46116X101 551 14185 SH SOLE 0 14060 0 125 INVESTMENT GRADE MUNI FUND COM 46131M106 1481 99665 SH SOLE 0 99665 0 0 IS - DOW JONES INTERN SELECT DIVIDEND DJ INTL SEL DIVD 464288448 853 29800 SH SOLE 0 29800 0 0 IS - RUSSELL 2000 VALUE (SMALL-CAP) RUSL 2000 VAL 464287630 1386 14251 SH SOLE 0 14251 0 0 IS - S&P GLOBAL TECHNOLOGY S&P GLB INF 464287291 474 4875 SH SOLE 0 4875 0 0 IS - INTERMEDIATE MUNICIPAL BONDS NAT AMT FREE BD 464288414 746 6550 SH SOLE 0 6550 0 0 IS - INVESTMENT GRADE CORP BONDS IBOXX INV CP ETF 464287242 3158 25732 SH SOLE 0 25732 0 0 IS - MSCI ALL COUNTRY WORLD INDEX MSCI ACWI ETF 464288257 670 11920 SH SOLE 0 11920 0 0 IS - NASDAQ BIOTECH NASDQ BIOTEC ETF 464287556 242 940 SH SOLE 0 940 0 0 IS - OIL EQUIPMENT & SERVICES US OIL EQ&SV ETF 464288844 1314 34030 SH SOLE 0 34030 0 0 IS - RUSSELL 1000 VALUE (LARGE-CAP) RUSL 1000 VAL 464287598 882 8540 SH SOLE 0 8540 0 0 IS - RUSSELL MIDCAP GROWTH RUSL MCP GRW 464287481 1504 16077 SH SOLE 0 16077 0 0 IS - RUSSELL MIDCAP VALUE RUSL MCP VAL 464287473 2634 35458 SH SOLE 0 35458 0 0 IS - S&P GLOBAL HEALTHCARE S&P GLD HLTHCR 464287325 517 5115 SH SOLE 0 5115 0 0 IS - US FINANCIAL SECTOR U.S. FINLS ETF 464287788 245 2850 SH SOLE 0 2850 0 0 JOHNSON & JOHNSON COM 478160104 4034 33253 SH SOLE 0 33003 0 250 JP MORGAN SECURITIES COM 46625H100 3671 59082 SH SOLE 0 58482 0 600 KLA-TENCOR CORP. COM 482480100 1381 18850 SH SOLE 0 18850 0 0 LEAR CORP COM 521865204 2734 26865 SH SOLE 0 26640 0 225 LIBERTY BROADBAND - CL A COM SER A 530307107 3872 65185 SH SOLE 0 64705 0 480 LIBERTY INTERACTIVE CORP QVC QVC GP COM SER A 53071M104 2561 100950 SH SOLE 0 99675 0 1275 LYNONDELL BASEEL IND NV SHS - A - N53745100 1273 17110 SH SOLE 0 16810 0 300 MACY`S INC COM 55616P104 1027 30560 SH SOLE 0 29985 0 575 MARATHON PETROLEUM CORP COM 56585A102 627 16511 SH SOLE 0 16511 0 0 MASTERCARD INC CL A 57636Q104 826 9375 SH SOLE 0 9150 0 225 MICROSOFT CORP COM 594918104 3615 70643 SH SOLE 0 70168 0 475 MONSANTO CO COM 61166W101 3781 36565 SH SOLE 0 36215 0 350 NESTLE S.A. - ADR COM 641069406 3450 44625 SH SOLE 0 44275 0 350 NEWS CORP - CL A COM 65249B109 2097 184765 SH SOLE 0 182140 0 2625 NOVARTIS SPONSORED ADR 66987V109 2055 24902 SH SOLE 0 24902 0 0 NUVEEN DIVIDEND ADVANTAGE COM 67066V101 1412 90265 SH SOLE 0 90265 0 0 NUVEEN MUNI OPPORTUNITY F COM 67062W103 1432 94990 SH SOLE 0 94990 0 0 NUVEEN PREMIUM MUNI FUND COM 67063W102 1171 75615 SH SOLE 0 75615 0 0 NUVEEN SELECT MUNI FUND COM 670973106 1586 102215 SH SOLE 0 102215 0 0 OVASCIENCE, INC. COM 69014Q101 158 30340 SH SOLE 0 29365 0 975 PAYPAL HOLDINGS INC COM 70450Y103 2586 70840 SH SOLE 0 70090 0 750 PENTAIR PLC COM G7S00T104 2245 38515 SH SOLE 0 38165 0 350 PEPSICO INC COM 713448108 1101 10393 SH SOLE 0 10193 0 200 PHILLIPS 66 COM 718546104 494 6226 SH SOLE 0 6226 0 0 PNC BANK CORPORATION COM 693475105 1654 20325 SH SOLE 0 20325 0 0 PRICELINE GROUP INC COM NEW 741503403 2297 1840 SH SOLE 0 1825 0 15 PS - BUYBACK ACHIEVERS DYNA BYBK ACH 73935X286 2393 52940 SH SOLE 0 52940 0 0 PS - GLOBAL WATER GBL WTR PORT 73936T623 267 12350 SH SOLE 0 12350 0 0 PS - WATER RESOURCES WATER RESOURCE 73935X575 1014 42913 SH SOLE 0 42913 0 0 PUMA BIOTECHNOLOGY COM 74587V107 485 16288 SH SOLE 0 16113 0 175 QUALCOMM INC. COM 747525103 3325 62060 SH SOLE 0 61410 0 650 RENT-A-CENTER, INC COM 76009N100 161 13100 SH SOLE 0 13100 0 0 ROCKWELL AUTOMATION INC COM 773903109 1471 12810 SH SOLE 0 12810 0 0 ROYAL DUTCH SHELL PLC SPONS ADR B 780259107 1419 25336 SH SOLE 0 24861 0 475 SELECT INCOME REIT COM SH BEN INT 81618T100 2064 79430 SH SOLE 0 79430 0 0 SHIRE PLC SPONSORED ADR 82481R106 2907 15790 SH SOLE 0 15665 0 125 SINCLAIR BROADCAST GROUP CL A 829226109 1588 53190 SH SOLE 0 52265 0 925 SP - DOUBLELINE TOTAL RETURN SPDR TR TACTIC 78467V848 758 15190 SH SOLE 0 15190 0 0 SPDR - OIL SERVICES OILGAS EQUIP 78464A748 190 10130 SH SOLE 0 10130 0 0 SPDR - GOLD TRUST GOLD SHS 78463V107 430 3400 SH SOLE 0 3400 0 0 SPDR - S&P BIOTECH S&P BIOTECH 78464A870 2400 44380 SH SOLE 0 44380 0 0 SPDR - SHORT-TERM CORPORATES BARC SHT TR CP 78464A474 1761 57210 SH SOLE 0 57210 0 0 ST. JUDE MEDICAL COM 790849103 3857 49450 SH SOLE 0 49100 0 350 STATE STREET CORP COM 857477103 622 11535 SH SOLE 0 11535 0 0 SYNCHRONY FINANCIAL COM 87165B103 719 28444 SH SOLE 0 27644 0 800 TE CONNECTIVITY LTD SHS CLASS A H84989104 1947 34085 SH SOLE 0 34085 0 0 TEGNA INC COM 87901J105 311 13415 SH SOLE 0 13415 0 0 THE CHARLES SCHWAB CORP COM 808513105 2712 107145 SH SOLE 0 106320 0 825 TORTOISE MLP FUND INC. COM 89148B101 2185 118405 SH SOLE 0 118405 0 0 UNILEVER PLC SPON ADR NEW 904767704 1209 25245 SH SOLE 0 25245 0 0 UNITEDHEALTH GROUP COM 91324P102 830 5875 SH SOLE 0 5675 0 200 VALERO ENERGY CORP COM 91913Y100 2425 47550 SH SOLE 0 47175 0 375 VENTAS INC. - REIT COM 92276F100 225 3085 SH SOLE 0 3085 0 0 VG - ENERGY ETF ENERGY ETF 92204A306 1372 14428 SH SOLE 0 14428 0 0 VG - FTSE EUROPE FTSE EUROPE ETF 922042874 1274 27298 SH SOLE 0 26648 0 650 VG - INDUSTRIALS ETF INDUSTRIAL ETF 92204A603 850 8000 SH SOLE 0 8000 0 0 VG - MEGA CAP 300 VALUE MEGA CAP VAL ETF 921910840 279 4530 SH SOLE 0 4530 0 0 VG - U.S. INTERM-TERM CORP BONDS INT-TERM CORP 92206C870 2525 28245 SH SOLE 0 28245 0 0 VG - U.S. MID-CAP VALUE MCAP VL IDXVIP 922908512 464 5210 SH SOLE 0 5210 0 0 VG - U.S. SHORT-TERM CORP BONDS SHRT TRM CORP BD 92206C409 6884 85160 SH SOLE 0 85160 0 0 VG - U.S. SMALL-CAP GROWTH SML CP GRW ETF 922908595 3142 25360 SH SOLE 0 24885 0 475 VG - U.S. SMALL-CAP VALUE SM CP VAL ETF 922908611 4409 41865 SH SOLE 0 41115 0 750 VISA INC COM 92826C839 638 8605 SH SOLE 0 8605 0 0 VV - INTERMEDIATE TERM MUNICIPALS AMT FREE INT ETF 92189F544 1132 45560 SH SOLE 0 45560 0 0 WAC - INFLATION LINKED OPP & INC COM 95766R104 5153 463850 SH SOLE 0 462100 0 1750 WAC - INFLATION LINKED SEC & INC COM SH BEN INT 95766Q106 5273 459347 SH SOLE 0 457597 0 1750 WALGREENS BOOTS ALLIANCE INC COM 931427108 559 6717 SH SOLE 0 6717 0 0 WELLS FARGO & CO COM 949746101 1570 33165 SH SOLE 0 32665 0 500 WT - EM SMALL-CAP DIVIDEND ENG MKTS SMCP 97717W281 660 17025 SH SOLE 0 17025 0 0 WT - EUROPE HEDGED EQUITY EUROPE HEDGED EQ 97717X701 510 10100 SH SOLE 0 10100 0 0 WT - INTERN SMALL-CAP DIVIDEND INTL SMCAP DIV 97717W760 556 9915 SH SOLE 0 9915 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 2874 40345 SH SOLE 0 39945 0 400